9:23-cv-01056•Engles v. Corigliano et al
Testo completo
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK JESSIE ENGLES, Plaintiff, v. 9:23-CV-01056 (GTS/DJS) BRANDI CORIGLIANO, et al., Defendants. APPEARANCES: OF COUNSEL: JESSIE ENGLES Plaintiff, pro se 22-B-1293 Clinton Correctional Facility P.O. Box 2001 Dannemora, New York 12929 SUGARMAN LAW FIRM LLP ALEXANDRA A. CALHOUN, ESQ. Attorney for Defendant Changlai ZACHARY M. MATTISON, ESQ. 211 West Jefferson Street Syracuse, New York 13202 HON. LETITIA JAMES AIMEE COWAN, ESQ. New York State Attorney General Assistant Attorney General Attorney for Defendants Corigliano, Dinello, and Zaki 300 South State Street - Suite 300 Syracuse, New York 13202 DANIEL J. STEWART United States Magistrate Judge Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 1 of 28
2 REPORT-RECOMMENDATION AND ORDER1 On August 25, 2023, Plaintiff commenced this action pursuant to 42 U.S.C. § 1983 against Defendants David Dinello, M.D., Brandi Corigliano, N.P., and Shehab Zaki, M.D. (collectively, the “DOCCS Defendants”), as well as Defendant Brian A. Changlai, M.D. (“Changlai,” and together with the DOCCS Defendants, the “Defendants”). Dkt. No. 1, Compl. The Complaint alleges that Defendants violated Plaintiff’s federal constitutional rights regarding the provision of medical care that Plaintiff received at Auburn Correctional Facility (“Auburn Correctional”), Marcy Correctional Facility (“Marcy Correctional”), and Upstate University Hospital (“Upstate Hospital”). Id. On October 11, 2023, the District Court reviewed the Complaint and determined that, “[a]t th[at] very early stage of the proceeding, and mindful of the Second Circuit’s direction that a pro se plaintiff’s pleadings must be liberally construed . . . [P]laintiff’s Eighth Amendment claims survive[d] sua sponte review,” but dismissed with prejudice Plaintiff’s “Section 1983 claims for money damages against the named defendants in their official capacity.”2 Dkt. No. 5. 1 This matter was referred to the undersigned for a report-recommendation pursuant to 28 U.S.C. § 636(b) and N.D.N.Y.L.R. 72.3(c). 2 While Plaintiff’s Complaint states that “[t]his civil rights action is for deliberate indifference and gross medical negligence against” the Defendants, Compl. at ¶ 1 (emphasis added), the initial review ordered that only Plaintiff’s Eighth Amendment claims survived sua sponte review and required a response, Dkt. No. 5 at p. 16. Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 2 of 28
3 Defendants now move for summary judgment pursuant to FED . R. CIV . P. 56 based on the merits of Plaintiff’s Eighth Amendment claim for medical indifference (the “Motions”). Dkt. Nos. 61 & 62. Plaintiff opposes the Motions. Dkt. No. 69, Pl.’s Mem. of Law. For the reasons set forth below, the Court recommends that Defendants’ Motions be granted. I. FACTUAL BACKGROUND A. Plaintiff’s Ingestion and Insertion of Objects, and Defendant Dinello’s Initial Response On December 12, 2019, while an inmate at Auburn Correctional, “Plaintiff swallowed several foreign . . . objects” and “inserted two sewing needles into his abdomen area.” Compl. at ¶ 10; see Pl.’s Mem. of Law at p. 2; Dkt. No. 62-4, Engles Dep. Tr. at 31:3-32:11 (stating that Plaintiff swallowed several foreign objects, including a sewing needle and a paper clip, on or around December 12, 2019). “Immediately after ingesting [and] inserting these objects, Plaintiff notified security staff that he needed ‘emergency sick call’ services, at which time Plaintiff was seen by medical staff for examination.” Compl. at ¶ 10; see Engles Dep. Tr. at 38:13-39:8 (same); see also Dkt. No. 62-21 at p. 1. Also on December 12, 2019, Defendant Dinello, the Regional Medical Director assigned to supervise Auburn Correctional and Marcy Correctional, was notified that Plaintiff had reported to medical staff that he had recently swallowed a paperclip, battery, and razor, and that he had inserted a piece of metal into his urethra Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 3 of 28
4 approximately sixty days prior. See Dkt. No. 62-20, Dinello Decl. at ¶¶ 4-5 & 9. Plaintiff was sent to the infirmary for a contraband watch, and x-rays were ordered. See id. at ¶ 9. That same night, see id., “under orders from . . . Defendant Dinello,” “Plaintiff had numerous . . . x-rays taken of his entire abdomen[,] which confirm[ed]” the presence of foreign objects in Plaintiff’s stomach and sewing needles “inside [the] deep tissue[] of his abdomen.” Compl. at ¶ 10; see Dkt. No. 62-21 at p. 3 (noting multiple foreign objects in Plaintiff’s abdomen, including two staple-like objects, a flat curvilinear metallic object, a plastic spork, and an AA battery). B. Events Following Plaintiff’s Initial X-Ray Results The parties’ recount of what happened next differ from one another. Plaintiff asserts that, notwithstanding the results of these x-rays, Defendant Dinello failed to send Plaintiff “to an outside hospital for the removal of all foreign” objects and otherwise “failed to provide Plaintiff with appropriate medical care [and] treatment.” Compl. at ¶ 10. Instead, “[s]hortly after” the x-rays were taken, Plaintiff alleges that he was “wrongfully discharge[d] off suicide [and] contraband watch [and] transferred to Marcy” Correctional, where he was “placed under the care of Defendant . . . Corigliano,” id. at ¶ 11, a Nurse Practitioner at Marcy Correctional, see Dkt. No. 62-7, Corigliano Decl. at ¶ 2. On the other hand, the assertions of the DOCCS Defendants attempt to add further detail as to what occurred between Plaintiff’s initial x-ray results at Auburn Correctional and Plaintiff’s transfer to Marcy Correctional. The medical records filed Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 4 of 28
5 in support of the DOCCS Defendants’ Motion show that, following receipt of Plaintiff’s x-ray results, Plaintiff was referred to Auburn Community Hospital (“Auburn Hospital”) and hospitalized there from December 12, 2019, through December 14, 2019. See Dinello Decl. at ¶ 10; Dkt. No. 62-21 at pp. 3 & 30. Further, the medical records show that, during Plaintiff’s hospitalization at Auburn Hospital, Plaintiff “underwent an upper endoscopy that resulted in the removal of two sporks and a paper clip.” Dinello Decl. at ¶ 10; see also Dkt. No. 62-21 at pp. 16-17 (discussing foreign objects removed from Plaintiff during endoscopy and noting that, while Plaintiff had reported that he had “ingested a razor blade,” “there [wa]s no evidence of this type of foreign body”). Plaintiff acknowledges that a paperclip was removed from him in December 2019. See Engles Dep. Tr. at 43:22-25. The medical records also show that, during Plaintiff’s admission to Auburn Hospital, the foreign object that Plaintiff inserted into his urethra was removed by urology. See Dkt. No. 62-21 at p. 18. While “[a] battery was found in [Plaintiff’s] colon, . . . it was not removed because medical staff determined that it would pass with his bowel movements naturally.” Dinello Decl. at ¶ 10. Later medical records indicate that the “battery . . . found [in] the colon . . . subsequently passed.” Dkt. No. 62-21 at p. 41. According to the DOCCS Defendants, in the months that followed, Plaintiff repeatedly swallowed and inserted numerous other foreign objects into his body, resulting in Plaintiff’s repeated admission to both Auburn Hospital and Upstate Hospital. See generally Dinello Decl. at ¶¶ 12-16 & 18-20; see, e.g., Dkt. No. 62-21 at Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 5 of 28
6 p. 41 (stating that, on December 27, 2019, Plaintiff had an upper endoscopy to remove other foreign objects ingested by Plaintiff); Engles Dep. Tr. at 33:7-24 (explaining that Plaintiff “used to” swallow foreign objections “off and on,” that doing so “is [his] MO,” and that he “did it over 100 times”) & 45:11-18 (acknowledging that Plaintiff was taken to Upstate Hospital in March 2020, at which point multiple foreign objects were removed from Plaintiff). When Plaintiff was not admitted to Auburn Hospital and Upstate Hospital, Plaintiff was primarily housed in Auburn Correctional’s Mental Health Unit. See generally Dinello Decl. at ¶¶ 13 & 23. At times, the foreign objects found in Plaintiff’s body were surgically removed by medical staff; other times, medical staff determined that no intervention would be done and monitoring was advised with the expectation that the foreign objects would pass on their own. See generally id. at ¶¶ 12-16 & 18-20. According to Defendant Dinello and Defendant Zaki, removing a foreign object from an individual’s stomach or bowels “can, at times, be more dangerous to the individual’s health than allowing the object to either pass naturally or remain in the body,” and so “medical judgment” was exercised “to determine the appropriate treatment at the time.” Id. at ¶ 46; Dkt 62-16, Zaki Decl. at ¶ 28; see also Engles Dep. Tr. at 23:2-7 (acknowledging that Plaintiff was advised that removal of the foreign objects from Plaintiff’s body would be “riskier than keeping [the foreign objects] inside of [Plaintiff]”). Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 6 of 28
7 C. Plaintiff’s Transfer to Marcy Correctional On July 8, 2020, Plaintiff was transferred to Marcy Correctional and admitted into the Residential Mental Health Unit. Dinello Decl. at ¶ 26. “Immediately after arriving at Marcy [Correctional], . . . Plaintiff complained of stomach [and] abdomen pain due to the[] foreign [objects] still retained in [his] intestines and abdom[i]nal walls.” Compl. at ¶ 11; see also Dinello Decl. at ¶¶ 26-27. Plaintiff alleges that, at the time, he was “vomiting blood, . . . defecating bloody stool,” and experiencing fevers, Compl. at ¶ 11, which the DOCCS Defendants assert is either untrue or was never reported to medial staff, Dinello Decl. at ¶ 36. According to Plaintiff, initially, Defendant Corigliano “refused to have Plaintiff sent to an outside hospital,” and that decision was agreed to by Defendant Zaki, Compl. at ¶ 11, the Facility Health Services Director at Marcy Correctional who consulted with medical staff occasionally regarding Plaintiff’s care, see Zaki Decl. at ¶¶ 2-3 & 8. However, “[a]fter several weeks of . . . worsening [and] symptoms,” Defendant Corigliano “order[ed] Plaintiff to be sent to Upstate [Hospital] . . . [f]or further exams [and] possible removal of foreign [objects].” Compl. at ¶ 12. According to the DOCCS Defendants, nursing staff informed Plaintiff “that the most recent x-ray did not show a surgical clamp.” Dinello Decl. at ¶ 27. Nevertheless, nursing staff, including Defendant Corigliano, continued to monitor Plaintiff and ordered the performance of additional x-rays. Id. at ¶¶ 27-29. The DOCCS Defendants allege that no further action was taken at that time because Plaintiff presented as stable Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 7 of 28
8 and had no concerning symptoms. Id. at ¶ 29; see also Zaki Decl. at ¶ 19. Plaintiff acknowledges that the x-rays revealed that the foreign objects in Plaintiff’s abdomen were stable and had not moved. See Engles Dep. Tr. at 58:17-20. D. Plaintiff’s Admission to Upstate Hospital On September 17, 2020, Plaintiff was admitted to Upstate Hospital. See Dinello Decl. at ¶ 37; Compl. at ¶ 13. Throughout the duration of Plaintiff’s admission to Upstate Hospital, Plaintiff alleges that he “was under the care” of Defendant Changlai, among others who are not parties to this action. Compl. at ¶ 13. In 2020, Defendant Changlai was employed by the Department of Medicine Medical Service Group at the SUNY Health Science Center at Syracuse Inc. (“SUNY Health Science Center”). See Dkt 61-10, Changlai Decl. at ¶ 3. The SUNY Health Science Center has a contract with Upstate Hospital to provide internal medicine services, which Defendant Changlai is not a party to. See id. at ¶¶ 4 & 6-7. Defendant Changlai is unaware of any contracts between Upstate Hospital and the Department of Corrections and Community Supervision (“DOCCS”), never provided medical care in a correctional facility as part of his employment with the SUNY Health Science Center, and never contracted with DOCCS to provide medical services. Id. at ¶¶ 8-10. As part of Defendant Changlai’s job duties with the SUNY Health Science Center, Defendant Changlai performed clinical work at Upstate Hospital, which included seeing patients that were admitted to the Internal Medicine services at Upstate Hospital while Defendant Changlai was on shift. Id. at ¶¶ 3, 5, & 12. Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 8 of 28
9 Plaintiff asserts that the purpose of his admission to Upstate Hospital was for bacterial liver abscess, ingestion of foreign objects, and other bacterial infections, which Plaintiff alleges was the result of the foreign objects “being left untreated . . . inside [of him].” Compl. at ¶ 13. According to the DOCCS Defendants, the purpose of Plaintiff’s admission was for an elective esophagogastroduodenoscopy (“EGD”) to address a paperclip that Plaintiff ingested. See Dinello Decl. at ¶ 37. The DOCCS Defendants further assert that it was during Plaintiff’s surgery that an abscess in Plaintiff’s liver was noted and treated at Upstate Hospital. Id. at ¶ 38. “Plaintiff underwent surgery and interventional radiology to remove [two] ingested paper clips and partially remove[] part of the sewing needle.” Compl. at ¶ 14; see also Dinello Decl. ¶ 38 (stating that this procedure took place on September 19, 2020). During the surgery, Plaintiff “had to have a drain placed in his liver to drain the . . . abscess.” Compl. at ¶ 15. “Plaintiff also needed a blood transfusion.” Id. A chest tube was later inserted in Plaintiff’s lungs “[a]s a result of his lungs collapsing shortly after [the] stomach surgery.” Id.; see also Dinello Decl. at ¶ 40. Defendant Changlai asserts that he does not participate in surgeries at Upstate Hospital, has never performed any surgical procedure on Plaintiff, and never participated in any discussions or decision-making regarding Plaintiff’s surgeries. See Changlai Decl. at ¶¶ 13 & 15-16. Further, Defendant Changlai alleges that, while he can call for surgical consultations, that is the extent of his ability to pursue surgical Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 9 of 28
10 courses of treatment for patients, and he has no ability to schedule an individual, who is not a current patient, for surgery or any other medical procedure. Id. at ¶¶ 14 & 18. On October 22, 2020, Plaintiff was discharged from Upstate Hospital and returned to Marcy Correctional. See Compl. at ¶ 16; Dinello Decl. at ¶ 40. Plaintiff asserts that his discharge from Upstate Hospital was ordered by Defendant Changlai, see Compl. at ¶ 16, which Defendant Changlai disputes, see Dkt. No. 61-11 at ¶ 104; Dkt. No. 61-13 at p. 8. E. Events Following Plaintiff’s Discharge from Upstate Hospital According to Plaintiff, following his discharge from Upstate Hospital, he has been in “constant pain” and his hernia has grown “bigger [and] bigger,” which Plaintiff attributes to the “portion of the sewing needle left in Plaintiff’s abdomen,” as well as due to a surgery clamp that Plaintiff asserts the “surg[e]ons accidentally left . . . inside [his] stomach. Id.; Pl.’s Mem. of Law at p. 3; see also Engles Dep. Tr. at 21:15-23 (explaining that this case pertains to “the incident with the sewing needle and the clamp inside of [Plaintiff]”). While Plaintiff has been approved for further surgery, no such surgery has been conducted as of the date the motion papers were filed in this matter. See Compl. at ¶ 16; Engles Dep. Tr. at 68:11-12. The DOCCS Defendants claim that they have continued to monitor Plaintiff’s health. Dinello Decl. at ¶¶ 41-42. The DOCCS Defendants also note that Plaintiff has occasionally refused medical treatment, including follow-up appointments at the hospital. See id. at ¶ 43. Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 10 of 28
11 II. SUMMARY JUDGMENT STANDARD Pursuant to Federal Rule of Civil Procedure 56(a), summary judgment is appropriate only where “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” F ED . R. CIV . P. 56(a). The moving party bears the burden to demonstrate through “pleadings, depositions, answers to interrogatories, and admissions on file, together with [ ] affidavits, if any,” that there is no genuine issue of material fact. F.D.I.C. v. Giammettei, 34 F.3d 51, 54 (2d Cir. 1994) (quoting Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). To defeat a motion for summary judgment, the non-movant must set out specific facts showing that there is a genuine issue for trial and cannot rest merely on allegations or denials of the facts submitted by the movant. F ED . R. CIV . P. 56(c); see also Scott v. Coughlin, 344 F.3d 282, 287 (2d Cir. 2003) (“Conclusory allegations or denials are ordinarily not sufficient to defeat a motion for summary judgment when the moving party has set out a documentary case.”); Rexnord Holdings, Inc. v. Bidermann, 21 F.3d 522, 525-26 (2d Cir. 1994). To that end, sworn statements are “more than mere conclusory allegations subject to disregard . . . they are specific and detailed allegations of fact, made under penalty of perjury, and should be treated as evidence in deciding a summary judgment motion” and the credibility of such statements is better left to a trier of fact. Scott v. Coughlin, 344 F.3d at 289 (citing Flaherty v. Coughlin, 713 F.2d 10, 13 (2d Cir. 1983) and Colon v. Coughlin, 58 F.3d 865, 872 (2d Cir. 1995)). Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 11 of 28
12 When considering a motion for summary judgment, the court must resolve all ambiguities and draw all reasonable inferences in favor of the non-movant. Nora Beverages, Inc. v. Perrier Group of Am., Inc., 164 F.3d 736, 742 (2d Cir. 1998). In considering a summary judgment motion, the court’s role “is carefully limited to discerning whether there are any genuine issues of material fact to be tried, not to deciding them.” Gallo v. Prudential Residential Servs., Ltd. P’ship, 22 F.3d 1219, 1224 (2d Cir. 1994). “Its duty, in short, is confined at this point to issue-finding; it does not extend to issue-resolution.” Id. Furthermore, where a party is proceeding pro se, the court must “read [his or her] supporting papers liberally, and . . . interpret them to raise the strongest arguments that they suggest.” Burgos v. Hopkins, 14 F.3d 787, 790 (2d Cir. 1994). Nonetheless, summary judgment is appropriate “[w]here the record taken as a whole could not lead a rational trier of fact to find for the non-moving party.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986). III. DISCUSSION A. State Actor As a preliminary matter, Defendant Changlai argues that he is not a state actor and that, consequently, Plaintiff’s claim must fail as a matter of law. See Dkt. No. 61- 13 at pp. 3-4. “To state a claim under § 1983, a plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law.” West v. Atkins, 487 U.S. 42, 48 (1988) (citations omitted). “The traditional definition of Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 12 of 28
13 acting under color of state law requires that the defendant in a § 1983 action have exercised power possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” Id. at 49 (quotation omitted). In other words: the deprivation must be caused by the exercise of some right or privilege created by the State . . . or by a person for whom the State is responsible, and the party charged with the deprivation must be a person who may fairly be said to be a state actor. Id. (quotation omitted). “[T]he dispositive issue concerns the relationship among the State, the physician, and the prisoner.” Id. at 56. In West v. Atkins, the defendant was “a physician employed by North Carolina to provide medical services to state prison inmates.” Id. at 54. The Supreme Court held that the defendant “acted under color of state law for purposes of § 1983” because the defendant was “authorized and obligated to treat prison inmates” in the state-prison hospital pursuant to a “contractual agreement” with the state, despite the fact that the contractual agreement neither “generate[d] the same benefits or obligations applicable to other state employees” nor “require[d] [defendant] to work exclusively for the prison.” Id. at 43 & 55-56; see also Williams v. Kepro, 2023 WL 5806418, at *7 (N.D.N.Y. Aug. 8, 2023), report and recommendation adopted, 2023 WL 5806328 (N.D.N.Y. Sept. 7, 2023) (finding that defendant’s “conduct constitute[d] state action” where the “conduct was not related to only emergency situations, nor was its review, Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 13 of 28
14 isolated” because the defendant “acted according to a contract with DOCCS to perform functions traditionally performed by the prison”). In contrast, “a private physician or hospital has been held not to be a state actor” where “the private entity interacted with the plaintiff in an emergent or isolated situation, and not according to a contract with a government entity.” Williams v. Kepro, 2023 WL 5806418, at *7 (citing cases). For example, in Nunez v. Horn, the Court held that the defendant was not a state actor because, unlike in West v. Atkins, the defendant: (i) “performed his medical duties in a much more physician-controlled environment” rather than “in the prison hospital, subject to all of the pressures and constraints resulting from security concerns”; and (ii) “was not employed by the Bureau of Prisons, nor was he under contract with the state to render medical services to prison inmates.” Nunez v. Horn, 72 F. Supp.2d 24, 27 (N.D.N.Y. 1999). Similarly, in Rosseter v. Annetts, the Court, relying on Nunez v. Horn, held that the defendant “was not a state actor” because the defendant “performed his work outside of the jail,” was not employed by the correctional facility, did not contract with the correction facility to treat inmates, and did not have a referral arrangement with the correctional facility to treat inmates. Rosseter v. Annetts, 2012 WL 4486082, at *7 (N.D.N.Y. June 29, 2012), report and recommendation adopted, 2012 WL 4482858 (N.D.N.Y. Sept. 27, 2012). Instead, the plaintiff in Rosseter was referred to the defendant because the defendant was “on call” at the hospital at the time of the plaintiff’s “emergency room visit there.” Id. Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 14 of 28
15 Here, unlike in West v. Atkins and like in Nunez v. Horn and Rosseter v. Annetts, Defendant Changlai treated Plaintiff in the physician-controlled environment of Upstate Hospital rather than in a correctional facility. See Dkt. No. 61-10, Changlai Decl. at ¶¶ 4, 9, 11-12. Additionally, Defendant Changlai was employed by a private group—the SUNY Health Science Center—and never contracted with DOCCS to provide medical services. See id. at ¶¶ 3-10. Further, as part of Defendant Changlai’s job duties with the SUNY Health Science Center, Defendant Changlai performed clinical work at Upstate Hospital, which included seeing patients that were admitted to the Internal Medicine services at Upstate Hospital while Defendant Changlai was on shift. See id. at ¶¶ 3, 5, & 12. Therefore, Plaintiff has not shown that Defendant Changlai acted under color of state law and summary judgment is therefore appropriate.3 B. Deliberate Indifference 1. Objective Component: Serious Medical Need To state an Eighth Amendment claim, a prisoner must demonstrate that prison officials acted with “deliberate indifference to serious medical needs.” Estelle v. Gamble, 429 U.S. 97, 104 (1976). “[T]he plaintiff must allege conduct that is ‘repugnant to the conscience of mankind’ or ‘incompatible with the evolving standards of decency that mark the progress of a maturing society.’” Ross v. Kelly, 784 F. Supp. 35, 44 (W.D.N.Y. 1992) (quoting Estelle v. Gamble, 429 U.S. at 102, 105-06). For a claim 3 For the reasons that follow, Plaintiff has also failed to demonstrate a violation of his Eighth Amendment right to adequate medical treatment as against Defendant Changlai. Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 15 of 28
16 such as alleged here, the inmate must demonstrate (1) a serious medical condition and (2) deliberate indifference. Farmer v. Brennan, 511 U.S. 825, 834-35 (1994); Hathaway v. Coughlin, 37 F.3d 63, 66 (2d Cir. 1994). Deliberate indifference to serious medical needs can be stated where “prison guards [ ] intentionally deny[] or delay[] access to medical care or intentionally interfer[e] with the treatment once prescribed.” Estelle v. Gamble, 429 U.S. at 104-105. “Plaintiff must submit some evidence that a defendant interfered with his prescribed course of treatment and caused plaintiff to suffer pain.” Guarneri v. Hazzard, 2010 WL 1064330, at *14 (N.D.N.Y. Mar. 22, 2010) (citation omitted). The first prong is an objective standard and considers whether the medical condition is “sufficiently serious.” Farmer v. Brennan, 511 U.S. at 834 (quoting Wilson v. Seiter, 501 U.S. 294, 298 (1991)). The Second Circuit has stated that a medical need is serious if it presents “a condition of urgency that may result in degeneration or extreme pain.” Chance v. Armstrong, 143 F.3d 698, 702 (2d Cir. 1998) (internal quotation marks and citation omitted). Among the relevant factors to consider are “[t]he existence of an injury that a reasonable doctor or patient would find important and worthy of comment or treatment; the presence of a medical condition that significantly affects an individual’s daily activities; or the existence of chronic and substantial pain.” Id. (quoting McGuckin v. Smith, 974 F.2d 1050, 1059-60 (9th Cir. 1992)). On summary judgment, the Court must view the evidence in the light most favorable to the nonmovant. Donohue v. Hochul, 32 F.4th 200, 206 (2d Cir. 2022). Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 16 of 28
17 Under that standard, the Court presumes, for purposes of these Motions, that Plaintiff has adequately alleged injuries sufficiently serious to satisfy the objective prong. There is no dispute that Plaintiff swallowed several foreign objects. See Compl. at ¶ 10 (stating that “Plaintiff swallowed several foreign . . . objects” and “inserted two sewing needles into his abdomen area”); Engles Dep. Tr. at 31:3-32:11 (stating that Plaintiff swallowed several foreign objects, including a sewing needle and a paper clip, on or around December 12, 2019); see also Dkt. No. 62-21 at p. 3 (noting multiple foreign objects in Plaintiff’s abdomen, including two staple-like objects, a flat curvilinear metallic object, a plastic spork, and an AA battery); Dinello Decl. at ¶¶ 10 (stating that, in December 2019, Plaintiff “underwent an upper endoscopy that resulted in the removal of two sporks and a paper clip”) & 38 (stating that, in September 2020, Plaintiff “underwent surgery, during which surgeons removed two ingested paperclips” and “part of a sewing needle”). At the very least, these conditions were sufficiently serious “that a reasonable doctor or patient would find important and worthy of comment or treatment.” Chance v. Armstrong, 143 F.3d at 702. This is only further evidenced by the DOCCS Defendants’ statement that “[P]laintiff was constantly and consistently monitored and observed,” “received frequent abdominal and pelvic x-rays . . . to monitor the placement of the foreign objects,” and “was admitted for treatment at outside hospitals on several occasions to address his ingestion/insertion of foreign objects.” Dkt. No. 62-1, DOCCS’ Mem. of Law at pp. 15-16. Likewise, Defendant Changlai acknowledges that Plaintiff Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 17 of 28
18 “presented to Upstate” and “underwent surgery to remove a foreign body.” Dkt. No. 61-13, Changlai’s Mem. of Law at p. 7. The Court, therefore, turns to the second element of a deliberate indifference claim.4 2. Subjective Component: Deliberate Indifference The second prong of the Eighth Amendment analysis is a subjective standard requiring a plaintiff to demonstrate that a defendant acted with the requisite culpable mental state similar to that of criminal recklessness. Wilson v. Seiter, 501 U.S. at 301- 03; Hathaway v. Coughlin, 37 F.3d at 66. A plaintiff must demonstrate that the defendant acted with reckless disregard to a known substantial risk of harm. Farmer v. Brennan, 511 U.S. at 836. “In order to rise to the level of deliberate indifference, the defendant must have known of and disregarded an excessive risk to the inmate’s health or safety.” Wright v. Genovese, 694 F. Supp. 2d 137, 154 (N.D.N.Y. 2010) (citing Chance v. Armstrong, 143 F.3d at 702). The defendant “must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw that inference.” Chance v. Armstrong, 143 F.3d at 702 (quoting Farmer v. Brennan, 511 U.S. at 837). As to this element, the Court finds that summary judgment is appropriate. In Borges v. McPhillips, in assessing the plaintiff’s claim for medical indifference, the court found that, “while the record establishe[d] that [p]laintiff had a 4 While Plaintiff asserts that a surgical clamp was improperly left in his abdomen, Pl.’s Mem. of Law ¶¶ 1 & 3; Dinello Decl. at ¶¶ 26-27, there is no medical evidence supporting this assertion. Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 18 of 28
19 serious medical condition . . . , he ha[d] not established that he was deprived of medical care.” Borges v. McPhillips, 2024 WL 4442835, at *4 (N.D.N.Y. July 1, 2024), report and recommendation adopted, 2024 WL 4035929 (N.D.N.Y. Sept. 4, 2024). Instead, the court found that “the record demonstrate[d] the exact opposite” because plaintiff “was regularly evaluated by medical staff, underwent diagnostic testing, provided with medication, and transferred on one occasion to an outside hospital.” Id. Here, Plaintiff’s Complaint alleges that Defendants failed to send him to an outside hospital for the removal of all foreign objects and failed to timely remove all foreign objects that Plaintiff ingested or inserted into his body. Compl. at ¶¶ 10-11, 14, & 16. However, like in Borges v. McPhillips, the records evidence that, from December 3, 2019, through November 12, 2020, Plaintiff was regularly monitored by the DOCCS Defendants, who recorded Plaintiff’s condition and provided Plaintiff with pain medication as requested. See generally Dkt. Nos. 62-12, 62-15, 62-18, 62-21, 62-22, 62-23, & 62-24. In addition, Plaintiff received several x-rays to determine the placement and stability of the foreign objects, and the x-rays performed on Plaintiff generally revealed that foreign bodies ingested by Plaintiff were stable or removed. See Dkt. No. 62-9 at p. 3 (stating that x-ray taken of Plaintiff following removal of foreign bodies through EGD on or about March 25, 2025, “showed no stomach [foreign bodies]”); Dkt. No. 62- 22 at p. 31 (noting “[u]nremarkable abdomen exam” on April 1, 2020, that found “no evidence for obstruction,” “[n]o abnormal calcifications,” “[n]o evidence for Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 19 of 28
20 organomegaly or ascites,” and “[n]o free intraperitoneal air”); Dkt. No. 62-23 at p. 5 (stating that an x-ray on June 26, 2020, revealed that Plaintiff’s “[b]owel gas pattern” was “nonobstructive”); Dkt. No. 62-18 at p. 2 (noting that an x-ray on July 8, 2020, indicated that two of the three linear objects in Plaintiff’s abdomen were “stable” and had not moved since the prior study); Dkt. No. 62-11 at p. 15 (stating that an x-ray on August 21, 2020, revealed that “foreign bodies” were “[s]table” and “essentially unchanged when compared to the prior exam” from July 8, 2020, and that there was “[n]o evidence of bowel obstruction”). With regard to Plaintiff’s complaint that Defendants failed to send Plaintiff to an outside hospital, “[t]he decision to refuse to refer an inmate to an outside specialist is not a violation of a constitutional right.” Abreu v. Lake, 2018 WL 11236520, at *17 (N.D.N.Y. Jan. 22, 2018), on reconsideration in part sub nom. Abreu v. Donahue, 2018 WL 11236521 (N.D.N.Y. Mar. 13, 2018) (citations omitted). Nevertheless, the records demonstrate that, on several occasions, Plaintiff was, in fact, admitted to hospitals to evaluate whether the foreign objects he had ingested and inserted should be removed, and further had foreign objects removed from him multiple times. See Dkt. No. 62-21 at pp. 16-18 (describing EGD performed on Plaintiff at Auburn Hospital on December 13, 2019, to remove foreign objects) & pp. 41-43 (describing endoscopies performed on Plaintiff at Auburn Hospital on December 27, 2019, to remove foreign objects); Dkt. No. 62-22 at pp. 26-29 (discussing how Plaintiff was admitted at Auburn Hospital on or about March 25, 2020, for removal of foreign objects, but Plaintiff initially “refused to Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 20 of 28
21 proceed with endoscopy”); Dkt. No. 62-10 at p. 1 (noting that Plaintiff was admitted on June 3, 2020, to evaluate foreign objects he had ingested, and that urology removed the foreign object from Plaintiff’s penis, but GI determined that the foreign object would pass through Plaintiff’s GI tract such that no EGD was needed); Dkt. No. 62-27 at p. 6 (stating that Plaintiff was admitted to Upstate Hospital on September 17, 2020, for an EGD to remove foreign objects). To the extent that Plaintiff complains that the DOCCS Defendants did not send him to an outside hospital fast enough or that the Defendants did not order the removal of the foreign objects soon enough, the Court notes that, even assuming arguendo that said delay exists, “[t]he mere delay of care without more . . . is insufficient to state a claim of deliberate medical indifference.” Young v. Coughlin, 1998 WL 32518, at *5 (S.D.N.Y. Jan. 29, 1998), aff’d, 182 F.3d 902 (2d Cir. 1999) (citations omitted). “Rather a plaintiff must show that substantial harm resulted from the delay.” Miller v. Ramineni, 2016 WL 1253684, at *9 (N.D.N.Y. Feb. 29, 2016), report and recommendation adopted, 2016 WL 1261125 (N.D.N.Y. Mar. 30, 2016) (citation omitted). Further, the Second Circuit has generally reserved classifying “a delay in providing necessary medical care” as “deliberate indifference” for cases where “officials deliberately delayed care as a form of punishment; ignored a life-threatening and fast-degenerating condition for three days; or delayed major surgery for over two years.” Feliciano v. Anderson, 2017 WL 1189747, at *11 (S.D.N.Y. Mar. 30, 2017) (quotations omitted). Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 21 of 28
22 In Robinson v. Clark, where the plaintiff “challeng[ed] the delay between the time that he was injured in April 2015 and the time he ultimately had surgery in December 2015,” the court held that a delay in surgery for eight months, without more, was insufficient to support an Eighth Amendment claim. 2017 WL 775813, at *8 (S.D.N.Y. Feb. 27, 2017). The court noted that, during that time, plaintiff was seen by doctors, who determined that other means of treatment were appropriate. See id. Further, the court explained that, even if the “delay resulted in [p]laintiff experiencing ‘extreme’ pain for a longer duration, [p]laintiff was given [pain medication] to cope with the pain.” Id. (citations omitted). In Fredericks v. Borden, in evaluating plaintiff’s claim for medical indifference, the court noted that plaintiff was seen by a doctor twice regarding his infected tooth and that medical treatment was provided on both occasions. See Fredericks v. Borden, 2019 WL 4758275, at *5 (N.D.N.Y. Aug. 6, 2019), report and recommendation adopted, 2019 WL 4755921 (N.D.N.Y. Sept. 30, 2019). Further, the court found that, while plaintiff was placed on a list to have his tooth extracted, the defendant-doctor did “not have control over the scheduling of extraction procedures” and it was the defendant- doctor’s “medical judgment that a tooth should not be extracted under such circumstances because the extraction could cause the infection to spread and because it was more difficult to effectively anesthetize the area which could then cause pain during the procedure.” Id. As such, the court held that “any delay” in extracting the tooth “was not the result of any deliberate indifference” by defendants. Id. Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 22 of 28
23 Here, similar to Robinson v. Clark and as discussed in more detail above, during the nine months between Plaintiff’s ingestion and insertion of foreign objects in December 2019 and final surgery in September 2020, the DOCCS Defendants regularly monitored Plaintiff, provided pain medication to Plaintiff as requested, performed numerous x-rays on Plaintiff to determine the stability of the foreign objects that Plaintiff had ingested and inserted into his body, and admitted Plaintiff to hospitals for the removal of foreign objects on multiple occasions. See supra pp. 19-21. Further, like in Robinson v. Clark and Fredericks v. Borden, the DOCCS Defendants reasonably exercised their medical judgment in determining whether Plaintiff should be sent to a hospital for removal of foreign objects or if, instead, foreign objects should remain in Plaintiff’s body with the potential for them to pass naturally, as removal of foreign objects “can, at times, be more dangerous to the individual’s health than allowing the object to either pass naturally or remain in the body.” See Dinello Decl. at ¶ 46; Zaki Decl. at ¶ 28. “[T]he ultimate decision of whether or not to administer a treatment . . . is a medical judgment that, without more, does not amount to deliberate indifference.” Crouch v. Spaulding, 2019 WL 1004539, at *4 (N.D.N.Y. Jan. 24, 2019) (quotations omitted), report and recommendation adopted, 2019 WL 1004357 (N.D.N.Y. Mar. 1, 2019). In addition, there is no evidence that any delay was at all due to any action by Defendant Changlai. To the contrary, Plaintiff has not disputed Defendant Changlai’s claim, like that of the defendant in Fredericks v. Borden, that Defendant Changlai does Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 23 of 28
24 not participate in surgeries and has no ability to schedule an individual, who is not a current patient, for surgery or any other medical procedure. Changlai Decl. at ¶¶ 13-16 & 18. In sum, while Plaintiff claims that Defendants failed to provide proper treatment, Compl. at ¶ 17, “disagreements over medications, diagnostic techniques (e.g., the need for X-rays), forms of treatment, or the need for specialists . . . are not adequate grounds for a Section 1983 claim.” Borges v. McPhillips, 2024 WL 4442835, at *4 (citations and quotations omitted). “Plaintiff can point to nothing other than disagreements about the course of his care to support his contention that he was not adequately treated, but because it is well-established that mere disagreement over the proper treatment does not create a constitutional claim, summary judgment on this ground is appropriate.” Id. (quotation omitted). C. Qualified Immunity Defendants all claim that they are entitled to qualified immunity. DOCCS’s Mem. of Law at pp. 35-38; Changlai’s Mem. of Law at pp. 10-11. The doctrine of qualified immunity shields public officials from suit for conduct undertaken in the course of their duties if it “does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). Whether an official protected by qualified immunity may be held liable for an alleged unlawful action turns on the objective legal reasonableness of the action assessed in light of the legal rules that were clearly established at the time the Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 24 of 28
25 action was taken. Anderson v. Creighton, 483 U.S. 635, 639 (1987); Lewis v. Cowan, 165 F.3d 154, 166 (2d Cir. 1999). “Where . . . a plaintiff cannot . . . show[] . . . a violation of constitutional rights, no further inquiry is necessary because where there is no viable constitutional claim, defendants have no need of an immunity shield.” Laurent v. Edwin, 528 F. Supp. 3d 69, 91 (E.D.N.Y. 2021) (quotations omitted); see also Tatta v. Wright, 616 F. Supp. 2d 308, 321 (N.D.N.Y. 2007). Here, as in Laurent v. Edwin, “the Court finds that Plaintiff fails to meet the threshold question because,” as explained in more detail above, Plaintiff “cannot show that Defendant[s] acted with deliberate indifference in violation of Plaintiff’s constitutional rights.” Laurent v. Edwin, 528 F. Supp. 3d at 91. “While no further inquiry is necessary, the Court also finds that Plaintiff cannot show that Defendant violated a clearly established right.” Id. “To be clearly established, [t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.” Id. (quotations omitted). In Perez v. County of Westchester, the court held that the defendants “did not violate any clearly established federal rights” because “they exercised their medical judgment when treating [plaintiff] during the time period at issue.” 83 F. Supp. 2d 435, 440 (S.D.N.Y.), aff’d, 242 F.3d 367 (2d Cir. 2000). The court further noted that “‘[t]he decisions of physicians regarding the care and safety of patients are entitled to a presumption of correctness.’” Id. (quoting Kulak v. City of New York, 88 F.3d 63, 77 (2d Cir. 1996)). Likewise, in Johnson v. Kachelmeyer, the court found that “[d]efendants’ treatment of Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 25 of 28
26 [p]laintiff was reasonable and adequate” and held that “[d]efendants [we]re entitled to qualified immunity on [p]laintiff’s claim that he was denied adequate care” because defendants “examined [p]laintiff several times . . . , they evaluated and assessed his condition, they provided ongoing medical treatment, including pain management medication and medical tests, and they ordered a precautionary X-ray examination.” 2006 WL 625837, at *11 (W.D.N.Y. Mar. 9, 2006). Here, given the Court’s recommendation with respect to the merits of the Eighth Amendment claim, the Court recommends that qualified immunity would serve as an additional basis for granting summary judgment to the Defendants. While there is no question that Plaintiff had a clearly established right to adequate medical care, given the medical evidence available to Defendants, they exercised sound medical judgment in treating Plaintiff and could not have reasonably known that the course of treatment pursued would constitute a denial of Plaintiff’s constitutional right to medical care. Further, it cannot be said that no medical professional of reasonable competence would have taken the same actions in similar circumstances. In fact, during the relevant period, some of the foreign bodies ingested by Plaintiff passed naturally without the need for further intervention or surgery. See, e.g., Dkt. No. 62-21 at p. 41 (indicating that the battery found in Plaintiff’s colon, which was not removed because medical staff determined that it would pass with his bowel movements naturally, subsequently passed); Dkt. No. 62-12 at pp. 16-17 (discussing how, on July 24, 2020, Plaintiff was observed swallowing a headphone cord and, on July 27, 2020, Plaintiff presented the Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 26 of 28
27 headphone cord to officials and stated that he had pulled the headphone cord out of his butt). Judgment on the ground of qualified immunity is therefore also appropriate. IV. CONCLUSION For the reasons stated herein, it is hereby RECOMMENDED, that Defendants’ Motions for Summary Judgment (Dkt. Nos. 61 & 62) be GRANTED; and it is further ORDERED, that the Clerk of the Court serve a copy of this Report- Recommendation and Order upon the parties to this action. Pursuant to 28 U.S.C. § 636(b)(1), the parties have fourteen (14) days5 within which to file written objections to the foregoing report. Such objections shall be filed with the Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN (14) DAYS WILL PRECLUDE APPELLATE REVIEW. Roldan v. Racette, 984 F.2d 85, 89 (2d Cir. 1993) (citing Small v. Sec’y of Health and Human 5 If you are proceeding pro se and are served with this Order by mail, three additional days will be added to the fourteen-day period, meaning that you have seventeen days from the date the order was mailed to you to serve and file objections. F ED. R. CIV. P. 6(d). If the last day of that prescribed period falls on a Saturday, Sunday, or legal holiday, then the deadline is extended until the end of the next day that is not a Saturday, Sunday, or legal holiday. FED. R. C IV. P. 6(a)(1)(C). Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 27 of 28
28 Servs., 892 F.2d 15 (2d Cir. 1989)); see also 28 U.S.C. § 636(b)(1); FED . R. CIV . P. 72 & 6(a). Dated: December 8, 2025 Albany, New York Case 9:23-cv-01056-GTS-DJS Document 84 Filed 12/08/25 Page 28 of 28
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