A-1-CA-37169•May 18, 2020- State of New Mexico v. Santiago Martinez, No. A-1-CA-37169
May 18, 2020- State of New Mexico v. Santiago Martinez, No. A-1-CA-37169
A-1-CA-37169Nmctapp
Testo completo
Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly in Odyssey. IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1 Opinion Number:_________________ 2 Filing Date: May 18, 2020 3 No. A-1-CA-37169 4 STATE OF NEW MEXICO, 5 Plaintiff-Appellee, 6 v. 7 SANTIAGO MARTINEZ, 8 Defendant-Appellant. 9 APPEAL FROM THE DISTRICT COURT OF RIO ARRIBA COUNTY 10 Jennifer L. Attrep, District Judge 11 Hector H. Balderas, Attorney General 12 Santa Fe, NM 13 Margaret Crabb, Assistant Attorney General 14 Albuquerque, NM 15 for Appellee 16 Bennett J. Baur, Chief Public Defender 17 Allison H. Jaramillo, Assistant Appellate Defender 18 Santa Fe, NM 19 for Appellant 20 Court of Appeals of New Mexico Filed 5/18/2020 10:28 AM
OPINION 1
VANZI, Judge. 2
{1} Defendant Santiago Martinez appeals his convictions for (1) homicide by 3
vehicle (driving while under the influence of drugs), contrary to NMSA 1978, 4
Sections 66-8-101(A), -102(B) (2016); (2) great bodily harm by vehicle (driving 5
while under the influence of drugs), contrary to Sections 66-8-101(B), -102(B); (3) 6
possession of drug paraphernalia, contrary to NMSA 1978, Section 30-31-25.1(A) 7
(2001, amended 2019); and (4) possession of marijuana, contrary to NMSA 1978, 8
Section 30-31-23(A) (2011, amended 2019). Defendant raises three issues: (1) the 9
admissibility of expert testimony concerning Defendant’s alleged impairment; (2) 10
the admissibility of Defendant’s blood test results in evidence; and (3) the 11
sufficiency of the evidence to sustain Defendant’s convictions. We affirm. 12
BACKGROUND 13
{2} Defendant’s convictions arise from a tragic motor vehicle collision on 14
Highway 64, near Dulce, New Mexico, on June 16, 2014. On February 15, 2015, 15
Defendant was indicted by grand jury on charges of homicide by vehicle (driving 16
while under the influence of drugs), great bodily harm by vehicle, possession of drug 17
paraphernalia, and possession of a controlled substance (marijuana). Defendant’s 18
trial commenced on June 20, 2017, and concluded on June 22, 2017. We summarize 19
the evidence presented at trial regarding the collision and investigation, and the 202
opinion of the State’s expert as to whether Defendant was impaired and therefore 1
unable to drive safely at the time of the collision. 2
The Accident 3
{3} It was a sunny, clear afternoon, around 4:00 p.m., and Defendant and his 4
girlfriend, Lindsay Hinds, were headed southeast on Highway 64 in Ms. Hinds’ 5
white Mercedes sedan. Defendant was driving, and Ms. Hinds was in the passenger 6
seat. Headed northwest (in the opposite lane of travel) was Lylon Vigil, who was 7
driving a GMC pickup truck. Ms. Vigil was driving slightly under the speed limit, 8
and behind her were a dark SUV, followed by another pickup truck towing an RV. 9
Emergency room physician Paul Mikkelson, M.D., was driving the pickup truck, 10
and his partner, Sarah Yurkovich, a registered nurse, was in the passenger seat. Dr. 11
Mikkelson, Ms. Yurkovich, and Ms. Vigil testified at trial regarding the collision. 12
{4} According to Dr. Mikkelson, the line of vehicles had just come over a rise 13
when the collision occurred. The dark SUV had pulled out as if to pass Ms. Vigil’s 14
pickup truck, but then moved back into the line of cars, and tapped its brakes. At this 15
point, Dr. Mikkelson “backed off,” to give the SUV and the truck some additional 16
space. Then, Dr. Mikkelson saw a white sedan in the oncoming southeast-bound lane 17
turn suddenly into the northwest-bound lane, colliding head-on with Ms. Vigil’s 18
pickup truck. Dr. Mikkelson testified that the dark SUV immediately in front of him 19
swerved to the right, onto the shoulder, and Dr. Mikkelson swerved to the left. 203
{5} Ms. Yurkovich testified that she had a clear view down the road after traveling 1
over the rise. Before the collision, Ms. Yurkovich observed the white sedan weaving 2
onto the shoulder, then over the center line, and then back into its lane. She 3
commented about this to Dr. Mikkelson, because the movements of the approaching 4
white sedan “alarmed” her. The white sedan then veered head-on into the pickup 5
truck ahead of them. When asked about whether she saw the SUV pulling out to pass 6
at some point prior to the collision, Ms. Yurkovich stated that she had no specific 7
recollection of it, and that her attention was focused on the white sedan. 8
{6} Ms. Vigil also testified that the collision occurred just after cresting a small 9
hill. Ms. Vigil had no recollection of any vehicle pulling out to pass. According to 10
Ms. Vigil, the white sedan suddenly appeared on Ms. Vigil’s side of the road as Ms. 11
Vigil descended from the hill, and there was no way to avoid a head-on collision. 12
Both Ms. Vigil and Ms. Yurkovich testified that the roadway was clear of 13
obstructions prior to the collision and that there was no other traffic on the road. 14
{7} After the collision, Dr. Mikkelson pulled over, and he and Ms. Yurkovich 15
checked on the occupants of the two vehicles. A number of passing motorists 16
stopped to assist and call for help, but there was poor cellular reception in the area, 17
and emergency services did not arrive on the scene for twenty to thirty minutes. Dr. 18
Mikkelson and Ms. Yurkovich first checked the white sedan, and saw that Ms. Hinds 19
was not wearing a seat belt and was slumped in her seat, unresponsive, and 204
struggling to breathe. Dr. Mikkelson and Ms. Yurkovich opened Ms. Hinds’ airway, 1
and (with the assistance of a few others) carefully removed Ms. Hinds from the 2
vehicle, but Ms. Hinds succumbed to her injuries—blunt trauma to the head and 3
chest—within minutes. The autopsy revealed that Ms. Hinds had 2 nanograms per 4
milliliter of THC1 in her blood. Defendant, who was wearing his seatbelt, was 5
slumped over, apparently unconscious and motionless, initially. Soon, however, he 6
regained consciousness and began moaning, expressing confusion, and complaining 7
of pain in his abdomen. Other motorists assisted in lifting Defendant out of the 8
vehicle. Ms. Yurkovich then checked on Defendant, and stayed with him for ten to 9
fifteen minutes, during which time Defendant was holding his belly and continuing 10
to complain of pain, but was stable and responsive, as far as Ms. Yurkovich could 11
discern. 12
{8} Ms. Vigil was conscious after the impact of the collision, but was in great pain 13
and had difficulty breathing or moving. With Dr. Mikkelson’s assistance and 14
direction, other motorists helped remove Ms. Vigil from the GMC truck, via the 15
passenger-side door. Dr. Mikkelson testified that Ms. Vigil appeared to be stable, 16
though she complained of chest and belly pain. 17
1 THC, or Delta-9-Tetrahydrocannabinol, is the principal psychoactive
constituent of marijuana.5
{9} When asked if, while he was at the scene, Dr. Mikkelson or others had gone 1
through or moved the items in the white sedan, Dr. Mikkelson stated that he and Ms. 2
Yurkovich looked through a small wallet that they found near Ms. Hinds, to see if 3
they could identify her, but otherwise didn’t touch anything. Dr. Mikkelson also 4
testified that he didn’t see bystanders move or remove anything. Ms. Yurkovich 5
testified that she noticed two small syringes containing a brown residue in the white 6
sedan, which had various items scattered around the interior. She did not move 7
anything and did not see anyone else move anything in the vehicle. 8
{10} The first police officers arrived at the scene five or ten minutes after EMS. 9
New Mexico State Police, the Rio Arriba Sheriff’s Office, and the Jicarilla Apache 10
Police Department all dispatched officers, but the Rio Arriba Sheriff’s Office led the 11
investigation. Sergeant Gilbert Atencio of the Rio Arriba Sheriff’s Office conducted 12
the scene investigation, and testified that there were no skid marks, brake marks, or 13
other evidence indicating that the white sedan had swerved or attempted to avoid 14
either an obstruction or the collision with the GMC truck. Sergeant Atencio further 15
testified that an accident reconstruction was not necessary because the “cause” of 16
the collision was “obvious”: the white sedan crossed over the center line and collided 17
with the GMC pickup truck. 18
{11} Major Matthew Vigil, also of the Rio Arriba Sheriff’s Office, investigated 19
whether there was any evidence that either driver was impaired by a substance at the 206
time of the collision. Major Vigil made contact with Lylon Vigil, who had not yet 1
departed with EMS, and observed nothing suspicious for substance abuse. Defendant 2
had already departed with EMS, so Major Vigil began photographing the white 3
sedan, when he noticed a “heavy odor of raw marijuana” emanating from the vehicle. 4
He saw two electronic cigarettes (e-cigarettes): one in the driver’s side door, and one 5
on the driver’s side floorboard. He also observed marijuana wax, a substance 6
commonly smoked in e-cigarettes, in the vehicle. Sergeant Atencio also visually 7
inspected the white sedan, and saw two syringes in the passenger seat, both of which 8
contained a brownish-orange substance. Sergeant Atencio suspected that the 9
substance was heroin, and determined that he should seek a search warrant for the 10
vehicle; accordingly, he sealed the vehicle off with evidence tape. He also recalled 11
a “very faint” odor of marijuana, but testified that he was focused on the syringes. 12
Sergeant Atencio requested that the State Police intercept Defendant at the hospital 13
to see if he displayed signs of impairment and to obtain a blood sample. 14
{12} Following the issuance of a search warrant, Sergeant Atencio and Major Vigil 15
searched the white sedan and recovered (1) a glass smoking pipe with THC residue, 16
found in the trunk; (2) nine syringes containing THC, and two jars containing a liquid 17
tar substance, found in the trunk; (3) a green leafy substance containing THC, found 18
in the trunk; (4) two small syringes with an orange-brown substance, containing 19
THC, and a little vial, all found on the passenger seat; (5) a purple pill container 207
containing nine tablets of alprazolam, otherwise known as Xanax, a benzodiazepine; 1
(6) a black digital scale in the center console of the sedan; (7) a silver grinder found 2
in the driver’s side door compartment; (8) a package of a green leafy substance 3
containing THC found in the driver’s side door compartment; (9) an e-cigarette 4
found in the driver’s side door compartment; (10) a mouth piece and cylinder from 5
an e-cigarette found in the driver’s side door compartment; and (11) an e-cigarette 6
found on the driver’s side floor board. Sergeant Atencio testified that he learned the 7
vehicle was registered to Ms. Hinds and he returned to her family the items not taken 8
as evidence. 9
The Blood Test 10
{13} Both Ms. Vigil and Defendant were taken by helicopter to San Juan Regional 11
Medical Center for treatment. Ms. Vigil testified that her right foot was crushed, and 12
she suffered a concussion and six cracked ribs as a result of the collision. New 13
Mexico State Police Officer Tayna Benally was waiting for Defendant upon his 14
arrival at the hospital to arrange for the blood draw requested by Sergeant Atencio. 15
At approximately 7:00 p.m., after Defendant had been attended to by nurses for thirty 16
minutes, Officer Benally was able to speak with Defendant and ask him what 17
happened. Officer Benally testified that she was able to understand Defendant after 18
some initial difficulty. Officer Benally testified that Defendant was evidently in pain, 19
in a neck brace, and had blood on his face. Officer Benally asked Defendant if he 208
was traveling alone, or if he had any passengers; he answered that he had a 1
passenger, but did not give “a name.” When asked if Defendant made any 2
“admissions” as to “substance use,” Officer Benally testified that Defendant told her 3
that he “had one shot of 99 Bananas at the time.” Defendant had bloodshot, watery 4
eyes, and Officer Benally attempted to perform a horizontal gaze nystagmus (HGN) 5
field sobriety test, but was unable to perform the test. Officer Benally then read 6
Defendant the “New Mexico Implied Consent Advisory” and Defendant verbally 7
agreed to a blood test. Officer Benally had to ask Defendant to open his eyes in order 8
to sign the accompanying form. 9
{14} Officer Benally had brought with her a blood kit approved by the New Mexico 10
Department of Health State Toxicology Bureau’s Scientific Laboratory Division 11
(SLD). Officer Benally testified that an SLD-approved blood draw kit includes two 12
vials; a needle; forms listing the individual’s name, date of birth, any witnesses, and 13
a certification for the nurse; the Implied Consent form; tags to seal the vials; and 14
bubble wrap in which to place the vials within the kit. The nurse was unable to get 15
blood into the vial using the first kit, so Officer Benally had to “get another kit,” 16
which she described as “the same . . . box, with the same vials, and the needles and 17
the forms and everything.” The nurse drew Defendant’s blood at about 8:00 p.m., 18
which Officer Benally witnessed. On cross-examination, Officer Benally conceded 19
that, in the certification accompanying the blood draw kit, the nurse had apparently 209
crossed out the sentence that the blood had been drawn using the “entire contents of 1
. . . [the] kit,” but Officer Benally could not say why the nurse had done this. Officer 2
Benally stated that she tagged and sealed the package after the nurse drew 3
Defendant’s blood, to ensure that the kit was not tampered with, and provided 4
Defendant’s blood sample to Officer Aaron Julian of the Rio Arriba Sheriff’s Office. 5
{15} Because of Officer Benally’s testimony, mid-trial, defense counsel filed a 6
motion to exclude Defendant’s blood test results from evidence, both because the 7
test was not administered within three hours of driving (citing 7.33.2.15(A)(2) 8
NMAC) and because the State failed to show that the test kit used was SLD- 9
approved, as required by 7.33.2.15(A)(3) NMAC. The district court initially 10
reserved ruling on the motion, noting that other witnesses on the State’s witness list 11
might be able to provide more information as to whether the kit used complied with 12
SLD requirements. Subsequently, the State’s toxicology expert, Protiti Sarker, staff 13
manager and chemist at the SLD, testified that she had seen the nurse’s certification 14
in Defendant’s blood kit, and the crossed-out language, but that the nurse had also 15
added a note indicating that she used a smaller needle, a “butterfly 21 GA and 16
vacuum meter” rather than the needle included in the kit. Ms. Sarker testified that 17
sometimes nurses taking blood samples with an SLD kit use a different needle from 18
the needle in the kit, as the needle in the kit may be too large. Ms. Sarker testified 19
that there was no reason to believe that any other aspect of the kit had not been used, 2010
as it is standard procedure for the SLD analyst to note any irregularities, and there 1
were none in this case. Ms. Sarker also testified that the SLD would not accept a 2
blood test kit if there was “something wrong with the kit.” 3
{16} Following Ms. Sarker’s testimony on these issues, the district court denied 4
Defendant’s motion, concluding that there was no evidence that strict compliance 5
regarding use of the needle in the SLD blood kit was required to ensure the accuracy 6
of the sample, and cited Ms. Sarker’s testimony that the SLD would not have 7
accepted the blood sample had the kit failed to meet SLD requirements. The district 8
court also held that the passage of more than three hours between the collision and 9
the blood test was relevant as to the weight of the evidence, but did not render the 10
blood test results inadmissible, citing NMSA 1978, Section 66-8-110(E) (2007), and 11
State v. Bowden, 2010-NMCA-070, ¶ 1, 148 N.M. 850, 242 P.3d 417. 12
Expert Opinion Testimony of Ms. Sarker 13
{17} The State also offered Ms. Sarker as an expert qualified to testify regarding 14
Defendant’s blood toxicology results, and as to whether Defendant was impaired by 15
drugs at the time of the collision, such that he was unable to safely operate a vehicle. 16
Defense counsel objected to Ms. Sarker’s expertise to offer testimony concerning 17
the effects of drugs on human behavior and, specifically, the ability to operate a 18
vehicle. Following voir dire, and direct questioning by the district court, the court 19
found that Ms. Sarker was so qualified, citing, among other things, Ms. Sarker’s 2011
bachelor’s and master’s degrees in pharmacy; her work at the SLD for eleven years 1
as an advanced chemist and staff manager; her professional coursework on the 2
effects of drugs on human performance and driving behavior, including a forty-hour 3
course that she completed twice (in 2007 and 2016); her reliance upon the same 4
studies relied upon by other experts in the field; and her previous qualification, on 5
over thirty occasions, as an expert in the same area. The district court also generally 6
found that Ms. Sarker’s testimony would be of assistance to the jury, and that it had 7
a reliable basis, citing Rule 11-702 NMRA, and State v. Downey, 2008-NMSC-061, 8
¶ 25, 145 N.M. 232, 195 P.3d 1244. 9
{18} Ms. Sarker testified regarding the process of testing blood samples for drug 10
and alcohol content, and her review of the data produced by the chemical analysis 11
of Defendant’s blood. Defendant’s blood test revealed the presence of 0.04 12
milligrams per liter of alprazolam; 0.05 milligrams per liter of oxycodone, and 13
3 nanograms per milliliter of THC. The levels of oxycodone and alprazolam in 14
Defendant’s blood were within the relevant therapeutic ranges. Ms. Sarker testified 15
that, although alprazolam is a central nervous system depressant drug, prescribed for 16
anxiety, and oxycodone is an analgesic pain medication, both have central nervous 17
system depressant effects. She explained that these effects include drowsiness or 18
sleepiness and slower reaction time and reflexes. Ms. Sarker also noted that, while 19
THC is a psychoactive drug not categorized as either a depressant or stimulant, it 2012
can have both depressant and stimulant effects on the central nervous system. 1
Moreover, oxycodone, alprazolam, and THC ingested in combination produce an 2
additive effect. 3
{19} When asked about the effects of these drugs on a person’s driving ability, Ms. 4
Sarker stated that blood levels alone are not adequately informative because the 5
strength of the effect of any drug depends upon individualized factors, such as a 6
person’s metabolism, how long a person has used the drug, a person’s sensitivity to 7
particular effects of a given drug, and so forth. Ms. Sarker explained that, in order 8
to determine whether a person was experiencing certain effect(s) of a drug or drugs 9
at the relevant time, she considers other factors from the police reports, such as 10
driving behavior, and the results and observations from field sobriety tests. On direct 11
examination, Ms. Sarker discussed Defendant’s behavior at the hospital following 12
the accident, as described in the police report. Specifically, she testified that, during 13
the attempted field sobriety test, Defendant was unable to keep his eyes open to take 14
the test, consistent with the depressant effects of the drugs that were found in 15
Defendant’s blood. Ms. Sarker was then asked whether, based on the “additive 16
effect” of the drugs in issue, and her analysis of the “raw data,” it was her opinion 17
that Defendant was “impaired to the extent that he was not able to drive safely” at 18
the time of the accident, to which Ms. Sarker answered “yes.” 1913
{20} On cross-examination, Ms. Sarker confirmed that she could not form an 1
opinion about impairment based on the concentration of a drug in the individual’s 2
blood, alone, without more information. Ms. Sarker acknowledged that, here, she 3
did not have any information outside of the police reports. She had no information 4
about Defendant’s metabolism, tolerance, or history of drug use, nor did she have 5
any information from his medical records, either prior to the accident, or relating to 6
the accident. Ms. Sarker acknowledged that she did not know what if any drugs were 7
administered by emergency medical personnel in the hours between the collision and 8
the blood test. Ms. Sarker reiterated that she found significant Defendant’s reported 9
inability to open his eyes, such that Officer Benally was unable to perform the field 10
sobriety “eye tests.” When asked what if any injuries Defendant was suffering from 11
at the time of the attempted “eye tests,” Ms. Sarker acknowledged that she did not 12
know. Ms. Sarker agreed that, if Defendant suffered a head injury, that would 13
probably explain his inability to open his eyes in the emergency room, but added 14
that she is not a physician, and that she could only say that his symptoms were 15
consistent with the effects of central nervous system depressants. 16
{21} Ms. Sarker further testified on cross-examination that, even if the oxycodone 17
was administered at the hospital, it was her opinion that Defendant was impaired by 18
the additive effects of alprazolam and THC at the time of the accident, based on his 19
driving behavior. She initially agreed that her opinion “really [came] down to” the 2014
“fact that there was an accident,” but then qualified that statement, reiterating the 1
significance of the totality of the circumstances, including Defendant’s drowsiness 2
at the hospital, the toxicology results, and Defendant’s driving behavior. Ms. Sarker 3
agreed that her “issue” with Defendant’s driving at the time of the collision was his 4
“reaction time,” but she was not asked to explain the significance of the 5
circumstances of the accident with respect to reaction time. As to the cause of the 6
accident, Ms. Sarker testified that her understanding from the police reports was that 7
Defendant had “merged into the lane and hit the vehicle in front of [him].” 8
{22} Following Ms. Sarker’s testimony, defense counsel moved for a directed 9
verdict, which the district court denied. Defendant put on no evidence. The jury 10
convicted Defendant on all four counts: (1) homicide by vehicle (driving while under 11
the influence of drugs); (2) causing great bodily injury (driving while under the 12
influence of drugs); (3) possession of drug paraphernalia; and (4) possession of 13
marijuana. Defendant appeals. 14
DISCUSSION 15
{23} Defendant raises three issues on appeal. First, he argues that the district court 16
abused its discretion in admitting the opinion of the State’s toxicology expert, Ms. 17
Sarker, whose opinion, he contends, was “unmoored from the facts of the case” and 18
therefore unreliable and inadmissible. Second, he argues that the district court 19
abused its discretion in admitting Defendant’s blood test results, because the State 2015
failed to lay a proper foundation, both because the blood test kit was not shown to 1
be “SLD-approved,” and because the blood was collected approximately four hours 2
after the accident. Finally, he argues that the State failed to present sufficient 3
evidence to sustain the convictions. 4
{24} We first address Defendant’s second argument, concerning the blood test 5
results, given that Ms. Sarker’s opinion relied, in part, upon those results. Next, we 6
address the admissibility of Ms. Sarker’s testimony. Last, we address Defendant’s 7
argument concerning the sufficiency of the evidence to sustain the convictions. 8
Blood Test Results 9
{25} We review alleged errors in the admission or exclusion of evidence under an 10
abuse of discretion standard. State v. Martinez, 2007-NMSC-025, ¶ 7, 141 N.M. 713, 11
160 P.3d 894. This generally means that a district court’s evidentiary ruling “will be 12
disturbed on appeal only when the facts and circumstances of the case do not support 13
its logic and effect.” Id. (alteration, internal quotation marks, and citation omitted). 14
However, where the district court admits evidence lacking a foundation, it abuses its 15
discretion. See State v. Gardner, 1998-NMCA-160, ¶ 5, 126 N.M. 125, 967 P.2d 16
465. We review questions of law related to foundational requirements, and the 17
district court’s application of the law, de novo. See Bowden, 2010-NMCA-070, ¶ 9. 18
{26} Defendant argues that, because there was insufficient evidence that an SLD- 19
approved kit was used to collect his blood, the State failed to lay the requisite 2016
foundation for admission of his blood test results. The State counters that there was 1
evidence of the kit’s conformance to SLD requirements in all respects, except that a 2
“butterfly” needle was used, rather than the standard needle included in the kit. 3
Moreover, according to the State, there was no evidence that a butterfly needle 4
compromises the accuracy of a blood sample, accuracy being the touchstone of 5
admissibility. We agree with the State. 6
{27} The administration and use of chemical tests in cases involving charges of 7
driving while intoxicated (DWI) are governed by criminal statutes, including New 8
Mexico’s Implied Consent Act (ICA), and regulations promulgated by the SLD. See 9
NMSA 1978, §§ 66-8-101 to -141 (1953, as amended through 2019); 7.33.2 NMAC. 10
As discussed by our Supreme Court in State v. Dedman, these provisions require the 11
state to show, for any chemical test result sought to be admitted in evidence, that the 12
test complied with the accuracy-ensuring aspects of SLD regulations. See 2004- 13
NMSC-037, ¶ 13, 136 N.M. 561, 102 P.3d 628, overruled on other grounds by State 14
v. Bullcoming, 2010-NMSC-007, ¶ 16, 147 N.M. 487, 226 P.3d 1. The State does 15
not, however, need to show compliance with regulations that are not accuracy- 16
ensuring. See Martinez, 2007-NMSC-025, ¶ 11 (reiterating Dedman’s holding that 17
“to meet foundational requirements, the [s]tate does not need to show compliance 18
with all regulations, but only with those that are ‘accuracy-ensuring’ ”). 1917
{28} By way of illustration, in Dedman, our Supreme Court considered whether the 1
defendant’s blood test results lacked the proper foundation, where the state failed to 2
prove that the defendant’s blood-alcohol test had been administered via 3
venipuncture, as required by 7.33.2.15(A)(1) NMAC. See Dedman, 2004-NMSC- 4
037, ¶¶ 4-6. 2 Examining various methods for drawing blood (including 5
venipuncture, arterial puncture, and skin puncture), our Supreme Court concluded 6
that “the reason for collection through veni[]puncture is not a higher probability of 7
accuracy. Instead, veni[]puncture is the preferred method for collecting blood 8
alcohol samples from adults because extraction is easier, less hazardous, and less 9
painful when conducted through the vein.” Dedman, 2004-NMSC-037, ¶¶ 14-20. 10
Accordingly, our Supreme Court held that “compliance with the ‘collection by 11
veni[]puncture’ requirement is not a prerequisite to the admissibility of blood 12
alcohol reports.” Id. ¶ 21. By contrast, in Martinez, our Supreme Court held that the 13
SLD requirement (in 7.33.2.11(A)-(B) NMAC) that “breath-alcohol testing 14
equipment be certified by SLD for a period of up to one year” and related 15
requirements, “clearly exist to ensure that the result of a test conducted on a 16
breathalyser is accurate.” Martinez, 2007-NMSC-025, ¶¶ 11-12. Thus, before a 17
2 The SLD regulations were amended in 2010; when Dedman was decided in
2004, the regulation regarding venipuncture, now located at 7.33.2.15(A)(1) NMAC,
was located at 7.33.2.12(A)(1) NMAC (2001), which was repealed. See Dedman,
2004-NMSC-037, ¶ 4.18
breath alcohol test card “is admitted into evidence, the [s]tate must make a threshold 1
showing that the machine has been certified.” Id. ¶ 12. 2
{29} SLD regulations with respect to blood sample collection for purposes of 3
toxicology screening provide in part: 4
The samples shall be dispensed or collected using an SLD-approved 5
blood collection kit. SLD-approved blood collection kit will contain 6
two or more sterile tubes with sufficient sodium fluoride so that the 7
final concentration shall contain not less than 1.0 percent sodium 8
fluoride. 9
7.33.2.15(A)(3) NMAC. Defendant argues that this regulation requires the State to 10
prove that the entire SLD-approved kit was used, as a predicate to admissibility, to 11
ensure the accuracy of any blood sample, quoting our language from State v. Garcia, 12
2016-NMCA-044, ¶ 4, 370 P.3d 791, in which we described an SLD-approved blood 13
draw kit as “includ[ing] everything that is needed for a blood draw to ensure 14
continuity and standardization, and to avoid compromising the accuracy and 15
integrity of blood samples. The kits contain instructions, paperwork, an iodine 16
cleaning pad, a needle with attached tube, and two gray-topped, sterile vacuum tubes 17
containing sodium fluoride—a white powder preservative.” Here, Defendant 18
contends, because Officer Benally “was unable to say” whether the kit used by the 19
nurse was an SLD-approved kit, the State failed to lay the requisite foundation. We 20
disagree with Defendant’s characterization of the evidence, and his contention that, 2119
in effect, every piece of the SLD-approved kit must be utilized to ensure the 1
accuracy, and therefore admissibility, of blood samples. 2
{30} First, Officer Benally testified that the blood collection kit used by the nurse 3
was “the same” as the kit that Officer Benally had brought with her initially, and 4
Officer Benally was able to describe the contents of the kits in detail. If the second 5
kit was not an SLD-approved kit, it is also unclear why it included the standard tags 6
and the SLD forms filled out by Officer Benally. Moreover, a note next to the nurse’s 7
certification (entered in evidence by defense counsel) explained the crossed-out 8
language as to the “entire contents” of the (second) kit having been used: the nurse 9
substituted a “butterfly” needle for the needle included in the kit. A butterfly needle, 10
also known as a “winged set,” is a venipuncture method recommended for small 11
veins, the elderly, or children. See, e.g., Geneva: World Health Organization, WHO 12
Guidelines on Drawing Blood: Best Practices in Phlebotomy, Ch. 3.2, Table 3.1 13
(2010), https://www.ncbi.nlm.nih.gov/books/NBK138650/. According to Ms. 14
Sarker, a staff manager familiar with the standards and procedures of the SLD, use 15
of a “smaller” needle, rather than the needle included in the kit, is not uncommon. 16
Thus, the district court’s finding that an SLD-approved kit was used, but for the 17
substitution of the butterfly needle for the standard needle, was supported by the 18
facts and circumstances of the case. 1920
{31} Second, the quoted language from Garcia—that SLD kits contain everything 1
necessary “to avoid compromising the accuracy and integrity of blood samples”— 2
was our description of the testimony in that case; we expressly did not decide 3
whether the blood test result should have been excluded because “the protocols and 4
contents of the SLD blood draw kit were not followed and used.” 2016-NMCA-044, 5
¶¶ 4, 24. Furthermore, even though the regulation states that blood samples “shall be 6
collected” using an “SLD-approved blood collection kit,” such mandatory language 7
was also used in the regulation at issue in Dedman. 7.33.2.15(A)(3) NMAC; see 8
Dedman, 2004-NMSC-037, ¶¶ 4, 21 (noting that 7.33.2.12(A)(1) NMAC (2001) 9
requires blood samples to be collected by venipuncture). The question is whether the 10
mandate goes to accuracy, or to other factors, such as ease of administration or the 11
safety and comfort of the subject of the blood draw. 12
{32} If Dedman held that proof of the use of venipuncture as the method of drawing 13
a blood sample is not a prerequisite for admissibility, it would be contradictory for 14
us to hold that a particular method of venipuncture—i.e., use of the needle included 15
in the standard SLD-approved kit—is a prerequisite for admissibility, absent 16
evidence that other methods are less reliable.3 Defendant did not make this showing, 17
nor any argument to this effect. We further note that the regulation at issue states 18
3 We note that, when Dedman was decided in 2004, the SLD regulations
contained the same provision requiring use of an SLD-approved blood kit, then
located at 7.33.2.12(A)(3) NMAC (2001).21
that SLD-approved kits “will contain two or more sterile tubes with sufficient 1
sodium fluoride so that the final concentration shall contain not less than 1.0 percent 2
sodium fluoride[,]” but does not specify which needle should be included in the kit. 3
7.33.2.15(A)(3) NMAC. Presumably, if a particular method or needle-type were 4
critical to ensuring the accuracy of a blood sample, the regulation would list it 5
explicitly, as it does by listing the required tubes and preservative concentration. In 6
sum, in the absence of evidence or regulatory guidance to the effect that the needle 7
included in SLD-approved blood draw kits is accuracy-ensuring, rather than a 8
common and convenient needle for venipuncture blood draws, the district court did 9
not err in finding that the use of a butterfly needle was not a basis upon which to 10
exclude Defendant’s blood test result from evidence. 11
{33} Defendant argues that the district court also erred in admitting his blood test 12
results in evidence because his blood was collected approximately four hours after 13
the collision, and SLD regulations provide that “[t]he initial blood samples should 14
be collected within three hours of arrest.” 7.33.2.15(A)(2) NMAC. Defendant 15
emphasizes that, based on our decision in Bowden, 2010-NMCA-070, ¶¶ 6-7, this 16
regulation is “accuracy-ensuring,” and therefore the State must demonstrate 17
compliance with the regulation as a precondition to admissibility of the blood test 18
result. The State counters that the ICA supersedes this regulation, permitting 19
admission in evidence of test results collected more than three hours after the arrest, 2022
with the “trier of fact” to “determine what weight to give the test result,” Section 66- 1
8-110(E), also citing (as did the district court) our holding in Bowden, 2010-NMCA- 2
070, ¶¶ 8-12. Defendant replies that the ICA provision explicitly applies to blood- 3
alcohol tests only; therefore, the regulation governs. A closer examination of the 4
relevant statutes and the SLD’s amended regulatory scheme convinces us that 5
7.33.2.15(A)(2) NMAC does not mandate per se exclusion of all chemical tests 6
administered more than three hours after arrest. We explain. 7
{34} Our de novo interpretation of the DWI statute, the ICA, and SLD regulations 8
is guided by longstanding principles, the most important of which is to give effect 9
to the intent of the Legislature and/or promulgating agency. See State v. Torres, 10
2006-NMCA-106, ¶¶ 5, 8, 140 N.M. 230, 141 P.3d 1284; see also State v. Willie, 11
2009-NMSC-037, ¶ 9, 146 N.M. 481, 212 P.3d 369 (applying principles of statutory 12
interpretation to SLD regulations under de novo standard of review). “[I]n 13
determining intent we look to the language used and consider the statute’s history 14
and background.” Key v. Chrysler Motors Corp., 1996-NMSC-038, ¶ 13, 121 N.M. 15
764, 918 P.2d 350. When the words used are plain and unambiguous, we give a 16
statute its literal reading, unless that reading would lead to an injustice, absurdity, or 17
contradiction, in which case “we will construe the statute according to its obvious 18
spirit or reason.” Willie, 2009-NMSC-037, ¶ 9 (internal quotation marks and citation 19
omitted); see Torres, 2006-NMCA-106, ¶ 8. Moreover, we consider the provision(s) 2023
at issue “in the context of the statute as a whole,” including its purposes and 1
consequences. Baker v. Hedstrom, 2013-NMSC-043, ¶ 15, 309 P.3d 1047. 2
{35} The ICA establishes a framework for chemical testing of persons suspected of 3
DWI, such that “[a]ny person who operates a motor vehicle” in New Mexico is 4
deemed to have consented “to chemical tests of his breath or blood,” with such 5
testing processes to be approved by the SLD. Section 66-8-107(A). The SLD is 6
separately authorized to “promulgate and approve satisfactory techniques or 7
methods to test persons believed to be operating a motor vehicle . . . under the 8
influence of drugs” and to “establish criteria and specifications for equipment, 9
training, quality control, testing methodology, blood-breath relationships and the 10
certification of operators, instructors and collectors of breath samples.” NMSA 11
1978, § 24-1-22(A), (B) (2003). The SLD promulgated these regulations in 7.33.2 12
NMAC. Under the ICA, “[t]he results of a test performed pursuant to the [ICA] may 13
be introduced into evidence in any civil action or criminal action arising out of the 14
acts alleged to have been committed by the person tested for driving a motor vehicle 15
while under the influence of intoxicating liquor or drugs.” Section 66-8-110(A). 16
{36} Provisions governing chemical blood tests, and the timing of blood collections 17
within New Mexico’s DWI statutes, the ICA, and SLD regulations have been 18
amended in ways relevant to our interpretation of the specific provisions at issue 1924 here. From 1993-2003, New Mexico’s DWI provision read (in relevant part) as 1 follows: 2 A. It is unlawful for any person who is under the influence of 3 intoxicating liquor to drive any vehicle within this state. 4 B. It is unlawful for any person who is under the influence of 5 any drug to a degree that renders him incapable of safely driving a 6 vehicle to drive any vehicle within this state. 7 C. It is unlawful for any person who has an alcohol 8 concentration of eight one-hundredths or more in his blood or breath to 9 drive any vehicle within this state. 10 NMSA 1978, § 66-8-102 (1993). Notably, although Subsection C established a 11 presumptive level of impairment (blood alcohol concentration (BAC) of .08 or 12 higher), the statute did not contain any provision governing the timing of blood 13 alcohol tests. This Court recognized that “[t]iming is an essential element of the 14 crime” under any of these subsections, and that [S]ubsection C in particular required 15 “[t]he State [to] prove a nexus between a BAC of 0.08 or more” at the time 16 “defendant operated a motor vehicle” State v. Baldwin, 2001-NMCA-063, ¶ 8, 130 17 N.M. 705, 30 P.3d 394 (internal quotation marks and citation omitted). We also 18 recognized both the inevitability of some delay in testing, and the difficulty of 19 “[e]xtrapolating backward in time[,] . . . even for experts,” suggesting that our 20 Legislature “could choose to create a statutory inference that a 0.08 BAC within a 21 specified time, say two or three hours after driving, is prima facie evidence of a per 22 se violation of Section 66-8-102(C), which a defendant could then try to rebut.” 23
25
Baldwin, 2001-NMCA-063, ¶¶ 17, 19; see State v. Christmas, 2002-NMCA-020, 1
¶ 22, 131 N.M. 591, 40 P.3d 1035 (stating that “it would be preferable if the 2
[L]egislature would prescribe a relation-back period by statute so that a jury could 3
rely on a subsequent, timely BAC test result as a presumptive surrogate for what the 4
BAC likely was at the time of driving”). At the time of these observations, the SLD 5
regulations provided, with respect to the timing of blood tests, that “[t]he initial 6
blood samples should be collected within two hours of arrest.” 7.33.2.12(A)(2) 7
NMAC (2001). 8
{37} Then, in 2007, the Legislature amended the DWI statute as follows: 9
It is unlawful for . . . a person to drive a vehicle in this state if the person 10
has an alcohol concentration of eight one hundredths or more in the 11
person’s blood or breath within three hours of driving the vehicle and 12
the alcohol concentration results from alcohol consumed before or 13
while driving the vehicle[.] 14
NMSA 1978, § 66-8-102(C)(1) (2007) (emphasis added). The Legislature also added 15
the following provision to the ICA: 16
If the test performed pursuant to the [ICA] is administered more than 17
three hours after the person was driving a vehicle, the test result may 18
be introduced as evidence of the alcohol concentration in the person’s 19
blood or breath at the time of the test and the trier of fact shall determine 20
what weight to give the test result for the purpose of determining a 21
violation of Section 66-8-102[.] 22
Section 66-8-110(E). 23
{38} The interaction between these amended statutory provisions and the SLD 24
regulation was raised in Bowden, where a defendant appealed his conviction under 2526
Section 66-8-102(C)(1), arguing that the SLD regulation providing that blood 1
samples “should be collected within two hours of arrest” mandated exclusion of his 2
blood-alcohol test result, the test having been conducted two hours and forty minutes 3
after his arrest. Bowden, 2010-NMCA-070, ¶ 4 (internal quotation marks and citation 4
omitted). We held that, while the regulation’s two-hour testing requirement was 5
accuracy-ensuring, and therefore would be a foundational requirement for admission 6
of blood-alcohol test results in evidence, the amendment to the ICA in Section 66- 7
8-110(E) superseded the regulation by permitting the introduction of results of tests 8
administered after three hours as “evidence of the alcohol concentration in the 9
person’s blood or breath at the time of the test,” with “the trier of fact” to “determine 10
what weight to give the test result.” Bowden, 2010-NMCA-070, ¶¶ 7-11 (internal 11
quotation marks and citation omitted). We explained that a statute prevails over an 12
inconsistent regulation. Id. ¶ 12 (citing, inter alia, Jones v. Emp’t Servs. Div. of 13
Human Servs. Dep’t, 1980-NMSC-120, ¶ 3, 95 N.M. 97, 619 P.2d 542, holding that 14
“[a]n agency by regulation cannot overrule a specific statute”). 15
{39} The State advocates that we extend Bowden to hold that Section 66-8-110(E) 16
also supersedes the SLD regulation with respect to blood tests for drugs. The State 17
argues that reading the statute literally would produce the absurd result of excluding 18
drug test results, but admitting blood-alcohol results from blood tests administered 19
more than three hours after driving. We could so hold, particularly given the stated 2027
intent of the Legislature to provide for the admissibility of “chemical tests,” 1
presumably including drug tests, taken more than three hours after driving. S.B. 440, 2
48th Leg., Reg. Sess. (2007) (proposing the 2007 amendments to the ICA and DWI 3
statutes, describing the amendments, in apparent reference to Section 66-8-110(E), 4
as “providing for the admissibility of chemical tests taken more than three hours 5
after driving”); see Willie, 2009-NMSC-037, ¶ 9 (holding that we do not read a 6
statute literally where such a reading would lead to an injustice, absurdity, or 7
contradiction; in such cases “we will construe the statute according to its obvious 8
spirit or reason” (internal quotation marks and citation omitted)). However, we need 9
not take this course, as we are no longer persuaded that the SLD intended its 10
provision regarding the timing of chemical blood tests to be a “cutoff,” after which 11
a test lacks sufficient accuracy to be given evidentiary weight in any circumstance. 12
We acknowledge and reiterate that, in general, the greater the delay in chemical 13
testing, the less informative the test is likely to be as to a person’s condition at the 14
time of driving. However, it does not necessarily follow that the SLD intended to 15
establish a window of time in which a driver suspected of DWI must be tested for 16
the result to have probative value. 17
{40} Following our decision in Bowden, the SLD amended its regulations to 18
provide that initial blood samples “should be collected within three hours of arrest.” 19
7.33.2.15(A)(2) NMAC (emphasis added). We conclude that the SLD intended in 2028 this subsection to establish a preference, not a mandate, for testing within a three- 1 hour window, at least in part so that any BAC test result of 0.08 or higher would be 2 probative under the statutory presumption set forth in Section 66-8-102(C)(1). 3 Several factors favor this interpretation. First, the SLD apparently amended the 4 provision in 2010 to align with the statutory presumption enacted in 2007, as 5 described hereinabove. Second, if the intent of the SLD provision was always to bar, 6 on accuracy grounds, the admissibility of tests administered after a certain length of 7 time, surely the SLD would not have responded to the statutory amendments by 8 expanding the timeframe for all chemical blood testing. Third, the SLD has 9 continued to use the word “should” rather than “shall” or “must,” suggesting that the 10 SLD does not view the provision as mandatory, but as preferred or recommended. 11 See, e.g., Federal Plain Language Guidelines, 25 (March, 2011, rev. May, 2011), 12 https://www.plainlanguage.gov/media/FederalPLGuidelines.pdf (guiding writers of 13 regulations to use “should” for a recommendation). The SLD used the term “shall,” 14 a term with mandatory connotations, in many other subsections of the SLD 15 regulations, but not here. See, e.g., 7.33.2.15(A)(1) NMAC (providing that “[b]lood 16 samples shall be collected in the presence of the arresting officer or other responsible 17 person who can authenticate the samples”); see also Redman v. Bd. of Regents of 18 N.M. Sch. for Visually Handicapped, 1984-NMCA-117, ¶ 17, 102 N.M. 234, 693 19 P.2d 1266 (“The use of the word ‘shall’ ordinarily imposes a mandatory 20
29
requirement.”); see also Anderson v. United Tel. Co. of Kan., 933 F.2d 1500, 1502 1
(10th Cir. 1991) (stating that “the legislature’s use of two different terms is presumed 2
to be intentional”). 3
{41} Finally, and most critically, we can hardly imagine that the SLD amended its 4
provisions knowing that alcohol tests administered after three hours would be 5
admissible as evidence of blood alcohol levels at the time of testing, but intending 6
that drug tests so administered would be inadmissible. Unlike alcohol, “drugs” as a 7
category encompass everything from prescription medications to heroin—a wide 8
variety of chemicals, processed by and stored in the body in myriad ways, and 9
causing varying effects. The significance of a drug test administered at any point in 10
time after an arrest will have at least some variance according to substance. More 11
critically, in New Mexico, there are no statutory presumptions with respect to 12
drugs—the State must always establish that the presence of a drug in the defendant’s 13
body at the time of testing is probative as to the defendant’s alleged impairment at 14
the time of driving. See § 66-8-102(B) (providing that “[i]t is unlawful for a person 15
who is under the influence of any drug to a degree that renders the person incapable 16
of safely driving a vehicle to drive a vehicle within this state”); Baldwin, 2001- 17
NMCA-063, ¶ 8 (confirming that the state must prove an excessive BAC at the time 18
of driving). This context reveals no reason that the SLD would select three hours as 19
a mandatory cutoff for all drug test results. 2030
{42} In sum, we conclude that the SLD’s amended regulation, 7.33.2.15(A)(2) 1
NMAC, establishes a preference for blood tests to be administered within a time- 2
frame that permits a statutory presumption of impairment if the BAC result is 0.08 3
or higher, while still allowing blood tests (for alcohol or drugs) to be administered 4
outside of this time-frame and given appropriate weight under the factual 5
circumstances of each case. Accordingly, we hold that Defendant’s blood test did 6
not lack a foundation due to the test having been administered approximately four 7
hours after the accident in this case.4
8
Admissibility of Expert Testimony 9
{43} Defendant also argues that the district court abused its discretion by admitting 10
the testimony of the State’s toxicology expert, Ms. Sarker, because Ms. Sarker’s 11
opinion was unreliable and inadmissible. Defendant failed to preserve this argument. 12
A claimed error in admission of evidence is not preserved unless the party claiming 13
the error timely objected and stated the specific basis. See Rule 11-103(A)(1) 14
NMRA; Rule 12-321(A) NMRA; see also State v. Walters, 2007-NMSC-050, ¶ 18, 15
142 N.M. 644, 168 P.3d 1068 (“In order to preserve an issue for appeal, a defendant 16
must make a timely objection that specifically apprises the trial court of the nature 17
of the claimed error and invokes an intelligent ruling thereon.” (internal quotation 18
4 We assume without deciding that “arrest” is used in 7.33.2.15(A)(2) NMAC
is synonymous with “accident,” or “time of driving,” an argument advanced by
Defendant and not contested by the State.31
marks and citation omitted). Here, while Defendant contends that he preserved his 1
argument through “multiple defense objections,” the portions of the record to which 2
Defendant directs us are defense counsel’s objections to Ms. Sarker’s qualifications 3
to testify as to the effect of drugs on human behavior and driving ability. Ms. Sarker 4
was questioned by counsel and the district court with respect to her qualifications to 5
testify on this issue, but—once the court qualified Ms. Sarker as an expert—defense 6
counsel made no objections as to the substance of Ms. Sarker’s opinions or the 7
reliability of her methodology as applied in this case. Indeed, Defendant concedes 8
that the district court advised counsel at the conclusion of trial that a Daubert motion 9
and hearing would have been beneficial, noting that “qualifications versus reliability 10
[of expert opinions] are different things.” We agree. See United States v. Avitia- 11
Guillen, 680 F.3d 1253, 1257 (10th Cir. 2012) (holding that “[w]here a party objects 12
only to an expert’s qualifications, he does not preserve an objection to the expert’s 13
methodology”). 14
{44} Although Defendant raises no argument that admission of Ms. Sarker’s 15
testimony constituted fundamental or plain error, we have the discretion to review 16
the district court’s decision under these standards. See Rule 11-103(E) (“A court 17
may take notice of a plain error affecting a substantial right, even if the claim of error 18
was not properly preserved.”); Rule 12-321(B)(2)(b), (c) (permitting the appellate 19
court in its discretion to review issues involving plain or fundamental error); State 2032
v. Lucero, 1993-NMSC-064, ¶ 12, 116 N.M. 450, 863 P.2d 1071 (citing State v. 1
Barraza, 1990-NMCA-026, ¶ 17, 110 N.M. 45, 791 P.2d 799). “The rule of 2
fundamental error applies only if there has been a miscarriage of justice, if the 3
question of guilt is so doubtful that it would shock the conscience to permit the 4
conviction to stand, or if substantial justice has not been done.” State v. Orosco, 5
1992-NMSC-006, ¶ 12, 113 N.M. 780, 833 P.2d 1146. Plain error, which applies 6
only to evidentiary matters, is a less stringent standard than fundamental error, but 7
the error must affect a substantial right of the defendant, such that we have “grave 8
doubts concerning the validity of the verdict and the fairness of the trial.” Lucero, 9
1993-NMSC-064, ¶¶ 12, 22. 10
{45} Review for plain or fundamental error on unpreserved expert issues may 11
prove, as it does here, an extremely difficult task. Our observations from Barraza, 12
1990-NMCA-026, ¶ 3, are fitting: 13
[T]his case does not present a suitable vehicle for us to accomplish 14
more than providing a few limited observations. Proper analysis of the 15
subtleties arising in [this] testimony requires that the issue be focused 16
in the trial court. When a specific objection is raised to such testimony, 17
counsel for both parties can produce an appropriate record and the trial 18
judge can exercise an informed discretion. We can then review whether 19
that discretion was abused. In this case, however, the most troubling 20
contentions raised in [the] defendant’s brief . . . were not preserved for 21
appeal because they were not raised in the trial court. Therefore, we 22
need not address them to dispose of this appeal. Nor do we think it wise 23
to utter dicta on subtle evidentiary matters without a record that presents 24
the issues with greater clarity than does the record here. 2533
(Citations omitted.) Accordingly, we are able to conduct only a limited review of 1
Defendant’s arguments. 2
{46} Defendant compares this case to Downey, 2008-NMSC-061, ¶¶ 28-34, in 3
which our Supreme Court held that scientific expert testimony5 will only assist the 4
trier of fact if the expert’s methodology “fits” the facts of the case. According to 5
Defendant, Ms. Sarker’s opinion did not “fit” the facts of this case because her 6
opinion was predicated on assumptions, which had no evidentiary foundation in the 7
record. Defendant points to Ms. Sarker’s testimony that the effect of the drugs found 8
in Defendant’s blood on a person’s ability to drive depends on a person’s 9
metabolism, the length of time the person has used the drugs, and a person’s 10
sensitivity to the effects of the drugs. Ms. Sarker conceded that she knew none of 11
these things about Defendant, nor did she have information about his injuries or his 12
medical treatment after the accident, which may have impacted both his drug test 13
results and his behavior in the hospital. Accordingly, Defendant contends, Ms. 14
Sarker’s opinion that Defendant was impaired at the time of driving was mere 15
guesswork. 16
5 There is no dispute that Ms. Sarker’s testimony is subject to the requirements
for scientific expert testimony, as set forth in State v. Torres, 1999-NMSC-010,
¶¶ 25-26, 127 N.M. 20, 976 P.2d 20 (describing factors to guide the district court in
analyzing the reliability of scientific knowledge and testimony).34
{47} Defendant is correct that, for scientific evidence to be admissible under Rule 1
11-702, “the reasoning or methodology underlying the testimony must not only be 2
scientifically valid, it also must be properly applied to the facts in issue.” Downey, 3
2008-NMSC-061, ¶ 30 (alteration, emphasis, and internal quotation marks omitted). 4
In Downey, the expert purported to apply a retrograde extrapolation analysis of the 5
defendant’s BAC, but “did not have the facts necessary to plot [the d]efendant’s 6
placement on the BAC curve[.]” Id. ¶ 33. Here, however, Defendant does not 7
identify the methodology he contends was misapplied by Ms. Sarker. Although Ms. 8
Sarker testified that the effects of a drug or drugs on a person varies according to 9
factors such as a person’s metabolism and sensitivity, she never testified that her 10
methodology requires direct knowledge of these variables. Rather, she testified that 11
she based her opinion on Defendant’s toxicology results, his driving behavior, and 12
his interactions with Officer Benally at the hospital. Defendant never challenged 13
(here or at trial) the soundness of this methodology as applied in this case. Such 14
testing of Ms. Sarker’s methodology could have included whether, for instance, 15
Defendant’s behavior at the hospital were attributable to his injuries and/or possible 16
medication administration, Defendant’s toxicology results and his driving behavior 17
alone were capable of supporting Ms. Sarker’s opinion. We cannot analyze these 18
issues in a vacuum. The district court found that Ms. Sarker was qualified to offer 19
an opinion on whether Defendant was impaired by drugs at the time of the collision, 2035 and Defendant does not challenge Ms. Sarker’s qualifications on appeal. The district 1 court’s role is to ensure that “the scientific procedure which supports the testimony 2 is . . . capable of supporting opinions based upon a reasonable probability rather than 3 conjecture.” State v. Alberico, 1993-NMSC-047, ¶ 98, 116 N.M. 156, 861 P.2d 192 4 (internal quotation marks and citation omitted). On this record, we cannot say that 5 an alternative explanation for Defendant’s behavior at the hospital rendered Ms. 6 Sarker’s methodological procedures incapable of supporting an opinion based on 7 reasonable probability rather than conjecture. While Ms. Sarker’s conclusions may 8 be shaky, it was the jury’s province to weigh them. See Acosta v. Shell W. Expl. & 9 Prod., Inc., 2016-NMSC-012, ¶ 41, 370 P.3d 761; see also Daubert v. Merrell Dow 10 Pharms., Inc., 509 U.S. 579, 596 (1993) (“Vigorous cross-examination, presentation 11 of contrary evidence, and careful instruction on the burden of proof are the 12 traditional and appropriate means of attacking shaky but admissible evidence.”). 13 Moreover, “any doubt regarding the admissibility of [expert opinion] evidence 14 should be resolved in favor of admission, rather than exclusion.” Lee v. Martinez, 15 2004-NMSC-027, ¶ 16, 136 N.M. 166, 96 P.3d 291. For all these reasons, while we 16 agree with the district court that a Daubert hearing would have been beneficial in 17 this case, the admission of Ms. Sarker’s testimony does not cause us grave concern 18 about the validity of the verdict or the fairness of Defendant’s trial, and therefore 19 such admission did not constitute plain or fundamental error. 20
36
Sufficiency of the Evidence 1
{48} Defendant’s last argument is that the State failed to present sufficient evidence 2
to sustain his convictions. Sufficient evidence means “substantial evidence of either 3
a direct or circumstantial nature exists to support a verdict of guilt beyond a 4
reasonable doubt with respect to every element essential to a conviction.” State v. 5
Sutphin, 1988-NMSC-031, ¶ 21, 107 N.M. 126, 753 P.2d 1314. In reviewing the 6
evidence, we must view it “in the light most favorable to the state, resolving all 7
conflicts therein and indulging all permissible inferences therefrom in favor of the 8
verdict.” Id. We do not reweigh the evidence or substitute our judgment for that of 9
the jury. See id. (explaining that “[a]n appellate court does not evaluate the evidence 10
to determine whether some hypothesis could be designed which is consistent with a 11
finding of innocence”). 12
{49} With respect to his convictions for homicide and great bodily harm by vehicle, 13
Defendant first alleges that “the State has failed to prove” an essential element of 14
both crimes: namely, that Defendant was under the influence of oxycodone, 15
alprazolam and marijuana to the extent that he was incapable of safely driving a 16
vehicle. See §§ 66-8-101(C), -102(B); UJI 14-240(B), (D) NMRA; UJI 14-245 17
NMRA. According to Defendant, even if Ms. Sarker’s testimony was admissible as 18
sufficiently reliable, her opinion that “the toxicology report was ‘consistent’ with the 19
accident does not establish beyond a reasonable doubt that [Defendant] was impaired 2037
to the degree that he was incapable of safely driving.” Defendant cites State v. 1
Consaul, 2014-NMSC-030, ¶ 73, 332 P.3d 850, for the proposition that, where the 2
State relies “solely” on expert opinion testimony to establish an element of a crime, 3
the expert’s opinion must go beyond a reasonable degree of probability for a jury to 4
find the element established beyond a reasonable doubt. 5
{50} First, Defendant’s reference to Ms. Sarker’s testimony is incomplete. Ms. 6
Sarker also testified that, in her opinion, based on the totality of the circumstances, 7
Defendant was unable to drive safely at the time of the accident. She further testified 8
that, even if Defendant was administered oxycodone after the accident, it was her 9
opinion that the additive effects of alprazolam and THC had impaired Defendant’s 10
ability to drive safely. Second, our Supreme Court in Consaul contrasted the isolated 11
medical expert testimony in that case with “most cases,” in which “additional non- 12
opinion evidence, such as forensic evidence, supplements an expert’s opinion,” 13
allowing the jury to “draw supporting inferences and reason from the totality of the 14
evidence to find proof beyond a reasonable doubt.” Id. ¶ 71. There was such 15
additional evidence here. Ms. Yurkovich testified that the white sedan was weaving 16
onto the shoulder and into the opposite lane of traffic even before the collision 17
occurred. Sergeant Atencio testified that there was no evidence that Defendant either 18
braked or swerved to avoid an obstacle in the road, consistent with the testimony of 19
Ms. Yurkovich and Ms. Vigil that the road was clear just before the collision. 2038
According to Major Vigil, after the accident, the white sedan not only smelled 1
strongly of marijuana, but e-cigarettes were found on the floorboard of the driver’s 2
side and in the driver’s side door panel, along with marijuana in the driver’s side 3
door panel. At the hospital, Officer Benally observed that Defendant’s eyes were red 4
and glassy. Although we agree that emergency medical personnel may have 5
administered a pain medication such as oxycodone to Defendant, no evidence 6
suggested that Defendant may have been administered marijuana or alprazolam, an 7
anti-anxiety medication, after the accident. The evidence also shows that Defendant 8
was initially unconscious, then had to be removed from the vehicle and airlifted to a 9
hospital, rendering it extremely unlikely that he used marijuana or alprazolam 10
between the collision and the drug test. All of this supported Ms. Sarker’s opinion, 11
such that the jury could “reason from the totality of the circumstances to find proof 12
beyond a reasonable doubt” that Defendant was under the influence of, at a 13
minimum, alprazolam and marijuana, to the extent that he was incapable of safely 14
driving a vehicle at the time of the collision. 15
{51} Defendant also contends that the State failed to prove that the accident was 16
not the result of the black SUV attempting to pass Ms. Vigil. We interpret this 17
argument as a limited challenge to the evidence in support of causation (that 18
Defendant’s driving while under the influence of drugs caused the death of Ms. 19
Hinds and the injuries to Ms. Vigil). Defendant contends that “[t]he State’s own 2039 evidence established that the negligence of the SUV driver was the only significant 1 cause of the accident.” We cannot agree with this characterization. The only 2 evidence that the black SUV attempted a pass, prior to the collision, was Dr. 3 Mikkelson’s testimony, which lends little if any support to Defendant’s theory. Dr. 4 Mikkelson testified that the black SUV had returned to the northwest-bound lane, 5 and that Dr. Mikkelson had slowed down to allow more space between his vehicle 6 and the black SUV before the collision occurred. And, as noted by Officer Atencio, 7 there was no evidence that Defendant swerved aggressively or braked to avoid a 8 collision. This evidence is inconsistent with a theory that Defendant collided with 9 Ms. Vigil in an attempt to avoid the black SUV. Furthermore, the State was not 10 charged with eliminating every theory consistent with Defendant’s innocence. The 11 jury weighed the evidence and was free to reject Defendant’s version of the facts. 12 See State v. Duran, 2006-NMSC-035, ¶ 5, 140 N.M. 94, 140 P.3d 515. Our inquiry 13 is not whether the jury could have reached a different conclusion, but whether there 14 was substantial evidence for the conclusion the jury did reach. See In re Ernesto M., 15 Jr., 1996-NMCA-039, ¶ 15, 121 N.M. 562, 915 P.2d 318. Defendant does not 16 engage that larger inquiry with respect to causation, so neither do we. See Headley 17 v. Morgan Mgmt. Corp., 2005-NMCA-045, ¶ 15, 137 N.M. 339, 110 P.3d 1076 18 (holding that the appellate court does not review undeveloped arguments). 19
40
{52} Concerning Defendant’s convictions for possession of marijuana and drug 1
paraphernalia, Defendant argues that the State failed to prove constructive 2
possession. Specifically, Defendant argues that the State proved only Defendant’s 3
proximity to the drugs and paraphernalia found in the white sedan, but “failed to 4
prove that [Defendant] had knowledge [of,] or control over,” those items. We are 5
unpersuaded. 6
{53} UJI 14-130 NMRA defines possession as follows: 7
A person is in possession of (name of object) when, on the 8
occasion in question, he knows what it is, he knows it is on his person 9
or in his presence and he exercises control over it. 10
Even if the object is not in his physical presence, he is in 11
possession if he knows what it is and where it is and he exercises control 12
over it. 13
Two or more people can have possession of an object at the same 14
time. 15
A person’s presence in the vicinity of the object or his knowledge 16
of the existence or the location of the object is not, by itself, possession. 17
{54} Thus, the possession element of an offense is satisfied where there are facts 18
from which a jury could reasonably infer that the defendant “(1) knew of the 19
presence of the [object at issue], and (2) exercised control over it.” State v. Maes, 20
2007-NMCA-089, ¶ 13, 142 N.M. 276, 164 P.3d 975; see State v. Brietag, 1989- 21
NMCA-019, ¶ 14, 108 N.M. 368, 772 P.2d 898 (holding that possession requires a 22
“rational connection between the location of the [object] and [the] defendant’s 2341
probable knowledge and control [over it]”); see also State v. Barber, 2004-NMSC- 1
019, ¶ 28, 135 N.M. 621, 92 P.3d 633 (noting that “possession denotes facts 2
pertaining to the relationship between a person and an item of property, as well as 3
the consequences that attach to those facts” (internal quotation marks and citation 4
omitted)). A jury may infer knowledge and control from the defendant’s actions, 5
statements, or conduct, and from circumstantial evidence connecting the defendant 6
to the object. Barber, 2004-NMSC-019, ¶ 27; State v. Phillips, 2000-NMCA-028, 7
¶ 8, 128 N.M. 777, 999 P.2d 421. 8
{55} Defendant contrasts this case with State v. Garcia, in which our Supreme 9
Court held that sufficient evidence supported the defendant’s conviction for felony 10
possession of a firearm, where the gun was in a location equally accessible to 11
passenger and driver, but the defendant (passenger) was sitting on a clip which fit 12
the gun. 2005-NMSC-017, ¶¶ 21-24, 138 N.M. 1, 116 P.3d 72. Our Supreme Court 13
acknowledged that other evidence (such as the driver not claiming the gun, and the 14
defendant’s beer bottle located next to the gun) supported a finding of possession, 15
but held that it was insufficient to show the necessary control; the defendant sitting 16
on a clip that fit the gun was evidence that “tip[ped] the balance in favor of the 17
verdict.” Id. ¶ 24. Here, Defendant contends, there is no such definitive evidence. 18
He notes that the white sedan was registered to Ms. Hinds, who was also present in 19
the vehicle; that many of the items recovered were in the trunk of the vehicle or 2042
scattered throughout the vehicle; and that many people had access to the vehicle after 1
the accident, before the items were recovered by the police. Defendant thus implies 2
that the evidence was equally consistent with Ms. Hinds possessing the items in 3
issue, and/or with others having deposited the items in the vehicle. 4
{56} We disagree that the evidence presented by the State was merely suggestive 5
of Defendant constructively possessing marijuana and paraphernalia, such that, as in 6
Garcia, a further piece of definitive evidence was required. Two people can possess 7
an object at the same time. UJI 14-130. This case is similar to State v. Bauske, 1974- 8
NMCA-078, ¶¶ 5, 10, 24, 86 N.M. 484, 525 P.2d 411, where this Court affirmed the 9
district court’s conviction of the defendant (after a bench trial) for possession of 10
heroin, finding that the defendant and his wife had jointly, constructively possessed 11
the drug. A search of the vehicle had revealed heroin-related paraphernalia in the 12
wife’s purse, in the center console of the vehicle, and in the trunk. Id. ¶ 7. There was 13
evidence that the wife had placed an eyeglass case containing heroin and a “fix kit” 14
under the rear seat of the patrol car. Id. ¶¶ 8, 10. The fix kit contained a syringe with 15
the defendant’s fingerprint on it, and a spoon, engraved with the name of the 16
defendant’s child, containing traces of heroin. Id. ¶ 8. The defendant had red needle 17
marks on his arm consistent with recent use of heroin. Id. ¶ 9. The foregoing 18
constituted substantial evidence that the defendant had “constructively possessed the 1943
eyeglass case containing the heroin prior to his wife placing the case under the back 1
seat of the patrol car[.]” Id. ¶ 10. 2
{57} Similarly, here, there was evidence that the marijuana and paraphernalia were 3
“in a location subject to the joint dominion and control” of Defendant and Ms. Hinds. 4
See id. ¶ 5. Ms. Hinds, who owned the vehicle, was Defendant’s girlfriend, and she 5
apparently permitted him to operate the white sedan on the date of the accident. As 6
described in detail hereinabove, following the accident, marijuana products and 7
paraphernalia were found throughout the white sedan, including a digital scale in the 8
center console; an e-cigarette, a package of marijuana leaves, and a grinder in the 9
driver’s side door compartment; another e-cigarette on the driver’s side floor; and 10
syringes containing marijuana wax underneath Ms. Hinds on the passenger seat. 11
Although it is theoretically possible that someone tampered with these items or 12
placed them in the sedan after the accident, and prior to the arrival of the police, 13
there is substantial evidence they were in the sedan and under Defendant’s and Ms. 14
Hinds’ joint control. Ms. Yurkovich observed the syringes in the passenger seat in 15
the minutes immediately following the accident. The items recovered from the trunk 16
(including nine syringes containing THC residue, a glass smoking pipe containing 17
THC residue, and more marijuana leaves) were similar to the items recovered from 18
the cabin, and there was no evidence that the trunk was opened at any time prior to 19
the vehicle being impounded and searched by the police. The postmortem 2044
examination of Ms. Hinds revealed a positive toxicology result for THC, and there 1
was evidence credited by the jury that Defendant was under the influence of drugs 2
including THC at the time of the accident. Major Vigil testified that, when he arrived 3
at the scene and approached the white sedan, there was a strong odor of marijuana. 4
Moreover, Dr. Mikkelson and Ms. Yurkovich testified that they looked through a 5
wallet in Ms. Hinds’ seat, but moved no other objects, and saw no one else move 6
anything in the vehicle before the police arrived. 7
{58} For all these reasons, we hold that, as in Bauske, there was substantial 8
evidence, sufficient to sustain Defendant’s convictions, that Defendant 9
constructively possessed drug paraphernalia and marijuana. 10
CONCLUSION 11
{59} We affirm for the reasons set forth herein. 12
{60} IT IS SO ORDERED. 13
__________________________________ 14
LINDA M. VANZI, Judge 15
__________________________________ 16
JACQUELINE R. MEDINA, Judge 17
__________________________________ 18
BRIANA H. ZAMORA, Judge 19Ti chiedi come si applica questo testo alla tua situazione?
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