us-ftc-hsr-informal-interpretations-f82d7c0516cb87dcb28aee23c3310465•1707006 Informal Interpretation
1707006 Informal Interpretation
us-ftc-hsr-informal-interpretations-f82d7c0516cb87dcb28aee23c33104651707006 Informal InterpretationGuidance
Tags:
No need to list all the individual sellers. Just list the target.
Question
From: Carson, Timothy
Sent: Friday, July 28, 2017 11:10 AM
To: [Redacted]
Cc: Berg, Karen E.; Gillis, Diana L.; Shaffer, Kristin; Storm, Evan; Whitehead, Nora; Walsh, Kathryn E.
Subject: RE: Item 8 instructions
[Redacted],
No need to list all the individual sellers. Just list the target.
Regards,
Timothy (Ty) Carson
From: [Redacted]
Sent: Thursday, July 27, 2017 1:45 PM
To: Walsh, Kathryn E.
Cc: Berg, Karen E.; Carson, Timothy; Gillis, Diana L.; Shaffer, Kristin; Storm, Evan; Whitehead, Nora
Subject: Item 8 instructions
Kate,
Item 8 asks for the name and HQ address of the entity from which assets, voting securities or non‐corporate interests were acquired. Is it permissible to put the name and address of the target instead? In our situation, on the other side there was a private equity firm that was not a controlling entity and a bunch of sellers. Do we need to put in the names of all of the individual sellers? I can get that from that stock purchase agreement, but I have no idea how I find their addresses.
Thanks.
[Redacted]
1 Haynes, Lanea Subject: FW: Item 8 instructions From: Carson, Timothy Sent: Friday, July 28, 2017 11:10 AM To: Cc: Berg, Karen E.; Gillis, Diana L.; Shaffer, Kristin; Storm, Evan; Whitehead, Nora; Walsh, Kathryn E. Subject: RE: Item 8 instructions No need to list all the individual sellers. Just list the target. Regards, Timothy (Ty) Carson Bureau of Competition Federal Trade Commission 400 7 th Street, SW Washington, DC 20024 202.326.2627 tcarson@ftc.gov From: Sent: Thursday, July 27, 2017 1:45 PM To: Walsh, Kathryn E. Cc: Berg, Karen E.; Carson, Timothy; Gillis, Diana L.; Shaffer, Kristin; Storm, Evan; Whitehead, Nora Subject: Item 8 instructions Kate, Item 8 asks for the name and HQ address of the entity from which assets, voting securities or non‐corporate interests were acquired. Is it permissible to put the name and address of the target instead? In our situation, on the other side there was a private equity firm that was not a controlling entity and a bunch of sellers. Do we need to put in the names of all of the individual sellers? I can get that from that stock purchase agreement, but I have no idea how I find their addresses. Thanks.
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