IN RE: U.S. Financial Securities Litigation

ET §
Zi
=O 8
22
® Sn —
RD
Date Q =
12/13/73 1. § MOTION -- of defendants Philip Hampton, Philip D. Reed, Edwin Singer,
— Thomas W. Smith and Walter N. Thayer	w/supportin data. Schedule
A includes eight actions (6 in S.D. N.¥.., 1 in N.D. Texas and
; : n W.D. Penn.) Affidavit of sexvice
Requested transferee forum: S.D. New York
12 ¢ . D D G. LEE ON ener brief, cert. of service to motion 44-/)	|	12/28/73 WILLIAM	B. MOESER, S NIELSEN AND JIYUM NAKAJI vaguest for
extension	to fileand-serve response	TTT TTT
JORDER eXtending o—aLI;—JFan	15, -1974—tofilte—and-—serve—responrse—%6
— 1 motion. — Notified counsel -of-record:rmmm
1/2/74 § | TOUCHE ROSS & CO. request forextension	TO Tile and Serve TEeSponse
4__ | | PENN MART REALTY CO.response	to motion ervice filed on 1/7/74)
1/2/74	_% 4 § PLATN M ON BANK N,A. AND JOHN STEVEN RENKERT response
g to motion.
1/2/74 § DECATUR INCOME FUND, INC.	, COLONIAL CONVERTIBLE FUND, INC.
_§ | COMMERCE BANK OF KANSAS CITY, FIRST NATIONAL BANK TN DALLAS;
{i NORTH CAROLINA NATIONAL BANK, LUTHERAN BROTHOOD (Plaintiffs)
i | response to motion w/cert.	of service TTT =
2/14 REQUEST FROM ROBERT H AND ROBERT S WALTER for an extension of Time TO
; Feb. 4, 1974 to file and Serve response to motiom = GRANTED
1/7/74 Y 6.§ FIRST NATIONAL BANK OF TOLEDO -- ltr. advising no opposition tO mOtlomn.
1/7/74 | 7. H. WILKINS CROSBY, WILLIAM W. FOX, DIRK C. KOK, JR., ROBER MT. OVERA ’
i _§ VICTOR J. SCHULMAN §&JAMES G. WILSON., ltr. advising support Of motion.
7147731 8 ORDON response to motion w/cert. of service ]
4 4 9 A AM B. MOESER, THOMAS H. NIELSEN AND JIYN NAKAJI response to
motion w/ cert. of service. Counter motion to add action (B-Ildaee 2
1/14 74 § 10] CHARLES H. DIETZ response to motion w/cert. of service. -
1/15/74 §117 7q RO §& CQ espanse and brief to motion w/cert. of service.
1/17/74-§12| RICHARD GANT and V. FRANK ASARV response to motion W/ Cert OF servicer
LAL /74 X EIGHT UNDERWRITES represented by SULLIVAN and CROUMWg ! response to motion w/CErt. O eTVITE -
| a THOMAS H. N and DAN N. SALERNO Te€SPOINSe to motion
_k w/cert. of service :
1/18/74 § 15 FABRIKANT response to motion w/cert. of service
4 | REQUEST FOR EXTENSION OF TIME from Movants and de endants DECATUR	—
I | INCOME FUND, COLONIAL CONVERTIBLEFUND,	TNC. , COMMERCE BANK OF
. i KANSAS CITY AND FIRST NATIONAL BANK IN DALLAS, ‘NORTH CAROLINA NATIONAL
I BANK AND LUTHERAN BROTHERHOOL fOr an extension to rile Teply Dree
{ § ORDER - extending to all parties filing reply breif to and including
I Jan 31, 1974
_ f 16§ GREAT COMMONWEALTH response to motion, service indicated
FY 3 : " SCT PNT li ST =r	: 4 4 8 EUNTON BANK BANK aque oO , Feb 19
: X N ON RAD Bb 0 NION BANK
“1/28/74 ERNEST C. HICKSON response to motion w/cert. of service
2 1/74 |] -)) DECATUR INCOME FUND, INC., FIRST NAT'L BANK IN DALLAS, COLONIAL
Are	lr odo le CONVERTIBLE FUND, INC., COMMERCE BANK OF KANSAS CITY, N.A., NORTH |
AA (A i CARONINA NATIONAL BANK, N.A., LUTHERAN BROTHERHOOD, MELLON BANK, N.A.,
Y : MICHAEL FABRIKANT, ET AL., PENN MART REALTY COMPANY, ET AL.,
} i Joint ReplySupp'g S.D. N.Y., Opp'g to S.D. Calif, w/cert.	of service.
278774§ I9F UNION BANK response and brief to motion W/Gert. of Service
2/1/74 $ I § DECATOR INCOME FUND, INC., FIRST NATIONAL BANK IN DALLAS,	COLONIAL —
5 ] CONVERTIBLE FUND, INC.,COMMERCE	BANK OF KANSAS CITY; NORTH CAROLINA—
NATIONAL BANK, LUTHERAN BROTHERHOOL, MELLON BANK, MICHAEL FRBRIRANTS —
: PENN MART REALTY CO., Join Reply To motion w/ cert, of service 7
= ARPLON POVARIS) request for extension of 2/11/74 to repdy- GRANTED

£ &
% &
goo
23 wk
Tis § _.
iD jo 2 Sl —
Hog
TPR I __“76/74 § §R. H. WALTER AND R.S. WALTER request for extensionto file response .. ..
< £ g _to motion to =- GRANTED to 2/6/74
2/6/74} 2 R. H, aALTERAND	R.S.WALTER opposition	to transfer and brief w/cert.._	bof service | —
2/TI/74 {22 RICHARD W. ARNESON, DENNIS HILL; A=H PROPERTIES,	ARNESON, HILL &~~~
Cy IT ASSOCIATES & BAY VIEW INVESTMENTS == Respoiise of unserved defendants —
— ii to oppose §.D. N.Y. and support	SLD. California ~~ TTT
2/11/74 : 23 ,ONITED STATES -- Amicus “Curiae Brief w/ éxhibit of “EX Parte Motion fired
i | SE 0§.D. Cal., In re Grand Jury Investigation of U.STT
TTT 1 TTT Financial. Certificate	Gf Service attached TTTZ I 24 7 MOVANTS™	REPLY BRIEF == w7/ certificate ofservices rr eee]
2720/74 {> juno D. FOOTE résponse to motion w/cert. ofBEYVICE TTT ee2/26/74 WT TT A=1 through B=2 for hearing. March 22, 1974	| Ry COLORADO. oooooonoo
37IL774 ; ORDER COYTeC ing schedulé A. 6f Hearing order as itpertains to	eee fee eee	N ational Bank ofTotedo,	et ative Ui $iFinancial
— meer my, “ctvil-Action	No, €=73=398 (Civil ActionNowas————ER i Fracted) Notified counsel;	involved Judge — = w= ===
I7TI778	78 | ORDER == amending hearing order to includemotion —of Fouche and-Ross———
t=a —————tg trans fer actions tothe sb Calif notified-counse:——3/15/74	_§ 26 § SEC V. U. S. FINANACIAL COPR, ET AL., S.D.CAL., 74=92-S ~~
— ____ROBERT H., WALTER AND ROBERT S. WALTER motion and brief to
4 kx __add action d transfer to S.D. Calif. w/cert.	of service
“6/6/74§ OPINION AND ORDE LITIGATION to S.D. €alifornia for |	“mare ams com: a gnment to Judge Turrentine., TTT TTT SFOS URSCSU Se
6/7	EE CONSENT OF CHIEF JUDGE SCHWARTZ JUDGE_TURRENTINE	to handle litigatiosi AMERICAN AUTOMOBILE ASSOCIATION V, TOUCHE ROSS & CO. S.D.N.Y 74 Civ 1828
IE CTO“entered today. Notified counsel, involved judges.”
A .| Bere	TOMOBILE ASSN. V.. TOUCHE ROSS & CO.,S.D.N.¥.,74.Civ.	1828	—e HL i ve Notified involved J in clerks.
“5733774 | SOCIETE GENERALE Dh BANGUE V. TOUCHE ROSS 08s,BYTE Cvs 3150TTY order to show cause entered today. Notified counsel, involved TT
— YY judges ee
A “Y COLONIAL VENTURES, INC., ET AL. V. TOUCHE ROSS & CO., S.D.N.Y."74 Civ." —™
I 2976 ee ey
TE. ___CTo entered today. Notified counsel, invalved judges	8/30/74 § {HEARING ORDER =- Setting Societe de General Banque v. Touch ROSS	& C6.
oo for hearin ’ Sep 27 74... B ston, Mass. TTT	_ ony
9/5/74 7 ] RESPONSE —=="SoClete Lenerd-e 7= ==rm=r ~ North American Fund A
EE 4and ITF Fund, Ltd and BRIEF to Order toShow	¢ause enterea	I a I _ 1974 in Societe General De Bangue v. louche
: -Qn_Bug. 23. LITd Agog4	Civ.297g Tm mmm
9/10774 ) ~ “COLONIAL VENTURES, INC.TET AL. VV. TOUCHE ROSS To.”EIDINLYLTE CITTi b TT 5976 == CTO Final today. Notified ¢lerks involved Judges.
—g7/TI/72 ! 2% TOUCEE “ROSS § CO. Tesponse to SCO w/cert. of service. — TTT
20 7] 2s RESPONSE ___TO SCO FROM Plaintiffs Steering Committee w/cert. of ~~ |sk service
9/23/74 4} Tetter from Melvyn I. Weiss, Milberg & Weiss to delete allreference’Ey Tin response No. 29 to Plaintiffs Steering Committee =
Fy and should substitute Fabrikant and Penn Mart.
12/2/74	_¢§ §SOCIETE GENERALE DE BANQUE V. TOUCHE ROSS & CO., S.D.N.Y.	74 Civ. 1828 |
_ _% _§ OPINION AND ORDER transferring action to the S.D. Calif. pursuant	1 i ing	action	to the S§.D. Calif. pursuant
-—	% § to 1407 __ _____
6/26/75 : iORDER APPOINTING Dm a —_— : 1Real oo
i \ —& © Starting July 7, 1975 untilcdompleted	~~

5 [OTR ] Cae| 5 5 - —-
Ral C-- _
Date ic 8 1
11/13/75 % 8 ROBERT	D. KELCE V. TOUCHE ROSS & CO., ET AL., D. COLORADQ, 75-1169
I. CTO FILED TODAY, Notified counsel, involved	judges
12/1/75 § ~~§ ROBERTD. KELCE V, TOUCHEROSS & CO.,, ETAL.,D. COLORADO, 75-1169
! 4
P| ee
I aa.
1 rT

Lp	en cor I	ialedds) am. Boot RA 8 READ HT 5S ggpel el, 284 223. DOCKET NO. 61 -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
Lot 3, 1774 IES Lo MEDescription of Litigation
IN RE U. S. FINANCIAL SECURITIES LITIGATION
~ Summary of Panel Action — TT —
Ddte(s) of Hearing(s) xy 2 7/0 a
Date(s) of Opinion(s) or Crder(s) IA
Consolidation Ordered Vv Name of Transferee Judge oder ), 4 %1n ]
Consolidation Denied Transferee District 5
Intra-| District| Civil Date of oo	Office and Action Transfer| Transferee [Dismissal
Number Caption Judge Number Date Docket No. jor Remand Misc.
A-1 Penn Mart Realty Company v. U. S. |S.D.N.Y. 6/6/74 | 2.) 20, = iri) "'Defs. MotFinancial Inc., et al. 72 C+v.5286 [MIG | “ |e 0812/13/73
A-2 Michael Fabrikant v. Robert G. S.D.N.Y. 6/6/74 | na J]-% " "
Stewart, et al. - ——173 Civ.3680 [MIG) ? 4-255% fev |
A-3 Michael Fabrikant v. Robert G. S.D.N.Y., _ 6/6/74 | N bi)? 4
Stewart, et al. 73 Civ.4897 [WK) “7 f-2837 §1
A-4 Decatur Income Fund, Inc., et al. |S.D.N.Y. 6/6/74 7 S237 y/o 1/74 wom	v. Touche, Ross & Co., et al. 73 Civ.4896[MIG)
A-5 Lutheran Brotherhood v. Touche, S.D.N.Y,. STi [oo " "
Ross & Co., et al. 73 olin e155 LoA-6 First National Bank of Toledo, ND.Ohio] TR Wp 11Erde.A et al. v. U. S. Financial Inc., 73-398 (DJY) | :
et al. | | / /.
A-7 Great Commonwealth Life Insurance |N.D.Texas (6/6/74 to 4-257 4 ‘ bn
Co. v. R. H. Walter, et al. ro A-3-7685E (ez) | - —— |
A-8 Mellon Bank, N.A., et al. v. w.D.pa. | iz - / " "Touche, Ross & Co., et al. | [73-981 6/6/74 58 ne iB-1 . . i L. ' . /] 1 . Va Ry\ | William D. Foote v. R. H. Walter, 4S.D.CAL. 3-508=5 |] ir WH Zffeaverton
4 et al. {Thompso ay | I ~ ¢ Yeountermotion- | 112/26/73
vet Tne 7.) a NEN EEE TI RVR . : :
Ihefe G1 = §7408sh bberis) lee on shes |

) Case MDL No. 161 Documg t1 Filed 04/30/15 Page 5 of 28	DOCKET NO. Gl (CONTINUED) PAGE L/
Pe nS — SR SS |
Intra- District civil Date of
Office and Action Transfer| Transferee| Dismissal
Number | Caption 1 Judge Numbe Date| Docket No.| or, Remand Misc.
B-2 John Page Risque v. Robert H. S.D.Ca - - % 17 Lad ely Walterrespons
Walter °° Thompson To Jr ps amend	i JEN EERE 4 fl counter motio
Br3 Securities and Exchange Commission |S.D. Call. 74-92-8T frp AU /é | 2/6/74
v. U. S. Financial, et al. V2) |W Ler .. “cena, yrotion	o
- Sc | SEL
B=4 American Automobil Association v. §S.D.N.Y. 74Civ. 1828 2/74 24 S5Y : //13/15/74Touche Ross. & Co., et al. 6/2 2/5 urfein EE J J ] “4» — 4 re
B-5 Colonial Ventures, et al, v. S -d.N.Y. 74 Civ. 207694274 24-436 is / -/ .Touche & Ross & Co. 9/03/74 urfein i~ S910 25 1
B-6 Societe Generale De Banque, et al. y.S.D.N.YL 74 Civ. 31205 7, 7 ff 8.44 S20 843/74h Ross & Co. Gurfein LT .
Touche , Ross _ Js ne 217 2); ERB-7 Robert D. Kelce v. Touche Ross & D.Colo [75 1169 Vaddas :
Co., et al | WAZA asc h | oo| |
, aw - - - SAaTIgUT, = - . ON ary O i !
v. ’, Ea |
| fofXYZ~-1 William Huff, III v. Touche Ross S.D.Cal | 75-1107-T Po
& Co. |
XYzZ-2 | Robert G. Stewart v. Touche, S.D.Cal.| 74-452-T ff mmm E vi
Ross & Co. ) /	= ry oo : hy —y
Petar: Ce PE 7“e- Az rd pe Re Aye :
bell, or Ses |	- , ’ cr eee |), Ts
Ee Preba	< a p
& p
XYZ-3 | Societe Generale de Banque, et al. | S.Cal. Lo ! /¢
V. Union Bank 75-1044-T 9/5 §/ |
XYZ-4 | Societe Generale de Banque, et al. | S. Cal. . 254 47, ) } _
v. Wood, Ivey, et al. 76-819 7/7 ae 2 >
PT pe , “AC | re 7 Kv	| MA , . a . ed / 2 , id 1 Pa rod i» elt ST
i PENA aa “ost ‘ “ | r i [7 vio | 7 one ST 24 i Va
! =~ - LT ~) i Ce | f H | 2 47| Arlen ST —T | i [IE rmi pd oo / ya py JAE
1 “4AJ I) A £0 Je27
oo S50 Ae TZ.
; [|

Case MDL No. 161 Document 1 Filed 04/30/15 Page 6 of 28
DOCKET NO. 161 (CONTINUED) PAGE 3
— TT 1 ry	rr
Intra- District Civil Date of
Office ‘ and Action Transfer| Transferee| Dismissal
Number Caption Judge Number Date Docket No.|[ or Remand Misc.
XYZ-5 Mellon Bank N.A. v. Brown, Wood S.D. Calif 77-0457-=-% rt 25/8
Fuller, Caldwell & Ivey, et al.
XYZ-6 Colonial Growth Shares, Inc. V. B.D.Calif| 77-0454-7 {/ —— 1 "TT 5 fo ‘A
Brown, Wood, Fuller, a
Caldwell & Ivey, et al. , I I
TTT Ce Sn So C1 > 43%
Poly 0S = SD rT NASTPAS 2 AVG7 7a . ye - »
Mel ey J ’ i. SF A A Se Sl oo
SAAS CI CYAN aJ leg
|
)

« . A « . . P.
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
® DOCKET NO. 161 -- IN RE U. S. FINANCIAL SECURITIES LITIGATIONLIAISON COUNSEL LIST APPOINTED BY J. TRUUENTINE }
PRETRIAL ORDER NO. 1 dated Jul 25, 1974
amended September 27, 1974 g
Plaintiff Defendant
Melvyn I. Weiss, Esquire Irwin F. Woodland, Esquire
Milberg and Weiss Gibson, Dunn and Crutcher
One Pennsylvania Plaza 515 South Flower Street
o New York, New York 10001 Los Angeles, California 90071
Milberg & Weiss
| 1200 Third Avenue
Suite 1200
San Diego, California 92101

REVISED: . February 7, 1974 _— p. 1
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
® DOCKET NO. 161 -- IN RE U. S. FINANCIAL SECURITIES LITIGATIONEE	——
Plaintiff Defendant
. PRESCOTT, BALL & TURBEN
PENN MART REALTY CO. (A-1) CBs Go. LECKER & CO., INC.
Irving Morris, Esquire M. Lauck Walton, Esquire
Cohen, Morris & Rosenthal Donovan, Leisure, Newton & Irvine
Post Office Box 1070 30 Rockefeller Plaza
C 301 Market Tower New York, New York 10020Wilmington, Delaware= 19899
MICHAEL FABRIKANT (A-2 & A-3) H. WILKINS CROSBY . LL wo
Milberg & Weiss WILLIAM W. FOX JAMES G. WILSON
One Pennsylvania Plaza DIRK C. KOK, JR. Pp .
New York, New York 10001 ROBERT	AM, OVERALL X04. 2X 11/1 MT¥ S.H
AMERICAN AUTOMOBILE ASSN. (B-#) VICTOR J. SCHULMAN
DECATUR INCOME FUND, INC., ET AL. (A-4) Abraham G. Levin, Esquire
LUTHE RAN BROTHERHOOD (A-5) Rubin, Wachtel, Baum & Levin
Alvin K., Hellerstein, Esquire 645 Fifth Avenue oo E
Stroock & Stroock	& Lavan New York, New York 10022
#801 Century Park East :
Los Angeles, Calif. 90067 CHARLES H. DIETZ
_— Te TT Wallace R. Peck, Esquire
FIRST NATIONAL BANK OF TOLEDO, ET AL. (A-6) Jennings, Engstrand & Hendrikson
’ Allan J. Reniche, Esquire 2022 Camino del Rio North
© sullivan, Jones & Archer San Diego, California 92108
Suite 1400, Security Pacific Plaza :
1200 Third 2ve. JOHN B. HALVERSON
~~ San Diego, California. 92101 Steven F. Lazarian, Esq. Co |
C GREAT COMMONWEALTH LIFE INSURANCE CO. (A-T) 7860 Mission Center Court Suite 201S. Stewart Frazer, Esquire San Diego, Calif. National
Suite 1500, Davi@ Building
| Dallas, Texas 75202 I eePHILIP HAMPTON
MELLON BANK, N.A., ET AL, (A-8) PHILIP D. REED
J. Tomlinson Fort, Esquire THOMAS W. SMITH
Reed, Smith, Shaw & McClay EDWIN SINGER
Post Office Box 2009 WALTER N. THAYER
Pittsburgh, Pennsylvania 15230 WHITCOM INVESTMENT CO.
o Debevoise, Plimpton, Lyons & Gates	: 299 Park Avenue
New York, New York 10017
a.

‘ Pp. _2
Plaintiff Defendant
WILLIAM D.FOOTE Esq. ERNEST C. HICKSON
Pacht, Ross, Warne, Bernhard & James M. Dort, Esq.
’ Sears Robert B. Coffin, Esq. ®| 1800 Avenue of the Stars 1700 Bank of California Plaza
Suite 500 110 West A. Street
Los Angeles, Calif. 90067 San Diego, California 92101
JOHN PAGE RISQUE ROBERL CG. LIUZZI
Gary J. Aquirre, Esquire Thomas C. Harden, Esquire
Ridgway, Whittemore, Esquire Newby & Harden
Wolley, Crake, Collins & Ward Suite 1360, Bank of California Plaza
Suite 2007, 525 "B" St. 110 West "A" Street
San Diego, California 92101 San Diego, California 92101
SECURITIES AND EXCHANGE COMMISSION oRichard S. Kraut, Esq. WILLIAM B. MOESER
Richard J. Rubin,Esdg. "
500 N. Capitol St. Tp em re
Washinaton, D. C. 20549 JIYUM NAKAJIRonald L. Styn, Esquire
COLONIAL VENTURES, INC. (B-5) Marinos & Styn
Tufo, Johnston & Allegaert 111 Elm Street
| bas en Sons 10022 San Diego, California 92101
SOCIETE GENERALE DE BANQUE (B-6) DANIEL N. SALERNO
William E. Kelly, Esquire George H. Kolb, Esquire
Casey, Lane & Mittendorf Wynne, Jaffee & Tinsley -
1010 Second Avenue 1000 LTV Tower
Suite 1710 Dallas, Texas 75101
San Diego, Calif. 92101 —
TOUCKE, ROSS & CO. 73-508T (only) ROBERT D. SMITH
Richard B. Munks, Esq. 6961 Paseo Laredo
Procopio,Cory, Hargreaves & Savitch. La Jolla, California 92037
530 “BY Street
San Diego, Calif. 92101 ROBERT G. STEWART
Stacy L. Wallach, Esquire
JOHN MALKIND (73-508-T only) Tenzer, Greenblatt, Fallon & Kaplan oRichard B. Munks, Esq. 100 Park Avenue
Procopio,Corv, Harareaves & Savitch
530 B Street New York, New York 10017
San Diego, Calif. on2X01 LS TOUCHE & ROSS
ROBERT D. KELCE (B-7) Irwin F. Woodland, Esquire
Jeffrey L. Beattie, Esquire Gibson, Dunn & Crutcher
Law, Nagel and Clerk 515 South Flower Street
2030 Western Federal Savings Los Angeles, Calif. 90071
Building
Denver, Colorado 80202 rr
U. S. FINANCIAL INC. oKevin J. Quinn, Esquire son
Rifkind, Sterling & Solomon
9454 Wilshire Boulevard
Suite 601
Beverly Hills, CA 90212
~————— i

. A Co p. 3
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
® DOCKET NO. 161 -- _IN RE U, S. FINANCIAL SECURITIES LITIGATION-
Plaintiff Defendant
ROBERT S. WALTER ROBERT S. WALTER
ROBERT H. WALTER (CO-COUNSEL) ROBERT H. WALTER
Soxinana, Sports teiss Luke R. Comet, Esquire
® 1421 Crocker Bank Bldg. Scales, Patton, Ellsworth & Corbett	Second and Broadway Suite 2150, 530 "B" Street
San Diego, California 92101 San Diego, California 92101
THOMAS H. NEILSEN i ROBERT B. YERBY
E. Thomas Maguire, Esquire 4329 Indiana Ave.
Marinos & Styn Kenner, Louisiana 70062
111 Elm Street
San Diego, California 92101 eeUNION BANK
Everett B. Clary, Esquire
O'Melveny & Myers
611 West Sixth Street
Los Angeles, California 90017
1 t
BACHE & CO., INC. ~~ ~———— ooo
: BASLE SECURITIES CORP.
BATEMAN EICHLER, HILL RICHARDS INC.
C BEAR, STEARNS & CO.	) BLUNT ELLIS & SIMMONS
. BOETTCHER & CO.
BURNHAM & CO.
BUTCHER & SHERRERD
} BLYTH & CO., INC.
CAZENOVE, INC.
CBWL-HAYDEN, STONE INC.
CLARK, DODGE & CO., INC,
: CROWELL, WEEDON & CO.
DAIN, KALMAN & QUAIL, INC.
o DAVIS, SKAGGS & CO., INC.DOFT & CO., INC.
DOMINICK & DOMINICK, INC.
duPONT,GLORE FORGAN, INC.
(CONTINUED)

EE Pp. _4 . .
Plaintiff Defendant
EASTMAN DILLON, UNION SECURITIES & CO., INC.
EQUITABLE SECURITIES, MORTON & CO., INC.
FERRIS & CO. C	THE FIRST BOSTON CORP.
GOLDMAN, SACHS & CO.
HAMBRECHT & QUIST
HORNBLOWER & WEEKS - HEMPHILL, NOYES
E. F. HUTTON & CO., INC.
KIDDER, PEABODY & CO., INC.
KLEINWORT, BENSON INC.
KOHLMEYER & CO.
: LAZARD FRERES & CO.
LOEB, RHOADES & CO. C	McDONALD & CO.
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
MITCHUM, JONES & TEMPLETON INC.
MODEL, ROLAND & CO., INC.
NEW YORK HANSEATIC CORP.
JOHN NUVEEN & CO. (INC.)
THE OHIO CO.
OPPENHEIMER & CO.
PAINE, WEBBER, JACKSON & CURTIS INC.
PARIBAS CORP.
H. 0. PEET & CO., INC.
PIERSON, HELDRING & PIERSON
PIPER JAFFRAY & HOPWOOD INC.
R. W. PRESSPRICH & CO., INC.
RAUSCHER PIERCE SECURITIES CORP.
REYNOLDS & CO.
ROBERTS, SCOTT & CO., INC.
AGIO CAPITAL CORP. THE ROBINSON-HUMPHREY CO., INC.
STRAUSS, TURNBULL & CO. L. F. ROTHSCHILD & CO.
: A. G. BECKER & CO., INC. ) SALOMON BROTHERS
v J. C. BRADFORD & CO. ) SCHERCK, STEIN & FRANC, INC, C: FIRST CALIF® NIA CO., INC. ) SHEARSON, HAMMILL & CO., INC.
LOEWI & CO., INC. 1) SHIELDS & CO., INC.
SINGER, DEANE &.SCRIBNER ) SHUMAN, AGNEW & CO., INC.
DEAN WITTER & CO., INC. ) I. M. SIMON & CO.
WILLIAM HUTCHINSON & CO., INC. ) SMITH, BARNEY & CO., INC.
DREXEL, BURNHAM & CO., INC. ) STERN, FRANK, MEYER & FOX, INC.
ARNHOLD & S. BLEICHROEDER, INC. ) SUTRO & CO., INC.
THOMSON & McKINNON AUCHINCLOSS, ) WALSTON & CO., INC.
INC. ) WATLING, LERCHEN & CO.
GUTZWEILER, KURZ, BURGENER, ) JOHN L. WEINBERG
SECURITIES, LTD. ) WERTHEIM & CO. C )LEHMAN BROTHERS INC. ) WOOD, STRUTHERS & WINTHROP, INC.
S TONE & YOUNGBERG ) ——— Edward W. Keane, Esquire
38 aT stSremell
New York, New York 10005

_— : " p. 5
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
o DOCKET NO. 161 -- IN RE U. S. FINANCIAL SECURITIES LITIGATION
SNES EE Se ee
Plaintiff Defendant
GARY L. FITZGERALD
6802 Paseo Laredo
La Jolla, California 92037
® DAVID G. LEAVERTON	Laurence L. Pillsbury, Esquire
Mecinnis, Fitgerald, Rees & Sharkey
1301 U. S. National Bank Bldg.
San Diego, Calif. 92101
L. L. GORDON pHESEAL/	B/ cobs oes:
: Paul R. Kennerson, Esquire
Gibson & Kennerson
1212 Home Tower, 707 Broadway
San Diego, California 92101
® ;
GREAT COMMONWEALTH LIFE INSURANCE CO.
S. Stewart Frazer, Esquire
1500 Davis Building
Post Office Box 1048
Dallas, Texas 75221
RICHARD GANT
V. FRANK ASARO
C Mitchell L. Lathrop, Esquire	Macdonald, Halsted & Laybourne
1200 Wilshire Boulevard
Los Angeles, California 90017

[I « A , Pe. 6
Riagtnxi£L BSE RAARE
EQ CAPITAL LORY, Charles D, Prutzman, Jr.
Two Broa 133 Summit Drive
Cork, New York ===a0004 Manhasset, New York ®
BURTON H. ALDEN TY Jr.	7967 Weatherly san“Piego, Califdrnia 92106Le Mesa, California
Denis P 1
BENDER CO. 3262 11
7765 Girard Avenue : Sa lego, i. 92106
reg Coats founi 92037 Walter P. Gribbena Jo ’ a 19 Pine Valley Lane
Newport Beach, Calif. 92660
JO ELMAN UIRE
2765 loom William L. O'Bryon
Sa LlegoiCalifornia 2672 Circle Drive
Newport Beach, Calif.
HAROLD H. LITTEN An opetTios
Post Office Box 695 ] 10 o ans St., Suite E.
Ramona , California 92065 San Diego, CaYTef. 92106
ELLIS GRAVETTE Bayvegw I stments
7915 Avenue Alamar 1050 R ans St, Suite E.
La Jolla, California Sa 1ego, Ca ornia
GE COQUILLA Mr. Richard G. Abbott
325 on . 19956 Charters Avenue
Sola Beach, sfornia Saratoga, California 95070
MORGAN WRIGHT
4643 Lawler Court
La Mesa, California
RICHARD ENGELBERG ADDRESSES NOT AVAILABLE FOR C	6536 Bonnie View Drive FOLLOWING PARTIES:
San Diego, California Morse Ershire II
Robert N. Gould
JOHN MALKIND Pe ao	oa a oo
5987 Overlake Societe Generale de Bangue S.A.
San Diego, California Strauss, Turnbull & Co.
W. A. Stenson
David Ryder Richard Herrington
SINGER & FIRENDLANDER, LTD. Ruth Chapin
20 Cannon Street Glen Olson
. London, EC4M 6 X E a Hey BAPE C	Pedrag Mitrovich
Jeremy ETS-Hokin
National Community Builders

NEES . op. 7
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
o DOCKET NO.l161 -— IN RE U. S. FINANCIAL SECURITIES LITIGATIONSSSI EERE SE Be
Plaintiff Defendant
CONSOLIDATED EQUITIES COMPANIES
MR. JAMES M. TAYLOR
® 11661 San Viente Boulevard	Los Angeles, California 90049
MR. R. G. KING
P.O. Box 6126
San Diego, California 92106
BAYVIEW INVESTMENTS
COASTAL LAND CORP.
RICHARD W. ARNESON JR.,
DENNIS P., HILL
Gerald L.. McMahon, Esq.
Seltzer Caplan Wilkins & McMahon
3003 Fourth Avenue
San Diego, California 92103
ROBERT N. GOULD
Lawrence Kahan, Esquire
Friedman, Heffner, Kahan, & Dysert
ninth Floor, 1010 Second Ave. :
San Diego, California 92101
OFFICIAL CREDITORS' COMMITTEE
C Francis F. Quittner, Esquire	" Musick, Peeler & Garrett
20th Floor :
One Wilshire Boulevard
Los Angeles, Calif. 90017 .
DICKSON G. PRATT
J. L. SCHRAMM
Richard Ww. Millar Jr., Esq.
Eilers, Stewart, Pangman & Millar
Union Bank Building
610 Newport Center Drive Ste 1455
Newport Beach, Calif. 92660
James M. O'Hern, Pro Se.
4267 Marina City Drive :
Marina Del Rey, Calif. 90291

’ ' LE x ’ ? Pp. J
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 161 - IN RE U. S. FINANCIAL SECURITIES LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
| 7-5 gL Ba APL 1U. S. Financial Inc. | ___ _ . 72 ~~ —& +	———m~m—meeee—e—m—m—m/
Ye
EE
AI ENT > B71 =D,Touche. Ross & Co. > p 7A Dkr te DF BA B-FB 5 fl
® Np
\ —7 [7-2 4-5 Gd] 5-50 -C 72.7 2
CCtliam W. Fon 7 ) Z7.7-5 BIBZA	5
N |
Philip Hampton — —
NENF"
Ernest C. Hickson Ny
ee
Ny =]
7 Te Rng 40d BA BD FZ
VE <A	AAA
® John B. Halverson 7
\ EEE”
ER ARERR _ Wi TIN,ZA
Charles M. Mosser REESE.	RN 5 A
@ 7.7 0-0 G3 .G-U a8. 02.42.95 B74 HLF E-T |
Robert M. Overall —————

] p. _ A
ATR BE RT ST EA I ETI STM
— ®	VAI EN I EE EEA TET A A IV 0-5
I AA	AAAS
NEC	—
sawin Singer ——————————————————
Ne	—
VA BS EA ENE AT LT IY A 5
7]
Np]
2a
Robert G. Stewart |
Nfe—————————
a
Walter N. Thayer ————————
7
NC
~ BEA Bg ae ree
Py A	—22 7~/-A-9.5<5	G-C -/ #3) fb -1 8
ROBERT §. WALTER ——
| —
? Gla aaa lz cay; 28 81 BF Z5 §
NE
Ta AAT BF AT
a	———
Robert B. Yerby NC
—
Herold H. Litten fT ®—

p. .3
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 161 -- IN RE U. S. FINANCIAL SECURITIES LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
2-2 2G -3,98-4 7-57 C 5/7 i7F BZ ET L-T
—
Charles Dietz a
I	A
® ~~ ee
a —
Goldman, sachs a Co. | ~~ —— ———
N —IE.
A A
Ny a]
PENT[ZS Due Y \PY es 0000000000000
Thomas H. Nielsen i
_—_—_	]
—
—_—_——
\ Sele
o Richard G. Abbott — NN 0 NTC NN]
Gy
Gary L. Fitzgerald [—————————————————"
|
Jiyun Nakaji ee	e————
| . .

P- 4
Bla ¥ as \F-4	oo]
Agio Capital Corp. \y
Arnhold & S. Bleichroeder, {( ~~ ~~ ~~	0000000000000	|
Inc. \ EE.I	—
J. hg fps]
N\ I
Fe
4-4 g-4a0-5 HL-4	OOOO]
a
Bateman Eichler Hill aaa
Richards Inc. \ ee
7 2 od 5 pB-+4	OOo]
—
Bear Sterns & Co. 1
Bender Co. ee]
Blyth & Co., Inc. I

er
. . ’ . P. 5
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 161 -_ IN RE U. S. FINANCIAL SECURITIES LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
a3 c.J9 WBZ
A
J. ¢. Bradford & Co. |____________——/—¥/¥7Z2#@#@J@J@Z?#
~~-
Todos sed
rr
Burnham & Co. ee
® yp]	NC]
Zi dos Hag
surcher & sherrerd LL	~~	~
ee
N remeron]	Igd AE Jd7Zs LH
a
CBWL-Hayden Stone Ines _________ — — —— —————
—
7-2. Jz BA 4	00000
ee	_—_—
—————Yeeee
Cazenove, Luc. \=————mmomomoee	ee
\ —
7 S.od05 A400
OA A
Clark Dodge & Co., ee
Inc. ~~ ellCo
a
o Crowell Weedon & Co. |—mmmMmMmMmMm	™——————————————————————"—"""""™NP: —
3. Jas RE
pain Kalman & Quail, | __.~ ~~ oo	—mme——
re fF —————|
VV 2 7.0,4-. R~2
7
pavis skaggs & Co., | _ ____—	—————————	|
® Inc. \ 7—
qd 55.445 vad00001

N n . , ‘ P-. ¢-
TT a oe HY]
duPont Glore Forgan Ine. fm —
EE NACE A.
gastmen Dillgm Union perme]
Securities & Co. Inc. [oo]
CERT	A RT ILes - 5 ::ii
Morton & Co., Inc. ON
Ferris & Co. ————————————————————————	ree
CEN EA, SY	A
The Pirst Boston Corp, |
EEN ANE
Gutzwiller Kurz Bungener --— ,:.Securities Ltd. _—
TEE @
Hambrecht & Quist —
TE A]
Cornblover & Weeks. amphi"
i Nf
William Hutchinson & Co., [——————	| @§§Inc. \/k |
AY

C. . r . Pe /
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
~ DOCKET NO. -
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
E. F. Hutton & Co., |	—————————————————
Inc. \U - —_——_—_——
Zs -dzs ev000
@® inc. ~NfFjljm nadie ZA-¢	000000]
Kleinwort Benson mf	I
Kohlmeyer & Co. -
> 37-97. gr	ooo]
Lazard Freres & No —
Lehman Brothers ————————————	————————
Inc. yu oo]
zs
Loewi & Co., Inc. [+	—wr——————————
7.3 73. Jr	ooo
@ 7 Zz 5.795. A400 000]Merrill Lynch Pierce rr

Co Pp. 5
B00 ae Br
Mitchum Jones & Templeton
Inc. Ny
Model Roland & Co., Inc. p—
NF
xo Ze -5 Lo ooo]
37d Av OOOO
Vi ozs 2%
Oppenheimer & Co. 1
oz -7<< LZ ooo]
Paine Webber Jackson A]
(Sd,	7D Mo
Paribas Corp. N —
Zz 7-7.z--s A O00 o
5. 0. Peet & Co, Ine. fr	————————————
TE 5 Je
Pierson ___________	]
piper Jaffray & Hopwood [|] o
Inc. NN

. . ‘ Ad Pp.
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 1601 - IN RE U. S. FINANCIAL SECURITIES LITIGATION
o COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
73 .zJ25 RF
—
R. W. Pressprich sacof, __——	————————
Inc.’ ~~
ls {i 3$'z-5 MH oo]
a
Rauscher Pierce ee]
® Securities Corp. \ [1]	—
Reynolds & CO. —
\ --,. ,xls Ay
Roberts Scott & Co., —
Inc. “<\_ |
Za. das Ba.
The Robinson-Humphreyl 7
Co., Inc. | 1\NpP—————————————————————————————
75.09 ZZ
L. F. Rothschild . I —————————————
s Co. \ 00]
o Salomon Brothers rrr ream m meer	—\ —
scherck Stein & a
pranc, Inc. \ —|]
a.%5.~ 724. ZZ	0
Shearson, Hammill ————————
® & Co., Inc. 7Zz .4d-5 #4
Shields & Co., “% a

~ N . N ‘ Pp. 275
7-40-05 Bb
Sm EEEEm——————I. M. Simon & Co.
1
Vu ee
Singer & Friedlander
U0 eeee
\ I
737776	g-7
swith Barney & co., Inc. | oo
\ 5<-T	—_————
ee
7 A 7d 5.5 BZ-7
Societe Generale de Banquf———————
S.A. ————————ee	1
~~
7 Rado	Ag
Stern Frank Meyer IA	A
No
Stone & Youngberg IE	A
Strauss Turnbull & Co. -
———
73a Lt zo Ag
> %o-dz-5 6-7
Thomson & Neimon | CAuchincloss Inc. |

JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 161 - IN RE U. S. FINANCIAL SECURITIES LITIGATION
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
rz o04% z= Kr
walston & Co., Inc. |________—	D—m — —— o—
ee
\ I
z- 3.4. z-52-0]
Watling Lerehen & Cof——————————————————————
® \ 1
Wertheim & Co. — e————
— ££ 79y	O00
7 Ao Ue shengI-40	0]
MERA. YeA
Dean Witter & Co.,Indq.	==
NFTT—T—T—T—T—T——
& Winthrop, Inc. \y ee	—
—e— A -<
7 ee
- Z<3(Get. 00	ph Morton SCJ. ee	~~.
—
L.A ee
{Spade HE ——————1
® —| Cs EAN La ——
; iv
7g S\Npe— |

pe. tL
of E———————
cle
Sao7. 5) eeep ’-
phil EE @
Seite CONF
ayy
pr —
Wi aces (Analiwilon “5
Nd | I.
7 Tp7 7 Fe PA A SE
i & “Ge\ ET o	ya pree]
Soar ry & 0]
Gag Secs—
=== °ee
FE
a

x v * pb. a4
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET No. J4/ -- k pe. zl of. tesco sas Lew pe Rak
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
ELLIS GRAVETTE
—————————
——————
————————————————
ee]
GEORGE COQUILLARD
re
re	——————
C ee	I
MORGAN WRIGHT
ee
ee
i
RE
RICHARD ENGELBERG EBL
——————
ee
I
]
JOHN MALKIND
ey
EE.
———————————————
ee
a
Charles D. Prutzman
bo	————————————
|]
I
Richard Ww. Arneson, Jr{ 8-3 p-¢v =~ — — — ~~
( -	NL	ee
a]
ee
Dennis P. Hill 5-3 fA
ee
———————
|]
ee
Walter P. Gribben s-5 pgs
EE.
ee
( EEWilliam L. O'Bryon [Bg	pre
ee ee	———————---ou0	0
a
1]
NN ~
J ~ 3

' . . 14 s . Pp. 24
A-H Properties. B-3 B= N
a
————————————
COASTAL LAND CORP. ''g-	1
7. eeEE.
CONSOLIDATED EQUITIES l B-5 ~~
COMPANIE ee C| 21 ar sens Sloe | ___ 0	a]
JP poo #7 |]
DICKSON G. PRATT g-s
BT Cs1
EE.
RICHARD GANT 's-c____________
re sSSsS
R.G. KING (e-5 ®Lo BA &/2¢ -	—_——m—_——_——
ee
PREDRA® MITROVICH 8-5 __________	oo]
EA Eee 1
Sem Weeg 2 dn oo]
JEREMY ETS-HOKIN s-5
NATIONAL COMMUNITY BUILDERS B-5
J. LL. SCHRAM “5