IN RE: D.H. Baldwin Debentures Due 1994 Securities LItigation

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DOCKET ENTRIES

JUDICIAL PANEL ON MULAPIDISTRICT LITIGATION

', 606 -- In re D.H. Baldwin Debentures Due 1994 Securities Litigation

MOTION, BRIEF, EXHIBITS A-D, SCHEDULE, AND CERTIFICATE OF
SERVICE -- deft. Edward D. Jones & Co. ~- SUGGESTED
TRANSFEREE DISTRICT: S.D. OHIO, SUGGESTED TRANSFEREE JUDGE:

? (cds)

APPEARANCES KENNETH R. SHEMIN, ESQ. for Richard Mobley, et al.;
JOHN MICHAEL CLEAR, ESQ. for Edward D. Jones & Co.; R. JOSEPH
WESSENDARP, ESQ. for Morley P. Thompson; WILLIAM R. HARDY, ESQ.
for R. S. Harrison. (ds)

84/07/24 APPEARANCE -- GENE MESH, ESQ. for Ralph Bedel, et al. (ds)

4/07/24 c FRQUEST FOR EXTENSION OF TIME -- filed by pitfs. Richard
lobiey, et al. -- GRANTED TO AND INCLUDING August 6, 1984 to
bltfs. Mobiey, et al. Counsel was notified. (ds)

84/07/26 RESPONSE/MEMORANDUM -- Pitf. Ralph Bedel, et al. --
w/Exhibits and cert. of sve. (emh)

84/07/31 AMENDED CERTIFICATE OF SERVICE -- attached to pleading #3 (cds)

84/08/06 HEARING ORDER -- setting motion to transfer A-1 and A-2 for
Panel in San Francisco, California on September 20, 1984 (ds)

84/08/06 RESPONSE, MEMORANDUM -- Richard Mobley, Trustee, et al. --
w/Exhibit and cert. of service (cds)

84/08/09 REQUEST FOR EXTENSION OF TIME TO FILE REPLY -- Deft. Edward
. D. Jones -- GRANTED to & including August 15, 1984 to MOVANTS

(eds)

84/08/15 REPLY BRIEF -- Edward D. Jones & Co. -- w/Exhibits A and B
and cert. of sve (cds)

84/09/12 NOTICE OF POTENTIAL TAG ALONG ACTION -- Cleva Bierman v.
Edward D. Jones, Jr., etc., E.D. Arkansas, C.A. No.
LR-C-84-594 -- filed by Edward D. Jones, Jr. w/cert. svc.

(rh) ~

AUTHENTICATED
OVERNMENT af

B
OS
84/09/18 8 SUPPLEMENTAL RESPONSE -- pltf. Ralph Bedel, et al. =-- w/cert.
of sve. (rh)
84/09/19 HEARING APPEARANCES -- JOHN MICHAEL CLEAR, ESQ. for Edward D.
Jones & Co.; KENNETH R. SHEMIN, ESQ. for Richard Mobley,
et al. (ds)
84/09/19 WAIVERS -- Peat, Marwick, Mitchell & Co.; Morley P. Thompson (ds)
84/10/16 CONSENT OF TRANSFEREE DISTRICT (for transfer of action to
Judge Porter) -- signed by Judge Rubin (cds)
84/10/16 TRANSFER ORDER -- transferring action to Judge David 3.
Porter in the Southern District of Ohio -- NOTIFIED INVOLVED
: JUDGES, CLERKS, COUNSEL AND RECIPIENTS (cds)
4/11/07 CONDITIONAL TRANSFER ORDER FILED TODAY -- B-3 Cleva Bierman
v. Edward D. Jones & Co., E.D. Arkansas, C.A. No.
LR-C-84-0594 Notified involved counsel and judges (rh)
K&U /11/20 | 9 NOTICE OF OPPOSITION -- B-3 Cleva Bierman v. Edward D. Jones
& Co., E.D. Arkansas, C.A. No. LR-C-84-594 -- filed by pltf.
Cleva Bierman -- Notified involved counsel and judges. (ds)
34/11/30 10 MOTION/BRIEF TO VACATE CTO -- B-3 Cleva Bierman v. Edward D.
Jones & Co., E.D. Arkansas, C.A. No. LR-C-84-05-94 -- filed
by pltf. Cleva Bierman w/cert. of svc. (ds)
iL/12/10 11 RESPONSE (to pldg. #10) -- Tdward D. Jones & Co. -- w/cert.
of service (cds)
84/12/14 HEARING ORDER —-- Setting motion for transfer of B-3 for Panel
Hearing in New Orleans, Louisiana on January 24, 1985 (rh)
85/01/22 WAIVERS OF ORAL ARGUMENT: ALL WAIVED (cds)
85/02/07 TRANSFER ORDER -- transferring B-3 Cleva Bierman v. Edward D.
Jones, Jr., E.D. Arkansas, C.A. No. L-R-C-84-594 to the S.D.
Ohio pursuant to 28 U.S.C. §1407. Notified inwlved clerks,
judges, counsel and misc. reciplents (rh)

Sow FORM OIA
' — DOCKET ENTRIES
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
GLORET NO. iY —-- _ i
—
85/02/21 | CONDITIONAL TRANSFER ORDERS FILED TODAY -- B-4 Phyllis L.
| Bray Bargo, et al. v. Edward D. Jones & Co., W.D. Mich.,
: M-84-298~CA-2; B-5 George W. Hill, et al. v. Edward D. Jones
& Co., E.D. Mo., 85-0028-C~A; B-6 Glenn E. Ewing v. Dick
| i Hudson, et al., W.D. Mo., 84-1158; B-7 Charles A. Townley, et
! ial. v. Mark Kliethermes, et al., W.D. Mo. 84-1176 -- Notified
| involved counsel and judge (rh)
85/03/11 | CONDITIONAL TRANSFER ORDERS FINAL TODAY -- B-4 Phyllis L.
; Bray Bargo, et al. v. Edward D. Jones & Co., W.D. Mich.,
| M-84-298-CA-2; B-5 George W. Hill, et al. v. Edward D. Jones
& Co., E.D. Mo., 85-0028-C~-A;	B-6 Glenn E. Ewing v. Dick
; Hudson, et al., W.D. Mo., 84-1158; B-7 Charles A. Townley, et
al. v. Mark Kliethermes, et al., W.D. Mo. 84-1176 -- Notified
involved clerks and judge (emh)
85/06/04 ! CONDITIONAL TRANSFER ORDER FILED TODAY -- B-8 George E. Mudd
| v. Richard Lawson, et al., W.D. Missouri, C.A. No.
| 85-0270-CV-W-5 -- Notified involved counsel and judge (rh)
85/06/19 12 NOTICE OF OPPOSITION -- B-8 George E. Mudd v. Richard Lawson,
! et al., W.D. Missouri, C.A. No. 85-0270-CV-W-5 ~- Notified
| involved counsel and judge (rh)85/07/11 ORDER LIFTING STAY OF CONDITIONAL TRANSFER ORDER -~- B-8
| George E. Mudd v. Richard Lawson, et al., W.D. Missouri, C.A.No. 85-0270-CV-W-5 -- Notified involved counsel and judges
(ds)
85/09/09 | 13 MOTION/MEMORANDUM TO TRANSFER W/CERT. OF SVC. -- Deft. EdwardD. Jones & Co. -- (C-10 Rosalyn Schindewolf v. Edward D.
Jones, et al., E.D. Mo., C.A. No. 85-0514-C-6) -- Notified
| involved counsel -- (ALSO DOCKETED IN MDK-646 (COUNSEL
RESPONDING TO MOTION MUST REFER TO MDL-606 UNLESS THE
| PLEADING RELATES SOLELY TO THE MDK-646 PROCEEDINGS) (ds)85/09/10 ! CONDITIONAL TRANSFER ORDER FILED TODAY -- C-9 Ray L. Bowles
| v. Edward D. Jones & Co., et al., D. Montana, C.A. No.
CV-85-167~BU ~- Notified involved counsel and judges (rh)
| |
85/09/23 | 14 NOTICE OF OPPOSITION TO CTO (C-9 Ray L. Bowles v. Edward D.
Jones & Co., et al., D. Montana, #CV085-167-BU -- pltf. Ray
| |L. Bowles -- Notified involved counsel (cds)	3 t ’
|
85/09/27 : 15 RESPONSE -- PLAINTIFF SCHINDEWOLF to pleading #13 (C-10)
: Schindewolf v. Jones, E.D. Mo., C.A. No. 85-0815-C-6 w/cert.
; of Sve. (rew)
: i ;
| | |

£7
a7
85/10/07 16 MOTION TO VACATE CTO, W/BRIEF (C-9) Ray L. Bowles v. Edward
D. Jones & Co., et al., D. Mont., CV-85-167-BU -- pltf. Ray
L. Bowles -- w/cert. of service (cds)
85/10/10 17 RESPONSE (to pldg. #15) -- Edward D. Jones & Co. -- w/cert.
of service (cds)
85/10/18 HEARING ORDER -- setting opposition D.H. Baldwin to transfer
of C-9 -- Ray L. Bowles v. edward D. Jones & Company, et al.,
and Motion of Edward D. Jones for transfer of C-10 -- Rosalyn
Schindewolf v. Edward D. Jones, Inc., et al. for hearing on
11/21/85 in Portland, Oregon. (paa)
85/10/23 18 RESPONSE -- (to pldg. #16) -- Edward D. Jones & Co. --
w/cert. of sve. (rh)
85/10/30 CONDITIONAL TRANSFER ORDER FILED TODAY -- C-11 Ruth Bainter,
et al. v. Edward D. Jones & Co., et al., C.D. Illinois, C.A.
No. 85-1334 -- Notified involved counsel and judges. (ds)
85/11/18 CONDITIONAL TRANSFER ORDER FINAL TODAY -- C-11 Ruth Bainter,
et al. v. Edward D. Jones & Co., et al., C.D. Illinois, C.A.
No. 85-1334 -- Notified involved judges and clerks. (rh)
85/11/20 WAIVERS OF ORAL ARGUMENT -- ALL WAIVED (cds)
85/12/03 TRANSFER ORDER -- transferring C-9 Ray L. Bowles v. Edward D.
Jones & Co., et al., D. Montana, C.A. No. CV~85-167-BU --
Notified involved clerks, jduges and counsel (cds)
85/12/03 ORDER =-- Transferring C-10 Rosalyn Schindewolf v. Edward D.
Jones, Inc., et al., E.D. Mo., C.A. No. 85-0514-C to the S.D.
Ohio for pretrial proceedings with the MDL-606 actions;
Remanding the Petro-Lewls claims in Schindewolf to the
Eastern District of Missouri and Transferring the Petro-Lewls
claims to the District of Colorado for pretrial proceedings
with the MDL-646 actions. Notified involved clerks, judges
and counsel. (ds)
86/03/17 19 MOTION, BRIEF -- Defendant R. Rowland Co., Inc. for transfer
of action to the S.D. of Ohio for inclusion in proceedings --
(C-12) Caldwell v. R. Rowland Co., Inc., E.D. MO., C.A. No.
85-1956-C-4. (paa)

Qs
hy FU M IA
) - DOORET ENTRIES
JUDICIAL ail ON SULT	ILI YRICT LITIGATION
DEALT 606. In re D.H. BaldwinDebentures Due 1994 Securities Litigation
Bute ges.TR GG eeernprion
86/04/02 20 BRIEF -- Plaintiff Caldwell (re pleading # 19) w/exhibits A
: . and B and certificate of service (tmq) :
86/04/04 | 21 i REQUEST FOR EXTENSION OF TIME TO FILE REPLY -~ filed by R.
i Rowland & Co., Inc. -- GRANTED to & including April 16, 1986
i i to deft. R. Rowland & Co., Inc. (paa)
86/04/11 | HEARING ORDER -- Setting motion to transfer of C-12
(Caldwell) for Panel hearing in Washington, D.C. on May 16,
11986 (cds)
86/04/17 © 22 REPLY (to pldg.#20) -- deft. Rowland & CO., Inc. -- w/cert of
i sve (tmq)
86/05/16 | HEARING APPEARANCES -- (hearing 5/16/86) ALL WAIVED ORAL
| ARGUMENT (rh) K
|
86/05/23! ! TRANSFER ORDER -- Transferring (C-12) Herman V. Caldwell, et
a i al. v. R. Rowland Co., Inc., E.D. Mo., C.A. No. 85-1956-C-4
+ . to the S.D. of Ohio, and Order further remands Counts I,V &
: : IX remanded to the E.D. MO. -- Notified clerks, judges and
; | involved counsel. (paa)
87/05/14 © CONDITIONAL REMAND ORDER FILED TODAY -- B-5 George W. Hill,
© et al. v. Warren K. Akerson, et al., E.D. Mo., C.A. No.
: i 85-0028-C-A -- Notified involved counsel and judges. (tmq)
Co
87/06/01! : CONDITIONAL REMAND ORDER FINAL TODAY -- B-5 George W. Hill,
; i et al. v. Warren K. Akerson, et al., S.D. Ohio, C.A. No.
| C-1-85-0724 (E.D. Missouri, C.A. No. 85-0028-C-A) ~-- Notified
© involved judges and clerks. (tmq)
87/06/01 | CONDITIONAL TRANSFER ORDER FILED TODAY -- C-13 Elaine Thorpe
© v. Edward D. Jones & Company, et al., D. Montana, C.A. No.
. CV-87-98-Blg-JFB -- Notified involved counsel and judges (rh)
87/06/16 23 | NOTICE OF OPPOSITION -- Pltf. Thorpe (re: C-13) -- (See 646
~ E-20) -- Notified involved counsel and judges. (tmq)

JPM FORM 1A pb
DOCKET ENTRIES - ’
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
socket xo. Ob —~ oo N
87/06/29 24 MOTION TO VACATE CONDITIONAL ORDER -- Pltf. in (C-13) Elaine
| Thorpe v. Edward D. Jones & Co., et al., D. Montana, C.A. No
| | CV-87-98-B1d-JFB -- w/Memorandum in Support and Attachments.	(tmq)
87/07/13 25 reer (to pldg. #24) -- defts. Edward D. Jones & Co.; and| Larry G. Richardson -- w/cert. of service (cds)
{
87/07/27 26 AFFIDAVIT OF PLAINTIFF ELAINE THORPE =-- w/cert. of service
(cds)
87/07/27 27 AFFIDAVIT OF LEE OVERFELT -- w/cert. of service (cds)
87/07/30 | HEARING ORDER -- Setting opposition of plaintiff (C-13)
Elaine Thorpe v. Edward D. Jones & Company, et al., D.
i Montana, C.A. No. CV87-98-Blg-JFB (See Also MDL-646 E-20) for
! hearing on September 16, 1987, in Philadelphia, Pa. ==
Notifled counsel, clerks and involved Judges. rew
|
|
87/08/17 | 28 RESPONSE -- (to pldg. #26) -- W/ AFFIDAVIT OF LARRYRICHARDSON -- Filed by Edward	D. Jones & Co. and Larry G.
Richardson -- w/cert. of sve. (rh)
| |
87/08/24 | 29 | CORRECTED RESPONSE TO PLDG. #28 -- Edward D. Jones & Co. and
| Larry G. Richardson -- w/cert. of sve. (rh)
|
87/09/15 | 30 REPLY -- Filed by Plaintiff Elaine Thrope -- W/Affidavit and
| certificate of service (See also MDL-646 #54) (paa)
|
87/09/16 | ALL WAIVED ORAL ARGUMENT (cds)
|
81/09/25 ORDER VACATING CONDITIONAL TRANSFER ORDER ~-- C-13 Elaine! Thrope v. Edward D. Jones & Company, et al., D. Montana, C.A.
No. CV87-98-Blg-JFB -- Notified involved judges, clerks and
| counsel. (tmq)|
| NE Bs Hil
87/12/02! 31 ORDER, FROM S.D. OHIO RECOMMENDED REMAND OF 6-313 THORPE --CONDITIONAL REMAND ORDER FILED BY PANEL ON 5/14/87 AND FINAL
| ON 6/01/87. (tmq)
{
}
! i }
; ||

p. 7
DOCKET ENTRIES
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
. 606 ~~ In re D.H. Baldwin Debentures Due 1994 Securities Litigation
87/12/04 32 ' SUGGESTIONS FOR REMAND -- Judge Porter Recommending Remand of
. (B-8, C-9, C-12). (tmq)
: |
87/12/04 . CONDITIONAL REMAND ORDER FILED TODAY -- B-8 George Mudd, et
! + al. v. Edward D. Jones & Co., et al., S.D. Ohio, C.A. No.
. C-1-85-1247 (W.D. Missouri, C.A. No. 85-0270-CV-W-5); C-9 Ray
: + L. Bowles v. Edward D. Jones & Co., et al., S.D. Ohio, C.A.
: + No. C-1-85-1846 (D. Montana, C.A. No. CV-85-167-BU); C-12
, Herman V. Caldwell v. R. Rowland & Co., et al., S.D. Ohio,
! C.A. No. C-1~86-448 (E.D. Missouri, C.A. No. 85-1956-C-4) --
Notified involved counsel and Judge. (tmq)
| |
87/12/22 | CONDITIONAL REMAND ORDER FINAL TODAY -- B-8 George Mudd, et
‘al. v. Edward D. Jones & Co., et al., S.D. Ohio, C.A. No.
| C-1-85-1247 (W.D. Missouri, C.A. No. 85-0270-CV-W-5); C-9 Ray
| ! L, Bowles v. Edward D. Jones & Co., et al., S.D. Ohio, C.A.
| No. C-1-85-1846 (D. Montana, C.A. No. CV-85-167-BU) and C-12
: { Herman V. Caldwell v. Rowland & Co., et al., S.D. Ohio, C.A.
: No. C-1-86-448 (E.D. Missouri, C.A. No. 85-1956-C-4) --
| Notified involvled judge and clerks (rh)
|
| !
:
||
H i
!
:
|
i

JPML Form 1 h
®
Revised: 8/78
DOCKET NO, 606 ~—- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
CAPTION: _In re D.H. Baldwin Debentures Due 1994 Securities Litigation
SUMMARY OF LITIGATION
9/20/84 CL oo |
Dates Filed Type Citation District Name of Judge Assigned From
Oct. 16, 1984 TO Unpublished SLh Ohio David S. Porter
Special Transferee Information
DATE CLOSED: December 4, 1987

Southern District of Ohio
JPMIL, FORM 1 LISTING OF INVOLVED ACTIONS Hon. David S. Porter
DOCKET NO. 606 —— _In re D.H. Baldwin Debentures Due 1994 Securities Litigation
Intra- District Civi rans feredDate of
Office ) and Action ransfer| Docket |pDismissal
Number Caption Judge Number Date Number jor Remand | Misc.
A-1 Richard Mobley, et al. v. Edward D. Jones E.D.Ark. |LR-C-84-403 (of(6 [24 C1-84-1S¥7 =rel70. & Co. Howard oo )
A-2 Ralph Bedel, et al. v. Morley P. Thompson, S.D.Chio |C-1-83-1990 Ny Sfet al. Porter
| i ’
B-3 Cleva Bierman v. Edward D. Jones. & .|E.D.Ark. LR-C-84-05 LO “] [an~ % Jo oc jhelle . § 3. ~ <q ia —f- —Y 2.2)! ] < D
Co. \\~\-%By Hopoud nf30/6+ Roy 94 PAS |e-9 Fv = I =	| —- vi)	. wf ~/tS Jif
B-4 Phyllis L. Bray Bargo, Nas Ve W.D.Michl. M-84-298- 3, 8s / is 72 3,Edward D. Jones & Co. 2 RRS Hillman CA-2 . / Js7 ) oose ).p 55 72Y 6 / aB=5 George W. Hill, et ale. v. Warren K. [E.D.Mo. 85-0028-C-2 3 [8 gs i. ‘
Bkerson, et ale RNALHS Harper — 29473 jolt 74)(-1- §5 = x Y- IA
B~-6 Glenn E. Ewing v. Dick Hudson, et W.D.Mo. | 84-1158 3/u/?* al. DQ. \\4L< Barlett ) Po
N N ’ << (-1-85<7 Af 2) LfB-7 Charles A. Townley, et al. Ve W.D.Mo. | 84-1176 3/1)?
Out )555— C 7/ J WE — G2 Z (\B-8 George E. Mudd v. Richard Lawson, W.D.Mo. | 85-0270-cv{ Lz O-1- 95-1247 i] 2g 7D) BEY
et al. L-Y-%< speed 198s Wright W-5 => [1 :
c-9 Ray L. Bowles v. CH D. Jones & |D.Mont. | CV-85-167-[12)3/S5 1 -§514¢ > // (3/47 22STCompany, et al.™~ ~\ & Z oppoad 9/23(¢5|Murray BU // jgA * 7 Cafe -I-§519Y, 3 e 570nstien 0C-10 Rosalyn Schindewolf v. Edward D. Jones|E.D.Mo. | 85-0514-C-|/-/-7 EyInc., et al. Sunn 6 ) EEA a

Jem ForM 1 <2Sedi	Nos £98, Document 1 Filed 06/01/15 Page 10 of 24
Listing of Involved Actions -- p._ 2
DOCKET NO. 606 -- In re D.,H. Baldwin Debentures Due 1994 Securities Litigation
Intra- Distric Civil : Date of
Office and Action TransferflransfereepPismissal
Number Caption Judge Number Date pocket No.pr Remand Misc.
c-11 Ruth Bainter, et al. v. Edward D. C.D.I11) 85-1334 |\{\y a of yi
Jones & Company, et al. iofge/85 Mimh \\#-%< §5- 7 /0[29 20>c-12 Herman V. Caldwell, et all v. E.D.,MO., 85-1956-C-4 a3/96 4 soe lizl52¢ Basal' R. Rowland & Co., Inc. Ve Cahill i 0.
Fat ped » 7,4 7 2 / 7 a dfbY H -J {y,(Any / 75A - 5 Vi Ar poy A ‘] 7 { Lorl. {py & — ; a A
; 1987-0 re | 7 Ce [5 Srnirtins) qq NS ¥]
C-13 Elaine Thorpe v. Edward D. Jones & Co., et al{D.Mont. |CV87-96-BlLg- oACe TE ——
b \-B\ opposed @lie|tT Ea , [IF ) |- > o'73 () Cle 4 Pe —
Fo I AL al | Corer
* !
J EN

JPML Form 4
ATTORNEY SERVICE. LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 606 -- In re D.H. Baldwin Debentures Due 1994 Securities Litigation
ES
Plaintiffs' Liaison Counsel Appointed by J. Porter Order dated 10/7/85
PLAINTIFFS' LIAISON COUNSEL DEFENDANTS LIAISON COUNSEL
Gene Mesh, Esquire William R. Hardy, Esquire
3133 Burnet Avenue Craydon, Head & Ritchey :
P.O. Box 29073 1900 Fifth Tird Center
Cincinnati, Ohio 45229 P.O. Box 6464
Cincinnati, Ohio 45201

JPMI, Form 4
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. _606 ~-= In re D. H. Baldwin Debentures Due 1994 Securities
RICHARD MOBLEY, ET AL. (A-1) EDWARD D. JONES& COMPANY '
Kenneth R. Shemin, Esquire John Michael Clear, Esquire
Rose Law Firm Bryan, Cave, McPheeters & McPheeters
120 E. Fourth Street 500 North. Broadway
Little Rock, Arkansas 72201 Suite 2100 i
St. Louis, Missouri 63102
RALPH BEDEL, ET AL. (A-2)
Af cere Mesh, Esquire MORLEY P. THOMPSON	' Gene Mesh Co., L.P.A. R. Joseph Wessendarp
3133 Burnet Avenue - Shaffer & Meurer
Post Office Box 29073 105 East Fourth Street
Cincinnati, Ohio 45229 Suite 1700
Cincinnati, Ohio 45202
d . S. HARRISON
Mian R. Hardy, Esquire	sraydon, Head & Ritchey
1900 Fifth Third Center
Post Qffice Box 6464
Cincinnati, Ohio 45201
GQORON ADAMSON (No app. rec'd)
: - Gordon Adamson, Pro se
Post Office Box 490
Lake Forest, Illinois 60045
JAMES E. SCHWAB Io
Robert J. Meyers, Esquire
: Suite 1405
105 E. Fourth Street
Cincinnati, Ohio 45202
PEAT MARWICK MITCHELL & CO.
John C., Elam, Esquire
52 East Gay Street
Post Office Box 1008
Columbus, Ohio 43216 :
(No app. rec'd)

JPMI, FORM 4A -- Continuation
Panel Attorney Service List -- p. 2
DOCKET NO. _606 -- In re D. H. Baldwin Debentures Due 1994 Securities Litigation
ee JACK IL. CAHILL (Deft. in B-%
NOTICE OF OPPOSITION filed 11/20/84 | ROGER RINEY (Deft. in B-5)	RAY ROBBINS, JR. (Deft. in B-5, B-6, B-7)
James M. McHaney, Jr,., Esquire | puILLIP scuwas (Deft. in B-5, B-6, B-7)
Owens, McHaney & Calhoun ROBERT SEIBEL (Deft. in B-5, B-7)
1021 First Commercial Bldg. LAWRENCE SOBEL (Deft. in B~5, B-7)
Little Rock, Arkansas 72201 JERRY STEIN (Deft. in B-5)
MANNING STEINMETZ (Deft. in B-5, B-6, B-7)
ROGER THOMAS (Deft. in B-5, B-7)
PHYLLIS L. BRAY BARGO, ET AL, (B-4) JAMES BALLINGER (Deft. in B-6, B-7)
John L. Mouw, Esquire ROBERT J. BECK (Deft. in B-6, B-7)
McNeil, Mouw & Torreano rd DANIEL A. BURKHARDT (Deft. in B-6, B-7)
P.O. Box 747 RANDAL A. DICKENSON (Deft. in B-6, B=7)
Iron Mountain, Michigan 49801 NORMAN EAKER (Deft. in B-6) ~~
i JOHN A. FOWLER (Deft. in B-6)
GEORGE W. HILL, ET AL. (B-5) | GLENNON D. HUNN (Deft. in B-6, B=7)
Nnthony L. Anderson, Esquire | BARBARA K. JOHNSON (Deft. in B-6, B-7)
Anderson, Preuss & Bachman ! MELLANY F. JONES (Deft. in B-6; B-7) i
222 South Meramce | CHARLES R. LARIMORE (Deft. in B-6, B-7)
Suite 300 | STEVEN F. LITCHFILED (Deft. in B-6)
Clayton, Missouri 63105 | WILLIAM D. MURPHY (Deft. in B-6, B-7)
| LESTER K. OSBOURN (Deft. in B-6 , B-7)
WARREN K. AKERSON (Deft. in B-5,B-6,B-7) poNarD H. SMITH (Deft. in B-6, B-7)
JOHN W. BACHMANN (Deft. in B-5» B-7) | py prrpruERMES (Deft. in B-2)
THOMAS BAUMGARDER (Deft. in B-5, B-7) Reed O. Gentry, Esquire
DONALD BOLIN (Deft. in B-5, B-7) Field, Gentry, Benjamin
WILLIAM BORGSTADT (Deft. in B-5 , B-7) & Robertson
JOHN BOROTA (Deft. in B-5, B-6, B-7) 601 E. 11th Street
MORTON BROWN (Deft. in B-5, B-6, B-7) Kansas City, Missouri 64106
RICHARD CHRISTENSEN, SR. (Deft. B-5,6,7
RICHARD CHRISTENSEN, JR (Deft. in B-5) | GLENN E. EWING (B-6)
DAVID CLAPP (Deft. in B=5, B-7) CHARLES A. TOWNLEY (B-7)
NORMAN EICEMAN (Deft. in B-5, B-7) | Roy Bash, Esquire
DWIGHT ERSKINE, II (Deft. in B-5,.6,7) Miller & Bash
JAMES GOODNIGHT (Deft. in B-5) 222 Plaza Center Bldg.
TONY GREEN (Deft. in B-5) 800 West 47th Street
ROBERT GREGORY (Deft. in B-5, B=6,B-7) Kansas City, Missouri 64112
KRAIG HANSEN (Deft. in B=5) -
JAMES HARROD (Deft. in B-5, B-6, B-7) DICK HUDSON (Deft. in B-6)
JOHN C. HEISLER (Deft. in B-5, B-7) Bryan, Cave, McPheeters & McRoberts .
DOUGLAS HILL (Deft. in B-5, B~6,B-7) (Same as Edward D. Jones & Co.)
FRANK KEY (Deft. in B-5, B-7)
RONALD LEMONDS (Deft in B-5, B-7)
RICHIE MALONE (Deft in B-5, B-7)
JAMES MCKENZIE (Deft. in B-5, B-6) NE
JOHN M. PHELAN (Deft. in B-5, B-7)
DARRYL L. POPE (Deft. in B-5, B-6, B-7)
JAMES WEDDLE (Deft. in B-6, B-7)
JOHN D. BEUERLEIN (Deft. in B-7) . i
LONNIE J. BROCKMEIER (Deft. in B-7)
ALLEN J. BUBALO (Deft. in B-7)

~' JPML Form 4 ast
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
MDL-606 -- Tn re D. H. Baldwin Debentures Due 1994 Securities Litigation
DOCKET NO. -_— .
oo MDL-646 =="In ré Petro-Lewis Seaiities Litigation '°
CVB7-96-BLG-JFB al, B. Font, ©.4. Fo.
ELAINE THORPE (Plaintiff) COUNSEL INVOLVED IN MDL-606
Lee Overrelt, Esquire
27 Grand Avenue PLAINTIFFS' LIAISON COUNSEL
Billings, MT 59101 Gene Mesh, Esquire3133 Burnet Avenue
P.0. Box 29073 -. oo
Cincinnati, OH 45229
DEFENDANTS LIAISON COUNSEL
William R. Hardy, Esquire
Craydon, Head & Ritchey
1900 Fifth Tird Cener
: P.O. Box 6464Cincinnati, OH 45201
COUNSEL INVOLVED IN MDL-646
LIAISON COUNSEL FOR PLAINTIFFS
IN EDWARD D. JONES & CO. LITIGATION
} John Wiegand, Esquilre
Kavanagh, Scully, Sudow, White
& Frederick, P.C.
: 700 Commercial National Bank PlazaPeoria, IL 61602
) LIAISON COUNSEL FOR DEFENDANTS IN
PETRO-LEWIS OPT-OUT LITIGATION
Frederick J. Baumann, Esqulre
Rothgerber, Appel, Powers & Johnsor
One Tabor Center
1200 17th St., Suite 2800
Denver, CO 80202
_ Charles E. Davidow, EsquireWilmer, Cutler & Pickering
2445 M Street, N.W.
Washington, D.C. 20037-1420
LIAISON COU LIAISON COUNSEL FOR DEFENDANTS IN
EDWARD D. JONES 5 CO. LITIGATION EDWARD D. JONES & CO. LITIGATIONBr C. Oott - Jeffrey L. Smith, Esquire	uce C. Oetter, Esquire Cohen, Brame & Smith
Bryan, Cave, McPheeters & McRoberts 1670 Broadway, Suite 3500
500 North Broadway, Suite 2100 Denver, CO 80202 :
St. Louis, Missouri 63102-2186 . . ee
EE i .

JPML Form 4 $ :
|
| ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
| DOCKET NO. 606 --— —-—
|
|
ABE W. DYE (Deft. in B=7) oy )
MICHALE J. ESSER (Deft. in B-7) Additional defts. in B-8:
STEPHEN J. HODGDON (Deft. in B-7) NORMAN L. EAKER
LARRY K. JACKSON (Deft. in B-7) RICHARD LAWSON
GARRY E. MEIER (Deft. in B-7) JOHN	A. FOWLER
STEVEN NOVIK (Deft. in B-7) Reed O. Gentry, Esq.
GARY D. REAMY (Deft. in B-7) (same as B-5,6,7)
STEPHEN T. ROBERTS (Deft. in B=7) .
DONALD E. WALTER (Deft. in B-7) John Michale Clear, Esq.
Reed O. Gentyy, Esquire (Same as Edward D. Jones & Co.)
(Same as B-5, B-6, B-=7)
RAY IL. BOWLES (C-9) A
Robert L. Jovick, Esq. 20
P.O. Box 1245 APR 145DOUG ROSEN (Deft. in B-5) Co 227 South Second Street dl 7
Leo J. Asaro, Esquire Livingston, Montana 59047
Bryan, Toye: McPheeters & McRoberts Ee
S05 oe Broadvay Motion filed 9/9/85 :
St. Louis, Missouri 63102 ROSALYN SCHINDEWOLF (C-10)
Louis J. Basso,Esquire ~.._._	— —
Brown, James & Rabbitt, P.C.
GEORGE E. MUDD (B-8) 705 Olive Street
Roy Bash, Esq. Suite 1100
Russell Tluscik, Esq. St. Louis, Missouri 63101
Miller & Bash
4310 Madison RUTH BAINTER, ET Al. (C-=11)
Kansas City, Missouri 64111 Richard Rinner, Esq.
Kavanagh, Scully, Sudow,
ee White & Frederick
700 Commercial National Bank Bldg.
Peoria, Illinois 61602
{

JPMI. FORM 4A --~- Continuation
Panel Attorney Service List -- p.
DOCKET NO. ___ -— |
—| MARK BURNSIDES (Defts. in c-11)
Leo J. Asaro
Bryan, Cave, McPheeters & McRoberts
(Same As Edward D. Jones & Co.)
R. ROWLAND & CO., INC, (C-12)
(see page 1, B-4)
HERMAN V, CALDWELL
Glenn E, Davis
Armsteong, Teasdale, Kramex :
& Vaughan
611 Olive St,, Suite 1900 i
St. Louis, MO 63101-1782 |
-—
ELAINE THORFE (C-13) |Lee Overfelt, Esquire !
27 Grand Avnue
Billings, MT 59101 !
LARRY G. RICHARDSON (Deft. C-13)
(Unable to determine counsel or
address)

€ v
JPML: FORM 3 1
Pe.
COMMON PARTY CHECKLIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 606 -- In re D.H. Baldwin Debentures Due 1994 Securities Litigation
Name of Part Named ag Party in Following Acfaionp SPA
A-7, A-2 WN (NSD NS, ob \y. [|B-¢
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John W. Bachmann ey
Thomas Baumgarder
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William Borgstadt
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Richard Christensen, Jr.
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James Goodnight re
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Tony Green I
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Robert. Gregory ef
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COMMON PARTY CHECKLIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET No. _©06 __
Name of Part ] Named as Party in Following Actions
B-5 ~~ N ee ———
Kraig Hansen —
James Harrod ny]
A
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John C. Heisler
B-5, B-6 LN B-8 qq 0 ]
Douglas Hill y=]
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James Nerenzze —
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John M. Phelan ee]
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Darryl L. Pope
Roger Riney ———— ——————————

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| SEB-5, B65 {IB¢,	CY
Ray Robbins, Jr. : !
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| Robert Seibel RESPERST EE -__
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Randal A. Dickenson
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p. 5
COMMON PARTY CHECKLIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
pocker no. 606.
Name of Part 4 Named as Party in Fqgllowing Actions ee
B-6_ LT 1heey	(9TJ J : -
Norman Eaker I
B56 _ + \ -9 ls
John A. Fowler ry	thyme
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Glennon D. Hunn
B56 [-\ Ry0
Barbara K. Johnson EE
| 5 Lo 3-8
Mellany F. Jones oy]
| Charles R. Larimore a
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56. ~T 43.
William D. Murphy — yy
B-6 23
Lester K. Osbourn a ET
B61. A
Ronald H. Smith
perk ethene A

Case MDL No. 606 Document 1 Filed 06/01/15 Page 22 of 24
p. 6
Dich Hudson
James Well
6-7
John @ BevierleiN
5.769
LowNie T. Brockmeier
De Aller J. Buibalo.
D.17
Jach L. CAhill
8-7, C-9
Abe Dye
-7
Michael J. Esses
Teblied s Holguin
3.7
Larry H. Jackson
Gassy E. Meier
30.17

JPML FORM 3 "	p. tt
“1, PARTY CHECKLIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION	| DOCKET NO. © \? —
| Name of Party 1] Named as Party in Following Actions
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Case MDL No. 606 Document 1 Filed 06/01/15 Page 24 of 24
p.
Larry Richardson,
C-13
.