A-1-CA-35828•July 23, 2020- State of New Mexico v. Sergio Chavez-Aguirre, No. A-1-CA-35828
July 23, 2020- State of New Mexico v. Sergio Chavez-Aguirre, No. A-1-CA-35828
A-1-CA-35828Nmctapp
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IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1
STATE OF NEW MEXICO, 2
Plaintiff-Appellee, 3
v. No. A-1-CA-35828 4
SERGIO CHAVEZ-AGUIRRE, 5
Defendant-Appellant. 6
APPEAL FROM THE DISTRICT COURT OF SANDOVAL COUNTY 7
George P. Eichwald, District Judge 8
Hector H. Balderas, Attorney General 9
Marko D. Hananel, Assistant Attorney General 10
Santa Fe, NM 11
for Appellee 12
Bennett J. Baur, Chief Public Defender 13
Nina Lalevic, Assistant Appellate Defender 14
Santa Fe, NM 15
for Appellant 16
MEMORANDUM OPINION 17
BOGARDUS, Judge. 18
{1} The opinion filed June 15, 2020, is hereby withdrawn and this opinion is 19
substituted in its place. 20
{2} Defendant Sergio Chavez-Aguirre appeals from his conviction following a 21
jury trial of three counts of aggravated battery against a household member (no great 22
Court of Appeals of New Mexico
Filed 7/23/2020 10:27 AM2 bodily harm), contrary to NMSA 1978, Section 30-3-16(B) (2008, amended 2018); 1 three counts of aggravated battery against a household member (deadly weapon), 2 contrary to Section 30-3-16(C); one count of aggravated battery against a household 3 member (great bodily harm), contrary to Section 30-3-16(C); seven counts of 4 intentional child abuse, contrary to NMSA 1978, Section 30-6-1(D)(2) (2009); one 5 count of intimidation of a witness, contrary to NMSA 1978, Section 30-24-3(A)(3) 6 (1997); and one count of criminal sexual penetration (CSP) in the second degree, 7 contrary to NMSA 1978, Section 30-9-11(E)(3) (2009).1 Defendant advances two 8 arguments: (1) double jeopardy barred his conviction for aggravated battery (great 9 bodily harm) because Victim’s broken jaw could have been caused by any of the 10 weapons that were the bases for his convictions for aggravated battery (deadly 11 weapon) or his fists—the basis for one of his convictions for aggravated battery (no 12 great bodily harm); and (2) the district court failed to instruct the jury on the 13 definition of personal injury relevant to his CSP conviction, resulting in fundamental 14 error. Agreeing in part with Defendant’s double jeopardy argument, we reverse his 15 conviction for aggravated battery (great bodily harm). We otherwise affirm. 16 BACKGROUND 17 1Consistent with the parties’ briefing, we omit “against a household member” when referencing Defendant’s aggravated battery convictions throughout this opinion.
3
{3} While the timeline was not always clear, we describe the following events 1
based on the trial testimony of Victim and two of Victim and Defendant’s daughters. 2
{4} In the evening of December 7, 2014, Victim was making dinner when 3
Defendant received a phone call. Defendant was quiet at first, then called Victim 4
over and put the call onto speakerphone. Defendant then asked the caller to repeat 5
what the caller had just said to him about Victim. The caller said that Victim was 6
cheating on Defendant. The caller also sent pictures and texts that Victim had 7
exchanged with the person with whom she was having an affair. During the call, 8
Defendant was holding Victim tightly by the back of her neck. When he ended the 9
call, Defendant began punching Victim in the face, pulling her hair, yelling at her, 10
and throwing her around. 11
{5} Victim was then allowed to continue making dinner. However, during a 12
second call with the caller that took place on speakerphone, Defendant began to yell 13
at Victim, yanked her hair, threw her to the floor, pushed her, and kicked her. 14
Defendant eventually hung up the phone. While continuing to hit and kick Victim, 15
Defendant told Victim that she was going to die and that she would not escape from 16
him or “a good beating.” 17
{6} Defendant then dragged Victim to the living room. Defendant instructed their 18
oldest daughter to get a bag and to blend all of the chile that was in the refrigerator. 194
Victim yelled at her children to call 911, but Defendant told the children that he 1
would kill them and Victim if they called 911. 2
{7} After their oldest daughter retrieved the bag, Defendant placed it on the floor. 3
Their oldest daughter testified that she “freaked out” thinking that Defendant was 4
going to kill Victim right there. Defendant then pulled down Victim’s pants and 5
proceeded to rub the blended chiles on and in her vagina and anus. Defendant also 6
rubbed the blended chiles in Victim’s eyes and nose. Victim was crying and told 7
Defendant to stop and not do it in front of their children. Despite Victim’s pleas, 8
Defendant did not allow the children to leave. About twenty minutes after rubbing 9
the blended chile on Victim, Defendant sent her upstairs to shower. While Victim 10
showered, Defendant remained downstairs with their children. 11
{8} When Victim returned from her shower, Defendant continued to hit her; this 12
time, Defendant used nunchucks. Defendant hit Victim with the nunchucks for 13
approximately five minutes while also punching her, pulling her hair, and dragging 14
her. Defendant then took out a knife and asked the children whether he should kill 15
Victim. Defendant told their children that it would be their decision, and each child 16
had to give a good reason for their decision. The children begged Defendant not to 17
kill Victim. 18
{9} Defendant eventually went to one of his daughter’s bedrooms. Their oldest 19
daughter spoke to Victim, who apologized to her daughter saying it was all Victim’s 205
fault. At Victim’s instruction, their daughter then went to check on Defendant. 1
Defendant told their daughter, “I’m sorry, but I’m going to end up killing [Victim].” 2
Thereafter, Defendant remained in the bedroom while the rest of the family ate cake 3
in a belated birthday celebration for one of the children. Following that, Defendant 4
sent the children to bed. Defendant continued to yell at Victim. 5
{10} Defendant wanted Victim to open her email so he could see whether she had 6
any messages talking to the man with whom she was having an affair. After Victim 7
had given Defendant her password and Defendant had started going through her 8
emails, Defendant took the cord off of a speaker they had in their room. Victim tried 9
to run downstairs, but Defendant grabbed her by the hair and pulled her to the 10
ground. Defendant hit Victim with the cord repeatedly causing Victim to yell out. 11
Defendant then dragged Victim down the first flight of stairs. After the second flight 12
of stairs, Victim walked downstairs while trying to calm Defendant down. Both 13
Victim and Defendant eventually fell asleep. 14
{11} The next morning, Defendant called their oldest daughter and one of her 15
sisters downstairs. Defendant was dressed for work and sitting on the couch with 16
Victim. Victim got on her knees and said, “I’m sorry.” Their oldest daughter noted 17
that Victim was not speaking right and that it sounded like her jaw was broken or 18
her lip was “kind of busted.” When Defendant left to work, the family’s van was 19
gone and the keys to Victim’s car could not be found. Defendant left his two oldest 206
daughters in charge of Victim’s phone. Defendant told them that if Victim got the 1
phone and tried to call someone that he would kill them all. 2
{12} Upon returning from work, Defendant told Victim that he was still mad at her, 3
insulted her, and explained how Victim had hurt him. Defendant later told Victim 4
that if he let her live, she would be like a slave to him. Victim agreed to do whatever 5
Defendant wanted if he did not kill her. 6
{13} At that point, Defendant began to punch and hit Victim again. But, this time, 7
Defendant also hit Victim in her head with a speaker. The beating caused Victim’s 8
head to bleed. Victim also testified that she began to have trouble speaking after 9
Defendant hit her with the speaker. Defendant instructed Victim to shower. 10
{14} Victim asked if it would be alright if one of their daughters helped her get into 11
the shower, and Defendant agreed. Their second-oldest daughter helped Victim to 12
the shower. While in the bathroom, Victim told her daughter to take the phone away 13
from Defendant and call the police. 14
{15} While Victim was changing after the shower, Defendant came upstairs with a 15
metal bat and began to hit Victim with the bat. Defendant took Victim downstairs 16
and continued to hit her with the bat. Victim testified that Defendant hit her with the 17
bat in her legs, side, and foot. Defendant then let Victim go to the kitchen to get 18
water. In the kitchen, Victim was joined by their second-oldest daughter, and Victim 197
asked her whether she had the chance to call the police. While her daughter had the 1
phone, she had not called yet. Victim begged her daughter to call the police. 2
{16} Defendant eventually let the children go upstairs. Their oldest daughter stayed 3
on the stairs while their second-oldest daughter called the police. The daughter who 4
called the police testified that she hoped that they would not put on the sirens so 5
Defendant would not kill them before the police arrived. When the police knocked 6
on the door, Defendant said that he was going to kill his family if someone called 7
the police. Defendant also instructed Victim to lie and say that the man with whom 8
she was having an affair beat her up. 9
{17} At trial, the jury also heard testimony from three of the officers that responded 10
to Defendant and Victim’s home on December 8, 2014; the detective who 11
interviewed Victim, Defendant, and the children and collected evidence from the 12
home following those interviews; the doctor who treated Victim at the hospital’s 13
emergency department on the night of December 8, 2014; and the sexual assault 14
forensic examiner who completed a forensic violence exam on Victim. After the 15
State rested, Defendant made a motion for directed verdict on all charged counts. 16
The district court granted the motion only as to the kidnapping charge. Defendant 17
did not present any evidence, and the jury found Defendant guilty on all the 18
remaining counts. Defendant appeals. 198
DISCUSSION 1
I. Defendant’s Conviction for Aggravated Battery (Great Bodily Harm) 2
Violates Double Jeopardy 3
{18} Defendant contends that his conviction for aggravated battery (great bodily 4
harm) violated his right to be free from double jeopardy because Victim’s broken 5
jaw could have been caused by the baseball bat, the nunchucks, the cord, or 6
Defendant’s fists, each of which were the basis for his separate convictions for 7
aggravated battery (deadly weapon) and aggravated battery (no great bodily harm). 8
Reviewing Defendant’s contention de novo, see State v. Lopez, 2008-NMCA-111, 9
¶ 8, 144 N.M. 705, 191 P.3d 563 (“We generally apply a de novo standard of review 10
to the constitutional question of whether there has been a double jeopardy 11
violation.”), we agree in part and reverse his conviction for aggravated battery (great 12
bodily harm). 13
{19} The Double Jeopardy Clause “has been held to incorporate a broad and 14
general collection of protections against several conceptually separate kinds of harm: 15
(1) a second prosecution for the same offense after acquittal, (2) a second 16
prosecution for the same offense after conviction, and (3) multiple punishments for 17
the same offense.” State v. Montoya, 2013-NMSC-020, ¶ 23, 306 P.3d 426 (internal 18
quotation marks and citation omitted). Here, Defendant’s double jeopardy claim is 19
based on multiple punishments. In the multiple punishments context, there are two 209
types of cases: (1) when a defendant is charged with violations of multiple statutes 1
for the same conduct, referred to as “double-description” cases; and (2) when a 2
defendant is charged with multiple violations of the same statute based on a single 3
course of conduct, referred to as “unit of prosecution” cases. State v. DeGraff, 2006- 4
NMSC-011, ¶ 25, 139 N.M. 211, 131 P.3d 61. Defendant argues that this case should 5
be viewed as a “unit of prosecution” case, while the State contends that this is a 6
“double-description” case. For the reasons that follow, we agree with Defendant that 7
this is to be analyzed as a unit of prosecution case under our case law. 8
{20} In State v. Bello, this Court applied a unit of prosecution analysis for 9
convictions for two separate subsections of the drug trafficking statute—trafficking 10
cocaine by distribution and possession with intent to distribute cocaine, eventually 11
concluding that there was no double jeopardy violation. 2017-NMCA-049, ¶¶ 6-15, 12
399 P.3d 380. Acknowledging that we are bound by Supreme Court precedent, this 13
Court “follow[ed] the approach taken by our Supreme Court in [State v. Swick, 2012- 14
NMSC-018, 279 P.3d 747,] and appl[ied] a unit of prosecution analysis to [the 15
d]efendant’s double jeopardy claim even though, like the subsections of the burglary 16
statute in Swick, the subsections of the trafficking statute have different elements.” 17
Bello, 2017-NMCA-049, ¶ 10. In other words, our Court applied the Supreme 18
Court’s analysis in Swick, and used the unit of prosecution standard analysis, based 19
on multiple violations of different subsections of the same statute, even where the 2010
two subsections have different elements. Similarly, in State v. Garcia, this Court 1
applied a unit of prosecution analysis, specifically examining the distinctness 2
element when concluding that the defendant’s convictions for petty misdemeanor 3
battery and felony aggravated battery violated double jeopardy. 2009-NMCA-107, 4
¶¶ 8-17, 147 N.M. 150, 217 P.3d 1048. Based on those precedents, we apply the unit 5
of prosecution test here. 6
{21} “The relevant inquiry in a unit of prosecution case is whether the Legislature 7
intended punishment for the entire course of conduct or for each discrete act.” State 8
v. Bernard, 2015-NMCA-089, ¶ 17, 355 P.3d 831 (alterations, internal quotation 9
marks, and citation omitted). To determine our Legislature’s intended unit of 10
prosecution, we use “a two-part test, both parts of which are concerned with 11
legislative intent.” Swick, 2012-NMSC-018, ¶ 33. “First, courts must analyze the 12
statute at issue to determine whether the Legislature has defined the unit of 13
prosecution.” Id. We do this by examining the statute’s “wording, history, purpose, 14
and the quantum of punishment that is prescribed[.]” Id. “If the unit of prosecution 15
is clear from the language of the statute, the inquiry is complete.” Id. “However, if 16
the language is ambiguous, we proceed to the second step of the analysis in which 17
our task is to determine whether a defendant’s acts are separated by sufficient indicia 18
of distinctness to justify multiple punishments under the same statute.” Bernard, 19
2015-NMCA-089, ¶ 17 (internal quotation marks and citation omitted). 2011
{22} In making a distinctness determination, courts consider “the six Herron 1
factors: (1) time between criminal acts, (2) location of the victim during each act, 2
(3) existence of any intervening events, (4) distinctions in the manner of committing 3
the acts, (5) the defendant’s intent, and (6) the number of victims.” State v. Olsson, 4
2014-NMSC-012, ¶ 32, 324 P.3d 1230 (citing Herron v. State, 1991-NMSC-012, 5
¶ 15, 111 N.M. 357, 805 P.2d 624). “If there is not sufficient indicia of distinctness 6
to separate the defendant’s acts, we apply the rule of lenity to our interpretation of 7
the statute.” Bernard, 2015-NMCA-089, ¶ 17. “The rule of lenity requires that we 8
interpret the statute in the defendant’s favor by invoking the presumption that the 9
Legislature did not intend to create separately punishable offenses.” Id. 10
{23} Here, it is undisputed that we are only concerned with the second part of the 11
unit of prosecution inquiry—distinctness. As we conduct the distinctness inquiry 12
here, we note that “we are doing a substantially similar analysis when we conduct a 13
unitary conduct inquiry in double description cases as when we conduct a unit-of- 14
prosecution inquiry.” State v. Bernal, 2006-NMSC-050, ¶ 16, 140 N.M. 644, 146 15
P.3d 289. “In each case, we attempt to determine, based upon the specific facts of 16
each case, whether a defendant’s activity is better characterized as one unitary act, 17
or multiple, distinct acts, consistent with legislative intent.” Id. With this in mind, 18
we conclude that the unitary conduct analysis in State v. Montoya, 2011-NMCA- 19
074, 150 N.M. 415, 259 P.3d 820, is instructive here. 2012
{24} In relevant part, the defendant in Montoya argued that his conviction for 1
second degree CSP (commission of a felony) and kidnapping violated double 2
jeopardy. Id. ¶ 28. To convict the defendant of second degree CSP, the jury was 3
required to find that the defendant (1) “caused [the v]ictim to engage in sexual 4
intercourse” and (2) “committed this act during the commission of either 5
kidnap[p]ing or aggravated burglary.” Id. ¶ 35 (alteration and internal quotation 6
marks omitted). In order to convict the defendant of kidnapping, the jury had to find 7
that the defendant (1) “restrained or confined [the v]ictim by force or intimidation” 8
and (2) “intended to hold [the v]ictim against her will to inflict a sexual offense on 9
[her].” Id. (alteration and internal quotation marks omitted). This Court noted that 10
precedent indicated that “because some force or restraint is involved in every sexual 11
penetration without consent, kidnap[p]ing cannot be charged out of every CSP 12
without a showing of force or restraint separate from the CSP.” Id. ¶ 38. 13
{25} The state argued that such force or restraint existed “because the jury could 14
have based the kidnap[p]ing conviction on [the d]efendant’s confining [the v]ictim 15
by blocking the highway with his truck rather than on the force [the d]efendant 16
exerted in restraining [the v]ictim while committing CSP.” Id. However, this Court 17
rejected that argument because it was “unable to determine from the record whether 18
the jury found that the kidnap[p]ing was accomplished by the truck’s confinement 19
of [the v]ictim’s vehicle or by [the d]efendant’s restraint of [the v]ictim inside the 2013
vehicle.” Id. ¶ 39. This Court further noted that the instruction given to the jury 1
“supported either theory of kidnap[p]ing.” Id. The Court then explained that, 2
“[u]nder such circumstances, we must reverse a conviction if one of the alternative 3
bases for the conviction provided in the jury instructions is legally inadequate 4
because it violates a defendant’s constitutional right to be free from double 5
jeopardy.” Id. (internal quotation marks and citation omitted). Accordingly, this 6
Court concluded that the conduct supporting “both of the convictions was unitary.” 7
Id. 8
{26} Like the kidnapping jury instruction in Montoya, the aggravated battery (great 9
bodily harm) instruction here allowed a number of different theories—some of 10
which would violate the principles of double jeopardy—to support a conviction. 11
Furthermore, the record in this case, like the record in Montoya, does not allow us 12
to determine whether the jury’s conviction was based on one of the theories that 13
would not violate double jeopardy. We explain. 14
{27} To find Defendant guilty of aggravated battery (great bodily harm), the jury 15
was instructed that the State must prove the following elements beyond a reasonable 16
doubt: 17
1. [D]efendant touched or applied force to [Victim] by breaking her 18
jaw[;] 19
2. [D]efendant intended to injure [Victim;] 20
3. [D]efendant caused great bodily harm to [Victim;] 2114
4. [Victim] was a household member of [D]efendant[;] 1
5. This happened in New Mexico on or about the 7-8th [d]ay of 2
December, 2014. 3
See UJI 14-393 NMRA. Unlike the instructions for the three counts of aggravated 4
battery (deadly weapon) that separately required the jury to find that Defendant 5
touched or applied force to Victim with the baseball bat, nunchucks, and cord, this 6
instruction did not identify the manner in which Defendant touched or applied force 7
to Victim. Compare UJI 14-392 NMRA, use note 2 (requiring the “[u]se [of] 8
ordinary language to describe the touching or application of force” within the first 9
element of the aggravated battery (deadly weapon) instruction), with UJI 14-393, 10
use note 2 (requiring the same within the first element of the aggravated battery 11
(great bodily harm) instruction). Furthermore, as the State conceded at trial during 12
its closing argument and on appeal, it was not clear when or how Victim’s jaw was 13
broken. 14
{28} Accordingly, under the given instruction, the jury could have found Defendant 15
guilty of aggravated battery (great bodily harm) based on any conduct that resulted 16
in Victim’s jaw being broken. This includes theories that do not offend double 17
jeopardy—e.g., Defendant broke Victim’s jaw with his fists or by hitting her with 18
the speaker—as well as theories that would offend double jeopardy—e.g., Defendant 19
broke Victim’s jaw by hitting her with the bat, the nunchucks, or the cord. Based on 2015
the record in front of us, we cannot determine whether the jury found that the 1
aggravated battery (great bodily harm) was accomplished through conduct that 2
would not offend double jeopardy. Accordingly, we must conclude that the conduct 3
underlying both of the convictions was not distinct because the conduct supporting 4
three possible alternative bases for the aggravated battery (great bodily harm) was 5
the same conduct that supported Defendant’s three convictions for aggravated 6
battery (deadly weapon). See Montoya, 2011-NMCA-074, ¶ 39. 7
{29} Our Supreme Court has recognized that the presumption we have applied in 8
this case can be rebutted by evidence of sufficient indicia of distinctness separating 9
the offenses. State v. Sena, 2020-NMSC-___, ¶¶ 54, 56, ___ P.3d ____ (S-1-SC- 10
36932, June 25, 2020). We are not persuaded, however, that it has been rebutted 11
here. Arguing that the presumption was rebutted in this case, the State continues to 12
assert that it was most likely the speaker that broke Victim’s jaw. To support that 13
argument, the State focuses on Victim’s testimony that suggested she had trouble 14
speaking after being hit with the speaker. However, the State’s argument ignores that 15
Victim’s oldest daughter testified that Victim had trouble speaking in the morning 16
of the second day, before Victim was battered with the speaker. The discrepancy in 17
the evidence of when Victim first had trouble speaking—a symptom the State argued 18
was indicative of Victim’s jaw being broken—demonstrates why we cannot 19
conclude that the presumption has been rebutted in this case. Without knowing 2016
which criminal act led to Victim’s broken jaw, we are unable to conclude that the 1
conduct in this case was distinct. See id. ¶ 46 (“Unitary conduct is not present when 2
one crime is completed before another is committed, or when the force used to 3
commit a crime is separate from the force used to commit another crime.”); Olsson, 4
2014-NMSC-012, ¶ 32 (identifying the Herron distinctness factors as the “(1) time 5
between criminal acts, (2) location of the victim during each act, (3) existence of any 6
intervening events, (4) distinctions in the manner of committing the acts, (5) the 7
defendant’s intent, and (6) the number of victims”). Accordingly, we conclude that 8
the presumption has not been rebutted in this case. 9
{30} We therefore reverse Defendant’s conviction for aggravated battery (great 10
bodily harm) and remand for the district court to vacate that conviction. See 11
Montoya, 2011-NMCA-074, ¶ 39 (“[W]e must reverse a conviction if one of the 12
alternative bases for the conviction provided in the jury instruction is legally 13
inadequate because it violates a defendant’s constitutional right to be free from 14
double jeopardy.” (internal quotation marks and citation omitted)). 15
II. The Failure to Instruct on the Definition of “Personal Injury” Was Not 16
Fundamental Error 17
{31} Defendant argues that the jury was not properly instructed as to the definition 18
of personal injury with regard to the charge of CSP. Defendant argues that the 19
instruction given removed from the jury’s consideration the question of whether 20
“painful burning” constituted personal injury under the law. As Defendant 2117
acknowledges, this argument is unpreserved because he did not request a definitional 1
instruction. Accordingly, we apply the fundamental error standard of review. See 2
State v. Benally, 2001-NMSC-033, ¶ 12, 131 N.M. 258, 34 P.3d 1134 (“The standard 3
of review we apply to jury instructions depends on whether the issue has been 4
preserved. If the error has been preserved[,] we review the instructions for reversible 5
error. If not, we review for fundamental error.” (citation omitted)). Nevertheless, 6
even when reviewing for fundamental error, “we seek to determine whether a 7
reasonable juror would have been confused or misdirected by the jury instruction.” 8
Id. (internal quotation marks and citation omitted). 9
{32} The jury was instructed to find Defendant guilty of second degree CSP 10
(personal injury) if it found that the State proved the following four elements beyond 11
a reasonable doubt: (1) “[D]efendant caused the insertion[,] to any extent, of a finger 12
and or chile into the vagina and anus of [Victim]”; (2) “[D]efendant used physical 13
force or physical violence”; (3) “[D]efendant’s actions resulted in chile to be placed 14
in and on [Victim’s] vagina and anus, causing painful burning”; and (4) “[t]his 15
happened on or about the 7-8th day of December, 2014.” See UJI 14-946 NMRA. 16
Alternatively, the jury was instructed to find Defendant guilty of third degree CSP 17
(use of force or physical violence), if the State proved the following four elements 18
beyond a reasonable doubt: (1) “[D]efendant caused the insertion, to any extent, of 19
a finger or chile into the vagina or anus of [Victim]”; (2) “[D]efendant used physical 2018
force or physical violence”; (3) “[D]efendant’s act was unlawful”; and (4) “[t]his 1
happened in New Mexico on or about the 7-8th day of December, 2014.” See UJI 2
14-941 NMRA. 2
3
{33} Defendant argues “the jury never knew that the difference between the two 4
CSP instructions was a finding that the CSP resulted in ‘personal injury,’ a term that 5
is defined by law.” However, as Defendant notes, “[t]he Uniform Jury Instruction 6
for [CSP] does not include a definition of [‘]personal injury,[’] and no separate 7
definitional instruction exists.” See UJI 14-946. Therefore, although Defendant 8
acknowledges that the instructions given in this case were consistent with the New 9
Mexico Uniform Jury Instructions, Defendant argues that the lack of a definition of 10
“personal injury” rises to fundamental error. We are unpersuaded. 11
{34} UJI 14-946 provides that the portion of the instruction addressing the injuries 12
inflicted upon the victim should read: “3. The defendant’s acts resulted in 13
_________,” and directs readers to Use Note 6, which reads: “Name victim and 14
describe personal injury or injuries. See [NMSA 1978, Section 30-9-10(D) (2005)] 15
for types of personal injuries.” Further, the committee commentary to UJI 14-946 16
provides: 17
The statutory definition of ‘personal injury’ is broad and includes 18
various types of personal injuries. It is therefore a question of law as to 19
2 We note that the jury was also instructed to consider whether Defendant
committed the offense of criminal sexual contact in addition to these two instructions
on criminal sexual penetration. That instruction is not challenged by Defendant.19
whether a particular injury constitutes an aggravating factor sufficient 1
to support the charge. ‘Personal injury’ includes but is not limited to: 2
disfigurement, mental anguish, chronic or recurrent pain, pregnancy, or 3
disease or injury to a sexual or reproductive organ. 4
(Emphasis added.) Because the question of whether a particular injury is sufficient 5
to support a charge of second degree CSP (personal injury) is a question of law, it 6
was for the district court to decide and not the jury. We note that Defendant has not 7
asserted that, as a matter of law, the injury involved in this case could not be used to 8
support his second degree CSP charge. Accordingly, on this basis, we cannot 9
conclude that the omission of the definitional instruction was fundamental error. 10
{35} Nevertheless, even if we were to assume that it was a question for the jury, we 11
still conclude that omission of a definition of “personal injury” did not result in 12
fundamental error.3 We note that, generally, “a missing definition cannot result in 13
the sort of ‘fundamental unfairness’ that undermines the integrity of the judicial 14
system.” State v. Barber, 2004-NMSC-019, ¶ 20, 135 N.M. 621, 92 P.3d 633; see 15
id. ¶¶ 10, 32 (concluding there was no fundamental error where a trial court failed 16
to give a definitional instruction of possession in a possession of methamphetamine 17
case, even where the defendant was entitled to it pursuant to the UJIs); State v. 18
3We recognize that “the committee commentary to a jury instruction is only
persuasive to the extent that it correctly states the law.” State v. Suazo, 2017-NMSC-
011, ¶ 20, 390 P.3d 674. However, we need not decide whether the committee
commentary to UJI 14-946 is a correct statement of law in this case because we
conclude that the omission of the definitional instruction was not fundamental error
whether it was a question of law for the Court or a question of fact for the jury.20
Anderson, 2016-NMCA-007, ¶ 15, 364 P.3d 306 (“We recognize that courts 1
generally disfavor finding fundamental error where a definition is omitted from jury 2
instructions.”). In this case, we do not believe that there was potential for jury 3
confusion as to whether personal injury resulted from Defendant’s actions of chile 4
being placed in and on Victim’s vagina or anus, causing painful burning. See 5
Benally, 2001-NMSC-033, ¶ 12. 6
{36} The legal definition of “personal injury” is rooted in common discourse and 7
therefore does not present ambiguity that might confuse jurors. See Barber, 2004- 8
NMSC-019, ¶ 22 (acknowledging that potential for jury confusion exists where the 9
legal definition of a term is “not necessarily rooted in common discourse”). 10
Furthermore, the definition of “personal injury” is one that merely amplifies an 11
element instruction, rather than one that implicates “a critical determination akin to 12
a missing elements instruction[.]” Id. ¶¶ 25-26 (internal quotation marks and citation 13
omitted). Accordingly, on this basis, we also conclude that giving the essential- 14
elements jury instruction—which does not call for a definitional instruction to be 15
given—was not fundamental error. 16
CONCLUSION 17
{37} For the foregoing reasons, we reverse Defendant’s conviction for aggravated 18
battery (great bodily harm) based on double jeopardy principles. We otherwise 19
affirm. 2021
{38} IT IS SO ORDERED. 1
_________________________________ 2
KRISTINA BOGARDUS, Judge 3
WE CONCUR: 4
_________________________________ 5
JULIE J. VARGAS, Judge 6
_________________________________ 7
SHAMMARA H. HENDERSON, Judge 8Ti chiedi come si applica questo testo alla tua situazione?
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