Federal Register proposed rules — 1996-05-14

issue-1996-05-14Federal Register proposed rules — 1996-05-14Proposed Regulation

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FR Doc. 96-12081 Substances Prohibited From Use in Animal Food or Feed; Protein Derived From Ruminants Prohibited in Ruminant Feed
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24253-24256]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12081]

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 589

[Docket No. 96N-0135]
RIN 0910-AA91

Substances Prohibited From Use in Animal Food or Feed; Protein 
Derived From Ruminants Prohibited in Ruminant Feed

AGENCY: Food and Drug Administration, HHS.

ACTION: Advance notice of proposed rulemaking.

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SUMMARY: The Food and Drug Administration (FDA) is soliciting comments 
on the issue of using protein derived from ruminants (e.g., cattle, 
sheep, goats, mule deer, and elk) in ruminant feed. Animal feed 
containing protein derived from ruminants may contain the disease agent 
that causes transmissible spongiform encephalopathy (TSE) in animals. 
Epidemiological evidence gathered in the United Kingdom (U.K.) suggests 
a link between an outbreak of ruminant TSE, specifically bovine 
spongiform encephalopathy (BSE) and feeding animals protein derived 
from ruminants. In addition information from the U.K. also suggests 
that exposure to BSE may explain some of the recent cases of variant 
Creutzfeldt-Jakob disease (v-CJD) in the U.K. This action is being 
taken to protect the health of animals and to reduce any risk which 
might be faced by humans. FDA is requesting scientific and economic 
information and other comments relating to the prohibition of ruminant 
protein in ruminant feed.

DATES: Written comments by June 13, 1996.

ADDRESSES: Submit written comments to the Dockets Management Branch 
(HFA-305), Food and Drug Administration, 12420 Parklawn Dr., rm. 1-23, 
Rockville, MD 20857.

FOR FURTHER INFORMATION CONTACT: George Graber, Center For Veterinary 
Medicine (HFV-220), Food and Drug Administration, 7500 Standish Pl., 
Rockville, MD 20855, 301-594-1724.

SUPPLEMENTARY INFORMATION:

I. Background

     In the Federal Register of August 29, 1994 (59 FR 44584) FDA 
issued a proposed rule declaring that specified offal from adult (more 
than 12 months of age) sheep and goats is not generally recognized as 
safe for use in ruminant feed and is an unapproved food additive when 
added to ruminant feed. The proposed rule defined ``specified offal'' 
as any tissue from the brain, spinal cord, spleen, thymus, tonsil, 
lymph nodes, or intestines of sheep or goats, or any processed product 
that is reasonably expected to contain specified offal. Processed 
products that may contain specified offal include, but are not limited 
to, meat meal, meat and bone meal, animal byproduct meal, meat 
byproducts, glandular meal, and cooked bone meal. Accordingly, in the 
absence of an approved food additive regulation or investigational 
exemption, the use in ruminant feed of ingredients containing specified 
offal from adult sheep or goats would cause the feeds to be considered 
adulterated within the meaning of the Federal Food, Drug, and Cosmetic 
Act (the act). FDA proposed the action because the specified offal may 
contain the agent that causes scrapie, a TSE of sheep and goats. Since 
the proposal was issued, the agency has been evaluating the comments 
submitted on the proposal, monitoring the scientific advances made in 
understanding the interrelationships among the animal TSE's, and 
participating in a number of national and international task force/
symposia to better understand the BSE epidemic. The actions that would 
have been prohibited in the proposed rule are considered in this 
advance notice of proposed rulemaking. If it is determined that some 
action is necessary, the agency believes issuing an advance notice of 
proposed rulemaking (ANPRM) will hasten that process.
    In the U. K., scrapie has been epidemiologically associated with 
the occurrence of BSE, another form of TSE. The initial cases of BSE 
may have been the result of feeding supplements to cattle that were 
contaminated with prions from scrapie-infected sheep offal. Prions are 
highly resistant to procedures that modify or destroy nucleic acids. 
(Refs. 1 and 2). Prions are believed by many scientists to be the 
agents responsible for TSE's, and they appear to be modified forms of 
normal proteins.
    BSE has been diagnosed in over 155,600 head of cattle from almost 
33,000 herds in the U.K. No cases of BSE have been diagnosed in the 
United States. BSE is postulated to have been spread in the U.K. among 
cattle by the feeding of processed ruminant protein to cattle. A July 
1988 U.K. ban on this feeding practice has resulted in a steady 
reduction in the number of cases of BSE detected in cattle, with the 
new cases occurring mainly in animals born before the ban was fully 
implemented.
    Ten cases of CJD have been identified in the U.K. in recent months 
with a new neuropathological profile. Other consistent features that 
are unusual include the young age of the cases (16 to 39 years old at 
onset of clinical signs), clinical findings, and the absence of the 
electroencephalogram features typical for CJD. Similar cases have not 
been identified in other countries in the European surveillance system. 
These 10 cases appear to represent a new variant of CJD (v-CJD), which 
may be unique to the U.K. The appearance of these 10 cases of v-CJD 
raises the possibility that they are causally linked to BSE. Although 
this may be the most plausible explanation for these cases, a link with 
BSE cannot be confirmed on the basis of this evidence alone. (Ref. 3). 
Sporadic occurrences of spongiform encephalopathy in humans are known 
to occur at a rate of 1 to 2 per million population worldwide. A group 
of international experts convened in April 1996 by the World Health 
Organization concluded that there is no definite link between BSE and 
v-CJD, but that circumstantial evidence suggests exposure to BSE may be 
the most likely explanation. Among other recommendations, the group 
recommended that all countries should

[[Page 24254]]

ban the use of ruminant tissues in ruminant feed (Ref. 4).

II. Issues for Comment

    No cases of BSE have been diagnosed in the United States. Despite 
the fact that there is no problem with BSE in the United States, the 
agency believes it would be prudent to solicit information and receive 
comments on this issue. Therefore, the agency is assessing whether to 
provide that protein derived from ruminants is not generally recognized 
as safe for use as a ruminant feed or prior sanctioned for such and is 
a food additive subject to section 409 of the act (21 U.S.C. 348). 
Absent a determination that it is safe for use as a food additive under 
section 409 of the act, the use in ruminant feed of ingredients 
containing protein derived from ruminants would cause the feed to be 
adulterated. Ruminant-derived protein could be defined as any feed 
ingredient that is reasonably expected to contain proteinaceous 
material that derives from ruminant species. Processed feed ingredients 
that may contain ruminant-derived protein include, but are not limited 
to, products meeting the following animal feed definitions: animal 
byproduct meal, blood meal, cooked bone meal, glandular meal, meat and 
bone meal, meat byproducts, and meat meal. The agency is prepared to 
consider the exclusion of specific ruminant products from the 
prohibition, such as milk products, blood products, fetal bovine serum, 
and gelatin based on appropriate and adequate scientific information 
which demonstrates no infectivity.
    In addition, the agency is considering labeling requirements for 
ruminant-derived proteins for enforcement purposes.

III. Agency Request for Information

    FDA is soliciting comments on all aspects of this ANPRM, and 
specifically requests comments on the following issues:
    1. The occurrence in the United States of TSE's in animals.
    2. Scientific information on how TSE's occur and are spread among 
animals and among humans and what vectors might be involved.
    3. Scientific information on the ecology of TSE agents, and the 
epidemiology, etiology, and pathogenesis of TSE diseases.
    4. Scientific information supporting the exclusion of any ruminant-
derived proteins from the proposed prohibition.
    5. Establishment of Hazard Analysis and Critical Control Points 
(HACCP) for the rearing of ruminants, and rendering or other processing 
of ruminant derived feed ingredients, that may reduce the need to 
prohibit the feeding of ruminant protein to ruminants.
    6. Details of rendering or processing practices that may inactivate 
the TSE agents and information and evidence which shows that these 
practices are effective.
    7. Data on the amount of material affected by this ruminant protein 
to ruminant feed prohibition, specifically: (a) The total volume of the 
processed feed ingredients that may contain ruminant-derived protein 
which were produced in the United States in recent years, (b) details 
of the total volume used for each of these ingredients in the rations 
of the various animals in the United States, (c) information on the 
percentage of the diet each ingredient

[[Page 24255]]

typically comprises for each species and what percentage of the total 
volume is fed to each species, and (d) other information.
    8. Economic and environmental adverse consequences or benefits 
resulting from a ruminant protein to ruminant feed prohibition on: (a) 
The farmer/producer, (b) the slaughter operation, (c) the rendering 
industry, (d) the public, (e) the feed manufacturer, (f) other parties 
that may be affected.
    9. Potential mitigating factors that would lessen the economic and 
environmental impact of the prohibition, specifically: (a) 
Identification of nonfeed uses of products containing ruminant-derived 
protein, (b) development of rendering or processing processes that 
would allow the safe feed use of a portion of the prohibited feed 
ingredient, (c) alternate disposal methods, and (d) other mitigating 
factors.
    10. Descriptive and incremental cost data for incremental tasks 
required by the proposed change with respect to person-hours, type of 
labor (professional, technical, and clerical), type of equipment to be 
purchased, disposal costs, capital expenditures, loss of current 
markets, expansion of alternative markets, etc.
    11. Estimates of the average total cost of compliance (including 
any expected reporting and recordkeeping costs) for both large and 
small businesses in each affected industry segment. Descriptions and 
numbers of small businesses affected in each sector.
    12. Information which identifies and explains effective alternative 
policy actions which would minimize any negative economic effects on 
small businesses and the affected industry as a whole.
    13. Estimates of the level of compliance with the voluntary ban on 
feeding ruminant protein to ruminants announced by the livestock 
industry on March 29, 1996.
    14. Information on restrictions placed upon beef or sheep imports 
by foreign countries that would directly affect U.S. beef or sheep 
producers.
    15. Identification of potential analytical methods that may be used 
in detecting ruminant proteins in feed.
    16. Labeling requirements (i.e., declaring the source of the animal 
protein; a prohibition of use statement).
    17. Development of antemortem tests to accurately determine if an 
animal has a TSE.
    18. Alternate actions the agency could take to prevent the spread 
of TSE's among ruminants.

IV. Comments

    Interested persons may, on or before June 13, 1996, submit to the 
Dockets Management Branch (address above), written comments regarding 
this ANPRM. Two copies of any comments are to be submitted, except that 
individuals may submit one copy. Comments are to be identified with the 
docket number found in brackets in the heading of this document. 
Received comments may be seen in the office above between 9 a.m. and 4 
p.m., Monday through Friday.
    This ANPRM is issued under sections 201, 402, 409, and 701 of the 
Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321, 342, 348, and 371) 
and under the authority of the Commissioner of Food and Drugs.

[[Page 24256]]

VI. References

    The following references have been placed on display in the Dockets 
Management Branch (address above) and may be seen by interested persons 
between 9 a.m. and 4 p.m., Monday through Friday.
    1. Prusiner, S. B. , ``Novel Proteinaceous Infectious Particles 
Cause Scrapie,'' Science, 216:136-144, 1982.
    2. Stahl, N. and S. B. Prusiner, ``Prions and Prion Proteins,'' 
FASEB Journal, 5:2799-2807, 1991.
    3. Will, R. G. et al., ``A New Variant of Creutzfeldt-Jakob 
Disease in the UK,'' Lancet, 347, 921-925, 1996.
    4. WHO press release, April 3, 1996, ``International Experts 
Propose Measures to Limit Spread of BSE and Reduce Possible Human 
Risk from Disease.''

    Dated: May 8, 1996.
David A. Kessler,
Commissioner of Food and Drugs.
Donna E. Shalala,
Secretary of Health and Human Services.
[FR Doc. 96-12081 Filed 5-9-96; 2:16 pm]
BILLING CODE 4160-01-F

Complete official Federal Register PDF

FR Doc. 96-12076 National Oil and Hazardous Substances Pollution Contingency Plan; National Priorities List: Extension of Public Comment Period
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24261-24262]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12076]

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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 300

[FRL-5504-7]

National Oil and Hazardous Substances Pollution Contingency Plan; 
National Priorities List: Extension of Public Comment Period

AGENCY: Environmental Protection Agency.

ACTION: Notice of intent for partial deletion of the RSR Corporation 
Superfund Site from the National Priorities List; notice of extension 
of the public comment period.

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SUMMARY: As requested by some members of the public, the United States 
Environmental Protection Agency (EPA) Region 6 is extending the public 
comment period on the intent to delete the residential portions of the 
RSR Corporation Superfund Site (RSR Site) known as Operable Unit (OU) 
Nos. 1 and 2 from the National Priorities List (NPL). The NPL 
constitutes Appendix B to the National Oil and Hazardous Substances 
Pollution Contingency Plan (NCP), 40 CFR Part 300, which EPA 
promulgated pursuant to Section 105 of the Comprehensive Environmental 
Response, Compensation, and Liability Act (CERCLA).
    EPA bases its proposal to delete OU Nos. 1 and 2 on the 
determination by EPA and the State of Texas, through the

[[Page 24262]]

Texas Natural Resource Conservation Commission (TNRCC), that all 
appropriate actions under CERCLA have been implemented to protect human 
health, welfare and the environment at OU Nos.1 and 2.
    This partial deletion pertains only to OU Nos. 1 and 2 of the RSR 
Site and does not include OU Nos. 3, 4 and 5. OU Nos. 3, 4 and 5 will 
remain on the NPL, and response activities will continue at those OUs.

DATES: The EPA is extending the public comment period and will accept 
comments concerning its proposal for partial deletion for an additional 
thirty (30) days after publication of this notice in the Federal 
Register and a newspaper of record.

ADDRESSES: Comments may be mailed to: Ms. Olivia Rodriguez Balandran 
Community Relations Coordinator U.S. EPA, Region 6 (6SF-P) 1445 Ross 
Avenue Dallas, Texas 75202-2733 1-800-533-3508 or (214) 665-6484.

Information Repositories

    Comprehensive information on the RSR Site as well as information 
specific to this proposed partial deletion is available for review at 
EPA's Region 6 office in Dallas, Texas. The Administrative Records for 
OU Nos. 1 and 2 and the Deletion Docket for this partial deletion are 
maintained at the following RSR Site document/information repositories: 
U.S. EPA, Region 6 Library, 12th Floor (6MD-II) 1445 Ross Avenue 
Dallas, Texas 75202-2733 (214) 665-6424 or 665-6427 hours of operation: 
M-F 8:00 a.m. to 4:30 p.m.

Dallas Public Library, 2332 Singleton Blvd., Dallas, Texas 75212, (214) 
670-6445, hours of operation: M and W 10 a.m.-6 p.m. T and Th 10 a.m.-8 
p.m. Sat 10 a.m.-5 p.m.
Texas Natural Resource Conservation Commission, 12118 North IH 35, 
Technical Park Center, Room 190, Building D, Austin, Texas 78753, (512) 
239-2920, hours of operation: M-F 8:00 a.m.-5:00 p.m.

FOR ADDITIONAL INFORMATION CONTACT: Mr. Carlos A. Sanchez, Project 
Manager, U.S. EPA, Region 6 (6SF-AT), 1445 Ross Avenue, Dallas, Texas 
75202-2733, (214) 665-8507.
Supplementary Information: This partial deletion of the RSR site is 
proposed in accordance with 40 CFR 300.425(e) and the Notice of Policy 
Change: Partial Deletion of Sites Listed on the National Priorities 
List. 60 FR 55466 (Nov. 1, 1995).
    The proposal for partial deletion pertains to OU No. 1, which 
includes all privately owned residential properties and residential 
high risk areas, such as schools and day care centers, located in the 
RSR site. In addition, this proposal for partial deletion pertains to 
OU No. 2, which includes the public residential housing area located in 
RSR Site that is currently owned by the Dallas Housing Authority (DHA). 
EPA has issued no further action Records of Decision (RODs) for OU Nos. 
1 and 2.

    EPA, with concurrence from the State of Texas, has determined that 
all appropriate CERCLA response actions have been completed at OU Nos. 
1 and 2 and protection of human health and the environment has been 
achieved in these areas. Therefore, EPA makes this proposal to delete 
only OU Nos. 1 and 2 of the RSR Corporation Superfund Site from the 
NPL.

    Dated: May 7, 1996.
    Approved By:
Myron O. Knudson,
Acting Regional Administrator, U.S. Environmental Protection Agency, 
Region 6.
[FR Doc. 96-12076 Filed 5-13-96; 8:45 am]
BILLING CODE 6560-50-P

Complete official Federal Register PDF

FR Doc. 96-12057 Fresh Fruits, Vegetables and Other Products (Inspection, Certification, and Standards)
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24247-24249]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12057]

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Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

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Federal Register / Vol. 61, No. 94 / Tuesday, May 14, 1996 / Proposed 
Rules

[[Page 24247]]

DEPARTMENT OF AGRICULTURE

Agricultural Marketing Service

7 CFR PART 51

[Docket Number FV-95-306]

Fresh Fruits, Vegetables and Other Products (Inspection, 
Certification, and Standards)

AGENCY: Agricultural Marketing Service, USDA.

ACTION: Proposed rule.

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SUMMARY: This document would revise the regulations governing 
inspection and certification for fresh fruits, vegetables and other 
products by increasing the fees charged for the inspection of these 
products at destination markets. These revisions are necessary in order 
to recover, as nearly as practicable, the costs of performing 
inspection services at destination markets under the Agricultural 
Marketing Act of 1946.

DATES: Comments must be postmarked or courier dated on or before July 
15, 1996.

ADDRESSES: Interested persons are invited to submit written comments 
concerning this proposal. Comments must be sent in duplicate to the 
Office of the Branch Chief, Fresh Products Branch, Fruit and Vegetable 
Division, Agricultural Marketing Service, U.S. Department of 
Agriculture, P.O. Box 96456, Room 2049 South Building, Washington, DC 
20090-6456. Comments should note the date and page number of this issue 
of the Federal Register and will be made available for public 
inspection in the office of the Branch Chief during regular business 
hours.
FOR FURTHER INFORMATION CONTACT: Robert J. Huttenlocker, at the above 
address or call, (202) 720-0297.

SUPPLEMENTARY INFORMATION: This proposed rule has been determined to be 
not significant for purposes of Executive Order 12866, and therefore 
has not been reviewed by the Office of Management and Budget.
    This proposed rule has been reviewed under Executive Order 12778, 
Civil Justice Reform. This action is not intended to have retroactive 
effect. This rule will not preempt any State or local laws, 
regulations, or policies, unless they present an irreconcilable 
conflict with this rule. There are no administrative procedures which 
must be exhausted prior to any judicial challenge to the provisions of 
this rule.
    The Agricultural Marketing Service (AMS), has certified that this 
action will not have a significant impact on a substantial number of 
small entities, as defined in the Regulatory Flexibility Act, (5 U.S.C. 
601). The proposed rule reflects certain fee increases needed to 
recover the costs of inspection services rendered in accordance with 
the Agricultural Marketing Act (AMA) of 1946.
    The AMA authorizes official inspection, grading, and certification 
on a user-fee basis, of fresh fruits, vegetables, and other products 
such as raw nuts, Christmas trees, and flowers. The AMA provides that 
reasonable fees be collected from the user of the program services to 
cover, as nearly as practicable, the costs of services rendered. This 
proposal would amend the schedule for fees and charges for inspection 
services rendered to the fresh fruit and vegetable industry to reflect 
the costs currently associated with the program.
    AMS regularly reviews these programs to determine if fees are 
adequate. Employee salaries and benefits are major program costs that 
account for approximately 86 percent of the total operating budget. A 
general and locality salary increase for Federal employees, ranging 
from 3.09 to 6.25 percent depending on locality, effective January 
1995, has materially affected program costs. Another general and 
locality salary increase, ranging from 2.39 to 2.87 percent depending 
upon locality (amounting to approximately $253,000), was effective 
January 1996; further standardization program costs must be paid for by 
user fees.
    While a concerted effort to cut costs resulted in overhead savings 
of $350,000 in FY 95 over FY 94, the last fee increase of June 1994 did 
not result in collection of enough revenue to cover all these increases 
and still maintain an adequate reserve balance (four months of costs) 
called for by Agency policy (AMS Directive 407.1) and prudent financial 
management. Currently the Fresh Products Branch (FPB) trust fund 
reserve balance for the market program is approximately $1 mil. under 
the desired level of $3.9 mil. Further action is necessary to meet 
rising costs and maintain adequate reserve balances. This action will 
assist in moving the FPB trust fund toward a more adequate level and 
will result in an estimated $614,000 in additional revenues. Projected 
FY96 revenues for market inspection are $12.555 mil with costs 
projected at $11.594 mil and a reserve of $3.093.
    Based on the Agency's analysis of increased costs since 1994, AMS 
proposes to increase the fees for destination market inspection 
services. The following table compares current fees and charges with 
proposed fees and charges for fresh fruit and vegetable inspection as 
found in 7 CFR 51.38. Unless otherwise provided for by regulation or 
written agreement between the applicant and the Administrator, the 
charges in the schedule of fees as found in Sec. 51.38 are:

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                  Service                                 Current                           Proposed            
----------------------------------------------------------------------------------------------------------------
Quality and condition inspections of one to                                                                     
 four products each in quantities of 51 or                                                                      
 more packages and unloaded from the same                                                                       
 land or air conveyance:                                                                                        
    Over a half carlot equivalent of each    $74..............................  $78.                            
     product.                                                                                                   
    Half carlot equivalent or less of each   $62..............................  $65.                            
     product.                                                                                                   
    For each additional lot of the same      $12..............................  $13.                            
     product.                                                                                                   
Condition inspections of one to four                                                                            
 products each in quantities of 51 or more                                                                      
 packages and unloaded from the same land                                                                       
 or air conveyance:                                                                                             
    Over a half carlot equivalent of each    $62..............................  $65.                            
     product.                                                                                                   

[[Page 24248]]

                                                                                                                
    Half carlot equivalent or less of each   $57..............................  $60.                            
     product.                                                                                                   
    For each additional lot of the same      $12..............................  $13.                            
     product.                                                                                                   
Inspections of five or more products each                                                                       
 in quantities of 51 or more packages and                                                                       
 unloaded from the same land or air                                                                             
 conveyance:                                                                                                    
    For the first five products............  $264.............................  $277.                           
    For each additional product............  $37..............................  $39.                            
    For each additional lot of any of the    $12..............................  $13.                            
     same product.                                                                                              
Inspections of products each in quantities                                                                      
 of 50 or less packages unloaded from the                                                                       
 same land or air conveyance:                                                                                   
    For each product.......................  $37..............................  $39.                            
    For each additional lot of any of the    $12..............................  $13.                            
     same product.                                                                                              
Dock-side inspections of an individual                                                                          
 product unloaded directly from the same                                                                        
 ship:                                                                                                          
    For each package weighing less than 15   1 cent...........................  No change.                      
     pounds.                                                                                                    
    For each package weighing 15 to 29       2 cents..........................  No change.                      
     pounds.                                                                                                    
    For each package weighing 30 or more     3 cents..........................  No change.                      
     pounds.                                                                                                    
    For each additional lot of any of the    $12..............................  $13.                            
     same product.                                                                                              
Minimum charge per individual product......  $74..............................  $78.                            
Inspections performed for other purposes     $37 per hour.....................  $39 per hour.                   
 during the grader's regularly scheduled                                                                        
 work week.                                                                                                     
Overtime or holiday premium rate for all     $18.50 per hour..................  $19.50 per hour.                
 inspections performed outside the                                                                              
 hourgrader's regularly scheduled work week.                                                                    
----------------------------------------------------------------------------------------------------------------

List of Subjects in 7 CFR Part 51

    Agricultural commodities, Food grades and standards, Fruits, Nuts, 
Reporting and recordkeeping requirements, Trees, Vegetables.

PART 51--[AMENDED]

    For reasons set forth in the preamble, 7 CFR Part 51 is proposed to 
be amended as follows:
    1. The authority citation for 7 CFR Part 51 continues to read as 
follows:

    Authority: 7 U.S.C. 1621-1627.

    2. Section 51.38 is revised to read as follows:

Sec. 51.38  Basis for fees and rates.

    (a) When performing inspections of product unloaded directly from 
land or air transportation, the charges shall be determined on the 
following basis:
    (1) For products in quantities of 51 or more packages:
    (i) Quality and condition inspection of 1 to 4 products unloaded 
from the same conveyance:
    (A) $78 for over a half carlot equivalent of an individual product.
    (B) $65 for a half carlot equivalent or less of an individual 
product.
    (C) $13 for each additional lot of the same product.
    (ii) Condition only inspection of 1 to 4 products unloaded from the 
same conveyance:
    (A) $65 for over a half carlot equivalent of an individual product.
    (B) $60 for a half carlot equivalent or less of an individual 
product.
    (C) $13 for each additional lot of the same product.
    (iii) Quality and condition inspection and/or condition only 
inspection of 5 or more products unloaded from the same conveyance:
    (A) $277 for the first 5 products.
    (B) $39 for each additional product.
    (C) $13 for each additional lot of any of the same product.
    (2) For quality and condition inspection and/or condition only 
inspection of products in quantities of 50 or less packages unloaded 
from the same conveyance:
    (i) $39 for each individual product.
    (ii) $13 for each additional lot of any of the same product.
    (b) When performing inspections of palletized products unloaded 
directly from sea transportation or when palletized product is first 
offered for inspection before being transported from the dock-side 
facility, charges shall be determined on the following basis:
    (1) For each package inspected according to the following rates:
    (i) 1 cent per package weighing less than 15 pounds;
    (ii) 2 cents per package weighing 15 to 29 pounds; and
    (iii) 3 cents per package weighing 30 or more pounds.
    (2) $13 for each additional lot of any of the same product.
    (3) A minimum charge of $78 for each product inspected.
    (c) When performing inspections of products from sea containers 
unloaded directly from sea transportation or when palletized products 
unloaded directly from sea transportation are not offered for 
inspection at dockside, the car-lot fees in Sec. 51.38(a) shall apply.
    (d) When performing inspections for Government agencies, or for 
purposes other than those prescribed in the preceding paragraphs, 
including weight-only and freezing-only inspections, fees for 
inspection shall be based on the time consumed by the grader in 
connection with such inspections, computed at a rate of $39 an hour: 
Provided, That:
    (1) Charges for time shall be rounded to the nearest half hour;
    (2) The minimum fee shall be two hours for weight-only inspections, 
and one- half hour for other inspections;
    (3) When weight certification is provided in addition to quality 
and/or condition inspection, a one-hour charge shall be added to the 
carlot fee.
    (4) When inspections are performed to certify product compliance 
for Defense Personnel Support Centers, the daily or weekly charge shall 
be determined by multiplying the total hours consumed to conduct 
inspections by the hourly rate. The daily or weekly charge shall be 
prorated among applicants by multiplying the daily or weekly charge by 
the percentage of product passed and/or failed for each applicant 
during that day or week. Waiting time and overtime charges shall be 
charged directly to the applicant responsible for their incurrence.
    (e) When performing inspections at the request of the applicant 
during periods which are outside the graders regularly scheduled work 
week, a charge for overtime or holiday work shall be made at the rate 
of $19.50 per hour or portion thereof in addition to the carlot 
equivalent fee, package charge, or hourly charge specified in this 
subpart. Overtime or holiday charges for time shall be rounded to the 
nearest half hour.
    (f) When an inspection is delayed because product is not available 
or readily accessible, a charge for waiting time shall be made at the 
prevailing hourly rate in addition to the carlot equivalent fee, 
package charge, or hourly charge specified in this subpart. Waiting 
time shall be rounded to the nearest half hour.

[[Page 24249]]

    Dated: May 8, 1996.
Robert C. Keeney,
Director, Fruit and Vegetable Division.
[FR Doc. 96-12057 Filed 5-13-96; 8:45 am]
BILLING CODE 3410-02-P

Complete official Federal Register PDF

FR Doc. 96-12046 Radio Broadcasting Services; Ely, Hermantown and Pine City, MN
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Page 24262]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12046]

=======================================================================
-----------------------------------------------------------------------

FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 73

[MM Docket No. 96-105; RM-8793]

Radio Broadcasting Services; Ely, Hermantown and Pine City, MN

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: This document requests comments on a petition filed by Harbor 
Broadcasting, Inc. requesting the substitution of Channel 221C3 for 
Channel 221A at Hermantown, Minnesota, and modification of its 
construction permit for Channel 221A to specify operation on Channel 
221C3. The coordinates for Channel 221C3 are 46-49-30 and 92-17-00. To 
accommodate the upgrade at Hermantown, we shall also propose to 
substitute Channel 233A for Channel 221A at Ely, Minnesota, and modify 
the license for Station WELY-FM accordingly at coordinates 47-53-40 and 
91-51-50 and substitute Channel 265A for Channel 221A at Pine City, 
Minnesota, and modify the license for Station WCMP-FM at coordinates 
45-54-07 and 92-57-25. Since the communities of Ely, Hermantown and 
Pine City are all located within 320 kilometers (200 miles) of the U.S-
Canadian border, Canadian concurrence will be requested for these 
allotments. We shall propose to modify the construction permit for 
Channel 221A at Hermantown, Minnesota, in accordance with Section 
1.420(g) of the Commission's Rules and will not accept competing 
expressions of interest for the use of the channel or require 
petitioner to demonstrate the availaility of an additional equivalent 
class channel for use by such parties.

DATES: Comments must be filed on or before June 28, 1996, and reply 
comments on or before July 13, 1996.

ADDRESSES: Federal Communications Commission, Washington, DC 20554. In 
addition to filing comments with the FCC, interested parties should 
serve the petitioner's counsel, as follows: Timothy E. Welch, Hill & 
Welch, 1330 New Hampshire Avenue, NW., Suite 113, Washington, DC 20036.

FOR FURTHER INFORMATION CONTACT: Kathleen Scheuerle, Mass Media Bureau, 
(202) 418-2180.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice 
of Proposed Rule Making, MM Docket No. 96-105, adopted April 22, 1996, 
and released May 7, 1996. The full text of this Commission decision is 
available for inspection and copying during normal business hours in 
the Commission's Reference Center (Room 239), 1919 M Street, NW., 
Washington, DC. The complete text of this decision may also be 
purchased from the Commission's copy contractors, International 
Transcription Services, Inc., 2100 M Street, NW., Suite 140, 
Washington, DC 20037, (202) 857-3800.
    Provisions of the Regulatory Flexibility Act of l980 do not apply 
to this proceeding.
    Members of the public should note that from the time a Notice of 
Proposed Rule Making is issued until the matter is no longer subject to 
Commission consideration or court review, all ex parte contacts are 
prohibited in Commission proceedings, such as this one, which involve 
channel allotments. See 47 CFR 1.1204(b) for rules governing 
permissible ex parte contact.
    For information regarding proper filing procedures for comments, 
see 47 CFR 1.415 and 1.420.

List of Subjects in 47 CFR Part 73

    Radio broadcasting.

Federal Communications Commission.
Andrew J. Rhodes,
Acting Chief, Allocations Branch, Policy and Rules Division, Mass Media 
Bureau.
[FR Doc. 96-12046 Filed 5-13-96; 8:45 am]
BILLING CODE 6712-01-F

Complete official Federal Register PDF

FR Doc. 96-12044 Radio Broadcasting Services; Hopkinsville, KY
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24262-24263]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12044]

-----------------------------------------------------------------------

[[Page 24263]]

FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 73

[MM Docket No. 96-106; RM-8797]

Radio Broadcasting Services; Hopkinsville, KY

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: The Commission requests comments on a petition filed by 
Rockin' C Broadcasting proposing the allotment of Channel 248A at 
Hopkinsville, Kentucky, as the community's third local commercial FM 
transmission service. Channel 248A can be allotted to Hopkinsville in 
compliance with the Commission's minimum distance separation 
requirements with a site restriction of 10 kilometers (6.3 miles) south 
to avoid a short-spacing to the licensed site of Station WHRZ(FM), 
Channel 249A, Providence, Kentucky. The coordinates for Channel 248A at 
Hopkinsville are North Latitude 36-46-18 and West Longitude 87-28-28.

DATES: Comments must be filed on or before July 1, 1996 and reply 
comments on or before July 16, 1996.

ADDRESSES: Federal Communications Commission, Washington, DC 20554. In 
addition to filing comments with the FCC, interested parties should 
serve the petitioner, or its counsel or consultant, as follows: Carol 
B. Ingram, President, Rockin' C Broadcasting, 212 Turtle Creek Drive, 
Batesville, Mississippi 38606 (Petitioner).

FOR FURTHER INFORMATION CONTACT: Sharon P. McDonald, Mass Media Bureau, 
(202) 418-2180.

SUPPLEMENTARY INFORMATION: This is a synopsis of the Commission's 
Notice of Proposed Rule Making, MM Docket No. 96-106, adopted April 29, 
1996, and released May 8, 1996. The full text of this Commission 
decision is available for inspection and copying during normal business 
hours in the FCC Reference Center (Room 239), 1919 M Street, NW., 
Washington, DC. The complete text of this decision may also be 
purchased from the Commission's copy contractor, International 
Transcription Service, Inc., (202) 857-3800, 2100 M Street, NW., Suite 
140, Washington, DC 20037.
    Provisions of the Regulatory Flexibility Act of 1980 do not apply 
to this proceeding.
    Members of the public should note that from the time a Notice of 
Proposed Rule Making is issued until the matter is no longer subject to 
Commission consideration or court review, all ex parte contacts are 
prohibited in Commission proceedings, such as this one, which involve 
channel allotments. See 47 CFR 1.1204(b) for rules governing 
permissible ex parte contacts.
    For information regarding proper filing procedures for comments, 
see 47 CFR 1.415 and 1.420.

List of Subjects in 47 CFR Part 73

    Radio broadcasting.

Federal Communications Commission.
Andrew J. Rhodes,
Acting Chief, Allocations Branch, Policy and Rules Division, Mass Media 
Bureau.
[FR Doc. 96-12044 Filed 5-13-96; 8:45 am]
BILLING CODE 6712-01-F

Complete official Federal Register PDF

FR Doc. 96-12034 Federal Motor Vehicle Safety Standards; Side Impact Protection Light Trucks, Buses and Multipurpose Passenger Vehicles
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24263-24265]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12034]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION

National Highway Traffic Safety Administration

49 CFR Part 571

[Docket No. 88-06, Notice 25]
RIN 2127-AE49

Federal Motor Vehicle Safety Standards; Side Impact Protection--
Light Trucks, Buses and Multipurpose Passenger Vehicles

AGENCY: National Highway Traffic Safety Administration (NHTSA), 
Department of Transportation (DOT).

ACTION: Denial of petition for reconsideration.

-----------------------------------------------------------------------

SUMMARY: This document denies a petition from Toyota Motor Corporate 
Services of North America (``Toyota'') for reconsideration of the 
agency's final rule that extended Safety Standard 214's dynamic side 
impact testing requirements to light trucks, multipurpose passenger 
vehicles and buses with a gross vehicle weight rating (GVWR) of 6,000 
(lb) or less. Toyota requested that instead of using GVWR as the 
attribute for identifying vehicles to be excluded from the new 
requirements, NHTSA should exclude vehicles based on the height of 
their seating reference point. The agency is denying the petition 
because NHTSA believes Toyota's approach would exclude some vehicles 
that are and should remain subject to the dynamic side impact 
requirements.

[[Page 24264]]

FOR FURTHER INFORMATION CONTACT: For nonlegal issues: Dr. William Fan, 
Office of Vehicle Safety Standards, NPS-14, telephone (202) 366-4922. 
For legal issues: Deirdre Fujita, Office of Chief Counsel, NCC-20, 
(202) 366-2992. Both may be reached at the National Highway Traffic 
Safety Administration, 400 Seventh St., S.W., Washington, D.C., 20590.

SUPPLEMENTARY INFORMATION:

Background

    On July 28, 1995, NHTSA amended Federal Motor Vehicle Safety 
Standard No. 214, ``Side Impact Protection'' (49 CFR Sec. 571.214), to 
extend the standard's dynamic testing requirements to light trucks, 
multipurpose passenger vehicles (hereinafter referred to as ``MPVs''), 
and buses with a GVWR of 6,000 lb or less. (This group of vehicles is 
hereinafter referred to as ``LTVs''). The rule resulted from a 
rulemaking on LTV side impact safety that the agency was required to 
commence pursuant to the NHTSA Authorization Act of 1991 (sections 
2500-2509 of the Intermodal Surface Transportation Efficiency Act 
(``ISTEA'')).
    Under the rule, an LTV must provide protection to an occupant's 
thoracic and pelvic regions, as measured by the accelerations 
registered on an instrumented side impact dummy (SID), in a full-scale 
crash test. In the test, the LTV (known as the ``target'' LTV) is 
struck in the side by a moving deformable barrier (MDB) simulating a 
passenger car. The SID is instrumented to measure accelerations in the 
ribs and spine and in the pelvic cavity. The values measured in the 
ribs and spine are used in determining the ``Thoracic Trauma Index 
(TTI(d)),'' an injury criterion that measures the risk of thoracic 
injury of an occupant in a side impact. The value measured in the 
pelvic cavity assesses the potential risk for pelvic injury. To meet 
Standard 214's side impact protection requirements, the TTI(d) and 
pelvis measurements must not exceed specified maximum values. For the 
thorax, TTI(d) must not exceed 85 g, and for the pelvis, peak lateral 
acceleration must not exceed 130 g's.
    The rule extended to LTVs virtually all of the dynamic side impact 
provisions of Standard 214 that currently apply to passenger cars. LTVs 
will be dynamically tested with the same MDB used to test passenger 
cars to the side impact requirements of Standard 214, under the same 
test conditions and procedures. (One minor variation relates to the 
procedure for specifying where on the target LTV the MDB must first 
contact in the dynamic test. See 60 FR at 38758-38759.) The 
instrumented SIDs used in the passenger car test will be used to test 
LTVs, and used in the same manner, placed in the front and rear seats 
on the side of the vehicle struck by the MDB. Performance criteria for 
the TTI(d) and pelvic acceleration measured by the SID are the same as 
those specified for passenger cars, with one exception. Two-door LTVs 
have an 85 g limit for the TTI(d), while two-door passenger cars have a 
90 g limit.
    NHTSA determined that the passenger car provisions are appropriate 
for LTVs because both passenger cars and LTVs are driven in the same 
environment and thus have the same exposure to striking vehicles. 
However, NHTSA acknowledged that the extension of the passenger car 
requirements resulted in few estimated benefits since all current LTVs 
already meet the requirements. Nevertheless, the agency decided that 
the extension was warranted given that increasing numbers of LTVs are 
used as passenger vehicles and that the percentage of LTVs is likely to 
increase significantly in the future. Further, information indicates 
that small LTVs, which are potentially vulnerable in side crashes, will 
comprise much of the LTV fleet by the year 2000. The extension will 
prevent any future LTV from providing side impact safety performance 
that is inferior to that of passenger cars.
    The decision to specify the barrier currently specified for 
passenger cars led the agency in turn to limit the extension of the 
rule to LTVs, thus excluding multipurpose passenger vehicles, trucks 
and buses with a GVWR over 6,000 lb. This limit was adopted because the 
barrier simulates side crashes in which occupants of the vehicles with 
higher GVWRs would be relatively unlikely to suffer death or serious 
injury. NHTSA also believed inclusion of vehicles with GVWRs over 6,000 
lb would not result in any safety improvements since those vehicles 
would likely meet the adopted dynamic requirements without any 
modification. In the interest of avoiding unnecessarily requiring that 
those vehicles be certified to the dynamic side impact protection 
requirements, NHTSA did not extend the rule to larger vehicles. (60 FR 
at 38756.)

Petition for Reconsideration

    Using a similar rationale of avoiding unnecessary regulatory and 
compliance test burdens and costs, Toyota petitioned to exclude LTVs 
``whose seating reference points (SgRP) are 700 mm or greater.'' (The 
agency assumes this refers to the SgRP for the driver's position, 
although the petitioner did not specify the position.) Toyota believed 
that those vehicles will meet the new requirements without any problem 
because, according to the petitioner, the MDB will not impact the 
dummies' rib cage, where accelerometers are positioned. Toyota stated 
that ``NHTSA's own data indicates that the highest seating reference 
point of those vehicles (which did not meet the passenger car standard) 
was 655 mm.'' The petitioner said that it conducted tests of five of 
its current models. According to Toyota, all five passed the injury 
criteria. The only model that had a ``marginal'' TTI(d), as compared to 
the prescribed limit, was the vehicle that had an H-point height of 
less than 700 mm.

Agency Decision

    The agency is denying Toyota's petition because NHTSA believes 
Toyota's approach would exclude some vehicles that are and should 
remain subject to the dynamic side impact requirements. The agency 
believes Toyota might not be correct in suggesting that all vehicles 
with a SgRP height of 700 mm or greater would readily pass the 
standard.1
---------------------------------------------------------------------------

    \1\ NHTSA notes that while Toyota used SgRP in its petition, the 
agency used the H-point in assessing the merits of Toyota's request. 
``SgRP'' is defined in 49 CFR Sec. 571.3 as ``the unique design H-
point as defined in [the Society of Automotive Engineers] SAE J1100 
(June 1984),'' and which also conforms to other factors. ``H-point'' 
is defined in 571.3 as the hinged hip point described in SAE 
Recommended Practice J826. For the purposes of this action, these 
two terms are essentially the same.
---------------------------------------------------------------------------

    It should be noted that during the development of the final rule 
extending Standard 214's dynamic requirements to LTVs, NHTSA considered 
excluding vehicles with an H-point height of 685 mm, which is 
approximately the height suggested by Toyota. After analyzing available 
data, the agency decided against this approach. Adjusted test data from 
a multiple linear regression model (developed during the 214 rulemaking 
to study the effects of barrier weight and height on SID responses) 
indicated that some LTVs whose H-point heights are greater than 700 mm 
might not be able to pass the new dynamic side impact requirements. 
(See pages IV-2, 3 and 4 of the agency's Preliminary Economic 
Assessment, June 1994, for the rulemaking proposal for the July 1995 
rule. Docket 88-06-N23-001.) NHTSA tested seven LTVs that had an H-
point height of 27 inches (686 mm) or greater, impacting them with 
barriers that were heavier and higher than the adopted one. Applying 
the regression model to

[[Page 24265]]

these cases enabled NHTSA to estimate the TTI(d) and pelvic 
acceleration values that would have been obtained for the vehicles had 
they been tested with the barrier adopted by the final rule. The 
analysis indicates that, contrary to Toyota's assertion about 
widespread compliance of vehicles with SgRP are 700 mm or greater, 
three of the seven vehicles (`93 Plymouth Voyager, `89 Ford Ranger XLT, 
`89 Suzuki Sidekick) may require modifications to ensure compliance 
with the TTI(d) and pelvic g limits.
    NHTSA also does not agree with Toyota's assertion that vehicles 
whose SgRP point is higher than 700 mm would necessarily pass Standard 
214 due to the position of the SID's lower rib relative to the MDB in 
the crash test. The lower rib acceleration is not the only response 
used to determine the compliance of the vehicle. Accelerations of the 
upper spine, upper rib and pelvis also play an important role in 
determining compliance. Toyota did not address the effect that SgRP 
height might have on responses of those components. Further, the 
relative height between the MDB and the SgRP of the target vehicle is 
one of many factors that affect the vehicle performance during a side 
impact crash test. The vehicle weight, clearance between the side 
interior and the SID, side structure and/or padding properties are all 
important factors that could affect whether small LTVs, in particular, 
pass the performance criteria. Toyota did not address those factors 
either.
    For the reasons discussed above, NHTSA denies Toyota's petition for 
reconsideration.

    Authority: 49 U.S.C. 322, 30111, 30115, 30117 and 30166; 
delegation of authority at 49 CFR 1.50.

    Issued on: May 8, 1996.
Barry Felrice,
Associate Administrator for Safety Performance Standards.
[FR Doc. 96-12034 Filed 5-13-96; 8:45 am]
BILLING CODE 4910-59-P

Complete official Federal Register PDF

FR Doc. 96-12033 Federal Motor Vehicle Safety Standards; Seat Belt Assembly Anchorages
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24265-24267]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12033]

-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION
49 CFR Part 571

[Docket No. 96-46; Notice 01]
RIN 2127-AF91

Federal Motor Vehicle Safety Standards; Seat Belt Assembly 
Anchorages

AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.

ACTION: Notice of proposed rulemaking.

-----------------------------------------------------------------------

SUMMARY: In response to a petition from Volvo, this notice proposes to 
require manufacturers to certify the anchorages of a voluntarily 
installed Type 2 safety belt (lap/shoulder belt) to the anchorage 
requirements for a mandatorily installed Type 2 safety belt. Currently, 
if only a Type 1 safety belt (lap belt) is required for a particular 
seating position, a manufacturer must certify the anchorage(s) for the 
belt(s) it installs at that position to the anchorage requirements for 
a Type 1 belt, even if the manufacturer installs a Type 2 safety belt 
at that location.

DATES: Comments must be received by July 15, 1996.

ADDRESSES: Comments should refer to the docket and notice number.

FOR FURTHER INFORMATION CONTACT: The following persons at the National 
Highway Traffic Safety Administration, 400 Seventh Street SW., 
Washington, DC 20590:
    For non-legal issues: Clarke B. Harper, Office of Crashworthiness 
Standards, NPS-11, telephone (202) 366-2264, facsimile (202) 366-4329, 
electronic mail ``[email protected]''.
    For legal issues: Mary Versailles, Office of the Chief Counsel, 
NCC-20, telephone (202) 366-2992, facsimile (202) 366-3820, electronic 
mail ``[email protected]''.

SUPPLEMENTARY INFORMATION:

Background

    Federal Motor Vehicle Safety Standard No. 210,``Seat Belt 
Anchorages,'' requires the anchorages for mandatorily installed Type 2 
safety belts to withstand the simultaneous application of a 3,000-pound 
load applied to the lap belt anchorages and a separate 3,000-pound load 
to the shoulder belt anchorages. When only a Type 1 safety belt is 
required, Standard No. 210 requires the anchorages for the lap belt to 
withstand a 5,000-pound load. If a manufacturer voluntarily installs a 
Type 2 safety belt at a seating position for which only a Type 1 safety 
belt is required, the lap belt portion is required to withstand a 
5,000-pound load. but the shoulder belt portion is subject to no 
requirement.
    Currently, manufacturers need only install a Type 1 safety belt at 
the following seating positions:
     The passenger seats in school buses with a gross vehicle 
weight rating (GVWR) of 10,000 pounds or less;
     All seats in vehicles, except passenger seats in buses, 
including school buses, with a GVWR of more than 10,000 pounds; and,
     All seats, except forward-facing outboard seats, in all 
other vehicles.

Volvo's Petition

    On May 18, 1995, Volvo Cars of North America, Inc. (Volvo) 
petitioned NHTSA to amend Standard No. 210. Volvo stated that it 
subjects the anchorages of its voluntarily installed Type 2 safety 
belts to two different tests. Pursuant to Standard No. 210, it tests 
the anchorages of the lap belt portion of those belts for compliance 
with the anchorage requirements for a Type 1 safety belt. In addition, 
for quality control purposes, it tests the anchorages of its 
voluntarily installed Type 2 safety belts for compliance with the 
requirements for the anchorages of mandatorily installed Type 2 safety 
belts. To reduce the amount of testing, Volvo requests that the 
Standard be amended to give manufacturers a choice of certifying the 
anchorages of a voluntarily installed Type 2 safety belt either to the 
requirements for a Type 1 safety belt anchorage or to the requirements 
for a Type 2 safety belt anchorage. The adoption of its request would 
allow Volvo to cease the separate testing of the lap belt portion of 
its voluntarily installed Type 2 safety belts.

Agency Proposal

    While Volvo asked NHTSA to allow manufacturers an option, NHTSA is 
proposing to require manufacturers that voluntarily install an integral 
Type 2 safety belt to certify the anchorages of that belt to the 
requirements for Type 2 safety belt anchorages.
    First, there does not appear to be a reason for testing non-
dynamically tested integral Type 2 safety belt anchorages differently 
based on whether the installation is mandatory or voluntary.
    Second, the load applied by an occupant to the lap belt portion of 
a Type 2 safety belt would be lower than the load applied by the same 
occupant to a Type 1 safety belt, since part of the occupant's load 
would be borne by the shoulder belt. Thus, if the load requirements for 
the lap belt anchorages of a mandatory Type 2 safety belt are 
appropriate to meet the need for motor vehicle safety, it appears that 
the current requirements for the lap belt anchorages of a voluntarily 
installed Type 2 safety belt are excessive.
    Finally, in the past, NHTSA has experienced difficulties in 
enforcing standards that give manufacturers the option of complying 
with any one of a set of alternative requirements. Generally, NHTSA 
will ask a manufacturer to specify which of the alternatives the agency 
should apply in a compliance test. In some instances when agency 
testing indicates that a

[[Page 24266]]

vehicle has an apparent non-compliance with the alternative specified 
by the manufacturer, the manufacturer has argued that the vehicle 
should nevertheless be regarded as being in compliance since it would 
comply with another alternative. NHTSA has then had to incur the 
expense of a second compliance test to determine whether it should 
continue with enforcement proceedings. This proposal would prevent such 
an enforcement problem with respect to anchorages for voluntarily 
installed Type 2 safety belts.

International Harmonization

    This proposal would harmonize this aspect of Standard No. 210 with 
the counterpart regulation of the Economic Commission for Europe (ECE 
R14, ``Safety-Belt Anchorages''). ECE14 specifies two options for seats 
equipped with lap and shoulder belt anchorages. The first option 
consists of two tests which apparently address the possibility that 
while such a seat might be initially equipped with only a Type 1 belt, 
it might at some later point be equipped with a Type 2 safety belt. 
Test 1 simultaneously subjects the anchorages for the lap and shoulder 
belt portions to loads similar to the 3,000 pound loads in Standard No. 
210. Test 2 subjects the anchorages for the lap belt portion to a load 
similar to the 5,000 pound load in Standard No. 210. The second option 
consists of only the first of these tests. If a Type 2 safety belt is 
initially installed at the seating position, ECE R14 specifies 
compliance with the second option. Under those circumstances, NHTSA's 
proposal specifies essentially the same test.

Cost Savings and Safety Impacts

    The adoption of this proposal could result in minor reductions in 
manufacturing costs and compliance costs. If a manufacturer voluntarily 
installed a Type 2 safety belt, it might decide to install lap belt 
anchorages capable of withstanding a 3,000 pound load, but not the 
5,000 pound load currently required. NHTSA believes that the cost 
savings from such a design change would be less than $1 per vehicle. In 
addition, manufacturers which currently certify the anchorages of 
voluntarily installed Type 2 safety belts to the requirements of 
Standard No. 210 for Type 1 safety belts and also choose to test those 
anchorages to the requirements for Type 2 anchorages would save 
approximately $1,400 per vehicle model as a result of not having to 
conduct a test to certify to the Type 1 anchorage requirements. For 
Volvo, this could result in a total annual cost savings from both 
design and test changes of approximately $100,000.
    Approximately 90 percent of all trucks with a GVWR of more than 
10,000 pounds have Type 2 safety belts installed at the front outboard 
seats, even though the minimum requirement is for a Type 1 safety belt. 
For this vehicle population, the annual cost savings from design 
changes could be approximately $770,000. This figure does not include 
the $1,400 for each certification test. The number of voluntarily-
installed lap/shoulder belts is increasing as other manufacturers are 
beginning to install lap/shoulder safety belts at seating positions 
that are only required to have a lap belt.
    While manufacturers might be able to install less strong lap belt 
anchorages under the proposed change, NHTSA does not believe there will 
be any net loss of benefits. Standard No. 210 tests the lap belt 
anchorages of a voluntarily installed Type 2 safety belt as if the lap 
belt were the only belt present at the seating position and by itself 
would have to sustain the entire load of the occupant. However, the 
proposal would require the shoulder belt anchorage to help sustain the 
load. Further, lap/shoulder belts offer greater protection than lap 
only belts. In the 1989 final rule requiring lap/shoulder belts at all 
forward-facing outboard seating positions in passenger cars, NHTSA 
estimated that rear-seat lap-only belts are 32 percent effective in 
reducing the risk of death, while rear-seat lap/shoulder belts were 41 
percent effective (54 FR 25275, 25276; June 14, 1989). Therefore, there 
should not be any net loss of strength or benefits even if 
manufacturers install less strong lap belt anchorages.

Rulemaking Analyses and Notices

Executive Order 12866 and DOT Regulatory Policies and Procedures

    NHTSA has considered the impact of this rulemaking action under 
E.O. 12866 and the Department of Transportation's regulatory policies 
and procedures. This rulemaking document was not reviewed under E.O. 
12866, ``Regulatory Planning and Review.'' This action has been 
determined to be not ``significant'' under the Department of 
Transportation's regulatory policies and procedures. As explained 
above, this proposal could result in an annual savings of approximately 
one million dollars.

Regulatory Flexibility Act

    NHTSA has also considered the impacts of this notice under the 
Regulatory Flexibility Act. I hereby certify that this proposed rule 
would not have a significant economic impact on a substantial number of 
small entities. The anticipated slight savings would not affect the 
purchase of new vehicles by small entities.

Paperwork Reduction Act

    In accordance with the Paperwork Reduction Act of 1980 (P.L. 96-
511), there are no requirements for information collection associated 
with this proposed rule.

National Environmental Policy Act

    NHTSA has also analyzed this proposed rule under the National 
Environmental Policy Act and determined that it would not have a 
significant impact on the human environment.

Executive Order 12612 (Federalism)

    NHTSA has analyzed this proposal in accordance with the principles 
and criteria contained in E.O. 12612, and has determined that this 
proposed rule would not have significant federalism implications to 
warrant the preparation of a Federalism Assessment.

Civil Justice Reform

    This proposed rule would not have any retroactive effect. Under 49 
U.S.C. 30103, whenever a Federal motor vehicle safety standard is in 
effect, a State may not adopt or maintain a safety standard applicable 
to the same aspect of performance which is not identical to the Federal 
standard, except to the extent that the state requirement imposes a 
higher level of performance and applies only to vehicles procured for 
the State's use. 49 U.S.C. 30161 sets forth a procedure for judicial 
review of final rules establishing, amending or revoking Federal motor 
vehicle safety standards. That section does not require submission of a 
petition for reconsideration or other administrative proceedings before 
parties may file suit in court.

Submission of Comments

    Interested persons are invited to submit comments on the proposal. 
It is requested but not required that 10 copies be submitted.
    All comments must not exceed 15 pages in length. (49 CFR 553.21). 
Necessary attachments may be appended to these submissions without 
regard to the 15-page limit. This limitation is intended to encourage 
commenters to detail their primary arguments in a concise fashion.
    If a commenter wishes to submit certain information under a claim 
of confidentiality, three copies of the

[[Page 24267]]

complete submission, including purportedly confidential business 
information, should be submitted to the Chief Counsel, NHTSA, at the 
street address given above, and seven copies from which the purportedly 
confidential information has been deleted should be submitted to the 
Docket Section. A request for confidentiality should be accompanied by 
a cover letter setting forth the information specified in the agency's 
confidential business information regulation. 49 CFR Part 512.
    All comments received before the close of business on the comment 
closing date indicated above for the proposal will be considered, and 
will be available for examination in the docket at the above address 
both before and after that date. To the extent possible, comments filed 
after the closing date will also be considered. Comments received too 
late for consideration in regard to the final rule will be considered 
as suggestions for further rulemaking action. Comments on the proposal 
will be available for inspection in the docket. The NHTSA will continue 
to file relevant information as it becomes available in the docket 
after the closing date, and it is recommended that interested persons 
continue to examine the docket for new material.
    Those persons desiring to be notified upon receipt of their 
comments in the rules docket should enclose a self-addressed, stamped 
postcard in the envelope with their comments. Upon receiving the 
comments, the docket supervisor will return the postcard by mail.

List of Subjects in 49 CFR Part 571

    Imports, Motor vehicle safety, Motor vehicles.

    In consideration of the foregoing, it is proposed that 49 CFR Part 
571 be amended as follows:

PART 571--FEDERAL MOTOR VEHICLE SAFETY STANDARDS

    1. The authority citation for Part 571 of Title 49 would continue 
to read as follows:

    Authority: 49 U.S.C. 322, 30111, 30115, 30117, and 30166; 
delegation of authority at 49 CFR 1.50.

    2. 571.210 would be amended by revising sections S4.2.1 and S4.2.2 
to read as follows:

Sec. 571.210  Standard No. 210, Seat Belt Assembly Anchorages.

* * * * *
    S4.2.1  Except as provided in S4.2.5, and except for side-facing 
seats, the anchorages, attachment hardware, and attachment bolts for 
any of the following seat belt assemblies shall withstand a 5,000 pound 
force when tested in accordance with S5.1 of this standard:
    (a) Type 1 seat belt assembly; and
    (b) Lap belt portion of either a Type 2 or automatic seat belt 
assembly that is equipped with a detachable upper torso belt.
    S4.2.2  Except as provided in S4.2.5, the anchorages, attachment 
hardware, and attachment bolts for any of the following seat belt 
assemblies shall withstand a 3,000 pound force applied to the lap belt 
portion of the seat belt assembly simultaneously with a 3,000 pound 
force applied to the shoulder belt portion of the seat belt assembly, 
when tested in accordance with S5.2 of this standard:
    (a) Type 2 and automatic seat belt assemblies that are installed to 
comply with Standard No. 208 (49 CFR 571.208); and
    (b) Type 2 and automatic seat belt assemblies that are voluntarily 
installed at a seating position required to have a Type 1 seat belt 
assembly by Standard No. 208 (49 CFR 571.208).
* * * * *
    Issued on May 8, 1996.
Barry Felrice,
Associate Administrator for Safety Performance Standards.
[FR Doc. 96-12033 Filed 5-13-96; 8:45 am]
BILLING CODE 4910-59-P

Complete official Federal Register PDF

FR Doc. 96-12027 Fawn Shillinglaw; Receipt of Petition for Rulemaking
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24249-24250]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12027]

=======================================================================
-----------------------------------------------------------------------

NUCLEAR REGULATORY COMMISSION

10 CFR Part 72

[Docket No. PRM-72-3]

Fawn Shillinglaw; Receipt of Petition for Rulemaking

AGENCY: Nuclear Regulatory Commission.

ACTION: Petition for rulemaking; notice of receipt.

-----------------------------------------------------------------------

SUMMARY: The Nuclear Regulatory Commission (NRC) has received and 
requests public comment on a petition for rulemaking filed by Fawn 
Shillinglaw. The petition has been docketed by the Commission and has 
been assigned Docket No. PRM-72-3. The petitioner requests that the NRC 
amend its regulations which govern independent storage of spent nuclear 
fuel in dry storage casks to require that the safety analysis report 
for a cask design fully conforms with the associated NRC safety 
evaluation report and certificate of compliance before NRC 
certification of the cask design. The petitioner also requests that the 
revision date and number of a safety analysis report be specified 
whenever that report is referenced in documents. The petitioner 
believes that her proposal would eliminate confusion among licensees, 
vendors, fabricators, and others who often refer to only the safety 
analysis report as the relevant document when there may be revisions 
that must be included to ensure compliance with the NRC safety 
evaluation report and certificate of compliance. The petitioner also 
believes that the NRC must clarify the process for modification of a 
safety analysis report after a cask has been certified.

DATES: Submit comments by July 29, 1996. Comments received after this 
date will be considered if it is practical to do so, but assurance of 
consideration cannot be given except as to comments received on or 
before this date.

ADDRESSES: Submit comments to: Secretary, U.S. Nuclear Regulatory 
Commission, Washington, DC 20555. Attention: Docketing and Service 
Branch.
    Deliver comments to 11555 Rockville Pike, Rockville, Maryland, 
between 7:45 am and 4:15 pm on Federal workdays.
    For a copy of the petition, write: Division of Freedom of 
Information and Publications Services, Office of Administration, U.S. 
Nuclear Regulatory Commission, Washington, DC 20555.
    For information regarding electronic submission of comments, see 
the language in the Supplementary Information section of this notice.

FOR FURTHER INFORMATION CONTACT: Michael T. Lesar, Office of 
Administration, U.S. Nuclear Regulatory Commission, Washington, DC 
20555. Telephone: 301-415-7163 or Toll Free: 800-368-5642.

SUPPLEMENTARY INFORMATION:

Background

    The Nuclear Regulatory Commission received a petition for 
rulemaking submitted by Fawn Shillinglaw in the form of two letters 
addressed to Chairman Jackson dated December 9 and December 29, 1995. A 
determination by the Office of the General Counsel on March 5, 1996, 
specified that the issues presented would be treated as a petition for 
rulemaking. The petition was docketed as PRM-72-3 on March 14, 1996. 
The petitioner requests that the NRC amend its regulations in 10 CFR 
Part 72 entitled, ``Licensing Requirements for the Independent Storage 
of Spent Nuclear Fuel and High-Level Radioactive Waste.''
    Specifically, the petitioner requests that 10 CFR Part 72 be 
amended to require that the safety analysis report (SAR) for a spent 
fuel dry storage cask design fully conforms with the associated NRC 
safety evaluation report (SER) and certificate of compliance (COC) 
before NRC certification of the cask design. The petitioner also 
requests that 10 CFR Part 72 be amended to require that the revision 
date and number of an SAR be specified whenever that report is 
referenced in documents. The petitioner believes there is confusion 
among licensees, vendors, fabricators, and others who often refer to 
only the safety analysis report as if it is the only relevant document 
when there may be revisions that must be included to prevent 
discrepancies between versions of the SAR and the NRC SER and COC for a 
specific cask design.
    The petitioner cites the VSC-24 cask, designed by Sierra Nuclear 
Corporation, as an example where revisions to the SAR occurred after 
the NRC SER and COC were issued. The petitioner believes that no 
procedures are currently in place to permit a cask vendor to make 
changes to its SAR after issuance of the NRC SER and COC. The 
petitioner also believes that this situation creates confusion and the 
possibility that an SAR version is being used that directly contradicts 
SER and COC requirements. The petitioner asks for an explanation of the 
process that the NRC used for allowing changes to be made by the vendor 
to the VSC-24 cask after NRC certification, what were those changes, 
and how this was accomplished without rulemaking. The petitioner also 
recommends that the NRC make cask unloading procedures publicly 
available.
    The NRC is soliciting public comment on the petition for rulemaking 
submitted by Fawn Shillinglaw that requests the changes to the 
regulations in 10 CFR Part 72 as discussed below.

Discussion of the Petition

    The petitioner notes that the regulations in 10 CFR Part 72 
establish requirements and criteria for the certification of spent fuel 
dry storage cask designs by the NRC. The petitioner is concerned that 
no process exists in the regulations for a cask vendor to make changes 
to a generically approved and certified dry storage cask design. The 
petitioner cites the VSC-24 cask as an example where NRC certification 
was issued for a design that was modified after the actual 
certification took place. The petitioner notes that NRC certified the 
design for the VSC-24 cask on May 7, 1993. The vendor of the VSC-24 
cask, Sierra Nuclear Corporation (Sierra), agreed to submit a revision 
to its SAR (Rev. OA) for this cask in July 1993, about 3 months after 
NRC certification, because changes were necessary to meet requirements 
contained in the NRC SER and COC.
    The petitioner states that this revision was never completed and 
cites an NRC letter to Sierra dated November 28, 1994, which indicated 
that the SAR still needed modification to eliminate contradictions and 
differences between the VSC-24 cask SAR and the NRC SER and COC. The 
petitioner cites a Sierra submittal dated June 5, 1995, as the first 
instance where a revision (Rev. 0AA) appears with the necessary 
changes. The petitioner also cites a letter from NRC to Sierra which 
states that Revs. O and OA insert material into the SAR that NRC asked 
Sierra to perform. However, the petitioner believes that the material 
appears in the licensing record but not in the SAR. The petitioner 
indicates that constant references to the SAR exist in various 
documents but is concerned that the references do not specify the 
revision number. The petitioner believes this creates confusion and the 
possibility that an SAR version is being

[[Page 24250]]

used that may even contradict or differ from SER and COC requirements.
    The petitioner has concluded that a final SAR for a spent fuel dry 
storage cask design should be accepted which completely fulfills all 
NRC SER and COC requirements before the cask is certified. The 
petitioner also believes that the NRC must address how the final vendor 
SAR can be modified as needed after a cask design is certified. 
Currently, the only way an SAR can be amended is through rulemaking. 
The petitioner has also concluded that the SAR revision number and date 
should be required whenever that document is referenced to eliminate 
confusion and prevent a situation where an SAR does not meet NRC SER 
and COC requirements. Lastly, the petitioner is concerned that the NRC 
is withholding cask unloading procedures from the public and recommends 
that the NRC make these procedures publicly available. The petitioner 
cites an example of a faulty dry cask at the Palisades facility where 
the licensee has been waiting to have a final unloading procedure 
approved by the NRC. The petitioner has concluded that dry cask storage 
issues should be addressed and resolved by the NRC to set the proper 
precedent for the national nuclear waste disposal program.

Electronic Submission of Comments

    Comments may be submitted electronically, in either ASCII text or 
WordPerfect format (version 5.1 or later), by calling the NRC 
Electronic Bulletin Board (BBS) on FedWorld. The bulletin board may be 
accessed using a personal computer, a modem, and one of the commonly 
available communications software packages, or directly via Internet. 
Background documents on this rulemaking are also available for 
downloading and viewing on the bulletin board.
    If using a personal computer and modem, the NRC rulemaking 
subsystem on FedWorld can be accessed directly by dialing the toll free 
number (800) 303-9672. Communication software parameters should be set 
as follows: parity to none, data bits to 8, and stop bits to 1 (N,8,1). 
Using ANSI or VT-100 terminal emulation, the NRC rulemaking subsystem 
can then be accessed by selecting the ``Rules Menu'' option from the 
``NRC Main Menu.'' Users will find the ``FedWorld Online User's 
Guides'' particularly helpful. Many NRC subsystems and data bases also 
have a ``Help/Information Center'' option that is tailored to the 
particular subsystem.
    The NRC subsystem on FedWorld can also be accessed by a direct dial 
phone number for the main FedWorld BBS, (703) 321-3339, or by using 
Telnet via Internet: fedworld.gov. If using (703) 321-3339 to contact 
FedWorld, the NRC subsystem will be accessed from the main FedWorld 
menu by selecting the ``Regulatory, Government Administration and State 
Systems,'' then selecting ``Regulatory Information Mall.'' At that 
point, a menu will be displayed that has an option ``U.S. Nuclear 
Regulatory Commission'' that will take you to the NRC Online main menu. 
The NRC Online area also can be accessed directly by typing ``/go nrc'' 
at a FedWorld command line. If you access NRC from FedWorld's main 
menu, you may return to FedWorld by selecting the ``Return to 
FedWorld'' option from the NRC Online Main Menu. However, if you access 
NRC at FedWorld by using NRC's toll-free number, you will have full 
access to all NRC systems, but you will not have access to the main 
FedWorld system.
    If you contact FedWorld using Telnet, you will see the NRC area and 
menus, including the Rules Menu. Although you will be able to download 
documents and leave messages, you will not be able to write comments or 
upload files (comments). If you contact FedWorld using FTP, all files 
can be accessed and downloaded but uploads are not allowed; all you 
will see is a list of files without descriptions (normal Gopher look). 
An index file listing all files within a subdirectory, with 
descriptions, is available. There is a 15-minute time limit for FTP 
access.
    Although FedWorld also can be accessed through the World Wide Web, 
like FTP, that mode only provides access for downloading files and does 
not display the NRC Rules Menu.
    For more information on NRC bulletin boards call Mr. Arthur Davis, 
Systems Integration and Development Branch, NRC, Washington, DC 20555, 
telephone (301) 415-5780; e-mail AXD[email protected].

    Dated at Rockville, Maryland, this 8th day of May, 1996.

    For the Nuclear Regulatory Commission.
John C. Hoyle,
Secretary of the Commission.
[FR Doc. 96-12027 Filed 5-13-96; 8:45 am]
BILLING CODE 7590-01-P

Complete official Federal Register PDF

FR Doc. 96-12021 Airworthiness Directives; Boeing Model 767 Series Airplanes
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24250-24253]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-12021]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. 96-NM-25-AD]
RIN 2120-AA64

Airworthiness Directives; Boeing Model 767 Series Airplanes

AGENCY: Federal Aviation Administration, DOT.

ACTION: Notice of proposed rulemaking (NPRM).

-----------------------------------------------------------------------

SUMMARY: This document proposes the supersedure of an existing 
airworthiness directive (AD), applicable to certain Boeing Model 767 
series airplanes, that currently requires inspections to detect 
cracking and corrosion of the aft trunnion of the outer cylinder of the 
main landing gear (MLG) and various follow-on actions. That action also 
provides for the optional termination of the inspections by repairing 
the outer cylinder and installing new aft trunnion bushings. That AD 
was prompted by reports of failure of several MLG due to fractures of 
the aft trunnion outer cylinders. The actions specified by that AD are 
intended to prevent the collapse of the MLG due to stress corrosion 
cracking of the aft trunnion of the outer cylinder. This proposed 
action would require operators to implement the previously optional 
terminating action.

DATES: Comments must be received by June 24, 1996.

ADDRESSES: Submit comments in triplicate to the Federal Aviation 
Administration (FAA), Transport Airplane Directorate, ANM-103, 
Attention: Rules Docket No. 96-NM-25-AD, 1601 Lind Avenue, SW., Renton, 
Washington 98055-4056. Comments may be inspected at this location 
between 9:00 a.m. and 3:00 p.m., Monday through Friday, except Federal 
holidays.
    The service information referenced in the proposed rule may be 
obtained from Boeing Commercial Airplane Group, P.O. Box 3707, Seattle, 
Washington 98124-2207. This information may be examined at the FAA, 
Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, 
Washington.

FOR FURTHER INFORMATION CONTACT: James G. Rehrl, Aerospace Engineer, 
Airframe Branch, ANM-120S, Seattle Aircraft Certification Office, FAA, 
Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, 
Washington 98055-4056; telephone (206) 227-2783; fax (206) 227-1181.

[[Page 24251]]

SUPPLEMENTARY INFORMATION:

Comments Invited

    Interested persons are invited to participate in the making of the 
proposed rule by submitting such written data, views, or arguments as 
they may desire. Communications shall identify the Rules Docket number 
and be submitted in triplicate to the address specified above. All 
communications received on or before the closing date for comments, 
specified above, will be considered before taking action on the 
proposed rule. The proposals contained in this notice may be changed in 
light of the comments received.
    Comments are specifically invited on the overall regulatory, 
economic, environmental, and energy aspects of the proposed rule. All 
comments submitted will be available, both before and after the closing 
date for comments, in the Rules Docket for examination by interested 
persons. A report summarizing each FAA-public contact concerned with 
the substance of this proposal will be filed in the Rules Docket.
    Commenters wishing the FAA to acknowledge receipt of their comments 
submitted in response to this notice must submit a self-addressed, 
stamped postcard on which the following statement is made: ``Comments 
to Docket Number 96-NM-25-AD.'' The postcard will be date stamped and 
returned to the commenter.

Availability of NPRMs

    Any person may obtain a copy of this NPRM by submitting a request 
to the FAA, Transport Airplane Directorate, ANM-103, Attention: Rules 
Docket No. 96-NM-25-AD, 1601 Lind Avenue, SW., Renton, Washington 
98055-4056.

Discussion

    On February 22, 1996, the FAA issued AD 96-03-02 R1, amendment 39-
9526 (61 FR 7694, February 29, 1996). [AD 96-03-02 R1 was issued as a 
correction to AD 96-03-02, amendment 39-9497 (61 FR 3652, February 1, 
1996)]. That AD is applicable to certain Boeing Model 767 series 
airplanes, which requires various inspections to detect cracking and 
corrosion of the aft trunnion and various follow-on actions. That 
action was prompted by reports of failure of several main landing gears 
(MLG) due to fracture of the aft trunnion outer cylinder. The 
requirements of that AD are intended to prevent the collapse of the MLG 
due to stress corrosion cracking of the aft trunnion of the outer 
cylinder.
    That AD also provided for an optional action which, if 
accomplished, would constitute terminating action for the required 
inspections. In the preamble of that AD, the FAA indicated that this 
optional action, consisting of repair of the outer cylinder and 
replacement of the existing bushings with new bushings, was considered 
``interim action'' and that further rulemaking action to mandate the 
repair and replacement was being considered. The FAA also indicated 
that the proposed compliance time for the replacement was sufficiently 
long so that notice and public comment were practicable. As a follow-on 
action from that determination, the FAA is now proposing to mandate the 
previously optional repair and replacement.

Explanation of Relevant Service Information

    The FAA has previously reviewed and approved Boeing Alert Service 
Bulletin 767-32A0148, dated December 21, 1995, which describes 
procedures for repair of the outer cylinder and replacement of the 
existing bushings of the aft trunnion and crossbolt of the MLG with new 
bushings. Accomplishment of this repair and replacement eliminates the 
need for certain follow-on actions that are described in Boeing Service 
Bulletin 767-32A0151, dated November 30, 1995, which was referenced in 
AD 96-03-02 R1 as the appropriate source of service information.

FAA's Conclusions

    The FAA has determined that accomplishment of the repair and 
replacement specified in Boeing Alert Service Bulletin 767-32A0148 will 
positively address the unsafe condition identified as the failure of 
the MLG due to stress corrosion cracking of the aft trunnion of the 
outer cylinder.

Explanation of the Proposed Rule

    Since an unsafe condition has been identified that is likely to 
exist or develop on other products of this same type design, the 
proposed AD would supersede AD 96-03-02 R1. It would continue to 
require various inspections to detect cracking and corrosion of the aft 
trunnion of the outer cylinder of the MLG, and require various follow-
on actions. The proposed AD also would require repair of the outer 
cylinder and replacement of the bushings in the aft trunnion and 
crossbolt of the MLG with new bushings. Accomplishment of the repair 
and replacement would constitute terminating action for the 
requirements of the AD.
    Accomplishment of the repair and replacement also would terminate 
the requirements of the following AD's:
     AD 95-19-10, amendment 39-9372 (60 FR 47689, September 14, 
1995), and
     AD 95-20-51, amendment 39-9398 (60 FR 53109, October 12, 
1995). [The comment period for AD 95-20-51 was extended by an AD action 
that was issued on November 28, 1995 (60 FR 62321, December 6, 1995.)]

Differences Between the Proposed AD and Relevant Service 
Information

    Operators should note that Boeing Alert Service Bulletin 767-
32A0148 refers to Component Maintenance Manual (CMM) 32-11-40, which, 
in turn, provides instructions for plugging the aft trunnion 
lubrication fitting with a rivet. This proposed AD, however, does not 
require plugging that fitting to terminate the requirements of this 
proposed AD, AD 95-19-10, or AD 95-20-51.

Cost Impact

    There are approximately 609 Boeing Model 767 series airplanes of 
the affected design in the worldwide fleet. The FAA estimates that 204 
airplanes of U.S. registry would be affected by this proposed AD.
    The actions that are currently required by AD 96-03-02 R1, and 
retained in this AD, take approximately 34 work hours per airplane to 
accomplish, at an average labor rate of $60 per work hour. Based on 
these figures, the cost impact on U.S. operators of the actions 
currently required is estimated to be $416,160, or $2,040 per airplane.
    The new actions that are proposed in this AD action would take 
approximately 218 work hours per airplane to accomplish, at an average 
labor rate of $60 per work hour. Required parts would cost 
approximately $9,510 per airplane. Based on these figures, the cost 
impact on U.S. operators of the proposed requirements of this AD is 
estimated to be $4,608,360 or $22,590 per airplane.
    The cost impact figures discussed above are based on assumptions 
that no operator has yet accomplished any of the current or proposed 
requirements of this AD action, and that no operator would accomplish 
those actions in the future if this AD were not adopted.

Regulatory Impact

    The regulations proposed herein would not have substantial direct 
effects on the States, on the relationship between the national 
government and the States, or on the distribution of power and 
responsibilities among the various levels of government. Therefore, in 
accordance with Executive Order 12612, it is determined that this

[[Page 24252]]

proposal would not have sufficient federalism implications to warrant 
the preparation of a Federalism Assessment.
    For the reasons discussed above, I certify that this proposed 
regulation (1) is not a ``significant regulatory action'' under 
Executive Order 12866; (2) is not a ``significant rule'' under the DOT 
Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); 
and (3) if promulgated, will not have a significant economic impact, 
positive or negative, on a substantial number of small entities under 
the criteria of the Regulatory Flexibility Act. A copy of the draft 
regulatory evaluation prepared for this action is contained in the 
Rules Docket. A copy of it may be obtained by contacting the Rules 
Docket at the location provided under the caption ADDRESSES.

List of Subjects in 14 CFR Part 39

    Air transportation, Aircraft, Aviation safety, Safety.

The Proposed Amendment

    Accordingly, pursuant to the authority delegated to me by the 
Administrator, the Federal Aviation Administration proposes to amend 
part 39 of the Federal Aviation Regulations (14 CFR part 39) as 
follows:

PART 39--AIRWORTHINESS DIRECTIVES

    1. The authority citation for part 39 continues to read as follows:

    Authority: 49 USC 106(g), 40113, 44701.

Sec. 39.13  [Amended]

    2. Section 39.13 is amended by removing amendment 39-9526 (61 FR 
7694, February 29, 1996), and by adding a new airworthiness directive 
(AD), to read as follows:

    Boeing: Docket 96-NM-25-AD. Supersedes AD 96-03-02 R1, Amendment 
39-9526.

    Applicability: Model 767 series airplanes having line numbers 
001 through 609, on which the terminating action described in 
paragraph (e) of this AD has not been accomplished; certificated in 
any category.

    Note 1: This AD applies to each airplane identified in the 
preceding applicability provision, regardless of whether it has been 
otherwise modified, altered, or repaired in the area subject to the 
requirements of this AD. For airplanes that have been modified, 
altered, or repaired so that the performance of the requirements of 
this AD is affected, the owner/operator must request approval for an 
alternative method of compliance in accordance with paragraph (h) of 
this AD. The request should include an assessment of the effect of 
the modification, alteration, or repair on the unsafe condition 
addressed by this AD; and, if the unsafe condition has not been 
eliminated, the request should include specific proposed actions to 
address it.

    Compliance: Required as indicated, unless accomplished 
previously.
    To prevent the collapse of the main landing gear (MLG) due to 
stress corrosion cracking of the aft trunnion of the outer cylinder, 
accomplish the following:
    (a) Perform the inspections described in paragraph III, 
Accomplishment Instructions, of Boeing Alert Service Bulletin 767-
32A0151, dated November 30, 1995, to detect cracking and corrosion 
of the aft trunnion of the outer cylinder of the MLG at the time 
specified in paragraph (a)(1), (a)(2), or (a)(3) of this AD, as 
applicable. These inspections are to be accomplished in accordance 
with Figure 1 of that alert service bulletin. Repeat these 
inspections thereafter at the intervals specified in that alert 
service bulletin. To determine the category in which an airplane 
falls, the age of the outer cylinder of the MLG is to be calculated 
as of February 16, 1996, (the effective date of AD 96-03-02 R1, 
amendment 39-9526). For airplanes on which the age of the right MLG 
differs from the age of the left MLG, an operator may place the 
airplane into a category that is the higher (numerically) of the two 
categories to ease its administrative burden, and to simplify the 
recordkeeping requirements imposed by this AD. Once the category 
into which an airplane falls is determined, operators must obtain 
approval from the Manager, Seattle Aircraft Certification Office 
(ACO), FAA, Transport Airplane Directorate, to move that airplane 
into another category.

    Note 2: The broken (dash) lines used in Figure 1 of Boeing Alert 
Service Bulletin 767-32A0151, dated November 30, 1995, denote ``go 
to'' actions for findings of discrepancies detected during any of 
the inspections required by this AD.
    Note 3: Boeing Alert Service Bulletin 767-32A0151, dated 
November 30, 1995, refers to Boeing Alert Service Bulletin 767-
32A0148, dated December 21, 1995, for procedures to repair the outer 
cylinder and replace the bushings in the outer cylinder of the MLG 
with new bushings.

    (1) For airplanes identified as Category 3 in paragraph I.C. of 
Boeing Alert Service Bulletin 767-32A0151, dated November 30, 1995: 
Perform the initial inspections within 30 days after February 16, 
1996 (the effective date of AD 96-03-02 R1, amendment 39-9526).
    (2) For airplanes identified as Category 2 in paragraph I.C. of 
Boeing Alert Service Bulletin 767-32A0151, dated November 30, 1995: 
Perform the initial inspections within 90 days after February 16, 
1996, (the effective date of AD 96-03-02 R1, amendment 39-9526).
    (3) For airplanes identified as Category 1 in paragraph I.C. of 
Boeing Alert Service Bulletin 767-32A0151, dated November 30, 1995: 
Perform the initial inspections prior to the accumulation of 2\1/2\ 
years since the MLG outer cylinder was new or last overhauled, or 
within 150 days after February 16, 1996, (the effective date of AD 
96-03-02 R1, amendment 39-9526), whichever occurs later.
    (b) If no cracking or corrosion is detected, accomplish the 
follow-on actions described in the Boeing Alert Service Bulletin 
767-32A0151, November 30, 1995, at the time specified in the alert 
service bulletin. These follow-on actions are to be accomplished in 
accordance with that alert service bulletin.
    (c) If any cracking is detected, prior to further flight, 
replace the outer cylinder with a new or serviceable outer cylinder 
in accordance with Boeing Alert Service Bulletin 767-32A0151, dated 
November 30, 1995.
    (d) If any corrosion is detected, accomplish the follow-on 
actions at the time specified in the ``Corrosion Flowchart,'' in 
Figure 1 of Boeing Alert Service Bulletin 767-32A0151, dated 
November 30, 1995. The follow-on actions are to be accomplished in 
accordance with that alert service bulletin.
    (e) Repair the outer cylinder and replace the bushings in the 
aft trunnion and crossbolt of the MLG with new bushings, in 
accordance with Boeing Alert Service Bulletin 767-32A0148, dated 
December 21, 1995, at the time specified in either paragraph (e)(1) 
or (e)(2), as applicable. Accomplishment of this repair and 
replacement constitutes terminating action for this AD, and for the 
requirements of AD 95-19-10, amendment 39-9372; and AD 95-20-51, 
amendment 39-9398.

    Note 4: Boeing Alert Service Bulletin 767-32A0148 refers to 
Component Maintenance Manual (CMM) 32-11-40 for certain procedures. 
Operators should note that, although the CMM specifies plugging the 
aft trunnion lubrication fitting with a rivet, this AD does not 
require this action to be accomplished in order to terminate the 
requirements of this AD, AD 95-19-10, or AD 95-20-51. Plugging the 
aft trunnion lubrication fitting with a rivet is the operator's 
prerogative.

    (1) For airplanes identified as Category 3 in paragraph I.C. of 
Boeing Alert Service Bulletin 767-32A0151, dated November 30, 1995: 
Accomplish the repair and replacement prior to the accumulation of 5 
and years since the MLG outer cylinders were new or last overhauled, 
or within 18 months after the effective date of this AD, whichever 
occurs later.
    (2) For airplanes identified as either Category 1 or Category 2 
in paragraph I.C. of Boeing Alert Service Bulletin 767-32A0151, 
dated November 30, 1995, accomplish the repair and replacement at 
the time specified in either paragraph (e)(2)(i) or (e)(2)(ii) of 
this AD:
    (i) Prior to the accumulation of 5 and 1/2 years since the MLG 
outer cylinders were new or last overhauled, or within 18 months 
after the effective date of this AD, whichever occurs later. Or,
    (ii) Prior to the accumulation of 7 years since the MLG outer 
cylinders were new or last overhauled, provided that accomplishment 
of visual and non-destructive testing (NDT) inspections at the times 
specified in Figure 1 of the Accomplishment Instructions of Boeing 
Alert Service Bulletin 767-32A0151, dated November 30, 1995, are 
repeated until the repair and replacement are accomplished.
    (g) Accomplishment of the inspection requirements of this AD [in 
accordance with Boeing Alert Service Bulletin 767-32A0151,

[[Page 24253]]

dated November 30, 1995] is considered acceptable for compliance 
with AD 95-19-10, amendment 39-9372; and AD 95-20-51, amendment 39-
9398.
    (h)(1) An alternative method of compliance or adjustment of the 
compliance time that provides an acceptable level of safety may be 
used if approved by the Manager, Seattle ACO. Operators shall submit 
their requests through an appropriate FAA Principal Maintenance 
Inspector, who may add comments and then send it to the Manager, 
Seattle ACO.

    Note 5: Information concerning the existence of approved 
alternative methods of compliance with this AD, if any, may be 
obtained from the Seattle ACO.

    (2) Alternative methods of compliance, approved in accordance 
with AD 96-03-02, amendment 39-9497; or AD 93-03-02 R1, amendment 
39-9526; are approved as alternative methods of compliance with this 
AD.
    (i) Special flight permits may be issued in accordance with 
sections 21.197 and 21.199 of the Federal Aviation Regulations (14 
CFR 21.197 and 21.199) to operate the airplane to a location where 
the requirements of this AD can be accomplished.

    Issued in Renton, Washington, on May 8, 1996.
Darrell M. Pederson,
Acting Manager, Transport Airplane Directorate, Aircraft Certification 
Service.
[FR Doc. 96-12021 Filed 5-13-96; 8:45 am]
BILLING CODE 4910-13-U

Complete official Federal Register PDF

FR Doc. 96-11991 Reef Fish Fishery of the Gulf of Mexico; Amendment 13
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24267-24268]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-11991]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 641

[I.D. 050696A]

Reef Fish Fishery of the Gulf of Mexico; Amendment 13

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice of availability of an amendment to a fishery management 
plan; request for comments.

-----------------------------------------------------------------------

SUMMARY: NMFS announces that the Gulf of Mexico Fishery Management 
Council (Council) has submitted Amendment 13 to the Fishery Management 
Plan for the Reef Fish Resources of the Gulf of Mexico (FMP) for 
review, approval, and implementation by NMFS. Written comments are 
requested from the public.

DATES: Written comments must be received on or before July 8, 1996.

ADDRESSES: Comments must be mailed to the Southeast Regional Office, 
NMFS, 9721 Executive Center Drive N., St. Petersburg, FL 33702.
    Requests for copies of Amendment 13, which includes an 
environmental assessment and a regulatory impact review, should be sent 
to the Gulf of

[[Page 24268]]

Mexico Fishery Management Council, 5401 W. Kennedy Boulevard, Suite 
331, Tampa, FL 33609-2486, fax: 813-225-7015.

FOR FURTHER INFORMATION CONTACT: Robert Sadler, 813-570-5305.

SUPPLEMENTARY INFORMATION: The Magnuson Fishery Conservation and 
Management Act (Magnuson Act) requires that a Council-prepared 
amendment to a fishery management plan be submitted to NMFS for review 
and approval, disapproval, or partial disapproval. The Magnuson Act 
also requires that NMFS, upon receiving an amendment, immediately 
publish a notice announcing that the amendment is available for public 
review and comment.
    Amendment 13 would extend the red snapper commercial fishery trip 
limit and vessel permit endorsement provisions, currently in effect 
under an emergency interim rule (61 FR 7751, February 29, 1996), until 
implementation of: (1) The red snapper individual transferrable quota 
(ITQ) system approved under FMP Amendment 8; or (2) an alternative 
system to control access to the commercial red snapper fishery. Under 
Amendment 13, the trip limit and endorsement provisions would terminate 
on December 31, 1997, unless replaced earlier by the ITQ system or 
another controlled access program. The red snapper vessel permit 
endorsement and trip limit provisions have been in effect since 
December 1992. Proposed regulations to implement the measures of 
Amendment 13 are scheduled for publication within 15 days.

    Authority: 16 U.S.C. 1801 et seq.

    Dated: May 8, 1996.
Richard W. Surdi,
Acting Director, Office of Fisheries Conservation and Management, 
National Marine Fisheries Service.
[FR Doc. 96-11991 Filed 5-9-96; 2:16 pm]
BILLING CODE 3510-22-F

Complete official Federal Register PDF

FR Doc. 96-11972 Review of Injurious Wildlife Regulations
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Page 24267]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-11972]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF INTERIOR

Fish and Wildlife Service

50 CFR Part 16

Review of Injurious Wildlife Regulations

AGENCY: Fish and Wildlife Service, Interior.

ACTION: Notice of review of regulations.

-----------------------------------------------------------------------

SUMMARY: The Fish and Wildlife Service is reviewing 50 CFR Part 16 to 
determine to what extent it should be reinvented. 50 CFR Part 16 
addresses the importation or shipment of injurious wildlife. Applicable 
legislation will be reviewed, the process for identifying and listing 
injurious wildlife will be examined, and import restrictions will be 
evaluated.

DATES: Comments must be submitted on or before July 15, 1996.

ADDRESSES: Comments may be mailed or sent by fax to the Chief, Division 
of Fish and Wildlife Management Assistance, U.S. Fish and Wildlife 
Service, 1849 C Street, N.W., Mail Stop 840 ARLSQ, Washington, D.C. 
20240, or FAX (703) 358-2044.

FOR FURTHER INFORMATION CONTACT:
Susan Mangin, Division of Fish and Wildlife Management Assistance at 
(703) 358-1718.

SUPPLEMENTARY INFORMATION: 50 CFR Part 16 implements provisions of the 
Lacey Act of 1900 (18 U.S.C. 42). The Lacey Act restricts importation 
of mammals, birds, fish, reptiles and amphibians that are deemed 
injurious to humans, agriculture, horticulture, forestry, wildlife, or 
wildlife resources of the United States. Interest has increased in 
preventing the introduction of harmful nonindigenous species. As 50 CFR 
is reinvented, alternatives to the current approach for implementing 
the Lacey Act will be considered. Specific comments from other Federal 
agencies, States, and the private sector are requested.

    Dated: May 6, 1996.
Bruce Blanchard,
Deputy Director, U.S. Fish and Wildlife Service.
[FR Doc. 96-11972 Filed 5-13-96; 8:45 am]
BILLING CODE 4310-55-M

Complete official Federal Register PDF

FR Doc. 96-11957 Federal Acquisition Regulation; Elimination of Nonstatutory Certifications
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Page 24263]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-11957]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF DEFENSE

GENERAL SERVICES ADMINISTRATION

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION

48 CFR Chapter 1

Federal Acquisition Regulation; Elimination of Nonstatutory 
Certifications

AGENCY: Department of Defense (DoD), General Services Administration 
(GSA), and National Aeronautics and Space Administration (NASA).

ACTION: Notice of public meeting.

-----------------------------------------------------------------------

SUMMARY: The Administrator for Federal Procurement Policy, in concert 
with the Federal Acquisition Regulations (fAR) Council, is sponsoring a 
meeting to solicit public comments on the implementation of Section 
4301(b) of the National Defense Authorization Act for Fiscal Year 1996 
(Public Law 104-106) (the Act). The Act requires the Administrator for 
Federal Procurement Policy to issue for public comment a proposal to 
amend the FAR to remove certification requirements for contractors and 
offerors that are not specifically imposed by statute. The Act provides 
the Administrator with authority to retain, under certain 
circumstances, certification requirements that are not specifically 
imposed by statute. In an effort to get public input in the rulemaking 
process prior to publishing a proposed rule, the FAR Council is 
inviting interested parties to participate in a public meeting on 
implementation of the Act.

DATES: Public Meeting: A public meeting will be conducted at the 
address shown below from 1 p.m. to 5:30 p.m., eastern daylight time, on 
June 3, 1996.

ADDRESSES: Public Meeting: The location of the public meeting is the 
White House Conference Center, 726 Jackson Place, NW, Washington, DC 
20503. An interactive meeting, consisting of open discussion among the 
FAR Council members, other government representatives (from the 
procurement, legal, and Inspector General communities), and industry is 
planned. Individuals who would like to participate or submit a formal 
statement shall, by May 28, 1996, notify: Defense Acquisition 
Regulations Council, Attn: Mr. Michael Mutty, PDUSD (A&T) DP (DAR), IMD 
3D139, 3062 Defense Pentagon, Washington, DC 2031-3062. If time 
permits, formal statements will be heard.

FOR FURTHER INFORMATION CONTACT:
Michael Mutty, telephone (703) 602-0131. FAX (703) 602-0350.

    Dated: May 8, 1996.
Edward Loeb,
Director, Federal Acquisition Policy Division.
[FR Doc. 96-11957 Filed 5-13-96; 8:45 am]
BILLING CODE 6820-EP-M

Complete official Federal Register PDF

FR Doc. 96-11852 Grants To Encourage Arrest Policies
[Federal Register Volume 61, Number 94 (Tuesday, May 14, 1996)]
[Proposed Rules]
[Pages 24256-24261]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-11852]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF JUSTICE

Office of Justice Programs

28 CFR Part 90

[OJP No. 1019]
RIN 1121-AA35

Grants To Encourage Arrest Policies

AGENCY: U.S. Department of Justice, Office of Justice Programs.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: This notice announces a proposed rule for the Grants to 
Encourage Arrest Policies authorized by the Violence Against Women Act, 
Title IV of the Violent Crime Control and Law Enforcement Act of 1994. 
For Fiscal Year 1996, Congress has appropriated $28 million to the 
United States Department of Justice, Office of Justice Programs, for 
Grants to Encourage Arrest Policies. This regulation is being published 
under the general statutory grant of authority to issue rules and 
regulations pursuant to the Omnibus Crime Control and Safe Streets Act 
of 1968. The purpose of this regulation is to provide a general outline 
of the program and its purposes as set forth in the statute.

DATES: All comments must be received by June 13, 1996. The length of 
the comment period has been limited to thirty days in order to provide 
States timely access to the available program funds. It would be 
contrary to the public interest to delay implementation of the program.

ADDRESSES: All comments should be addressed to Kathy Schwartz, Violence 
Against Women Grants Office, Office of Justice Programs, Room 446, 633 
Indiana Avenue, N.W., Washington, D.C. 20531.

FOR FURTHER INFORMATION CONTACT: The Department of Justice Response 
Center at 1-800-421-6770 or (202) 307-1480, or Catherine Pierce, 
Violence Against Women Grants Office, Office of Justice Programs at 
(202) 307-6026.

SUPPLEMENTARY INFORMATION:

Title IV Grants To Encourage Arrest Policies

    For Fiscal Year (FY) 1996, Congress authorized a federal 
discretionary grant program under Title IV of the Violent Crime Control 
and Law Enforcement Act of 1994, Pub. L. No. 103-22, 108 Stat. 1796, 
1902-55, codified as amended at 42 U.S.C. Sec. 3796hh et seq (1994) 
[hereinafter the ``Act''], for States, units of local government, and 
Indian tribal governments to encourage the treatment of domestic 
violence as a serious violation of criminal law. The Act gives the 
Attorney General and an authorized designee, in this case the Assistant 
Attorney General for the Office of Justice Programs, the authority to 
make grants to the above mentioned entities. Omnibus Crime Control and 
Safe Streets Act of 1968 Sec. 805, codified as amended at 42 U.S.C. 
Sec. 3768 (1994) [hereinafter the ``Omnibus Act'']. Section 2104 of 
Title IV of the Act, codified as amended at 42 U.S.C. Sec. 3796hh-3, 
requires that regulations be issued specifically to implement these 
policies and programs.

Statement of the Problem

    In the past, police departments, and the criminal justice system as 
a whole, generally treated domestic violence as a private, family 
matter unlike any other violent crime. Many police departments 
maintained informal non-arrest policies for domestic violence, focusing 
instead on alternative responses such as family crisis intervention and 
counseling for domestic abusers.1 In recent years, many 
departments have implemented new policies and practices that encourage 
or mandate arrest of a perpetrator of domestic violence for probable 
cause or for violating a protection order.2 To ensure the 
effectiveness of these new policies, some departments have created 
special domestic violence units that train personnel; develop 
guidelines and protocols for enforcing laws related to domestic 
violence; create sophisticated tracking and communication systems; 
investigate both misdemeanor and felony domestic assaults; develop 
accountability measures which ensure enforcement of the law by all 
officers in the department; and coordinate with other criminal justice 
agencies and victim service providers. Despite these very significant 
accomplishments, many more police departments require the tools and 
resources necessary to implement similar innovations in their own 
communities.
---------------------------------------------------------------------------

    \1\ Liebman, D.A., and Schwartz, J.A., Police Programs in Crisis 
Intervention: A Review, (J.R. Snibbe and H.M. Snibbe eds. 1973). See 
also Charles C. Thomas, The Urban Policeman in Transition: A 
Psychological and Sociological Review (1973).
    \2\ Garner, J., Fagan, J., and Maxwell, C., Published Findings 
from the Spouse Assault Replication Program: A Critical Review, 
Journal of Quantitative Criminology, 11[1], 3-28, 1995.
    Fagan, J., The Criminalization of Domestic Violence: Promises 
and Limits, Presentation at the 1995 National Institute of Justice 
Conference on Criminal Justice Research and Evaluation, January, 
1996, available through the National Criminal Justice Reference 
Service, 1-800-851-3420.
---------------------------------------------------------------------------

    For arrest to be an effective domestic violence intervention, it 
must be part of a coordinated and integrated response to the problem on 
the part of the entire criminal justice system.3 That is, 
mandatory or proarrest policies will be effective only if police 
departments implement clear guidelines and protocols for the arrest of 
domestic violence perpetrators; if police and prosecutors alike conduct 
thorough and careful investigations of domestic violence cases; if 
judges impose appropriate sentences; if batterers remain in custody 
after they are arrested; if probation and parole departments devise 
ways to effectively supervise batterers; and if victims feel confident 
that all professionals in the system are committed to their safety and 
the safety of their children.
---------------------------------------------------------------------------

    \3\ Hart, B.J., Coordinated Community Approaches to Domestic 
Violence, presented at the Strategic Planning Workshop on Violence 
Against Women sponsored by the National Institute of Justice in 
Washington, D.C., March 31, 1995, available through the National 
Criminal Justice Reference Service, 1-800-851-3420.
---------------------------------------------------------------------------

Policies that Mandate or Encourage Arrest

    Laws and policies that encourage or mandate the arrest of a 
domestic violence perpetrator based on probable cause are not new. 
Currently, at least 27 States and the District of Columbia have adopted 
laws that mandate or encourage arrest of a person who assaults a family 
member, or of a person who violates a domestic violence protection 
order.4 Federal law also requires all states honor certain 
protection orders issued by other jurisdictions. Act Sec. 4022(a), 18

[[Page 24257]]

U.S.C. Sec. 2265(a). Domestic violence incidents are among the most 
difficult and most sensitive calls requesting police assistance. For 
this reason, many police departments with mandatory or proarrest 
policies inform their officers that, when responding to a domestic 
violence call, they must anticipate the unexpected, be carefully 
impartial and be primarily concerned for the needs and safety of the 
victim or victims. Some mandatory or proarrest policies go a step 
further by directing responding officers to arrest the primary 
aggressor in a domestic violence incident. These policies warn that 
dual arrests may trivialize the seriousness of domestic violence and 
potentially increase danger to its victims. Most importantly, arrest of 
the batterer conveys a message to the victim, the family and the 
community that domestic violence is a serious crime that will not be 
tolerated. Mandatory or proarrest policies also offer the potential 
benefit of deterring future abuse if the offender is separated from the 
victim and held publicly accountable for his 5 actions. Arrest 
demonstrates to the offender that he has committed a serious crime and 
communicates to the victim that she does not have to endure the 
offender's abuse. Moreover, arrest of the offender sends a broader 
public message--that violent behavior, even between intimates, is 
criminal.
---------------------------------------------------------------------------

    \4\ Layden, J., Domestic Violence, Headliners, 1994.
    \5\ Men can be the victims of abuse, and women can be 
perpetrators. However, the vast majority of victims of domestic 
violence are women. In addition, it is much less common for men to 
receive injuries as a result of their abuse and less likely for men 
to become entrapped in relationships where they cannot leave for 
fear of extreme bodily harm to themselves or their children. For 
these reasons, victims are referred to as women and perpetrators as 
men throughout these proposed regulations. See Stets, J.E. and 
Straus, M.A., Gender Differences in Reporting Marital Violence and 
its Medical and Psychological Consequences (Physical Violence in 
American Families: Risk Factors and Adaptations to Violence in 8,145 
Families, Straus, M.A. and Gelles, R.J. eds. 1990).
---------------------------------------------------------------------------

Orders of Protection

    An order of protection is the legal instrument many victims of 
domestic violence initially seek to protect themselves from further 
abuse. For protection orders to be effective, the terms of the order 
must be strictly and consistently enforced, and abusers violating the 
terms of the order must be punished. To ensure a consistent response, 
departmental policies specifying the violations for which an abuser is 
subject to arrest must be communicated clearly to police officers who 
respond to domestic violence calls. Furthermore, there must be 
consistent enforcement between same-State jurisdictions (e.g., county 
to county or city to city) or between communities under the 
jurisdiction of the same tribal government. In addition to intrastate 
enforcement, States and tribal governments must also take steps to 
ensure the interstate (i.e., State to State) enforcement of protection 
orders as required by Section 40221(a) of the Act.
    Prior to the enactment of the Violence Against Women Act, a woman 
who obtained a protection order in her home state often could not use 
that order as the basis for protection if she worked, traveled, or 
moved to most other states. Under the Violence Against Women Act, a 
victim does not have to wait for abuse to occur in the new state, nor 
does she have to meet the new jurisdictional requirements. A woman may 
now seek enforcement of the out-of-state order in the new state.
    Although there is no universal approach to effective implementation 
of the full faith and credit provisions of the Act, State and tribal 
law enforcement agencies, courts, prosecutors, non-profit, non-
governmental victim services agencies and private attorneys are 
encouraged to collaborate on efforts and strategies for bolstering and 
implementing enforcement of out-of-state protective orders. The state 
administrative office of the court and state law enforcement agencies, 
in consultation with victim advocates, should devise and publicize 
widely a state plan for according full faith and credit to protection 
orders.

Centralized Communication, Information and Tracking Systems

    Regardless of whether there is a particular jurisdictional domestic 
violence arrest policy in place, police must have probable cause to 
make an arrest. Police often are dispatched, however, without any 
information regarding the domestic violence or criminal history of the 
people involved in an altercation. The officers frequently do not know 
if there is an outstanding order of protection against the offender, 
whether the offender has previously been arrested for assaulting the 
victim, or if charges are pending against the perpetrator for prior 
alleged domestic violence. Knowledge of this information clearly would 
help guide the discretion of an officer who is trying to determine 
whether to make an arrest, and help him or her ensure the safety of the 
victim and other family members.
    Beyond providing information about the criminal history of the 
perpetrator, responding officers also would benefit greatly from 
communication and tracking systems that could inform them about the 
frequency of past calls to the same location, prior weapons use, the 
presence of children at the residence and past need for medical 
emergency services. These advanced information systems also could 
provide a description of the alleged perpetrator and places he 
historically has frequented if the offender is not found at the scene.
    Just as police officers need more information to respond 
effectively, so do prosecutors, judges and other criminal justice 
professionals. Access to centralized information on prior incidents or 
convictions, prior issuance of protection orders, other matters 
involving the same family pending before the court, and the 
availability of community resources and services for the victim would 
be extremely beneficial to prosecutors seeking convictions, to judges 
who must impose a sentence and to probation and parole officials 
responsible for providing community supervision. Interstate and 
intrastate communication and tracking systems for use by police 
officers and criminal justice professionals throughout a state or 
region of the country also would contribute to enhancing the safety of 
victims.

The Role of Prosecutors, Judges, Victim Advocates and Other Criminal 
Justice Professionals

    If arrest policies are to be effective, pre-trial service agents, 
prosecutors, judges, probation officers, and parole officers need to 
respond with effective supervision and prosecution strategies, safety 
plans for victims, and appropriate sentences for offenders. In 
addition, prosecutors, judges and other criminal justice professionals 
need tools and resources to respond to domestic violence as a serious 
crime. For example, in those jurisdictions where mandatory or proarrest 
policies have been instituted, individual prosecutors may be 
overwhelmed with domestic violence cases, resulting in a severe lack of 
resources and time needed to prosecute each case effectively. To help 
alleviate the backlog of domestic violence cases, many prosecutors have 
begun to work with victim advocates during both the pending prosecution 
and the sentencing phase of a case. In many jurisdictions, victim 
advocates are critical to domestic violence prosecution. In addition to 
being effective legal advocates, victim advocates assist in safety 
planning with the victim, providing the court with information needed 
to determine risk assessment and proposed conditions of probation or 
parole for the offender.
    Prosecutors, judges, victim advocates and other criminal justice 
professionals need specialized education and training on the phenomenon 
of domestic

[[Page 24258]]

violence and information on community resources available to assist the 
victim and respond appropriately to the batterer. Prosecutors need to 
understand the psychology of domestic violence victims (e.g., why they 
may be reluctant to prosecute and the risks to their safety if they 
decide to prosecute). Judges need to craft effective protection orders 
and they need the information and skills necessary to tailor the 
sentence to the individual perpetrator (e.g., ordering protective 
conditions for victim safety, incarceration, community service, 
restitution, intensive probation or parole, batterer intervention 
services, drug and alcohol treatment, or all of the above, as 
appropriate). Victim advocates and all criminal justice professionals 
need to work together to explore and develop coordinated approaches to 
reduce and prevent domestic violence.

Conclusion

    While strong, clear arrest policies are needed to guide the actions 
of police officers, the rest of the criminal justice system also must 
be directed to respond similarly in ways that will break the cycle of 
violence. Without aggressive, system-wide coordination, arrest alone 
will not stop domestic violence. Most importantly, as a jurisdiction 
assesses its response to domestic violence, prioritizing victim safety 
within the policies and practices of the entire criminal justice system 
is essential. In conclusion:
     Police departments need to develop clear policies and 
procedures mandating or encouraging arrest for perpetrators of domestic 
violence and for the violation of protection orders.
     Police officers need specialized training on domestic 
violence, on implementing departmental arrest policies and related 
federal, state and local law.
     Police departments need resources to develop guidelines 
for arrest and investigation of domestic violence, specialized training 
programs, special investigation or detective units, and procedures to 
ensure coordination with other parts of the criminal justice system.
     Police departments need the resources to develop advanced 
communication, information and tracking systems to enable them to 
respond more effectively to domestic violence incidents and prevent 
future incidents that could result in aggravated assault and homicide.
     Jurisdictions need to develop methods and technologies 
that will promote improved communication and coordination between law 
enforcement, prosecution, the judiciary and other parts of the criminal 
justice and social service systems to improve the entire system's 
response to domestic violence. In addition, jurisdictions need to 
develop centralized, automated information systems that will track the 
domestic violence history of involved parties, including outstanding 
orders of protection, previous arrests and pending charges against 
perpetrators.
     Police and prosecutors need the tools and resources to 
investigate domestic violence cases aggressively and thoroughly.
     Specialized education and training programs for 
prosecutors, judges, victim advocates and other criminal justice 
professionals need to be developed or replicated and adapted from 
existing curricula.
     Procedures to expedite requests for protection orders need 
to be developed by police departments, prosecution units, and the 
courts.
     Judges need to convey clearly to batterers the gravity of 
their offenses by imposing appropriate sentences.
     Probation and parole departments need to establish 
protocols and procedures for the intensive supervision of batterers.
     Victims and their children need access to a full range of 
services including legal advocacy and assistance in planning for their 
long and short-term safety.
     Research needs to be conducted to assess the effectiveness 
of arrest and other legal sanctions for domestic violence in 
communities that have adopted a system-wide, coordinated response to 
domestic violence.

The Violence Against Women Act of 1994

    The Violence Against Women Act reflects a firm commitment towards 
working to change the criminal justice system's response to violence 
that occurs when any woman is threatened or assaulted by someone with 
whom she has or has had an intimate relationship, with whom she was 
previously acquainted, or who is a stranger. By committing significant 
Federal resources and attention to restructuring and strengthening the 
criminal justice response to women who have been, or potentially could 
be, victimized by violence, the safety of all women can be more 
effectively ensured.

Fiscal Year 1996 Grants To Encourage Arrest Policies

    For FY 1996, Congress has appropriated $28 million to the United 
States Department of Justice Office of Justice Programs for Grants to 
Encourage Arrest Policies. Additionally, Part U of the Violence Against 
Women Act of 1994 authorizes $33 million for FY 1997 and $59 million 
for FY 1998. States, Indian tribal governments, and units of local 
government are eligible to receive grants subject to the requirements 
of the statute and these regulations, as well as assurances and 
certifications specified in the final program guidelines and 
application materials that will be available in early FY 1996.
    Section 2101 of the Violence Against Women Act, codified as amended 
at 42 U.S.C. Sec. 3796hh (1994), enumerates the following six purposes 
for which Grants to Encourage Arrest Policies may be used:
    (1) To implement mandatory arrest or proarrest programs and 
policies in police departments, including mandatory arrest programs and 
policies for protection order violations;
    (2) To develop policies and training programs in police departments 
to improve tracking of cases involving domestic violence;
    (3) To centralize and coordinate police enforcement, prosecution, 
or judicial responsibility for domestic violence cases in groups or 
units of police officers, prosecutors, or judges;
    (4) To coordinate computer tracking systems to ensure communication 
between police, prosecutors, and both criminal and family courts;
    (5) To strengthen legal advocacy service programs for victims of 
domestic violence; and
    (6) To educate judges in criminal and other courts about domestic 
violence and improve judicial handling of such cases.

A Coordinated and Integrated Approach to the Problem

    By definition, a coordinated and integrated approach suggests a 
partnership among law enforcement, prosecution, the courts, victim 
advocates and service providers. The goal of this Program is to treat 
domestic violence as a serious violation of the criminal law. A 
consistent criminal justice system response to domestic violence 
requires that professionals in the various components of the system 
have a shared vision that prioritizes the safety and well-being of the 
victim. The creation and implementation of that vision necessitates 
collaboration among police, prosecutors, the courts, and victim service 
providers. Thus, the Program requires that jurisdictions incorporate 
the experience of nonprofit, nongovernmental domestic violence service 
providers into the project planning and implementation process as well 
as police, prosecutors, and the

[[Page 24259]]

courts. Examples of innovative approaches include:
     Creating centralized units of police officers, 
prosecutors, judges and probation and parole officers to investigate 
and handle domestic violence cases.
     Implementing and testing the effectiveness of domestic 
violence arrest policies for violations of protection orders in the 
context of a coordinated criminal justice and community response to 
domestic violence that assigns priority to the safety of the victim and 
holds the offender accountable for his violent actions.
     Delivering comprehensive training programs for the police, 
prosecutors, probation and parole officers and the judiciary that 
address the technical issues associated with policies that encourage or 
mandate arrest for domestic violence; address the phenomenon of 
domestic violence; stress collaboration and shared responsibility for 
ensuring the safety of the victim; seek to change attitudes that have 
traditionally prevented professionals in the criminal justice system 
from responding to domestic violence as a serious violation of criminal 
law; and provide information on improved methods for tracking domestic 
violence cases.
     Developing information systems, automated registries, 
education and training programs and technical assistance efforts that 
facilitate enforcement of protection orders within a single 
jurisdiction; within a single State; and from State to State.
     Linking automated information and tracking systems to 
enhance communication among police, prosecutors, and criminal and 
family courts to ensure that all of the system components have access 
to consistent and complete information about an individual's domestic 
violence history.
     Establishing and expanding advocacy services for domestic 
violence victims from the time an abuse report is filed through the 
post-sentencing of the offender, including any time during which the 
offender is subject to probation or parole supervision.

Eligibility Requirements

    To be eligible to receive grants under this Program, States, Indian 
tribal governments, and units of local government must certify that 
their laws or official policies (1) Encourage or mandate arrest of 
domestic violence offenders based on probable cause that an offense has 
been committed and (2) encourage or mandate arrest of domestic violence 
offenders who violate the terms of a valid outstanding protection 
order. Omnibus Act Sec. 2101(c)(2), 42 U.S.C. Sec. 3796hh(c)(2) (1994). 
Eligible applicants also must demonstrate that their laws, policies, or 
practices and their training programs discourage dual arrests of an 
offender and victim. Omnibus Act Sec. 2101(c)(2), 42 U.S.C. 
Sec. 3796hh(c)(2) (1994).
    In addition, States, Indian tribal governments, and units of local 
governments seeking grant funds through this Program must certify that 
their laws, policies, or practices prohibit the issuance of mutual 
restraining orders of protection, except in cases in which both spouses 
file a claim and the court makes detailed findings of fact indicating 
that both spouses acted primarily as aggressors and that neither spouse 
acted primarily in self-defense. Omnibus Act Sec. 2101(c)(3), 42 U.S.C. 
Sec. 3796hh(c)(3) (1994).
    Eligible applicants also must certify that their laws, policies, or 
practices do not require, in connection with the prosecution of any 
misdemeanor or felony domestic violence offense, that the victim bear 
the costs associated with the filing of criminal charges or the service 
of such charges on an abuser, or costs associated with the issuance or 
service of a warrant, protection order, or witness subpoena. Omnibus 
Act Sec. 2101(c)(4), 42 U.S.C. Sec. 3796hh(c)(4) (1994).
    If the laws, policies, or practices required by Section 2101(c) of 
the Violence Against Women Act are not currently in place, States, 
Indian tribal governments, and local units of government must provide 
assurances that they will be in compliance with these requirements by 
the date on which the next session of the State or Indian Tribal 
legislature ends, or September 13, 1996, whichever is later. Omnibus 
Act Sec. 2102(a)(1) (A)-(B), 42 U.S.C. Sec. 3796hh-1(a)(1) (A)-(B) 
(1994).
    For the purposes of this Program, a jurisdiction need not have pre-
existing policies encouraging or mandating arrest to meet the 
eligibility requirements listed above. However, a State, Indian tribal 
government, or unit of local government must specify the policy that it 
intends to enact by the statutory deadline in its application for 
funding through this Program.

Award Priority

    The Office of Justice Programs is required by the Violence Against 
Women Act to give priority to applicants that (1) Do not currently 
provide for centralized handling of cases involving domestic violence 
by police, prosecutors, and courts; and (2) demonstrate a commitment to 
strong enforcement of laws, and prosecution of cases, involving 
domestic violence. Omnibus Act Sec. 2102(b) (1)-(2), 42 U.S.C. 
Sec. 3796hh-1(b) (1)-(2) (1994). Commitment may be demonstrated in a 
number of ways including: clear communication from top departmental 
management that domestic violence prevention is a priority; strict 
enforcement of arrest policies; innovative approaches to officer 
supervision in domestic violence matters; acknowledgment of officers 
who consistently enforce domestic violence arrest policies and 
sanctions for those who do not; education and training for all officers 
and supervisors on enforcement of domestic violence arrest policies and 
the phenomenon of domestic violence; and creation of special units to 
investigate and monitor spousal and partner abuse cases.

Technical Assistance and Training/Evaluation

    The Office of Justice Programs intends to assist States, Indian 
tribal governments, and units of local government in meeting the 
Program goal of treating domestic violence as a serious violation of 
criminal law. The Office of Justice Programs therefore hopes to set 
aside a small portion of the funds provided through this Program to 
provide specialized training and technical assistance to help grant 
recipients develop and implement effective arrest policies in the 
context of an integrated and coordinated criminal justice and community 
response to domestic violence.
    In addition, the National Institute of Justice will conduct 
evaluations and studies of projects funded through this Program. Past 
research on the effectiveness of arrest policies for domestic violence 
has focused primarily on the police response and has not measured the 
response of victim service agencies and other parts of the criminal 
justice system, including pretrial services agencies, prosecution 
units, the courts, probation and parole. Additional research is needed 
to assess the effectiveness of arrest and other legal sanctions for 
domestic violence in communities that have adopted a system-wide, 
coordinated response to domestic violence. The Office of Justice 
Programs hopes to set aside a small portion of the overall funds 
authorized for the Program for this purpose. Recipients of funds for 
this Program must agree to cooperate with such federally-sponsored 
research and evaluation studies of their projects. In addition, grant 
recipients are required to report to the Attorney General on the 
effectiveness of their project(s). Omnibus Act Sec. 2103, 42 U.S.C.

[[Page 24260]]

Sec. 3796hh-2 (1994). Recipients therefore are strongly encouraged to 
develop a local evaluation strategy to assess the impact and 
effectiveness of their programs. Applicants should consider entering 
into partnerships with research organizations that are submitting 
simultaneous grant applications to the National Institute of Justice 
for this purpose.

Request for Comments

    The Office of Justice Programs seeks to fulfill Congressional 
intent by soliciting, encouraging and incorporating comments on all 
aspects of this program while ensuring that the statutory limitations 
are applied appropriately to all recipients. Comments are welcome on a 
broad range of issues, including but not limited to:
    (1) Other priority areas that should be considered for funding in 
addition to the statutory award priorities identified in Section 90.66 
of Subpart D;
    (2) The special needs of Indian tribal governments, underserved 
populations and rural communities in implementing this Program;
    (3) Effective strategies to ensure that local jurisdictions, States 
and tribal governments will accord full faith and credit to all valid 
protection orders pursuant to 18 U.S.C. Sec. 2265; and
    (4) Methods and approaches for conducting research on the 
effectiveness of arrest and other legal sanctions for domestic violence 
in communities that have adopted a system-wide coordinated response to 
the problem.

Administrative Requirements

    This regulation has been drafted and reviewed in accordance with 
Executive Order 12866, Sec. 1(b), Principles of Regulation. This rule 
is not a ``significant regulatory action'' under Executive Order 12866, 
Sec. 3(f), Regulatory Planning and Review, and, accordingly, this rule 
has not been reviewed by the Office of Management and Budget.
    The Assistant Attorney General for the Office of Justice Programs, 
in accordance with the Regulatory Flexibility Act, codified at 5 U.S.C. 
Sec. 605(b), has reviewed this regulation and, by approving it, 
certifies that this regulation will not have a significant economic 
impact on a substantial number of small entities.

List of Subjects in 28 CFR Part 90

    Grant Programs, Judicial Administration.

    For the reasons set out in the preamble, Title 28, Chapter 1, Part 
90 of the Code of Federal Regulations is proposed to be amended as 
follows:

PART 90--VIOLENCE AGAINST WOMEN

    1. The authority citation for part 90 continues to read as follows:

    Authority: 42 U.S.C. Sec. 3711 et seq (1994).

    2. A new Subpart D, consisting of Secs. 90.60-90.67 is proposed to 
be added to read as follows:

Subpart D--Arrest Policies in Domestic Violence Cases

Sec.
90.60  Scope
90.61  Definitions
90.62  Purposes
90.63  Eligibility
90.64  Application Content
90.65  Evaluation
90.66  Review of Applications
90.67  Grantee Reporting

Sec. 90.60   Scope.

    This subpart sets forth the statutory framework of the Violence 
Against Women Act's sections seeking to encourage States, Indian tribal 
governments, and units of local government to treat domestic violence 
as a serious violation of criminal law.

Sec. 90.61   Definitions.

    For purposes of this subpart, the following definitions apply.
    (a) Domestic violence includes felony or misdemeanor crimes of 
violence committed by a current or former spouse of the victim, a 
person with whom the victim shares a child in common, a person who is 
cohabiting with or has cohabited with the victim as a spouse, a person 
similarly situated to a spouse of the victim under the domestic or 
family violence laws of the jurisdiction receiving grant monies, or any 
other adult person against a victim who is protected from that person's 
acts under the domestic or family violence laws of the eligible State, 
Indian tribal government, or unit of local government that receives a 
grant under this subchapter.
    (b) Protection order includes any injunction issued for the purpose 
of preventing violent or threatening acts of domestic violence, 
including temporary and final orders issued by civil or criminal courts 
(other than support or child custody orders or provisions) whether 
obtained by filing an independent action or as a pendente lite order in 
another proceeding.

Sec. 90.62   Purposes.

    The purposes of this program are:
    (a) To implement mandatory arrest or proarrest programs and 
policies in police departments, including mandatory arrest programs and 
policies for protection order violations;
    (b) To develop policies and training programs in police departments 
to improve tracking of cases involving domestic violence;
    (c) To centralize and coordinate police enforcement, prosecution, 
or judicial responsibility for domestic violence cases in groups or 
units of police officers, prosecutors, or judges;
    (d) To coordinate computer tracking systems to ensure communication 
between police, prosecutors, and both criminal and family courts;
    (e) To strengthen legal advocacy service programs for victims of 
domestic violence; and
    (f) To educate judges in criminal and other courts about domestic 
violence and improve judicial handling of such cases.

Sec. 90.63   Eligibility.

    (a) Eligible grantees are States, Indian tribal governments, or 
units of local government that:
    (1) Certify that their laws or official policies--
    (i) Encourage or mandate the arrest of domestic violence offenders 
based on probable cause that an offense has been committed; and
    (ii) Encourage or mandate the arrest of domestic violence offenders 
who violate the terms of a valid and outstanding protection order;
    (2) Demonstrate that their laws, policies, or practices and their 
training programs discourage dual arrests of offender and victim;
    (3) Certify that their laws, policies, or practices prohibit 
issuance of mutual restraining orders of protection except in cases 
where both spouses file a claim and the court makes detailed findings 
of fact indicating that both spouses acted primarily as aggressors and 
that neither spouse acted primarily in self-defense; and
    (4) Certify that their laws, policies, or practices do not require, 
in connection with the prosecution of any misdemeanor or felony 
domestic violence offense, that the abused bear the costs associated 
with filing criminal charges or the service of such charges on an 
abuser, or that the abused bear the costs associated with the issuance 
or service of a warrant, protection order, or witness subpoena.
    (b) If these laws, policies, or practices are not currently in 
place, States, Indian tribal governments, and local units of government 
must provide assurances that they will be in compliance with these 
requirements by the date on which the next session of the State or 
Indian

[[Page 24261]]

Tribal legislature ends, or September 13, 1996, whichever is later. 
Omnibus Act Sec. 2102(a)(1), 42 U.S.C. 3796hh--1(a)(1).
    (c) For the purposes of this Program, a jurisdiction need not have 
pre-existing policies encouraging or mandating arrest to meet the 
eligibility requirements listed in this section. However, a State, 
Indian tribal government, or unit of local government must specify the 
policy that it intends to enact by the statutory deadline in its 
application for funding through this Program.

Sec. 90.64   Application content.

    (a) Format. Applications from States, Indian tribal governments and 
units of local government must be submitted on Standard Form 424, 
Application for Federal Assistance, at a time designated by the Office 
of Justice Programs. The Violence Against Women Grants Office of the 
Office of Justice Programs will develop and disseminate to States, 
Indian tribal governments, local governments and other interested 
parties a complete Application Kit which will include a Standard Form 
424, a list of assurances to which applicants must agree, and 
additional guidance on how to prepare and submit an application for 
grants under this Subpart. To receive a complete Application Kit, 
please contact: The Violence Against Women Grants Office, Office of 
Justice Programs, Room 444, 633 Indiana Avenue, N.W., Washington, D.C. 
20531. Telephone: (202) 307-6026.
    (b) Programs. Applications must set forth programs and projects 
that meet the purposes and criteria of the Grants to Encourage Arrest 
program set out in Sec. Sec. 90.62 and 90.63 of this part.
    (c) Requirements. Applicants in their applications shall, at a 
minimum:
    (1) Describe plans to further the purposes stated in Sec. 90.62 of 
this part;
    (2) Identify the agency or office or groups of agencies or offices 
responsible for carrying out the program; and
    (3) Include documentation from nonprofit, private sexual assault 
and domestic violence programs demonstrating their participation in 
developing the application, and explain how these groups will be 
involved in the development and implementation of the project.
    (d) Certifications. (1) As required by Section 2101(c) of the 
Omnibus Act, codified as amended at 42 U.S.C. 3796hh-1(a), each State, 
Indian tribal government or unit of local government must certify in 
its application that it has met the eligibility requirements set out in 
Sec. 90.63 of this subpart.
    (2) Each State, Indian tribal government or unit of local 
government must certify that all the information contained in the 
application is correct. All submissions will be treated as a material 
representation of fact upon which reliance will be placed, and any 
false or incomplete representation may result in suspension or 
termination of funding, recovery of funds provided, and civil and/or 
criminal sanctions.

Sec. 90.65  Evaluation.

    The National Institute of Justice will conduct evaluations and 
studies of programs funded through this Program. The Office of Justice 
Programs hopes to set aside a small portion of the overall funds 
authorized for the Program for this purpose. Recipients of funds must 
agree to cooperate with such federally-sponsored research and 
evaluation studies of their projects. In addition, grant recipients are 
required to report to the Attorney General on the effectiveness of 
their project(s). Omnibus Act Sec. 2103, 42 U.S.C. 3796hh-2. Recipients 
of program funds are strongly encouraged to develop a local evaluation 
strategy to assess the impact and effectiveness of their programs. 
Applicants should consider entering into partnerships with research 
organizations that are submitting simultaneous grant applications to 
the National Institute of Justice for this purpose.

Sec. 90.66  Review of Applications.

    (a) Review criteria. (1) The provisions of Part U of the Omnibus 
Act and of the regulations in this subpart provide the basis for review 
and approval or disapproval of applications and amendments in whole or 
in part. Priority will be given to applicants that
    (i) Do not currently provide for centralized handling of cases 
involving domestic violence by police, prosecutors, and courts; and
    (ii) Demonstrate a commitment to strong enforcement of laws, and 
prosecution of cases, involving domestic violence. Omnibus Act 
Sec. 2102(b)(1)-(2), 42 U.S.C. 3796hh-1(b)(1)-(2) (1994).
    (2) Commitment may be demonstrated in a number of ways including: 
clear communication from top departmental management that domestic 
violence prevention is a priority; strict enforcement of arrest 
policies; innovative approaches to officer supervision in domestic 
violence matters; acknowledgment of officers who consistently enforce 
domestic violence arrest policies and sanctions for those who do not; 
education and training for all officers and supervisors on enforcement 
of domestic violence arrest policies and the phenomenon of domestic 
violence; and creation of special units to investigate and monitor 
spousal and partner abuse cases.
    (b) Intergovernmental review. This program is covered by Executive 
Order 12372 (Intergovernmental Review of Federal Programs) and 
implementing regulations at 28 CFR part 30. A copy of the application 
submitted to the Office of Justice Programs should also be submitted at 
the same time to the State's Single Point of Contact, if there is a 
Single Point of Contact.

Sec. 90.67  Grantee reporting.

    Each grantee receiving funds under this subpart shall submit a 
report to the Attorney General evaluating the effectiveness of projects 
developed with funds provided under this subpart and containing such 
additional material as the Assistant Attorney General of the Office of 
Justice Programs may prescribe.
Laurie Robinson,
Assistant Attorney General, Office of Justice Programs.
[FR Doc. 96-11852 Filed 5-13-96; 8:45 am]
BILLING CODE 4410-18-P

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