Rick J. Martin v. Sundial Marine Tug and Barge Works, Incorporated;

NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
RICK J. MARTIN,
Petitioner,
v.
SUNDIAL MARINE TUG AND BARGE
WORKS, INCORPORATED; et al.,
Respondents.
No. 20-70147
BRB No. 19-0009
MEMORANDUM*
On Petition for Review of an Order of the
Benefits Review Board
Argued and Submitted June 7, 2021
Portland, Oregon
Before: WARDLAW and HURWITZ, Circuit Judges, and BOLTON,** District
Judge.
Rick Martin petitions for review of a decision of the Benefits Review Board
(“BRB”) affirming a decision of an administrative law judge (“ALJ”) denying
medical benefits under the Longshore and Harbor Workers’ Compensation Act (the
* This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
** The Honorable Susan R. Bolton, United States District Judge for the
District of Arizona, sitting by designation.
FILED
SEP 2 2021
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS

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“Act”), 33 U.S.C. §§ 901–950. We have jurisdiction under 33 U.S.C. § 921(c) and
deny the petition.1
1. An employer is responsible for reasonable and necessary medical expenses
associated with a claimant’s work-related injury. 33 U.S.C. § 907(a); M. Cutter Co.
v. Carroll, 458 F.3d 991, 993 (9th Cir. 2006). To be entitled to reimbursement for
incurred medical expenses, a claimant must have sought the employer’s
authorization for the performed services. See 33 U.S.C. § 907(d)(1)(A) (stating that
a prerequisite to recovery of expenses is that the “employer shall have refused or
neglected a request to furnish such services”); Nardella v. Campbell Mach., Inc.,
525 F.2d 46, 49–50 (9th Cir. 1975) (finding no entitlement to reimbursement where
the claimant failed to request that his employer provide him with the performed
treatment).
2. At issue is whether Martin is entitled to reimbursement for right-knee surgery
performed in August 2008 by Dr. Timothy Bollom, a microfracture surgery
specialist. The parties do not dispute that Martin visited his treating physician, Dr.
Michael Johnson, for “persisting bilateral knee pain” before that surgery; that Dr.
Johnson referred Martin to Dr. Bollom; and that Sundial’s workers’ compensation
1 Martin’s claim that the ALJ erred in calculating his average weekly wage
when awarding disability benefits is addressed in a contemporaneously filed
opinion.

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insurance carrier, SAIF, denied the referral in August 2006. The only dispute is
whether Martin sought—through Dr. Johnson’s referral to Dr. Bollom—
authorization for right-knee surgery. Substantial evidence supports the ALJ’s
factual finding that the referral did not concern the right knee. See Todd Shipyards
Corp. v. Black, 717 F.2d 1280, 1284 (9th Cir. 1983).2 As the BRB noted, “[a]t the
time of the referral, Dr. Bollom had recommended only left knee surgery” and his
“office note refers only to left knee surgery.” Considering the MRIs in June 2006,
Dr. Bollom had opined that the “the right knee would be difficult to improve upon
with an arthroscopic procedure . . . for the left knee, one could consider arthroscopic
debridement and probable microfracture.” Dr. Johnson’s note referring Martin to
Dr. Bollom for treatment in August 2006 was as follows:
[Martin] returns for followup today with persisting bilateral knee pain.
He has recently seen another physician regarding his left knee who
suggested an arthroscopic surgery. In reviewing his notes there is an
MRI, which noted osteochondral defects of both medial and lateral
femoral condyles possible horizontal cleavage tear of the posterior horn
medial meniscus and grade III arthritic changes in the medial
compartment. These findings are certainly consistent with the patient’s
symptoms and he would like a referral to another physician to pursue
2 Martin argues in the alternative that even if Dr. Johnson never referred him to
Dr. Bollom for right-knee treatment in 2006, Martin’s 2005 request to a SAIF claims
adjuster to see Dr. Bollom and its denial satisfied § 907. But, Martin failed to raise
this argument in his petitions for review below and the BRB did not address it. We
therefore find it forfeited. See Portland Gen. Elec. Co. v. Bonneville Power Admin.,
501 F.3d 1009, 1023–24 (9th Cir. 2007); Zumwalt v. Nat’l Steel & Shipbuilding Co.,
796 F. App’x 930, 931 (9th Cir. 2019); 20 C.F.R. § 802.211(a).

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further treatment. Referral made to Dr. Bollom and I will see him back
as needed.
The referenced MRI findings relate only to the left knee. Martin visited Dr.
Douglas—a family practice physician overseeing Martin’s use of narcotics—one
month later. Dr. Douglas’s notes explain that Dr. Johnson “has recommended
intervention surgically into his LEFT knee, but the insurance is denying that at this
point.” The ALJ did not clearly err in finding that no referral was made for right-
knee surgery on this record.3
PETITION FOR REVIEW DENIED.
3 Because we find the ALJ did not err in denying medical benefits on this
ground, we do not reach the question of whether the right-knee surgery was
reasonable and necessary.

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