A-1-CA-39340•December 28, 2022- State of New Mexico v. Phillip B. Salazar, No. A-1-CA-39340
December 28, 2022- State of New Mexico v. Phillip B. Salazar, No. A-1-CA-39340
A-1-CA-39340Nmctapp
Testo completo
Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly in Odyssey. IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1 Opinion Number: _____________ 2 Filing Date: December 28, 2022 3 No. A-1-CA-39340 4 STATE OF NEW MEXICO, 5 Plaintiff-Appellee, 6 v. 7 PHILLIP B. SALAZAR, 8 Defendant-Appellant. 9 APPEAL FROM THE DISTRICT COURT OF CURRY COUNTY 10 Fred Van Soelen, District Judge 11 Hector H. Balderas, Attorney General 12 Maris Veidemanis, Assistant Attorney General 13 Santa Fe, NM 14 for Appellee 15 Bennett J. Baur, Chief Public Defender 16 Mary Barket, Assistant Appellate Defender 17 Santa Fe, NM 18 for Appellant 19 Court of Appeals of New Mexico Filed 12/28/2022 10:49 AM
OPINION 1
ATTREP, Judge. 2
{1} Defendant Phillip Salazar appeals his conviction for kidnapping in the first 3
degree (NMSA 1978, § 30-4-1 (2003)), claiming the district court made several 4
evidentiary errors at trial. We conclude that the district court committed reversible 5
error by preventing Defendant from impeaching the complaining witness with a 6
prior omission inconsistent with her testimony at trial about her failure to disclose, 7
during the investigation of the allegations against Defendant, the full extent of her 8
relationship with Defendant. Because we remand for a new trial on this ground, we 9
do not address Defendant’s other claims of error. 10
BACKGROUND 11
{2} Defendant was tried for kidnapping in the first degree, two counts of criminal 12
sexual penetration in the second degree, and aggravated burglary. The complaining 13
witness, Tammie Chavez, accused Defendant of sneaking into her apartment, 14
tackling her to the ground, repeatedly hitting her, sexually assaulting her, and 15
preventing her for nearly four hours from getting help or leaving her apartment. 16
Defendant and Chavez had dated for about one year before the alleged attack. 17
Although Defendant and Chavez disputed whether they were still dating when the 18
incident occurred, they both testified that they had consensual sex the day before. 192
{3} When reporting the alleged attack to law enforcement and when discussing 1
the alleged attack with emergency room personnel on the day of the incident, Chavez 2
did not disclose that Defendant had sexually assaulted her. The day after the incident, 3
Chavez went to the police department because she believed that the charges initially 4
filed against Defendant were not serious enough and that a stalking charge was more 5
appropriate. During that visit, Chavez alleged for the first time that Defendant had 6
sexually assaulted her. According to a proffer by Defendant’s counsel at trial, 7
Chavez did not disclose at the time that she had been in an ongoing, consensual 8
sexual relationship with Defendant ending the day before the alleged attack. Chavez 9
was examined by a sexual assault nurse examiner (SANE), who recorded that 10
Chavez described Defendant as an “ex-intimate partner.” According to the trial 11
proffer, Chavez did not disclose to the SANE that she recently had been in a sexual 12
relationship with Defendant or that, the day before the incident, she had engaged in 13
consensual sex with Defendant. Also according to the trial proffer, it was not until 14
some months after the incident, when DNA results were returned, that Chavez first 15
disclosed that she and Defendant had been in a consensual sexual relationship around 16
the time of the incident. 17
{4} On cross-examination, defense counsel questioned Chavez about her delay in 18
reporting the alleged sexual assault. Defense counsel also attempted to impeach 19
Chavez’s credibility by asking about her failure to disclose to law enforcement and 203
medical personnel her ongoing, consensual sexual relationship with Defendant. The 1
State objected on relevancy grounds. Defense counsel argued that Chavez’s 2
omission amounted to a prior inconsistent statement and therefore was relevant to 3
impeach her credibility. The district court judge stated that he was “not sure 4
[Chavez’s] credibility is material to the case” and then sustained the State’s 5
objection, deciding, sua sponte, that the line of questioning violated New Mexico’s 6
rape shield statute. 7
{5} At the close of the State’s case, the State dismissed the aggravated burglary 8
charge. Defendant testified in his own defense. He admitted hitting Chavez, but 9
denied sneaking into her apartment, restraining her, and sexually assaulting her. The 10
jury found Defendant guilty of kidnapping in the first degree, but acquitted him of 11
both counts of criminal sexual penetration. 12
DISCUSSION 13
{6} We first address whether it was error for the district court to limit the cross- 14
examination of Chavez under New Mexico’s rape shield statute. Concluding that it 15
was, we next consider whether affirmance is nonetheless appropriate on other 16
grounds. Because it is not, we finally examine whether the district court’s error was 17
harmful, such that reversal is required. 184
I. The District Court’s Reliance on the Rape Shield Statute Was Erroneous 1
{7} Defendant argues, and the State concedes, the district court erroneously ruled 2
that Defendant’s cross-examination of Chavez about her failure to disclose to law 3
enforcement and medical personnel her ongoing, consensual sexual relationship with 4
Defendant was prohibited by New Mexico’s rape shield statute, NMSA 1978, § 30- 5
9-16(A) (1993). See also Rule 11-412 NMRA (corresponding rule of evidence). 6
While we are not required to accept the State’s concession, see State v. Tapia, 2015- 7
NMCA-048, ¶ 31, 347 P.3d 738, we agree with the parties. 8
{8} Generally, we review a district court’s evidentiary decision, such as this one, 9
for an abuse of discretion. State v. Patterson, 2017-NMCA-045, ¶ 6, 395 P.3d 543. 10
A district court abuses its discretion if its ruling is “based on a misapprehension of 11
the law,” State v. Jaramillo, 2012-NMCA-029, ¶ 17, 272 P.3d 682, or is “clearly 12
untenable or not justified by reason,” State v. Layne, 2008-NMCA-103, ¶ 6, 144 13
N.M. 574, 189 P.3d 707 (internal quotation marks and citation omitted). We “review 14
de novo whether the district court applied the correct evidentiary rule.” State v. 15
Astorga, 2015-NMSC-007, ¶ 29, 343 P.3d 1245. 16
{9} “Rape-shield laws, as they are popularly known, reversed the long-standing 17
common-law doctrine that permitted a defendant accused of rape to inquire into the 18
complainant’s ‘character for unchastity,’ that is, [the complainant’s] propensity to 19
engage in consensual sexual relations outside of marriage.” State v. Johnson, 1997- 205
NMSC-036, ¶ 11, 123 N.M. 640, 944 P.2d 869 (internal quotation marks and citation 1
omitted). “To encourage victims to report incidents of sexual assault, states enacted 2
rape shield laws to protect victims from unnecessary intrusions into their past sexual 3
history, because states recognized that such evidence is usually only marginally 4
relevant.” State v. Montoya, 2014-NMSC-032, ¶ 42, 333 P.3d 935. New Mexico’s 5
rape shield statute thereby prevents the admission of evidence of a victim’s past 6
sexual conduct “unless . . . the evidence is material to the case and . . . its 7
inflammatory or prejudicial nature does not outweigh its probative value.” Section 8
30-9-16(A); see also Rule 11-412(B) (same). The statute “serves to emphasize the 9
general irrelevance of a victim’s sexual history, not to remove relevant evidence 10
from the jury’s consideration.” Johnson, 1997-NMSC-036, ¶ 21 (internal quotation 11
marks and citation omitted). “If a defendant makes . . . a [sufficient] showing [of 12
relevance], the [district] court must then weigh the probative value of that evidence 13
against the danger of unfair prejudice to the victim.” Montoya, 2014-NMSC-032, 14
¶ 29. 15
{10} We agree with the parties that the rape shield statute was not implicated by 16
the evidence Defendant attempted to elicit from Chavez. As Defendant observes, 17
“defense counsel’s questions were not about [Chavez’s] sexual conduct or reputation 18
for past sexual conduct; they were about her initial lack of candor to the authorities 19
about the nature of her relationship with [Defendant].” That is, Defendant’s cross- 206
examination was designed to impeach Chavez’s credibility for truthfulness, not to 1
establish her propensity to have consensual sex with him or for some other purpose 2
generally prohibited by the rape shield statute. See id. ¶¶ 41-45 (noting that the 3
“underlying concerns targeted by rape shield laws . . . do not appear to be prominent 4
in this case,” in part because the evidence of the defendant’s prior sexual relationship 5
with the complainant was offered to “present a complete defense” and not to 6
establish propensity); see also Johnson, 1997-NMSC-036, ¶¶ 11-12 (explaining that 7
rape shield statutes generally were adopted to “address the problem of 8
underreporting and reluctance to testify” in rape cases by prohibiting the use of a 9
complainant’s past sexual history to establish their “propensity to engage in 10
consensual sexual relations” (internal quotation marks and citation omitted)). 11
{11} But even if this line of questioning somehow implicated the rape shield 12
statute, it was confined to Chavez’s sexual relationship with Defendant—a 13
relationship she already had testified to at trial during her direct examination. In 14
other words, Defendant “did not seek to delve unduly into the details of their sexual 15
encounters, embarrass or harass [Chavez], elicit testimony regarding [her] sexual 16
conduct with others, or discredit her character,” based on “evidence of unchastity.” 17
See Montoya, 2014-NMSC-032, ¶¶ 42-43 (internal quotation marks and citation 18
omitted). We agree with the State, then, that “another question” mentioning 19
Defendant and Chavez’s sexual relationship “could not be inadmissible under [the 207
rape shield] statute.” Cf. id. ¶¶ 45, 48 (explaining that the complainant’s willingness 1
to testify about her sexual relationship with the defendant showed that the “proffered 2
evidence would have had little prejudicial impact on [her]”). It thus was an abuse of 3
discretion for the district court to limit the cross-examination of Chavez under the 4
rape shield statute. 5
II. We Will Not Affirm on Right for Any Reason Grounds 6
{12} Acknowledging the district court’s error, the State invokes the right for any 7
reason doctrine, arguing that we may affirm on other grounds—namely, that the 8
excluded evidence was irrelevant or cumulative. See State v. Vargas, 2008-NMSC- 9
019, ¶ 8, 143 N.M. 692, 181 P.3d 684 (providing that, “[u]nder the right for any 10
reason doctrine,” we may affirm the district court “on grounds not relied upon by 11
the district court if those grounds do not require us to look beyond the factual 12
allegations that were raised and considered below” (internal quotation marks and 13
citation omitted)). Principally, the State asserts that the excluded evidence was not 14
relevant and therefore was properly excluded. Defendant argues, as he did at trial, 15
that the proffered evidence—as a prior inconsistent statement by omission—was 16
relevant and admissible impeachment evidence.1 See Rule 11-613 NMRA. We agree 17
with Defendant. 18
1 Because we agree with Defendant on this ground, we find it unnecessary to
consider his additional theories of relevance—specifically, that the excluded
evidence was proof of bias or motive to fabricate or was a specific instance of8
{13} “Evidence that reflects on a witness’s credibility is relevant” and therefore 1
admissible. Patterson, 2017-NMCA-045, ¶ 7 (alteration, internal quotation marks, 2
and citation omitted). It is settled that a prior inconsistent statement may be used to 3
impeach a witness’s credibility. See Astorga, 2015-NMSC-007, ¶ 31 (“[P]rior 4
inconsistent statements are inherently relevant for a ‘non-hearsay’ purpose: 5
impeaching a witness’s credibility.”); see also State v. Macias, 2009-NMSC-028, 6
¶ 20, 146 N.M. 378, 210 P.3d 804 (providing that “a witness’s prior inconsistent 7
statements may be used to cast doubt on the witness’s credibility”), overruled on 8
other grounds by State v. Tollardo, 2012-NMSC-008, ¶ 37 n.6, 275 P.3d 110. 9
{14} It also is settled that a prior inconsistent statement may take the form of an 10
omission. Nearly a century ago, our Supreme Court described the circumstances in 11
which a prior omission is considered an inconsistency probative of a witness’s 12
credibility: 13
It is well understood that, if the witness when [they have] an 14
opportunity to speak, and where it would be natural to speak, or where 15
it was [the witness’s] duty to speak, fails to make an important 16
disclosure, which [the witness] afterwards makes on the stand, it is a 17
circumstance which, although susceptible of explanation, if 18
unexplained, tends to impair the credibility of the witness. 19
State v. Archer, 1927-NMSC-002, ¶ 9, 32 N.M. 319, 255 P. 396; see also State v. 20
Foster, 1998-NMCA-163, ¶ 15, 126 N.M. 177, 967 P.2d 852 (concluding that there 21
conduct bearing on Chavez’s character for truthfulness under Rule 11-608(B)(1)
NMRA.9 was “substantial probative value in [the d]efendant’s failure to mention an important 1 aspect of an incident when giving an ostensibly full account of the incident [to a 2 detective]”); State v. Calvillo, 1990-NMCA-046, ¶¶ 15, 17, 110 N.M. 114, 792 P.2d 3 1157 (concluding that the witnesses’ failures to report a suspect to police after the 4 defendant’s arrest were “probative of the witnesses’ credibility” because they were 5 inconsistent with their subsequent trial testimony portraying the suspect, not the 6 defendant, as the perpetrator). Although the substance of an omission is important 7 to determining whether it is the type of information that one would be expected to 8 include when giving an “ostensibly full account” of an incident to authorities, Foster, 9 1998-NMCA-163, ¶ 15, it is the inconsistency itself that calls a witness’s credibility 10 into question. See Macias, 2009-NMSC-028, ¶ 20 (“When impeaching with prior 11 inconsistent statements not made under oath, it is the fact of the inconsistency that 12 is admissible, not the substantive truth or falsity of the prior statement.”); see also 13 Roger Park & Tom Lininger, The New Wigmore: A Treatise on Evidence: 14 Impeachment and Rehabilitation § 5.1 (2023) (explaining that a witness’s 15 inconsistency demonstrates they are “capable of error about the matter in question,” 16 and that whether the error be “due to partisan bias, to defects of perception, to bad 17 memory, or to an outright lie,” it raises concern that the witness “has made errors at 18 other points in [their] testimony”). 19
10
{15} Defendant contends that Chavez’s months-long failure to disclose to law 1
enforcement and medical personnel her ongoing, consensual sexual relationship with 2
Defendant was inconsistent with her ready admission at trial to this relationship, 3
including to having consensual sex with Defendant the day before the incident. 4
Defendant further contends that the information Chavez provided at trial was of the 5
type one would expect Chavez to disclose when pursuing stalking, rape, kidnapping, 6
and battery charges against Defendant. We find Defendant’s contentions persuasive, 7
particularly in the absence of an argument from the State on these points. See State 8
v. Serna, 2018-NMCA-074, ¶¶ 32-34, 429 P.3d 1283 (declining to decide an 9
undeveloped, right for any reason argument); State v. Randy J., 2011-NMCA-105, 10
¶¶ 27-30, 150 N.M. 683, 265 P.3d 734 (same); State v. Fuentes, 2010-NMCA-027, 11
¶ 29, 147 N.M. 761, 228 P.3d 1181 (noting that we will “not review unclear or 12
undeveloped arguments [that] require us to guess at what [a] part[y’s] arguments 13
might be”). We agree with Defendant that information about Chavez and 14
Defendant’s ongoing, consensual sexual relationship is the type of information that 15
would have been “natural” to tell authorities when “giving an ostensibly full 16
account” of the allegations against Defendant. See Archer, 1927-NMSC-002, ¶ 9; 17
Foster, 1998-NMCA-163, ¶ 15. Chavez’s failure to disclose these naturally pertinent 18
facts was relevant to her credibility as a witness, which could have affected how the 19
jury weighed her testimony, including her testimony supporting the kidnapping 2011
charge. See Patterson, 2017-NMCA-045, ¶ 7; see also Commonwealth v. Thayer, 1
479 N.E.2d 213, 215 (Mass. App. Ct. 1985) (holding that it was reversible error for 2
the trial court to exclude evidence that “the complainant was voluntarily keeping 3
friendly company with the two men she charged had raped her only forty-eight hours 4
earlier” because it contradicted the complainant’s trial testimony and thus “was a 5
circumstance that might have engendered skepticism in the minds of the jury about 6
[the complainant’s] version of the events”). Accordingly, we conclude that the 7
excluded evidence was a prior inconsistent statement by omission and plainly 8
relevant to Chavez’s credibility. 9
{16} To the extent the State advances the alternative argument that, if Chavez’s 10
omission is deemed relevant, it nonetheless was inadmissible because it was 11
cumulative of other evidence, we likewise are unpersuaded. See Rule 11-403 NMRA 12
(permitting a trial court to “exclude relevant evidence if its probative value is 13
substantially outweighed by a danger of,” among other things, “needlessly 14
presenting cumulative evidence”); see also State v. Stanley, 2001-NMSC-037, ¶ 32, 15
131 N.M. 368, 37 P.3d 85 (stating that a witness’s prior inconsistent statement must 16
meet the balancing test of Rule 11-403). According to the State, Chavez’s credibility 17
already had been impeached because defense counsel inquired about her initial delay 18
in reporting the alleged sexual assault. From this, the State surmises, Chavez’s 19
omission “would not have added anything to the jury’s . . . assessment of her 2012
credibility.” The State, however, fails to expound on or cite authority supporting this 1
idea; nor does the State advance any other argument why Chavez’s omission would 2
be inadmissible under Rule 11-403 or otherwise. See Serna, 2018-NMCA-074, 3
¶¶ 32-34; Randy J., 2011-NMCA-105, ¶¶ 27-30; State v. Guerra, 2012-NMSC-014, 4
¶ 21, 278 P.3d 1031 (providing that appellate courts are under no obligation to 5
review unclear or undeveloped arguments and may assume, in the absence of cited 6
authority, that no authority supporting the argument exists). 7
{17} In contrast to the State’s bare assertions that the failure to disclose was 8
cumulative, we find compelling Defendant’s argument that Chavez’s omission 9
regarding the ongoing, sexual relationship was “more powerful impeachment 10
evidence” than the evidence of her delayed reporting of the alleged sexual assault. 11
While the jury could have attributed Chavez’s one-day delay in reporting the alleged 12
sexual assault to recent trauma, the jury may not have attributed, to use Defendant’s 13
words, a “similarly innocent explanation” to her months-long failure to disclose the 14
full nature of her relationship with Defendant, all the while pursuing stalking, rape, 15
kidnapping, and battery charges against him. Cf. State v. Zamarripa, 2009-NMSC- 16
001, ¶ 59, 145 N.M. 402, 199 P.3d 846 (concluding, in a harmless error analysis, 17
that a witness’s self-inculpating statement was corroborative and not cumulative 18
because it “would be much more powerful in the eyes of the jury” than other 19
evidence establishing the same fact). Thus, we cannot say the probative value of 2013
Chavez’s omission was so diminished by her other inconsistency that the omission 1
was cumulative. Cf. State v. Villanueva, 2021-NMCA-016, ¶ 39, 488 P.3d 680 2
(concluding that evidence was cumulative because the defendant could have 3
established “both the content and tone of the conversation by alternative means, 4
[thereby] greatly diminishing . . . the probative value of the [evidence]”), cert. 5
denied (S-1-SC-38679). 6
{18} Because we conclude that the excluded evidence was relevant and not 7
cumulative, we decline the State’s invitation to affirm the district court’s ruling on 8
other grounds. Accordingly, we hold that the district court erred by refusing to allow 9
Defendant to impeach Chavez with her prior omission. See Stanley, 2001-NMSC- 10
037, ¶ 33 (concluding that the district court abused its discretion by preventing the 11
defendant from impeaching a witness with his prior inconsistent statement because 12
the prior inconsistent statement contradicted the witness’s trial testimony and 13
“would have been especially probative,” which outweighed its prejudicial effect 14
under Rule 11-403). 15
III. The District Court’s Error Was Not Harmless 16
{19} An erroneous evidentiary ruling is not grounds for a new trial unless “the error 17
was prejudicial rather than harmless.” State v. Smith, 2016-NMSC-007, ¶ 46, 367 18
P.3d 420 (internal quotation marks and citation omitted). Nonconstitutional errors, 19
such as the evidentiary error at issue, are deemed harmful if there is a reasonable 2014
probability that the error affected the verdict. State v. Vargas, 2016-NMCA-038, 1
¶ 24, 368 P.3d 1232. To determine the likely effect of the error, we must evaluate all 2
of the circumstances, including, as relevant here, the importance of the witness’s 3
testimony to the prosecution’s case, other evidence of the defendant’s guilt to 4
understand the role of the error within the context of the trial, and the cumulative 5
nature of the error. See Tollardo, 2012-NMSC-008, ¶ 43 (citing State v. Johnson, 6
2004-NMSC-029, ¶ 11, 136 N.M. 348, 98 P.3d 998); Johnson, 2004-NMSC-029, 7
¶ 11. 8
{20} We conclude that Defendant has met the initial burden of establishing 9
prejudice. See Astorga, 2015-NMSC-007, ¶ 43 (“[The d]efendant bears the initial 10
burden of demonstrating that he was prejudiced by the error.”); State v. Cabral, 11
2021-NMCA-051, ¶ 35, 497 P.3d 670 (same). Defendant persuasively argues that 12
he was prejudiced by the district court’s ruling, in that “[Chavez] was the State’s 13
most crucial witness, making impeachment of her critical to the defense.” He 14
explains that Chavez’s credibility was especially important to the kidnapping charge 15
because Chavez “provided the State’s only evidence of restraint, including evidence 16
of restraint beyond that involved in the battery to which [Defendant] admitted.” See 17
Patterson, 2017-NMCA-045, ¶ 12 (explaining that the state’s primary witness’s 18
“credibility and character for truthfulness” was “axiomatically central” to the case 19
because his testimony was “crucial to the case against [the d]efendant”). Given the 2015
prosecution’s reliance on Chavez’s testimony, especially that as to restraint, we 1
agree with Defendant that Chavez’s credibility was “the lens through which the jury 2
evaluated the State’s case.” See id. ¶ 20. 3
{21} And there is reason to believe the jury doubted Chavez’s credibility. The jury 4
acquitted Defendant on the two criminal sexual penetration charges, the evidence of 5
which came primarily from Chavez’s testimony. See Tollardo, 2012-NMSC-008, 6
¶ 56 (noting that the jury must have had “at least some serious doubts about [the 7
witness’s] credibility” because it acquitted the defendant on two other charges that 8
were “supported almost exclusively” by that witness’s testimony). While the State 9
surmises that the excluded impeachment evidence would have done nothing to call 10
Chavez’s credibility into further doubt, we see it differently. As discussed, the 11
excluded evidence was not merely cumulative of other impeachment evidence, but 12
instead offered potentially more powerful impeachment evidence. See Johnson, 13
2004-NMSC-029, ¶ 39 (“[O]nly in very clear instances of accumulated evidence— 14
where the evidence is so redundant that its corroborative effect is negligible—should 15
the improper admission or exclusion of one accretion of such evidence be considered 16
‘cumulative’ for purposes of our harmless-error analysis.”). There was substantial 17
probative value in Chavez’s failure to mention her ongoing, consensual sexual 18
relationship with Defendant when giving her account to law enforcement and 19
medical personnel; the jury—if presented with this evidence—properly could have 2016
found a telling inconsistency between Chavez’s prior omission and her trial 1
testimony, drawing her credibility into further doubt. See Foster, 1998-NMCA-163, 2
¶ 15. 3
{22} Given the importance of Chavez’s credibility to the State’s case, particularly 4
as to restraint, as well as the significant probative value of the excluded impeachment 5
evidence, we conclude Defendant was prejudiced by the district court’s ruling. Cf. 6
State v. Martinez, 1996-NMCA-109, ¶ 21, 122 N.M. 476, 927 P.2d 31 (concluding 7
that the district court’s decision to prevent the defendant from impeaching a witness 8
was not harmless error, where the witness was the only one who testified in support 9
of the charge against the defendant, and the state’s case was “intimately tied to [the 10
witness’s] credibility”); State v. Stephen F., 2008-NMSC-037, ¶ 41, 144 N.M. 360, 11
188 P.3d 84 (concluding that a district court’s refusal to allow cross-examination of 12
the state’s witness regarding her motive to lie was not harmless error because the 13
case “boil[ed] down to a question of credibility”). 14
{23} In response to Defendant’s showing of prejudice, the State asserts only that, 15
as to the kidnapping charge, the district court’s ruling “could not have prejudiced 16
Defendant . . . because whether he and [Chavez] still had some sexual relationship 17
ha[d] nothing to do with the elements of that charge.” The State misses the point. 18
The value of the excluded evidence was not to establish that Defendant and Chavez 19
had a sexual relationship. Instead, as discussed at length, the value of the excluded 2017 evidence was to impeach Chavez’s credibility. Cf. Macias, 2009-NMSC-028, ¶ 20 1 (providing that “it is the fact of the inconsistency that is admissible, not the 2 substantive truth or falsity of the prior statement”). The State has not otherwise 3 addressed the harmfulness of the district court’s error. Thus, in light of Defendant’s 4 showing of prejudice, and the State’s undeveloped corresponding argument, we 5 conclude the error was not harmless. See Patterson, 2017-NMCA-045, ¶¶ 19-20 6 (observing that the state bears the burden to prove that an evidentiary error is 7 harmless, and that, in the absence of an argument as to why the error was harmless, 8 this Court will not guess at what that argument might be; concluding that the 9 exclusion of impeachment evidence relating to the state’s primary witness was not 10 harmless error); State v. Duran, 2015-NMCA-015, ¶¶ 19-20, 343 P.3d 207 11 (providing, in the nonconstitutional error context, that “the [s]tate bears the burden 12 to prove that the error was harmless”); see also State v. Serna, 2013-NMSC-033, 13 ¶ 32, 305 P.3d 936 (concluding that a nonconstitutional error was harmless because 14 “the [s]tate satisfie[d the Court] that ‘there is no reasonable probability’ that 15 evidence of [the d]efendant’s prior convictions affected [the] verdict and contributed 16 to [the d]efendant’s convictions”).2 17 2 Our case law has not been entirely consistent when describing the respective burdens of the defendant and the state in the nonconstitutional harmless error context. For example, prior to deciding Tollardo, our Supreme Court indicated that it was the defendant’s burden alone to show that a nonconstitutional error warranted reversal. See State v. Gonzales, 1991-NMSC-075, ¶ 27, 112 N.M. 544, 817 P.2d
18
CONCLUSION 1
{24} For the foregoing reasons, we reverse Defendant’s conviction for kidnapping. 2
Because Defendant has not challenged the sufficiency of the evidence supporting his 3
conviction, and we are otherwise satisfied that substantial evidence supported his 4
conviction, we remand for a new trial consistent with this opinion. See State v. Catt, 5
2019-NMCA-013, ¶ 7, 435 P.3d 1255 (providing that retrial is not barred on double 6
jeopardy grounds if the conviction was supported by sufficient evidence). 7
{25} IT IS SO ORDERED. 8
__________________________________ 9
JENNIFER L. ATTREP, Judge 10
1186 (providing that the “defendant must show a reasonable probability that the
[district] court’s failure to allow the testimony contributed to his conviction”). This
is in contrast to later statements by our Supreme Court, as well as this Court, that the
defendant has the initial burden of showing a nonconstitutional error was prejudicial,
see, e.g., Astorga, 2015-NMSC-007, ¶ 43 (providing that, for nonconstitutional
errors, “[the d]efendant bears the initial burden of demonstrating that he was
prejudiced by the error” in the harmless error analysis); Cabral, 2021-NMCA-051,
¶ 35 (same), while the state appears to have the ultimate burden of showing the error
was harmless, see, e.g., Serna, 2013-NMSC-033, ¶ 32 (observing, for a
nonconstitutional error, that the state satisfied its burden of showing harmlessness);
Duran, 2015-NMCA-015, ¶ 20 (providing that, for nonconstitutional errors, “[t]he
[s]tate bears the burden to prove that the error was harmless”); Patterson, 2017-
NMCA-045, ¶¶ 19-20 (observing that the state bears the burden to prove that an
evidentiary error is harmless). But even if the ultimate burden were on Defendant to
show the error was harmful, as in Gonzales, the result in this case is not altered
because Defendant has shown there is “a reasonable probability that the [district]
court’s [error] contributed to his conviction.” See 1991-NMSC-075, ¶ 27.19 WE CONCUR: 1 _________________________________ 2 GERALD E. BACA, Judge 3 _________________________________ 4 KATHERINE A. WRAY, Judge 5
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Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly in Odyssey.
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
1 2 3 4 5 6 7 V.
Opinion Number:
Filing Date: December 28, 2022
No. A-1-CA-39340
STATE OF NEW MEXICO,
Plaintiff-Appellee,
PHILLIP B. SALAZAR,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF CURRY COUNTY Fred Van Soelen, District Judge
Hector H. Balderas, Attorney General Maris Veidemanis, Assistant Attorney General Santa Fe, NM
for Appellee
Bennett J. Baur, Chief Public Defender Mary Barket, Assistant Appellate Defender Santa Fe, NM
for Appellant
Court of Appeals of New Mexico Filed 12/28/2022 10:49 AM
Mark Reynolds
8 9 10 11 12 13 14 15 16 17 18 19
OPINION 1
ATTREP, Judge. 2
{1} Defendant Phillip Salazar appeals his conviction for kidnapping in the first 3
degree (NMSA 1978, § 30-4-1 (2003)), claiming the district court made several 4
evidentiary errors at trial. We conclude that the district court committed reversible 5
error by preventing Defendant from impeaching the complaining witness with a 6
prior omission inconsistent with her testimony at trial about her failure to disclose, 7
during the investigation of the allegations against Defendant, the full extent of her 8
relationship with Defendant. Because we remand for a new trial on this ground, we 9
do not address Defendant’s other claims of error. 10
BACKGROUND 11
{2} Defendant was tried for kidnapping in the first degree, two counts of criminal 12
sexual penetration in the second degree, and aggravated burglary. The complaining 13
witness, Tammie Chavez, accused Defendant of sneaking into her apartment, 14
tackling her to the ground, repeatedly hitting her, sexually assaulting her, and 15
preventing her for nearly four hours from getting help or leaving her apartment. 16
Defendant and Chavez had dated for about one year before the alleged attack. 17
Although Defendant and Chavez disputed whether they were still dating when the 18
incident occurred, they both testified that they had consensual sex the day before. 19
2
{3} When reporting the alleged attack to law enforcement and when discussing 1
the alleged attack with emergency room personnel on the day of the incident, Chavez 2
did not disclose that Defendant had sexually assaulted her. The day after the incident, 3
Chavez went to the police department because she believed that the charges initially 4
filed against Defendant were not serious enough and that a stalking charge was more 5
appropriate. During that visit, Chavez alleged for the first time that Defendant had 6
sexually assaulted her. According to a proffer by Defendant’s counsel at trial, 7
Chavez did not disclose at the time that she had been in an ongoing, consensual 8
sexual relationship with Defendant ending the day before the alleged attack. Chavez 9
was examined by a sexual assault nurse examiner (SANE), who recorded that 10
Chavez described Defendant as an “ex-intimate partner.” According to the trial 11
proffer, Chavez did not disclose to the SANE that she recently had been in a sexual 12
relationship with Defendant or that, the day before the incident, she had engaged in 13
consensual sex with Defendant. Also according to the trial proffer, it was not until 14
some months after the incident, when DNA results were returned, that Chavez first 15
disclosed that she and Defendant had been in a consensual sexual relationship around 16
the time of the incident. 17
{4} On cross-examination, defense counsel questioned Chavez about her delay in 18
reporting the alleged sexual assault. Defense counsel also attempted to impeach 19
Chavez’s credibility by asking about her failure to disclose to law enforcement and 20
3
medical personnel her ongoing, consensual sexual relationship with Defendant. The 1
State objected on relevancy grounds. Defense counsel argued that Chavez’s 2
omission amounted to a prior inconsistent statement and therefore was relevant to 3
impeach her credibility. The district court judge stated that he was “not sure 4
[Chavez’s] credibility is material to the case” and then sustained the State’s 5
objection, deciding, sua sponte, that the line of questioning violated New Mexico’s 6
rape shield statute. 7
{5} At the close of the State’s case, the State dismissed the aggravated burglary 8
charge. Defendant testified in his own defense. He admitted hitting Chavez, but 9
denied sneaking into her apartment, restraining her, and sexually assaulting her. The 10
jury found Defendant guilty of kidnapping in the first degree, but acquitted him of 11
both counts of criminal sexual penetration. 12
DISCUSSION 13
{6} We first address whether it was error for the district court to limit the cross- 14
examination of Chavez under New Mexico’s rape shield statute. Concluding that it 15
was, we next consider whether affirmance is nonetheless appropriate on other 16
grounds. Because it is not, we finally examine whether the district court’s error was 17
harmful, such that reversal is required. 18
4
I. The District Court’s Reliance on the Rape Shield Statute Was Erroneous 1
{7} Defendant argues, and the State concedes, the district court erroneously ruled 2
that Defendant’s cross-examination of Chavez about her failure to disclose to law 3
enforcement and medical personnel her ongoing, consensual sexual relationship with 4
Defendant was prohibited by New Mexico’s rape shield statute, NMSA 1978, § 30- 5
9-16(A) (1993). See also Rule 11-412 NMRA (corresponding rule of evidence). 6
While we are not required to accept the State’s concession, see State v. Tapia, 2015- 7
NMCA-048, ¶ 31, 347 P.3d 738, we agree with the parties. 8
{8} Generally, we review a district court’s evidentiary decision, such as this one, 9
for an abuse of discretion. State v. Patterson, 2017-NMCA-045, ¶ 6, 395 P.3d 543. 10
A district court abuses its discretion if its ruling is “based on a misapprehension of 11
the law,” State v. Jaramillo, 2012-NMCA-029, ¶ 17, 272 P.3d 682, or is “clearly 12
untenable or not justified by reason,” State v. Layne, 2008-NMCA-103, ¶ 6, 144 13
N.M. 574, 189 P.3d 707 (internal quotation marks and citation omitted). We “review 14
de novo whether the district court applied the correct evidentiary rule.” State v. 15
Astorga, 2015-NMSC-007, ¶ 29, 343 P.3d 1245. 16
{9} “Rape-shield laws, as they are popularly known, reversed the long-standing 17
common-law doctrine that permitted a defendant accused of rape to inquire into the 18
complainant’s ‘character for unchastity,’ that is, [the complainant’s] propensity to 19
engage in consensual sexual relations outside of marriage.” State v. Johnson, 1997- 20
5
NMSC-036, ¶ 11, 123 N.M. 640, 944 P.2d 869 (internal quotation marks and citation 1
omitted). “To encourage victims to report incidents of sexual assault, states enacted 2
rape shield laws to protect victims from unnecessary intrusions into their past sexual 3
history, because states recognized that such evidence is usually only marginally 4
relevant.” State v. Montoya, 2014-NMSC-032, ¶ 42, 333 P.3d 935. New Mexico’s 5
rape shield statute thereby prevents the admission of evidence of a victim’s past 6
sexual conduct “unless . . . the evidence is material to the case and . . . its 7
inflammatory or prejudicial nature does not outweigh its probative value.” Section 8
30-9-16(A); see also Rule 11-412(B) (same). The statute “serves to emphasize the 9
general irrelevance of a victim’s sexual history, not to remove relevant evidence 10
from the jury’s consideration.” Johnson, 1997-NMSC-036, ¶ 21 (internal quotation 11
marks and citation omitted). “If a defendant makes . . . a [sufficient] showing [of 12
relevance], the [district] court must then weigh the probative value of that evidence 13
against the danger of unfair prejudice to the victim.” Montoya, 2014-NMSC-032, 14
¶ 29. 15
{10} We agree with the parties that the rape shield statute was not implicated by 16
the evidence Defendant attempted to elicit from Chavez. As Defendant observes, 17
“defense counsel’s questions were not about [Chavez’s] sexual conduct or reputation 18
for past sexual conduct; they were about her initial lack of candor to the authorities 19
about the nature of her relationship with [Defendant].” That is, Defendant’s cross- 20
6
examination was designed to impeach Chavez’s credibility for truthfulness, not to 1
establish her propensity to have consensual sex with him or for some other purpose 2
generally prohibited by the rape shield statute. See id. ¶¶ 41-45 (noting that the 3
“underlying concerns targeted by rape shield laws . . . do not appear to be prominent 4
in this case,” in part because the evidence of the defendant’s prior sexual relationship 5
with the complainant was offered to “present a complete defense” and not to 6
establish propensity); see also Johnson, 1997-NMSC-036, ¶¶ 11-12 (explaining that 7
rape shield statutes generally were adopted to “address the problem of 8
underreporting and reluctance to testify” in rape cases by prohibiting the use of a 9
complainant’s past sexual history to establish their “propensity to engage in 10
consensual sexual relations” (internal quotation marks and citation omitted)). 11
{11} But even if this line of questioning somehow implicated the rape shield 12
statute, it was confined to Chavez’s sexual relationship with Defendant—a 13
relationship she already had testified to at trial during her direct examination. In 14
other words, Defendant “did not seek to delve unduly into the details of their sexual 15
encounters, embarrass or harass [Chavez], elicit testimony regarding [her] sexual 16
conduct with others, or discredit her character,” based on “evidence of unchastity.” 17
See Montoya, 2014-NMSC-032, ¶¶ 42-43 (internal quotation marks and citation 18
omitted). We agree with the State, then, that “another question” mentioning 19
Defendant and Chavez’s sexual relationship “could not be inadmissible under [the 20
7
rape shield] statute.” Cf. id. ¶¶ 45, 48 (explaining that the complainant’s willingness 1
to testify about her sexual relationship with the defendant showed that the “proffered 2
evidence would have had little prejudicial impact on [her]”). It thus was an abuse of 3
discretion for the district court to limit the cross-examination of Chavez under the 4
rape shield statute. 5
II. We Will Not Affirm on Right for Any Reason Grounds 6
{12} Acknowledging the district court’s error, the State invokes the right for any 7
reason doctrine, arguing that we may affirm on other grounds—namely, that the 8
excluded evidence was irrelevant or cumulative. See State v. Vargas, 2008-NMSC- 9
019, ¶ 8, 143 N.M. 692, 181 P.3d 684 (providing that, “[u]nder the right for any 10
reason doctrine,” we may affirm the district court “on grounds not relied upon by 11
the district court if those grounds do not require us to look beyond the factual 12
allegations that were raised and considered below” (internal quotation marks and 13
citation omitted)). Principally, the State asserts that the excluded evidence was not 14
relevant and therefore was properly excluded. Defendant argues, as he did at trial, 15
that the proffered evidence—as a prior inconsistent statement by omission—was 16
relevant and admissible impeachment evidence.1 See Rule 11-613 NMRA. We agree 17
with Defendant. 18
1 Because we agree with Defendant on this ground, we find it unnecessary to
consider his additional theories of relevance—specifically, that the excluded
evidence was proof of bias or motive to fabricate or was a specific instance of
8
{13} “Evidence that reflects on a witness’s credibility is relevant” and therefore 1
admissible. Patterson, 2017-NMCA-045, ¶ 7 (alteration, internal quotation marks, 2
and citation omitted). It is settled that a prior inconsistent statement may be used to 3
impeach a witness’s credibility. See Astorga, 2015-NMSC-007, ¶ 31 (“[P]rior 4
inconsistent statements are inherently relevant for a ‘non-hearsay’ purpose: 5
impeaching a witness’s credibility.”); see also State v. Macias, 2009-NMSC-028, 6
¶ 20, 146 N.M. 378, 210 P.3d 804 (providing that “a witness’s prior inconsistent 7
statements may be used to cast doubt on the witness’s credibility”), overruled on 8
other grounds by State v. Tollardo, 2012-NMSC-008, ¶ 37 n.6, 275 P.3d 110. 9
{14} It also is settled that a prior inconsistent statement may take the form of an 10
omission. Nearly a century ago, our Supreme Court described the circumstances in 11
which a prior omission is considered an inconsistency probative of a witness’s 12
credibility: 13
It is well understood that, if the witness when [they have] an 14
opportunity to speak, and where it would be natural to speak, or where 15
it was [the witness’s] duty to speak, fails to make an important 16
disclosure, which [the witness] afterwards makes on the stand, it is a 17
circumstance which, although susceptible of explanation, if 18
unexplained, tends to impair the credibility of the witness. 19
State v. Archer, 1927-NMSC-002, ¶ 9, 32 N.M. 319, 255 P. 396; see also State v. 20
Foster, 1998-NMCA-163, ¶ 15, 126 N.M. 177, 967 P.2d 852 (concluding that there 21
conduct bearing on Chavez’s character for truthfulness under Rule 11-608(B)(1)
NMRA.
9
was “substantial probative value in [the d]efendant’s failure to mention an important 1
aspect of an incident when giving an ostensibly full account of the incident [to a 2
detective]”); State v. Calvillo, 1990-NMCA-046, ¶¶ 15, 17, 110 N.M. 114, 792 P.2d 3
1157 (concluding that the witnesses’ failures to report a suspect to police after the 4
defendant’s arrest were “probative of the witnesses’ credibility” because they were 5
inconsistent with their subsequent trial testimony portraying the suspect, not the 6
defendant, as the perpetrator). Although the substance of an omission is important 7
to determining whether it is the type of information that one would be expected to 8
include when giving an “ostensibly full account” of an incident to authorities, Foster, 9
1998-NMCA-163, ¶ 15, it is the inconsistency itself that calls a witness’s credibility 10
into question. See Macias, 2009-NMSC-028, ¶ 20 (“When impeaching with prior 11
inconsistent statements not made under oath, it is the fact of the inconsistency that 12
is admissible, not the substantive truth or falsity of the prior statement.”); see also 13
Roger Park & Tom Lininger, The New Wigmore: A Treatise on Evidence: 14
Impeachment and Rehabilitation § 5.1 (2023) (explaining that a witness’s 15
inconsistency demonstrates they are “capable of error about the matter in question,” 16
and that whether the error be “due to partisan bias, to defects of perception, to bad 17
memory, or to an outright lie,” it raises concern that the witness “has made errors at 18
other points in [their] testimony”). 19
10
{15} Defendant contends that Chavez’s months-long failure to disclose to law 1
enforcement and medical personnel her ongoing, consensual sexual relationship with 2
Defendant was inconsistent with her ready admission at trial to this relationship, 3
including to having consensual sex with Defendant the day before the incident. 4
Defendant further contends that the information Chavez provided at trial was of the 5
type one would expect Chavez to disclose when pursuing stalking, rape, kidnapping, 6
and battery charges against Defendant. We find Defendant’s contentions persuasive, 7
particularly in the absence of an argument from the State on these points. See State 8
v. Serna, 2018-NMCA-074, ¶¶ 32-34, 429 P.3d 1283 (declining to decide an 9
undeveloped, right for any reason argument); State v. Randy J., 2011-NMCA-105, 10
¶¶ 27-30, 150 N.M. 683, 265 P.3d 734 (same); State v. Fuentes, 2010-NMCA-027, 11
¶ 29, 147 N.M. 761, 228 P.3d 1181 (noting that we will “not review unclear or 12
undeveloped arguments [that] require us to guess at what [a] part[y’s] arguments 13
might be”). We agree with Defendant that information about Chavez and 14
Defendant’s ongoing, consensual sexual relationship is the type of information that 15
would have been “natural” to tell authorities when “giving an ostensibly full 16
account” of the allegations against Defendant. See Archer, 1927-NMSC-002, ¶ 9; 17
Foster, 1998-NMCA-163, ¶ 15. Chavez’s failure to disclose these naturally pertinent 18
facts was relevant to her credibility as a witness, which could have affected how the 19
jury weighed her testimony, including her testimony supporting the kidnapping 20
11
charge. See Patterson, 2017-NMCA-045, ¶ 7; see also Commonwealth v. Thayer, 1
479 N.E.2d 213, 215 (Mass. App. Ct. 1985) (holding that it was reversible error for 2
the trial court to exclude evidence that “the complainant was voluntarily keeping 3
friendly company with the two men she charged had raped her only forty-eight hours 4
earlier” because it contradicted the complainant’s trial testimony and thus “was a 5
circumstance that might have engendered skepticism in the minds of the jury about 6
[the complainant’s] version of the events”). Accordingly, we conclude that the 7
excluded evidence was a prior inconsistent statement by omission and plainly 8
relevant to Chavez’s credibility. 9
{16} To the extent the State advances the alternative argument that, if Chavez’s 10
omission is deemed relevant, it nonetheless was inadmissible because it was 11
cumulative of other evidence, we likewise are unpersuaded. See Rule 11-403 NMRA 12
(permitting a trial court to “exclude relevant evidence if its probative value is 13
substantially outweighed by a danger of,” among other things, “needlessly 14
presenting cumulative evidence”); see also State v. Stanley, 2001-NMSC-037, ¶ 32, 15
131 N.M. 368, 37 P.3d 85 (stating that a witness’s prior inconsistent statement must 16
meet the balancing test of Rule 11-403). According to the State, Chavez’s credibility 17
already had been impeached because defense counsel inquired about her initial delay 18
in reporting the alleged sexual assault. From this, the State surmises, Chavez’s 19
omission “would not have added anything to the jury’s . . . assessment of her 20
12
credibility.” The State, however, fails to expound on or cite authority supporting this 1
idea; nor does the State advance any other argument why Chavez’s omission would 2
be inadmissible under Rule 11-403 or otherwise. See Serna, 2018-NMCA-074, 3
¶¶ 32-34; Randy J., 2011-NMCA-105, ¶¶ 27-30; State v. Guerra, 2012-NMSC-014, 4
¶ 21, 278 P.3d 1031 (providing that appellate courts are under no obligation to 5
review unclear or undeveloped arguments and may assume, in the absence of cited 6
authority, that no authority supporting the argument exists). 7
{17} In contrast to the State’s bare assertions that the failure to disclose was 8
cumulative, we find compelling Defendant’s argument that Chavez’s omission 9
regarding the ongoing, sexual relationship was “more powerful impeachment 10
evidence” than the evidence of her delayed reporting of the alleged sexual assault. 11
While the jury could have attributed Chavez’s one-day delay in reporting the alleged 12
sexual assault to recent trauma, the jury may not have attributed, to use Defendant’s 13
words, a “similarly innocent explanation” to her months-long failure to disclose the 14
full nature of her relationship with Defendant, all the while pursuing stalking, rape, 15
kidnapping, and battery charges against him. Cf. State v. Zamarripa, 2009-NMSC- 16
001, ¶ 59, 145 N.M. 402, 199 P.3d 846 (concluding, in a harmless error analysis, 17
that a witness’s self-inculpating statement was corroborative and not cumulative 18
because it “would be much more powerful in the eyes of the jury” than other 19
evidence establishing the same fact). Thus, we cannot say the probative value of 20
13
Chavez’s omission was so diminished by her other inconsistency that the omission 1
was cumulative. Cf. State v. Villanueva, 2021-NMCA-016, ¶ 39, 488 P.3d 680 2
(concluding that evidence was cumulative because the defendant could have 3
established “both the content and tone of the conversation by alternative means, 4
[thereby] greatly diminishing . . . the probative value of the [evidence]”), cert. 5
denied (S-1-SC-38679). 6
{18} Because we conclude that the excluded evidence was relevant and not 7
cumulative, we decline the State’s invitation to affirm the district court’s ruling on 8
other grounds. Accordingly, we hold that the district court erred by refusing to allow 9
Defendant to impeach Chavez with her prior omission. See Stanley, 2001-NMSC- 10
037, ¶ 33 (concluding that the district court abused its discretion by preventing the 11
defendant from impeaching a witness with his prior inconsistent statement because 12
the prior inconsistent statement contradicted the witness’s trial testimony and 13
“would have been especially probative,” which outweighed its prejudicial effect 14
under Rule 11-403). 15
III. The District Court’s Error Was Not Harmless 16
{19} An erroneous evidentiary ruling is not grounds for a new trial unless “the error 17
was prejudicial rather than harmless.” State v. Smith, 2016-NMSC-007, ¶ 46, 367 18
P.3d 420 (internal quotation marks and citation omitted). Nonconstitutional errors, 19
such as the evidentiary error at issue, are deemed harmful if there is a reasonable 20
14
probability that the error affected the verdict. State v. Vargas, 2016-NMCA-038, 1
¶ 24, 368 P.3d 1232. To determine the likely effect of the error, we must evaluate all 2
of the circumstances, including, as relevant here, the importance of the witness’s 3
testimony to the prosecution’s case, other evidence of the defendant’s guilt to 4
understand the role of the error within the context of the trial, and the cumulative 5
nature of the error. See Tollardo, 2012-NMSC-008, ¶ 43 (citing State v. Johnson, 6
2004-NMSC-029, ¶ 11, 136 N.M. 348, 98 P.3d 998); Johnson, 2004-NMSC-029, 7
¶ 11. 8
{20} We conclude that Defendant has met the initial burden of establishing 9
prejudice. See Astorga, 2015-NMSC-007, ¶ 43 (“[The d]efendant bears the initial 10
burden of demonstrating that he was prejudiced by the error.”); State v. Cabral, 11
2021-NMCA-051, ¶ 35, 497 P.3d 670 (same). Defendant persuasively argues that 12
he was prejudiced by the district court’s ruling, in that “[Chavez] was the State’s 13
most crucial witness, making impeachment of her critical to the defense.” He 14
explains that Chavez’s credibility was especially important to the kidnapping charge 15
because Chavez “provided the State’s only evidence of restraint, including evidence 16
of restraint beyond that involved in the battery to which [Defendant] admitted.” See 17
Patterson, 2017-NMCA-045, ¶ 12 (explaining that the state’s primary witness’s 18
“credibility and character for truthfulness” was “axiomatically central” to the case 19
because his testimony was “crucial to the case against [the d]efendant”). Given the 20
15
prosecution’s reliance on Chavez’s testimony, especially that as to restraint, we 1
agree with Defendant that Chavez’s credibility was “the lens through which the jury 2
evaluated the State’s case.” See id. ¶ 20. 3
{21} And there is reason to believe the jury doubted Chavez’s credibility. The jury 4
acquitted Defendant on the two criminal sexual penetration charges, the evidence of 5
which came primarily from Chavez’s testimony. See Tollardo, 2012-NMSC-008, 6
¶ 56 (noting that the jury must have had “at least some serious doubts about [the 7
witness’s] credibility” because it acquitted the defendant on two other charges that 8
were “supported almost exclusively” by that witness’s testimony). While the State 9
surmises that the excluded impeachment evidence would have done nothing to call 10
Chavez’s credibility into further doubt, we see it differently. As discussed, the 11
excluded evidence was not merely cumulative of other impeachment evidence, but 12
instead offered potentially more powerful impeachment evidence. See Johnson, 13
2004-NMSC-029, ¶ 39 (“[O]nly in very clear instances of accumulated evidence— 14
where the evidence is so redundant that its corroborative effect is negligible—should 15
the improper admission or exclusion of one accretion of such evidence be considered 16
‘cumulative’ for purposes of our harmless-error analysis.”). There was substantial 17
probative value in Chavez’s failure to mention her ongoing, consensual sexual 18
relationship with Defendant when giving her account to law enforcement and 19
medical personnel; the jury—if presented with this evidence—properly could have 20
16
found a telling inconsistency between Chavez’s prior omission and her trial 1
testimony, drawing her credibility into further doubt. See Foster, 1998-NMCA-163, 2
¶ 15. 3
{22} Given the importance of Chavez’s credibility to the State’s case, particularly 4
as to restraint, as well as the significant probative value of the excluded impeachment 5
evidence, we conclude Defendant was prejudiced by the district court’s ruling. Cf. 6
State v. Martinez, 1996-NMCA-109, ¶ 21, 122 N.M. 476, 927 P.2d 31 (concluding 7
that the district court’s decision to prevent the defendant from impeaching a witness 8
was not harmless error, where the witness was the only one who testified in support 9
of the charge against the defendant, and the state’s case was “intimately tied to [the 10
witness’s] credibility”); State v. Stephen F., 2008-NMSC-037, ¶ 41, 144 N.M. 360, 11
188 P.3d 84 (concluding that a district court’s refusal to allow cross-examination of 12
the state’s witness regarding her motive to lie was not harmless error because the 13
case “boil[ed] down to a question of credibility”). 14
{23} In response to Defendant’s showing of prejudice, the State asserts only that, 15
as to the kidnapping charge, the district court’s ruling “could not have prejudiced 16
Defendant . . . because whether he and [Chavez] still had some sexual relationship 17
ha[d] nothing to do with the elements of that charge.” The State misses the point. 18
The value of the excluded evidence was not to establish that Defendant and Chavez 19
had a sexual relationship. Instead, as discussed at length, the value of the excluded 20
17
evidence was to impeach Chavez’s credibility. Cf. Macias, 2009-NMSC-028, ¶ 20 1
(providing that “it is the fact of the inconsistency that is admissible, not the 2
substantive truth or falsity of the prior statement”). The State has not otherwise 3
addressed the harmfulness of the district court’s error. Thus, in light of Defendant’s 4
showing of prejudice, and the State’s undeveloped corresponding argument, we 5
conclude the error was not harmless. See Patterson, 2017-NMCA-045, ¶¶ 19-20 6
(observing that the state bears the burden to prove that an evidentiary error is 7
harmless, and that, in the absence of an argument as to why the error was harmless, 8
this Court will not guess at what that argument might be; concluding that the 9
exclusion of impeachment evidence relating to the state’s primary witness was not 10
harmless error); State v. Duran, 2015-NMCA-015, ¶¶ 19-20, 343 P.3d 207 11
(providing, in the nonconstitutional error context, that “the [s]tate bears the burden 12
to prove that the error was harmless”); see also State v. Serna, 2013-NMSC-033, 13
¶ 32, 305 P.3d 936 (concluding that a nonconstitutional error was harmless because 14
“the [s]tate satisfie[d the Court] that ‘there is no reasonable probability’ that 15
evidence of [the d]efendant’s prior convictions affected [the] verdict and contributed 16
to [the d]efendant’s convictions”).2
17
2 Our case law has not been entirely consistent when describing the respective
burdens of the defendant and the state in the nonconstitutional harmless error
context. For example, prior to deciding Tollardo, our Supreme Court indicated that
it was the defendant’s burden alone to show that a nonconstitutional error warranted
reversal. See State v. Gonzales, 1991-NMSC-075, ¶ 27, 112 N.M. 544, 817 P.2d
18
CONCLUSION 1
{24} For the foregoing reasons, we reverse Defendant’s conviction for kidnapping. 2
Because Defendant has not challenged the sufficiency of the evidence supporting his 3
conviction, and we are otherwise satisfied that substantial evidence supported his 4
conviction, we remand for a new trial consistent with this opinion. See State v. Catt, 5
2019-NMCA-013, ¶ 7, 435 P.3d 1255 (providing that retrial is not barred on double 6
jeopardy grounds if the conviction was supported by sufficient evidence). 7
{25} IT IS SO ORDERED. 8
__________________________________ 9
JENNIFER L. ATTREP, Judge 10
1186 (providing that the “defendant must show a reasonable probability that the
[district] court’s failure to allow the testimony contributed to his conviction”). This
is in contrast to later statements by our Supreme Court, as well as this Court, that the
defendant has the initial burden of showing a nonconstitutional error was prejudicial,
see, e.g., Astorga, 2015-NMSC-007, ¶ 43 (providing that, for nonconstitutional
errors, “[the d]efendant bears the initial burden of demonstrating that he was
prejudiced by the error” in the harmless error analysis); Cabral, 2021-NMCA-051,
¶ 35 (same), while the state appears to have the ultimate burden of showing the error
was harmless, see, e.g., Serna, 2013-NMSC-033, ¶ 32 (observing, for a
nonconstitutional error, that the state satisfied its burden of showing harmlessness);
Duran, 2015-NMCA-015, ¶ 20 (providing that, for nonconstitutional errors, “[t]he
[s]tate bears the burden to prove that the error was harmless”); Patterson, 2017-
NMCA-045, ¶¶ 19-20 (observing that the state bears the burden to prove that an
evidentiary error is harmless). But even if the ultimate burden were on Defendant to
show the error was harmful, as in Gonzales, the result in this case is not altered
because Defendant has shown there is “a reasonable probability that the [district]
court’s [error] contributed to his conviction.” See 1991-NMSC-075, ¶ 27.
1
WE CONCUR:
2
Laval E Bara
3
GERALD E. BACA, Judge
4 5
Katherine a. Wraz
KATHERINE A. WRAY, Judge
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