us-uscis-policy-manual-volume-12-part-i-chapter-4•Chapter 4 - Permanent Bars to Naturalization
Chapter 4 - Permanent Bars to Naturalization
us-uscis-policy-manual-volume-12-part-i-chapter-4Chapter 4 - Permanent Bars to NaturalizationGuidance
A. Exemption or Discharge from Military Service Because of "Alienage"
1. Permanent Bar for Exemption or Discharge from Military Service
An applicant who requested, applied for, and obtained a discharge or exemption from military service from the U.S. armed forces on the ground that he or she is an alien (“alienage discharge”) is permanently ineligible for naturalization unless he or she qualifies for an exception (discussed below).[1]
An exemption from military service is either a permanent exemption from induction into the U.S. armed services or the release or discharge from military training or service in the U.S. armed forces.[2] Induction means compulsory entrance into military service of the United States by conscription or by enlistment after being notified of a pending conscription.
Until 1975, applicants were required to register for the military draft. The failure to register for the draft or to comply with an induction notice is relevant to the determination of whether the applicant was liable for military service, especially in cases where an exemption was based on "alienage."
Certain persons were granted exemptions from the draft for reasons other than alienage, including medical disability and conscientious objector. An applicant may present a draft registration card with an exempt classification under circumstances that do not relate to alienage.
2. Exceptions to Permanent Bar
There are exceptions to the permanent bar to naturalization for obtaining a discharge or exemption from military service on the ground of alienage.[3]
The permanent bar does not apply to the applicant if he or she establishes by clear and convincing evidence that:
- The applicant had no liability for military service (even in the absence of an exemption) at the time he or she requested an exemption from military service;
- The applicant did not request or apply for the exemption from military service, but such exemption was automatically granted by the U.S. Government;[4]
- The exemption from military service was based upon a ground other than the applicant's alienage;
- The applicant was unable to make an intelligent choice between an exemption from military service and citizenship because he or she was misled by an authority from the U.S. Government or from the government of his or her country of nationality;
- The applicant applied for and received an exemption from military service on the basis of alienage, but was subsequently inducted into the U.S. armed forces or the National Security Training Corps;[5]
- Prior to requesting the exemption from military service, the applicant served a minimum of eighteen months in the armed forces of a nation that was a member of the North Atlantic Treaty Organization at the time of his or her service, or the applicant served a minimum of twelve months and applied for registration with the Selective Service Administration after September 28, 1971; or
- Prior to requesting the exemption from military service, the applicant was a “treaty national”[6] who had served in the armed forces of the country of which he or she was a national.[7]
3. Countries with Treaties Providing Reciprocal Exemption from Military Service
The tables below provide lists of countries that currently have (or previously had) effective treaties providing reciprocal exemption from military service.[8]
| Countries with Effective Treaties Providing Reciprocal Exemption from Military Service | |
|---|---|
| Argentina | Art. X, 10 Stat. 1005, 1009, effective 1853 |
| Austria | Art. VI, 47 Stat. 1876, 1880, effective 1928 |
| China | Art. XIV, 63 Stat. 1299, 1311, effective 1946 |
| Costa Rica | Art. IX, 10 Stat. 916, 921, effective 1851 |
| Estonia | Art. VI, 44 Stat. 2379, 2381, effective 1925 |
| Honduras | Art. VI, 45 Stat. 2618, 2622, effective 1927 |
| Ireland | Art. III, 1 US 785, 789, effective 1950 |
| Italy | Art. XIII, 63 Stat. 2255, 2272, effective 1948 |
| Latvia | Art. VI, 45 Stat. 2641, 2643, effective 1928 |
| Liberia | Art. VI, 54 Stat. 1739, 1742, effective 1938 |
| Norway | Art. VI, 47 Stat. 2135, 2139, effective 1928 |
| Paraguay | Art. XI, 12 Stat. 1091, 1096, effective 1859 |
| Spain | Art. V, 33 Stat. 2105, 2108, effective 1902 |
| Switzerland | Art. II, 11 Stat. 587, 589, effective 1850 |
| Yugoslavia Serbia | Art. IV, 22 Stat. 963, 964, effective 1881 |
| Countries with Expired Treaties Providing Reciprocal Exemption from Military Service | |
|---|---|
| El Salvador | Art. VI, 46 Stat. 2817, 2821 (effective 1926 to February 8, 1958) |
| Germany | Art. VI, 44 Stat. 2132, 2136 (effective 1923 to June 2, 1954) |
| Hungary | Art. VI, 44 Stat, 2441, 2445 (effective 1925 to July 5, 1952) |
| Thailand (Siam) | Art. 1, 53 Stat. 1731, 1732 (effective 1937 to June 8, 1968) |
4. Documentation and Evidence
The Application for Naturalization (Form N-400) and Request for Certification of Military or Naval Service (Form N-426) contain questions pertaining to discharge due to alienage. The fact that an applicant is exempted or discharged from service in the U.S. armed forces on the grounds that he or she is an alien may impact the applicant’s eligibility for naturalization.
Selective Service and military department records are conclusive evidence of service and discharge.[9] Proof of an applicant’s request and approval for an exemption or discharge from military service because the applicant is an alien may be grounds for denial of the naturalization application.[10]
B. Deserters or Persons Absent Without Official Leave (AWOL)
An alien who is convicted by court martial as a deserter may be permanently barred from naturalization.[11] A person not ultimately court martialed for being a deserter or for being Absent without Official Leave (AWOL), however, is not permanently barred from naturalization.
An alien who deserted or was AWOL during the relevant period for good moral character may be ineligible for naturalization under the “unlawful acts” provision.[12]
Footnotes
[^ 1] See INA 315. See 8 CFR 315.2.
[^ 2] See 8 CFR 315.1. The Ninth Circuit has found that an exemption from voluntary military service is not a permanent bar under INA 315. See Gallarde v. I.N.S., 486 F.3d 1136 (9th Cir 2007). INA 329 has similar language about exemptions, and that language has been found to cover discharges based on alienage even in cases of voluntary enlistment. See Sakarapanee v. USCIS, 616 F.3d 595, (6th Cir 2010). Officers should consult with local OCC counsel in handling discharges based on alienage.
[^ 3] See 8 CFR 315.2(b).
[^ 4] See In re Watson, 502 F. Supp. 145 (D.C. 1980).
[^ 5] However, an applicant who voluntarily enlists in and serves in the U.S. armed forces after applying for and receiving an exemption from military service on the basis of alienage is not exempt from the permanent bar.
[^ 6] “Treaty national” means a person who is a national of a country with which the United States has a treaty relating to the reciprocal exemption of aliens from military training or military service.
[^ 7] See 8 CFR 315.2(b).
[^ 8] See 8 CFR 315.4.
[^ 9] See 8 CFR 315.3.
[^ 10] See INA 315. See 8 CFR 315.2.
[^ 12] See Part F, Good Moral Character, Chapter 5, Conditional Bars for Acts in Statutory Period, Section L, Unlawful Acts [12 USCIS-PM F.5(L)].
Resources
8 CFR 316.5(b)(6) - Residence for certain spouses of military personnel
8 CFR 316.6 - Physical presence for certain spouses of military personnel
8 U.S.C. 1443a - Overseas naturalization for service members and their qualifying spouses and children
INA 101(f) - Definition of good moral character
INA 314 - Ineligibility to naturalization of deserters from U.S. armed forces
INA 315 - Citizenship denied alien relieved of service in armed forces because of alienage
Appendices
Before October 29, 2019, USCIS considered children of members of the U.S. armed forces or U.S. government employees, who were stationed outside of the United States, to meet the requirement of “is residing in” the United States for the purpose of acquiring citizenship under INA 320.[1] This interpretation was consistent with the definition of “residence” for purposes of naturalization under INA 316.[2] Based on this treatment of U.S. government employees and their children in the context of naturalization under INA 316, USCIS determined that “residing in the United States” for purposes of acquisition of citizenship under INA 320 should likewise be interpreted to include children of U.S. military and government employees stationed outside of the United States who were residing with their parents.[3]
This interpretation, however, was inconsistent with other provisions of the Immigration and Nationality Act (INA), including the definition of “residence” at INA 101(a)(33) and language in INA 322(a) and INA 322(d), which suggested that the citizenship of military children residing outside of the United States should be considered under that provision rather than under INA 320. Effective October 29, 2019, USCIS amended its policy guidance to address these concerns, and determined that children of members of the U.S. armed forces or U.S. government employees stationed outside of the United States would not be eligible for citizenship acquisition under INA 320.[4]
On March 26, 2020, the Citizenship for Children of Military Members and Civil Servants Act was enacted,[5] amending INA 320, so that a child residing with his or her U.S. citizen parent, who is stationed outside of the United States as a member of the U.S. armed forces or a U.S. government employee, or is residing in marital union with a member of the U.S. armed forces or a U.S. government employee who is stationed outside of the United States, acquires citizenship under INA 320 if all requirements of INA 320(c) and INA 320(a)(1)-(2) are met. In line with the statute, USCIS rescinds its previous guidance, clarifying that these children are eligible to acquire citizenship under INA 320 if all other requirements under INA 320 are met.
The amendment to INA 320 applies to children who were under the age of 18 on March 26, 2020.
Footnotes
[^ 1] Even though the child of a member of the U.S. armed forces or U.S. government employee stationed outside of the United States may be eligible to apply for a Certificate of Citizenship under INA 322 since he or she resides outside of the United States, USCIS interpreted the child to meet residency requirements under INA 320 as well, which formerly required the child to be residing in the United States with his or her parent to acquire citizenship.
[^ 2] For example, U.S. government employees, including members of the U.S. armed forces, are eligible to apply for an exception to the continuous residence requirement for naturalization under INA 316 as long as their residency outside of the United States was on behalf of the U.S. government. See INA 316(b). See INA 316(a). See Part D, General Naturalization Requirements, Chapter 3, Continuous Residence [12 USCIS-PM D.3].
[^ 3] See Policy Manual Technical Update, Child Citizenship Act and Children of U.S. Government Employees Residing Abroad (July 20, 2015); and Acquisition of Citizenship by Children of U.S. Military and Government Employees Stationed Abroad under Section 320 of the Immigration and Nationality Act (INA), No. 103, issued May 6, 2004.
[^ 4] See USCIS Policy Alert, Defining “Residence” in Statutory Provisions Related to Citizenship [PA-2019-05]. This Policy Alert has been superseded by Policy Manual updates to reflect changes made under Pub. L. 116-133 (PDF).
[^ 5] See Pub. L. 116-133 (PDF) (March 26, 2020).
The table below provides some of the major legislative amendments that have aimed at assisting qualified military personnel and their eligible family members to become U.S. citizens or to acquire other immigration benefits, or both.
| Act of May 9, 1918 (40 Stat. 512) |
|
| Modifications of 1918 Act[2] |
|
| Second War Powers Act of March 27, 1942 (amending Nationality Act of 1940) |
|
| Legislation of December 7, 1942 (amending Nationality Act of 1940) |
|
| Act of June 1, 1948; Immigration and Nationality Act |
|
| Lodge Act, June 30, 1950 (64 Stat. 316) |
|
| Korean Hostilities; Act of June 30, 1953 (Pub. L. 86) |
|
| Vietnam Hostilities Act of October 24, 1968 (82 Stat. 1343) |
|
| Grenada 15 Executive Order 12582 (February 2, 1987)[3] |
|
| Naturalization of Natives of the Philippines (WWII Service), Sec. 405 of Pub. L. 101-649 |
|
| Hmong Veterans’ Naturalization Act of 2000 |
|
| National Defense Authorization Act for Fiscal Year 2004 (Pub. L. 108-136) |
|
| National Defense Authorization Act for Fiscal Year 2008 (Pub. L. 110-181) |
|
| Kendell Frederick Citizenship Assistance Act (KFCAA) (Pub. L. 110-251) |
|
| Military Personnel Citizenship Processing Act (MPCPA) (Pub. L. 110-382) |
|
Footnotes
[^ 1] See Application of Campbell, 5 F.2d 247 (E.D. Wash. 1925). See Op. Sol. of Labor, Jan, 1926, CO file 79/9.
[^ 2] See Acts of July 19 and November 6, 1919, May 26, 1926, March 4, 1929, May 25, 1932, June 24, 1935, August 23, 1937, June 21, 1939, December 7, 1942.
[^ 3] See Executive Order 12582, signed on February 2, 1987 (52 FR 3395, February 4, 1987). In consideration of Matter of Reyes, 910 F. 2d 611 (9th Cir. 1990), Executive Order 12582 was revoked by Executive Order 12913 (PDF), effective February 2, 1987, (59 FR 23115, May 4, 1994).
[^ 4] See Sec. 1703 of PL 108-136.
[^ 5] See Sec. 673 of PL 110-181.
Updates
This technical update replaces all instances of the term “noncitizen” with “alien” or other appropriate terms throughout the Policy Manual where possible, as used to refer to a person who meets the definition provided in INA 101(a)(3) [“any person not a citizen or national of the United States”], and makes other technical and conforming changes.
1 USCIS-PM - Volume 1 - General Policies and Procedures
2 USCIS-PM - Volume 2 - Nonimmigrants
3 USCIS-PM - Volume 3 - Humanitarian Protection and Parole
4 USCIS-PM - Volume 4 - Refugees and Asylees
5 USCIS-PM - Volume 5 - Adoptions
6 USCIS-PM - Volume 6 - Immigrants
7 USCIS-PM - Volume 7 - Adjustment of Status
8 USCIS-PM - Volume 8 - Admissibility
9 USCIS-PM - Volume 9 - Waivers and Other Forms of Relief
10 USCIS-PM - Volume 10 - Employment Authorization
This technical update replaces all instances of the term “alien” with “noncitizen” or other appropriate terms throughout the Policy Manual where possible, as used to refer to a person who meets the definition provided in INA 101(a)(3) [“any person not a citizen or national of the United States”].
1 USCIS-PM - Volume 1 - General Policies and Procedures
2 USCIS-PM - Volume 2 - Nonimmigrants
6 USCIS-PM - Volume 6 - Immigrants
7 USCIS-PM - Volume 7 - Adjustment of Status
8 USCIS-PM - Volume 8 - Admissibility
9 USCIS-PM - Volume 9 - Waivers and Other Forms of Relief
10 USCIS-PM - Volume 10 - Employment Authorization
U.S. Citizenship and Immigration Services (USCIS) is updating policy guidance in the USCIS Policy Manual regarding residency requirements under Section 320 of the Immigration and Nationality Act (INA), as amended by the Citizenship for Children of Military Members and Civil Servants Act.
U.S. Citizenship and Immigration Services (USCIS) is updating and incorporating relevant Adjudicator’s Field Manual (AFM) content into the USCIS Policy Manual. As that process is ongoing, USCIS has moved any remaining AFM content to its corresponding USCIS Policy Manual Part, in PDF format, until relevant AFM content has been properly incorporated into the USCIS Policy Manual. To the extent that a provision in the USCIS Policy Manual conflicts with remaining AFM content or Policy Memoranda, the updated information in the USCIS Policy Manual prevails. To find remaining AFM content, see the crosswalk between the AFM and the Policy Manual.
1 USCIS-PM - Volume 1 - General Policies and Procedures
2 USCIS-PM - Volume 2 - Nonimmigrants
3 USCIS-PM - Volume 3 - Humanitarian Protection and Parole
4 USCIS-PM - Volume 4 - Refugees and Asylees
5 USCIS-PM - Volume 5 - Adoptions
6 USCIS-PM - Volume 6 - Immigrants
7 USCIS-PM - Volume 7 - Adjustment of Status
8 USCIS-PM - Volume 8 - Admissibility
9 USCIS-PM - Volume 9 - Waivers and Other Forms of Relief
This technical update incorporates into Volume 12 the policy guidance that U.S. Citizenship and Immigration Services (USCIS) announced August 28, 2019 addressing requirements for “residence” in statutory provisions related to citizenship. This guidance became effective October 29, 2019.
This technical update replaces all instances of the term “foreign national” with “alien” throughout the Policy Manual as used to refer to a person who meets the definition provided in INA 101(a)(3) [“any person not a citizen or national of the United States”].
1 USCIS-PM - Volume 1 - General Policies and Procedures
2 USCIS-PM - Volume 2 - Nonimmigrants
6 USCIS-PM - Volume 6 - Immigrants
7 USCIS-PM - Volume 7 - Adjustment of Status
8 USCIS-PM - Volume 8 - Admissibility
9 USCIS-PM - Volume 9 - Waivers and Other Forms of Relief
10 USCIS-PM - Volume 10 - Employment Authorization
U.S. Citizenship and Immigration Services (USCIS) is issuing policy guidance in the USCIS Policy Manual to address requirements for “residence” in statutory provisions related to citizenship, and to rescind previous guidance regarding children of U.S. government employees and members of the U.S. armed forces employed or stationed outside the United States. This guidance becomes effective October 29, 2019.
USCIS is issuing updated and comprehensive citizenship and naturalization policy guidance in the new USCIS Policy Manual.
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