S. T., Appellant V. State Of Washington, Dshs, Respondent

50661-1Washctapp12 giu 2018

Testo completo

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
S.T., No. 50661-1-II
Appellant,
v.
UNPUBLISHED OPINION
STATE OF WASHINGTON, DEPARTMENT
OF SOCIAL & HEALTH SERVICES,
DIVISION OF VOCATIONAL
REHABILITATION,
Respondent.
MAXA, C.J. – ST1 applied to the Division of Vocational Rehabilitation (DVR) for
vocational rehabilitation services because her post-traumatic stress disorder (PTSD) affected her
ability to work. DVR determined that ST was eligible for services, but later closed her case
when she refused to participate in mental health services. ST appeals an administrative law
judge’s (ALJ) ruling affirming DVR’s decision to close her case and the superior court’s order
affirming that ruling.
We hold that (1) the ALJ did not err in affirming DVR’s decision to close ST’s case, (2)
DVR’s requirement that ST participate in mental health services in order to obtain vocational
rehabilitation services did not violate any constitutional provisions, (3) the superior court did not
err in denying ST’s motion to seal the entire court record and instead ordering the redaction of
certain information, (4) ST was not entitled to appointed counsel on judicial review of an agency
1 A commissioner of this court previously ruled that ST would be identified by her initials.
Filed
Washington State
Court of Appeals
Division Two
June 12, 2018
No. 50661-1-II
2
determination, (5) ST is not entitled to recover any compensation from DVR, and (6) ST’s other
arguments are not material to this case.
Accordingly, we affirm the ALJ’s ruling and the superior court’s order affirming that
ruling, affirm the superior court’s order denying ST’s motion to seal the court record, and reject
ST’s other arguments.
FACTS
Application for DVR Services and Case Closure
In May 2014, ST applied for vocational rehabilitation services from DVR, a division of
the Department of Social and Health Services (DSHS). On her application, ST stated that she
had a “psychiatric/emotional condition” identified as PTSD that affected her ability to work.
Clerk’s Papers (CP) at 15. At the time of the application, ST was receiving disability benefits
because of her PTSD and was receiving treatment for that condition.
In 2013, ST had undergone a psychological evaluation and had been diagnosed with
PTSD and cluster B personality disorder with borderline, hysterical, paranoid, narcissistic, and
antisocial features. The evaluator stated that ST’s primary barrier to employment was her
serious character pathology.
ST met with a vocation rehabilitation counselor to discuss what services DVR could
provide that would help ST overcome barriers to employment. ST stated that she was interested
in being self-employed and starting an online reservation company. ST’s counselor referred her
to a consulting company, Avita & Associates, for a feasibility study on ST’s ability to be
successfully self-employed.
Avita identified several concerns regarding ST’s ability to execute her business plan,
including her psychological diagnoses and her ability to manage stressful business situations.
No. 50661-1-II
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Avita expressed concerns about whether ST was stable enough to be self-employed without
participation in ongoing mental health treatment. Avita requested documentation that ST was
participating in mental health treatment before continuing the feasibility study. The vocational
counselor recommended that ST participate in behavioral therapy and stated that ST should
explore her ability to perform self-employment work through a trial work experience.
ST rejected the recommendations of mental health treatment and trial work experience.
ST’s vocational counselor recommended an extended evaluation as an alternative, and ST agreed
to participate.
ST and a new vocational counselor both signed an extended evaluation agreement, which
required ST to participate in “physical and mental restoration” services. CP at 20. The
counselor and ST discussed obtaining a new psychological evaluation, and the counselor told ST
that the next step in her assessment would be to participate in that psychological evaluation. ST
responded that she would not comply with any recommendations for mental health treatment
because she did not believe in mental health care.
DVR informed ST that it intended to close her case for failure to participate in services.
ST responded that she refused to participate in coerced psychological treatment. As a result,
DVR issued a letter closing ST’s case service record.
Appeal to ALJ and Superior Court
ST appealed DVR’s decision to close her case. After a hearing, an ALJ entered findings
of fact and conclusions of law. The ALJ concluded that DVR properly required that ST comply
with its treatment recommendations and participate in mental restoration services to complete a
feasibility assessment. The ALJ stated that ST had the right to refuse to participate in mental
No. 50661-1-II
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health treatment, but as a result of her refusal DVR could properly close her case. Therefore, the
ALJ affirmed DVR’s decision to close ST’s case service record.
ST appealed the ALJ’s decision to superior court. In superior court, ST filed a motion to
seal the case, keep her name, image, and video recording out of the record and to close the
courtroom. ST argued that it was necessary to seal her case to protect her personal safety
because she was the victim of a stalker. ST also argued that sealing the case was required
because the record contained privileged information from psychological evaluations which could
be used against her in the future. After analyzing the five Ishikawa 2 factors, the superior court
denied ST’s motion to seal the entire court record but ordered the clerk to seal and redact certain
documents as a less restrictive alternative.
ST also requested that the superior court appoint counsel to represent her because she was
indigent. There is no indication in the record that the superior court addressed this request.
The superior court heard oral argument on the petition for review of the administrative
decision. The superior court ruled that DVR had not violated its statutory authority and that
substantial evidence supported DVR’s decision. Therefore, the court affirmed the ALJ’s ruling.
ST appealed the superior court’s decision directly to the Supreme Court. The Supreme
Court transferred the case to this court.
ANALYSIS
A. DVR’S CLOSURE DECISION
ST argues that the ALJ and the superior court erred in affirming DVR’s decision to close
her case. She claims that (1) DVR erroneously applied the law in closing her case when she
2 Seattle Times Co. v. Ishikawa, 97 Wn.2d 30, 37-39, 640 P.2d 716 (1982).
No. 50661-1-II
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refused to participate in mental health services; (2) the ALJ improperly disregarded her evidence;
and (3) DVR’s requirement that she participate in mental health services to obtain vocational
rehabilitation services is unconstitutional. We disagree.
1. Legal Principles
Our review of an agency decision is governed by the Administrative Procedures Act
(APA). RCW 34.05.570(3). In reviewing a claim under the APA, we sit in the same position as
the superior court and review the ALJ’s decision. Karanjah v. DSHS, 199 Wn. App. 903, 914,
401 P.3d 381 (2017).
Under the APA, we may grant relief from an agency order based on one of nine reasons
listed in RCW 34.05.570(3), including that the order is (1) based on a violation of constitutional
provisions, (2) based on an erroneous interpretation or application of the law, (3) unsupported by
substantial evidence, or (4) arbitrary and capricious. RCW 34.05.570(3)(a), (d), (e), (i). The
party challenging the ALJ’s decision has the burden of demonstrating the invalidity of that
decision. RCW 34.05.570(1)(a).
We review an agency’s application of the law and constitutional questions de novo.
Cornelius v. Dep’t of Ecology, 182 Wn.2d 574, 585, 344 P.3d 199 (2015).
2. Application of the Law
ST argues that DVR erroneously applied the law in closing her case when she refused to
participate in mental health services. We disagree.
DVR is an agency which provides vocational rehabilitation services. RCW 74.29.020(2).
To be eligible for DVR services, a client must meet three criteria: (1) the client has a physical,
mental, or sensory impairment that substantially impedes employment; (2) the client requires
DVR services to get or keep a job; and (3) the client is capable of working as a result of
No. 50661-1-II
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receiving DVR services. WAC 388-891-1000. DVR determines if a client is eligible through an
assessment process, which includes examining education and medical records. WAC 388-891-
1005(1).
If a client refuses to provide records or participate in necessary services to determine if a
client is eligible, DVR closes the client’s case. WAC 388-891-1005(1)(d). DVR also has
general authority to close a client’s case if the client refuses to participate in required or agreed
upon conditions or services. WAC 388-891-1300(7).
Here, ST argues that DVR was required to perform a trial work experience before closing
her case. However, trial work experience is only one assessment option. WAC 388-891-1030.
An extended evaluation is an alternative process of determining client eligibility. WAC 388-
891-1040. ST opted not to do a trial work experience and agreed to an extended evaluation
instead.
ST also argues that applicable law did not allow DVR to close her case when she refused
to participate in mental health services, claiming that “[n]o WACs or RCWs allow DVR to
require any mental health treatment.” Br. of Appellant at 20. But WAC 388-891-1300(7)
expressly states that DVR will close the case if “[y]ou refuse to cooperate in required or agreed
upon conditions or services.” DVR required ST to participate in mental health services as part of
the assessment process, and ST refused. Therefore, WAC 388-891-1300(7) applies and allowed
DVR to close ST’s case.
We hold that DVR did not erroneously apply the law in closing ST’s case when she
refused to participate in mental health services.
No. 50661-1-II
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3. Substantial Evidence
ST argues that DSHS’ decision was invalid because the ALJ did not consider her
evidence. She also appears to argue that the evidence did not support the ALJ’s decision. We
disagree.
We review an agency’s findings of fact for substantial evidence. Karanjah, 199 Wn.
App. at 916. Substantial evidence is that which is sufficient to persuade a fair-minded person
that the finding is true. Id. We do not weigh witness credibility. Id.
Here, DVR presented evidence that ST agreed to an extended evaluation, which included
mental health treatment as a required component. DVR also presented evidence that mental
health treatment was a necessary service to assess ST’s capability to work. In addition, DVR
showed that ST refused to participate in mental health services. This evidence supports the
conclusion that ST refused to participate in necessary services.
Regarding ST’s argument that the ALJ did not consider her evidence, ST does not argue
and the record does not suggest that the ALJ excluded her evidence. Instead, ST seems to take
issue with the ALJ’s evaluation of the weight and credibility of different evidence. But we do
not weigh evidence or make credibility determinations. Karanjah, 199 Wn. App. at 916.
We hold that substantial evidence supports the ALJ’s decision and that the ALJ did not
fail to consider ST’s evidence.
4. Constitutional Challenges
ST argues that DVR’s requirement that she participate in mental health services to obtain
vocational rehabilitation services violates various constitutional provisions. We disagree.
No. 50661-1-II
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a. First Amendment
ST argues that requiring her to participate in mental health treatment violates her First
Amendment rights because she does not believe in participating in such treatment. ST also
claims that DVR violated her freedom of religion because any deeply held belief – such as her
belief that a person should not be required to participate in mental health treatment – is
equivalent to a religious belief.
The First Amendment protects the free exercise of religion and religious beliefs by
invalidating government actions that force a party to choose between their religious belief and an
otherwise available public benefit. Trinity Lutheran Church of Columbia, Inc. v. Comer, ___
U.S. ___, 137 S. Ct. 2012, 2019, 2021, 198 L. Ed. 2d 551 (2017).
Here, the public benefit in question is available for eligible participants with physical and
mental health conditions. Although DVR initially determined that ST was eligible for DVR
services, ST’s refusal to participate in mental health services prevented DVR from determining if
ST could benefit from vocational rehabilitation services. Therefore, we hold that DVR’s
requirement that ST participate in mental health treatment to complete her extended evaluation
did not trigger ST’s First Amendment rights because the record is not sufficient to show that ST
would otherwise have qualified for the public benefit.
b. Second Amendment
ST argues that requiring her to participate in mental health treatment violates her Second
Amendment right to keep and bear arms. This argument is based on her claim that people with
mental illness can have their gun rights restricted and that mental health records can be released
as part of the background check process, which could prevent the purchase of a gun. However,
we have not located any authority for the proposition that a requirement that an application for
No. 50661-1-II
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vocational rehabilitation services consult with a mental health provider implicates the Second
Amendment.
c. Fourth Amendment
ST argues that requiring her to participate in mental health treatment violates the Fourth
Amendment because it constitutes an unreasonable search and seizure. However, we have not
located any authority for the proposition that a consultation with a mental health provider
constitutes a search.
ST also briefly argues that requiring her to participate in mental health treatment violates
her right to privacy under the Fourth Amendment. But we have not located any authority for the
proposition that a mental health consultation implicates the constitutional right to privacy.
d. Fifth Amendment
ST argues that requiring her to participate in mental health treatment violates her Fifth
Amendment right against self-incrimination. She claims that information provided to mental
health providers could be used against her in court. However, the Fifth Amendment states that a
person shall not be compelled to be a witness against herself “in any criminal case.” (Emphasis
added.) ST has not shown or even alleged that something she told a mental health provider
might be used against her in a criminal case.
e. Eighth Amendment
ST argues that requiring her to participate in mental health treatment violates her Eighth
Amendment right to be free from cruel and unusual punishment because she might be forced to
receive psychiatric drugs or invasive therapy. However, we have not located any authority for
the proposition that the Eighth Amendment’s cruel and unusual punishment clause applies to
agency requirements for obtaining State benefits.
No. 50661-1-II
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f. Due Process
ST argues that requiring her to participate in mental health treatment generally violates
her due process rights. However, she argues only that people with mental health issues are in
danger of being deprived of their liberty. She does not argue that she did not receive due process
in this case.
B. MOTION TO SEAL ENTIRE SUPERIOR COURT RECORD
ST argues that the superior court erred in denying her motion to seal the entire superior
court record and close the courtroom. We disagree.
1. Legal Principles
Article 1, section 10 of the Washington Constitution mandates that courts conduct
judicial proceedings openly and without delay. Accordingly, court proceedings and court
documents are presumptively open to the public and any exception is appropriate “only in the
most unusual of circumstances.” Hundtofte v. Encarnación, 181 Wn.2d 1, 7, 330 P.3d 168
(2014) (plurality).
GR 15 (c)(2) allows a court to seal a court record if there are “compelling privacy and
safety concerns that outweigh the public interest in access to the court record.” A court may seal
court records only if it finds that sealing is warranted under both GR 15 and the five-factor test
articulated in Seattle Times Co. v. Ishikawa, 97 Wn.2d 30, 37-39, 640 P.2d 716 (1982).
Hundtofte, 181 Wn.2d at 7.
Under Ishikawa, a court must (1) consider the moving party’s interest in sealing the
records, (2) allow any objections by those present when the motion was made, (3) consider
whether the requested method of restricting access is the least restrictive means available and
effective in protecting the moving party’s interest, (4) weigh the competing interests of the
No. 50661-1-II
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moving party and the public interest and must consider alternative methods to protect the moving
party’s interest, and (5) enter an order that is no broader than necessary to protect the moving
party’s interest. Hundtofte, 181 Wn.2d at 8 (citing Ishikawa, 97 Wn.2d at 37-39). The party
moving to seal a court record bears the burden of demonstrating a need to do so. Hundtofte, 181
Wn.2d at 7.
We review a superior court’s decision on a motion to seal for an abuse of discretion. Id.
at 6. A court abuses its discretion if its decision is manifestly unreasonable, exercised on
untenable grounds, or exercised for untenable reasons. Id. An order to redact a court record is
treated as an order to seal. Id.
2. Ishikawa Analysis
Here, the superior court articulated its consideration of each factor in a written order.
Under the first factor, the court found that releasing certain information could potentially create a
threat to ST’s safety. But under the third factor, the court found that redaction of certain
information was a less restrictive means of addressing that concern than sealing the entire court
record. The court weighed ST’s request against the public interest in disclosure under the fourth
factor, and concluded under the fifth factor that redaction would accomplish the purpose of
protecting ST’s identifying information. Accordingly, the court ordered the clerk to file redacted
copies of court records.
The superior court correctly applied the Ishikawa factors and properly exercised its
discretion in determining that redaction of certain information protected ST while also
recognizing the public’s interest in open courts. We hold that the superior court did not abuse its
discretion in denying ST’s motion to seal the entire court record.
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3. Privacy Act - RCW 9.73.030
ST states that she was not informed that her court appearances would be recorded and
that she did not consent to being recorded. Therefore, she argues that the recording violated
RCW 9.73.030. We disagree.
RCW 9.73.030 provides that it is illegal to record private telephone conversations or
electronic communications with certain exceptions. By its plain terms, RCW 9.73.030 applies to
intercepting private communication. To determine if a communication is private, a court
considers the subject of the communication, location of participants, presence of other people,
the role of the listening party, and the reasonable intent of the parties to communicate privately.
Marin v. King County, 194 Wn. App. 795, 806, 378 P.3d 203, review denied, 186 Wn.2d 1028
(2016). There is no reasonable expectation of privacy for proceedings in open court. As noted
above, article 1 section 10 generally requires court proceedings to be open to the public.
Accordingly, we hold that RCW 9.73.030 is inapplicable here.
4. Constitutional Arguments
ST argues that not sealing the court records is a violation of double jeopardy under the
Sixth Amendment because she could be sued for defamation based on the contents of mental
health records she thought were private. However, the Sixth Amendment expressly applies only
in criminal cases. Therefore, double jeopardy is not an issue in a civil administrative appeal.
ST also claims in a heading in her brief that denying her motion to seal violated the First
Amendment, Fourth Amendment right of privacy, Fifth and Fourteenth Amendment due process
rights, Sixth Amendment right to present a defense, the Fourteenth Amendment right to equal
protection, and article I, section 7 of the Washington Constitution. But she does not explain
these claims or present any argument on them. Therefore, we decline to consider these
No. 50661-1-II
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arguments. RAP 10.3(a)(6); Norcon Builders, LLC v. GMP Homes VG, LLC, 161 Wn. App. 474,
486, 254 P.3d 835 (2011).
Finally, ST argues that requiring her to appeal the ALJ’s ruling within 30 days was
unconstitutional because it did not give her enough time to seal the case before appealing.
However, she provides no meaningful argument on this issue. Therefore, we decline to consider
this argument. RAP 10.3(a)(6); Norcon Builders, 161 Wn. App. at 486.
5. Ability to Withdraw Appeal
ST claims that the superior court did not permit her to withdraw her appeal once the court
ruled that the record could not be sealed. As the petitioner, ST had the ability to withdraw her
appeal at any time. However, ST wanted to withdraw her appeal and have everything that had
happened in the case stricken from the record. This request was inconsistent with the court’s
ruling based on the Ishikawa factors.
We hold that the superior court did not err in denying ST’s request to withdraw her
appeal and strike everything from the record.
C. RIGHT TO APPOINTED COUNSEL
ST argues that the superior court erred by not providing her with appointed counsel as an
indigent litigant. She argues that she was entitled to counsel because her constitutional rights
were at stake and that failure to provide counsel was a violation of her Fifth Amendment right
against self-incrimination. We disagree.
Generally, there is a right to counsel in civil cases only when a civil litigant’s “physical
liberty is threatened” or a “fundamental liberty interest . . . is at risk.” In re Dependency of
Grove, 127 Wn.2d 221, 237, 897 P.2d 1252 (1995).
No. 50661-1-II
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Here, ST argues she had a right to counsel because her civil rights were being restricted
and her constitutional rights were being violated. But ST’s superior court case involved an
appeal from an ALJ’s ruling affirming DVR’s closure of ST’s claim for vocational rehabilitation
services. The closure of a claim for benefits does not involve a fundamental liberty interest.
And as discussed above, the closure did not implicate any constitutional rights.
ST also argues that the failure to appoint counsel violated her Fifth Amendment right
against self-incrimination. But ST does not explain how she was forced to testify against herself
in a criminal case or how her statements could be used against her in a criminal case. Her only
statement in support of this claim is that the superior court asked her questions. In the absence of
meaningful argument on this claim, we decline to consider it. RAP 10.3(a)(6); Norcon Builders,
161 Wn. App. at 486.
Therefore, we hold that the superior court did not err in denying ST’s request for
appointed counsel.
D. REQUEST FOR COMPENSATION
ST requests that we order DVR to pay her cash compensation for her time and court costs
plus an additional $10,000 to help start her business. When reviewing an appeal of an agency
action, we can award damages only if expressly authorized by another provision of law. RCW
34.05.574(3). ST does not identify any authority that she can recover compensation in an appeal
of an agency action even if she did prevail on the merits. Therefore, we reject her request.
E. ADDITIONAL CLAIMS
1. Opportunity to Present Case
ST argues that the superior court did not give her an opportunity to present her case and
did not give her a fair hearing for various reasons. But the record does not support ST’s claim.
No. 50661-1-II
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2. Constitutionality of Mental Health Laws
ST challenges the constitutionality of all state and federal laws involving mental health or
mental illness. We decline to consider this argument.
In order to bring a constitutional challenge, a plaintiff must ordinarily demonstrate that he
or she has been directly affected by the challenged statute. Fed. Way Sch. Dist. No. 210 v. State,
167 Wn.2d 514, 528, 219 P.3d 941 (2009). The party challenging the government action must
also show that the action operated to their prejudice. Muma v. Muma, 115 Wn. App. 1, 6, 60
P.3d 592 (2002). Litigants do not generally have standing to challenge government actions on
behalf of a third party’s constitutional rights. Ludwig v. Dep’t of Ret. Sys., 131 Wn. App. 379,
385, 127 P.3d 781 (2006).
Here, ST challenges mental health laws in general. However, ST does not claim that
these laws have affected her personally and has not shown that she has been prejudiced by the
government actions she challenges. Therefore, we hold that ST does not have standing to
challenge the constitutionality of these laws and decline to address her arguments.
3. Deficiencies of the Mental Health System
ST criticizes the mental health system as a whole, claiming among other things that the
mental health industry infringes on constitutional rights and discriminates against women.
However, ST does not explain how these comments are material to this case. We decline to
address these arguments.
4. Admissibility of Mental Health Testimony
ST argues that psychiatry is not a scientific profession and therefore that the testimony of
mental health professionals is not legally valid evidence. However, ST does not explain how this
argument is material to this case. We decline to address this argument.
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F. REQUEST TO SEAL APPELLATE RECORD
ST requests in an addendum to her opening brief that we permanently seal the appellate
court records for this case, and that the court replace her name with initials in any opinion.3
DVR does not appear to object to replacing ST’s name with her initials in the opinion, but argues
that redaction is a less restrictive alternative than sealing to protect ST’s interests.
ST filed a motion in the Supreme Court to seal the appellate record and replace her name
with initials. When the Supreme Court transferred the case to this court it directed the court to
consider ST’s motion to replace her name with initials. Our court commissioner ruled that ST
had satisfied the Ishikawa factors and temporarily sealed the case while this appeal was pending.
The commissioner also directed the parties to file amended briefs replacing ST’s name with her
initials.
We rule that ST’s initials will be used in the opinion based on the commissioner’s
analysis of the Ishikawa factors.
Regarding sealing the appellate file, we refer this matter to the commissioner to decide
whether to permanently seal the appellate record or to remove the seal and instead to redact
identifying information.
CONCLUSION
We affirm the ALJ’s ruling and the superior court’s order affirming that ruling, affirm the
superior court’s order denying ST’s motion to seal the court record, and reject ST’s other
arguments. We refer this matter to the commissioner to decide whether to permanently seal the
appellate record or to remove the seal and instead to redact identifying information.
3 The addendum also addresses sealing the superior court record, but we ruled above that the
superior court did not err in denying her motion to seal the entire superior court record.
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A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW
2.06.040, it is so ordered.
MAXA, C.J.
We concur:
LEE, J.
MELNICK, J.

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