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92-3187Court of Appeals for the Fifth Circuit25 mar 2004

Testo completo

*Local Rule 47.5 provides: "The publication of opinions
that have no precedential value and merely decide particular
cases on the basis of well-settled principles of law imposes
needless expense on the public and burdens on the legal
profession." Pursuant to that Rule, the Court has determined
that this opinion should not be published.
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 92-3187
Summary Calendar
UNITED STATES OF AMERICA, Plaintiff-Appellant,
versus
DAVID HERNANDEZ and
DANIEL RECIO, Defendants-Appellees.
Appeals from the United States District Court
for the Eastern District of Louisiana
(CR-91-145-K)
February 9, 1993
Before HIGGINBOTHAM, SMITH, and DeMOSS, Circuit Judges.
PER CURIAM:*
Defendant appeals his convictions for conspiracy to possess
with intent to distribute and possession with intent to distribute
cocaine and marijuana. We affirm.
I.
Prosecution of Daniel Recio arose from the execution of a
search warrant at the home of David Hernandez. Jefferson Parish

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authorities received information that a large shipment of cocaine
would be delivered to the Hernandez residence on March 20, 1991.
A task force consisting of Jefferson Parish sheriff's deputies, New
Orleans police, and the FBI conducted surveillance of the residence
beginning on that afternoon.
During surveillance, Agent Orgeron saw Hernandez and his live-
in companion, Celia Guerra, leave the house in a white station
wagon, stop briefly at an apartment complex, and then drive to a
McDonald's restaurant. There, they met Miguel Sarmiento, who was
waiting in a maroon Chevrolet. Hernandez took command of the
Chevrolet and both cars proceeded back to the Hernandez residence.
At first, Hernandez left the Chevrolet in his driveway and went
into the house. Later, he emerged from the house and backed the
Chevrolet behind a solid wooden fence appurtenant to the dwelling,
hiding the car from observation. At this point, Agent DeLaughter
applied for a search warrant.
Shortly before midnight, Recio's Nissan Maxima pulled up to
the residence. According to Recio, he was arriving from a trip to
Brownsville, Texas. He testified that he and his wife, Ramona
Recio, traveled from Bay St. Louis, Mississippi to Brownsville in
response to a call from her family informing her that her father in
Mexico was ill. Her brother planned to meet her at the border to
escort her to the family home, because Recio, a Cuban national, did
not have the proper immigration documents to leave and re-enter the
United States. Recio decided that he would stop in New Orleans on
the way and leave his pickup truck for repairs, because he had

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difficulty communicating with English-speaking mechanics in
Mississippi. His New Orleans mechanic was Hernandez, whom Recio
had met at the Latin supermarket in New Orleans. Recio drove the
pickup, and his wife drove their Nissan Maxima to Hernandez' house.
After a brief stop, they continued on their trip. In Brownsville,
Mrs. Recio joined her brother; Recio returned to New Orleans.
Recio went into the house, and after about ten minutes inside,
Recio, Hernandez and Sarmiento left the house and went to the rear
of Recio's car. Recio opened the trunk and removed a white plastic
bag. At trial, Recio denied going to his trunk. The three men
then returned to the house.
About fifteen minutes after Recio's arrival, the search
warrant was executed. Agents gained entry by first removing a
barred security gate by attaching a chain to it and pulling with a
truck and then breaking the wooden front door. Inside the house,
agents saw Recio and Hernandez seated at a table. On the table was
a triple beam scale, as well as a brown plastic bag and a clear
plastic bag. Together, the bags contained over three kilograms of
cocaine. As the officers entered, Recio handed the clear plastic
bag to Hernandez. Hernandez grabbed the brown plastic bag from the
table and ran down the hallway. Agent Orgeron chased Hernandez
down the hall and into the master bedroom. When Orgeron identified
himself as the police, Hernandez threw the packages into Orgeron's
chest.
After arresting Hernandez, Recio, Sarmiento, and Guerra, the
officers searched the house. In the closet of a spare bedroom,

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they discovered a U-Haul box containing a total of 18 bags of
marijuana; sixteen clear plastic bags were found in a green plastic
garbage bag, and two clear plastic bags were found separately in a
white plastic garbage bag. Contrary to the officers' account,
Hernandez testified that all of the marijuana and the cocaine were
in two trash bags in the closet. Officers also discovered a second
triple beam scale in a kitchen cabinet and Recio's immigration
document.
In a four-count indictment, the grand jury charged Recio,
Guerra, Hernandez, and Sarmiento with conspiracy to possess three
kilograms of cocaine and 17 pounds of marijuana with intent to
distribute (counts one and two) and possession of the same with
intent to distribute (counts three and four). With the exception
of Hernandez who pleaded guilty to all counts, the defendants
pleaded not guilty and proceeded to trial. At the close of the
government's case, the district court granted Guerra and
Sarmiento's motions for judgment of acquittal. The court denied
Recio's motion, and the trial went forward. The jury returned a
verdict of guilty on all counts; the district court sentenced Recio
to concurrent terms of imprisonment of 96 months, a fine of
$12,500, concurrent five-year terms of supervised release, and a
special assessment of $200. This appeal followed.
II.
A.
Recio first argues that the evidence was insufficient to
support the convictions for conspiracy to possess cocaine and

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marijuana with intent to distribute. He does not challenge the
sufficiency of the evidence to support his convictions for
possession. Because Recio moved for judgment of acquittal, the
standard for evaluating the sufficiency of the evidence is whether,
after viewing the evidence in the light most favorable to the
verdict, any rational trier of fact could have found the essential
elements of the offense beyond a reasonable doubt. Jackson v.
Virginia, 443 U.S. 307, 319 (1979). In viewing the evidence in the
light most favorable to the verdict, we afford the government the
benefit of all reasonable inferences and credibility choices.
United States v. Nixon, 816 F.2d 1022, 1029 (5th Cir. 1987).
In order to establish the substantive count of conspiracy, the
government has the burden of proving "(1) the existence of an
agreement between two or more persons to violate the narcotics
laws, (2) that each alleged conspirator knew of the conspiracy and
intended to join it, and (3) that each alleged conspirator did
participate in the conspiracy." United States v. Guerra-Marez, 928
F.2d 665, 674 (5th Cir. 1991). The elements may be established by
circumstantial evidence, and a plan may be inferred from the
circumstances. Id.
Recio asserts that the government's witnesses were inherently
unbelievable. He contends that the only evidence connecting him to
the cocaine "is the testimony, now of questionable veracity, of the
police officers." His contention is unavailing. We are "concerned
only with the sufficiency, not the weight, of the evidence.
Assessing the credibility of the witnesses and weighing the

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evidence is the exclusive province of the jury." United States v.
Greenwood, 974 F.2d 1449, 1458 (5th Cir. 1992).
Applying the sufficiency of the evidence standard, it was
reasonable for the jury to conclude from the actions of Hernandez
and Recio when the police entered the house that Hernandez and
Recio were involved in a cocaine conspiracy. Furthermore, after
making credibility choices, a jury could draw a reasonable
inference that the white plastic bag that Recio removed from his
trunk was the same white plastic bag containing marijuana police
found in the U-Haul box with the green bag holding 16 clear bags of
marijuana. Finally, both the cocaine and marijuana were present in
distributable quantities. See United States v. Pineda-Ortuno, 952
F.2d 98, 102 (5th Cir. 1992) (possessing "a larger quantity of
cocaine than an ordinary user would possess for personal
consumption supports the finding that appellants intended to
distribute the drug"). The evidence was sufficient to support both
conspiracy convictions.
B.
Recio asserts that the district court abused its discretion in
denying his motion in limine to exclude evidence of a seven-year-
old conviction for possession of marijuana with intent to
distribute. This contention is without merit. Any error in
denying the motion was harmless. The prosecution never introduced
the conviction; Recio acknowledged the conviction in his direct
examination as discussed below.

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C.
Recio alleges that reversible error occurred during the cross-
examination of his wife, Ramona Recio. The defense called Mrs.
Recio to testify. Defense counsel concluded her direct examination
as follows:
Q: Mrs. Recio are you aware of your husband being involved in
drug dealing of any kind?
A: I am conscious that my husband is innocent. I have been
with him -- I have been married to him for four and a half
years, and we have worked and fought. For this to happen now.
It's the truth. It's the truth.
The government approached the bench to express its intention to
question Mrs. Recio concerning her husband's conviction, because
she had "opened the door" by leaving the impression that Recio had
a clean past. Over defense counsel's objection, the district court
permitted the question but cautioned the government as to the
phrasing:
The Court: Why don't you ask her if she's aware that her,
instead of that. Why don't you ask her if she knows whether
or not her husband ever was.
The government's cross-examination included the following:
Q: Mrs. Recio, are you aware that your husband --
The Court: That wasn't the question.
Q: Do you know whether or not your husband has a prior
conviction for a narcotics, a drug offense?
A: No.
Recio first argues that the court erred in allowing the government
to question Mrs. Recio about her knowledge of any convictions.
Second, he contends that the his Fifth Amendment rights were
violated, because the government's attempt to ask the question "are

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you aware?" implied the fact of his conviction to the jury, leaving
Recio with no choice but to take the stand to tell his story to the
jury and acknowledge the conviction, which he did.
Allowing the prosecution to inquire about convictions was
proper. Counsel may cross-examine a witness who testifies as to
the defendant's good character by asking whether the witness has
heard of prior misconduct which is inconsistent with the witness's
direct testimony. United States v. Bright, 588 F.2d 504, 511 (5th
Cir. 1979); see also United States v. Lemaire, 712 F.2d 944, 948-49
(5th Cir. 1983) (applying the doctrine of "invited error").
We also can not agree that the government, through its aborted
question, forced Recio to testify in violation of the Fifth
Amendment. It is not at all certain that Recio was not going to
testify before the cross-examination of his wife. Recio was listed
as a possible witness, and defense counsel had said that the
strategic decision whether Recio would testify had not been made.
But even assuming Recio knew from the beginning that he would not
testify, the government did not force him to the stand. If Recio
was that concerned about the jury thinking he had a prior
conviction, he could have requested a curative instruction. The
judge could have instructed the jury that "the questions asked of
the witnesses were not themselves evidence," United States v.
Carter, 953 F.2d 1449, 1457 (5th Cir. 1992), or that there was no
evidence before the jury that Recio had ever been convicted of a
narcotics offense. Recio requested no instruction.

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D.
Recio also argues that prosecutorial misconduct deprived him
of due process by rendering the trial fundamentally unfair. Recio
refers to three instances of alleged misconduct: 1) the
prosecutor's cross-examination of Mrs. Recio already discussed; 2)
the prosecutor's "in globo" introduction of Guerra's phone records,
allegedly in a manner designed to hide their presence; and 3) the
prosecutor's comments regarding the telephone records in his
closing arguments. We ask "whether the misconduct casts serious
doubt upon the correctness of the verdict" by considering 1) the
magnitude of the prejudicial effect of the statements; 2) the
efficacy of any cautionary instructions; and 3) the strength of the
evidence of the appellant's guilt. Carter, 953 F.2d at 1457.
We quickly dismiss the claim of misconduct as to the cross-
examination of Mrs. Recio. Any prejudice Recio suffered was
negated when Recio testified on direct examination about his prior
conviction. The remaining three instances concern Guerra's
telephone records. Recio argued to the jury that he and Hernandez
had only recently met and that they were not friends. On cross-
examination, Guerra claimed that she met Recio for the first time
three nights before their arrest. She stated that she knew of no
one who lived in Bay St. Louis, Mississippi. She had never
telephoned anybody in Bay St. Louis before her arrest, and
moreover, she knew of no one else who would have called Bay St.
Louis. The prosecutor then questioned her about her telephone bill

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1During his case-in-chief, Recio introduced a speeding
ticket he received in Texas just before he was arrested. Recio's
phone number appeared on the citation and was the same as the
number on Guerra's phone bill.
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which showed over 20 calls to Recio's number in Bay St. Louis.1
The government had introduced the records during its case through
Officer DeLaughter, the custodian of the evidence seized from
Hernandez' house.
The first claim of misconduct regarding these records concerns
the manner in which the government put them into evidence. The
records were contained in Government Exhibit 12, an in globo
exhibit identified by DeLaughter as "assorted paperwork." When
introducing the exhibit, the prosecutor told DeLaughter several
times, that he did not have to go through the papers one by one.
Exhibit 12 was admitted without objection. Recio claims that by
introducing the records via an in globo exhibit and not allowing
the witness to identify each and ever item, the government
"slipped" the records into evidence. Recio's claim is without
merit. The government provided the records to Recio during
discovery and counsel did not object to their admission.
Recio next points to misconduct during closing arguments. The
prosecution summarized Guerra's testimony, concluding that the
phone bills were "direct and clear-cut evidence that Celia Guerra
took that witness stand and lied." There was no wrongdoing here.
In its rebuttal argument, the government stated that Recio had not
denied the numbers and that Guerra had made the phone calls to
Recio's number in Bay St. Louis. Recio objected to the statement

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that Recio had not denied the numbers. The court responded with an
instruction to the jury reminding the jury that the government
bears the burden of proof at all times. The court responded sua
sponte to the suggestion that Guerra made the calls by telling the
jury that the evidence did not show who made the calls. Any
prejudice from these statements was cured by the court's
instructions. None of these events, by themselves or taken
together, casts serious doubt over Recio's convictions.
E.
Finally, Recio argues that the instructions to the jury
concerning the use of "mere presence" to infer a conspiracy were
misleading. We review "a jury instruction to determine whether
"the charge, as a whole, is a correct statement of the law and
whether it clearly instructs the jurors as to the principles of law
applicable to the factual issues confronting them." United States
v. Pretel, 939 F.2d 233, 240 (5th Cir. 1991). The district court
charged the jury:
As to each of the four charges, mere presence at the
scene of an alleged transaction or event, or mere similarity
of conduct among various persons and the fact that they may
have associated with each other, and may have assembled
together and discussed common aims and interests, does not
necessarily establish proof of any crime alleged. Also, a
person who has no knowledge of any crime alleged, but who
happens to act in a way which advances some object or purpose
of that crime, does not thereby become guilty of the crime.
Although "mere presence" at the scene of a crime will not
support an inference of participation in a conspiracy, it is
a significant factor to be considered within the context of
the circumstances under which it occurs.
However, you may not find the defendant guilty unless you
find beyond a reasonable doubt that every element as defined
in these instructions was committed by some person or persons,

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and that the defendant voluntarily participated in its
commission with the intent to violate the law.
Recio argues that the second paragraph, which was added at the
government's request, was misleading. This argument is without
merit. The second paragraph is taken verbatim from United States
v. Evans, 941 F.2d 267, 272 (5th Cir. 1991). Any confusion created
by defining "mere presence" as a significant factor is clarified
when the instruction is read as a whole. Finally, it is of no
consequence that the definition of mere presence was applied in a
sufficiency of the evidence analysis in Evans.
AFFIRMED.

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