1709010 Informal Interpretation

us-ftc-hsr-informal-interpretations-492df01f10950cd4f385d855d42fb1d11709010 Informal InterpretationGuidance

Date

Tags:

Rule
801.11(e), 802.63
Staff
Diana Gillis
Response/Comments

correct

Question

correct

From: [Redacted]

Sent: Friday, September 22, 2017 11:39 AM

To: Walsh, Kathryn E.; Berg, Karen E.; Gillis, Diana L.; Shaffer, Kristin; Sheinberg, Samuel I.; Whitehead, Nora; Carson, Timothy

Subject: Bankruptcy Question

Kate and Team,

Please confirm my understanding that a debtor in a bankruptcy proceeding is its own UPE and that, in the context of an acquisition pursuant to Section 363, either the Chapter 11 bankruptcy trustee or the debtor‐in‐possession, as applicable, files and signs the HSR report and affidavit on behalf of the debtor.

Thank you.

[Redacted]

1
Haynes, Lanea
From: 	Gillis, Diana L.
Sent: 	Friday, September 22, 2017 11:44 AM
To: 	Walsh, Kathryn E.; Berg, Karen E.; Shaffer, Kristin; Sheinberg, Samuel I.;
Whitehead, Nora; Carson, Timothy
Subject: 	RE: Bankruptcy Question
correct
From:
Sent: Friday, September 22, 2017 11:39 AM
To: Walsh, Kathryn E.; Berg, Karen E.; Gillis, Diana L.; Shaffer, Kristin; Sheinberg, Samuel I.; Whitehead, Nora; Carson,
Timothy
Subject: Bankruptcy Question
Kate and Team,
Please confirm my understanding that a debtor in a bankruptcy proceeding is its own UPE and that, in the context of an
acquisition pursuant to Section 363, either the Chapter 11 bankruptcy trustee or the debtor‐in‐possession, as applicable,
files and signs the HSR report and affidavit on behalf of the debtor.
Thank you.
Complete printed PDF page 1

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