United States of America v. Rachele D. Barnhart

043237np-pdfCourt of Appeals for the Third Circuit26 ott 2005

Testo completo

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 04-3237
UNITED STATES OF AMERICA,
v.
RACHELE D. BARNHART,
Appellant
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Criminal No. 00-cr-00018)
District Judge: Hon. Malcolm Muir
Submitted Pursuant to Third Circuit LAR 34.1(a)
October 18, 2005
BEFORE: SCIRICA, Chief Judge, VAN ANTWERPEN and COWEN, Circuit Judges
(Filed: October 26, 2005)
OPINION
COWEN, Circuit Judge.

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Appellant Rachele D. Barnhart appeals the judgment of conviction and sentence
entered in the District Court on July 21, 2004, claiming that her trial counsel rendered
ineffective assistance. The District Court had subject matter jurisdiction under 18 U.S.C.
§ 3231. We have subject matter jurisdiction pursuant to 28 U.S.C. § 1291, and 18 U.S.C.
§ 3742(a). We will dismiss the appeal.
The July 21, 2004 judgment found Appellant in violation of certain conditions of
supervised release and imposed a term of imprisonment of five months. Before issuing
this judgment, the District Court held several hearings, including a presentence hearing on
June 29, 2004. Illness precluded Appellant from attending the June 29, 2004 presentence
hearing, and counsel represented the following regarding his prior discussion with
Appellant and her absence from the hearing to the District Court:
Mr. Rocktashel [Assistant United States Attorney] and I have had some
discussion about what to do about this. And I would ask under the
circumstances that the Court permit the testimony that the government has
scheduled for today to go forward waiving the presence of my client. I can
represent to the Court that I have discussed the case with her in detail, and I
believe that I am prepared to cross examine the witnesses who have come
here today from Harrisburg.
(App. at 138.) After receiving testimony from the witnesses present, the District Court
adjourned the hearing for Appellant to testify after granting her an opportunity to review a
transcript of the proceedings. The District Court accordingly heard Appellant’s testimony
on July 16, 2004, before entering its judgment. On appeal, Appellant accuses her counsel

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of waiving her presence without obtaining her authorization in contravention of the Sixth
Amendment.
This Court does not entertain ineffective assistance of counsel claims on direct
appeal unless the record is “sufficient to allow determination of ineffective assistance”
such that an evidentiary hearing for additional factual development is not necessary.
United States v. Headley, 923 F.2d 1079, 1083 (3d Cir. 1991). The record in this case is
not sufficiently developed to allow meaningful direct review of Appellant’s claim.
As shown by the portion of the record quoted above, the record does not reflect
facts necessary to resolution of Appellant’s claim. Most significantly, it does not reveal
whether Appellant agreed that counsel should proceed with the June 29, 2004 presentence
hearing in her absence, or even if this issue was discussed. It is clear that an evidentiary
hearing is needed for further factual development before trial counsel’s overall
effectiveness can be satisfactorily ascertained. In this case, a collateral proceeding is the
most appropriate means for resolving Appellant’s contentions.
For the foregoing reasons, the appeal will be dismissed.

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