NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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NO. 01-3853
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ROSA ROMANI,
Appellant
v.
COMMISSIONER OF SOCIAL SECURITY
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On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civil No. 00-cv-04783)
District Judge: Honorable Alfred J. Lechner, Jr.
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Submitted Under Third Circuit LAR 34.1(a)
on April 26, 2002
Before: BECKER, Chief Judge, SCIRICA, and RENDELL, Circuit Judges,
(Filed May 14, 2002)
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OPINION OF THE COURT
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RENDELL, Circuit Judge.
Rosa Romani appeals from an order of the District Court that affirmed the Social
Security Commissioner’s decision to deny her disability benefits. The Administrative
Law Judge ("ALJ") found that Romani had a severe disorder of the sacrum and a history
of ulcerative colitis, but that Romani did not have a listed impairment or the medical
equivalent and that she was not prevented from performing her past relevant work as a
machine operator. Romani sought review of the ALJ’s decision by the Appeals Council,
but the Council concluded that there was no basis for review. This amounted to a final
decision by the Commissioner. After the District Court affirmed this decision, Romani
made a timely appeal to this Court.
We are bound by the Commissioner’s findings of fact if they are supported by
substantial evidence in the record. "Substantial evidence" means "more than a mere
scintilla. It means such relevant evidence as a reasonable mind might accept as adequate
to support a conclusion." E.g., Morales v. Apfel, 225 F.3d 310, 316 (3d Cir. 2000)
(internal citations omitted). Although we are deferential, we "retain a responsibility to
scrutinize the entire record and to reverse or remand if the [Commissioner]’s decision is
not supported by substantial evidence." Id. at 317. Because aspects of the record
indicate that Romani could not perform her past relevant work, and the ALJ’s decision
that she could is not supported by substantial evidence, we will reverse and remand.
Romani worked as a machine operator for Frigidaire from 1977 to 1990 making
plastic parts for air conditioners. Tr. 37, 40. She testified that she had to stand and bend
up and down, lift, use a spray can and other tools, and move mold headings. Tr. 39-40.
The job did not involve frequent lifting or carrying of more than 10 pounds and the
heaviest weight she had to lift was over 20 pounds. Tr. 40. She also testified that the job
had to be done very quickly: "The machines have to be open[ed] and close[d] only in . . .
20 seconds, 30 seconds." Tr. 40.
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In concluding that Romani could perform her past work, the ALJ rejected the
evidence of a treating physician, which normally is afforded great weight in disability
determinations. See, e.g., Morales v. Apfel, 225 F.3d 310, 317 (3d Cir. 2000). Here, Dr.
Hochberg, who treated Romani from 1988 to 1990, opined that she should not carry
objects weighing more than five pounds and should not lift objects weighing more than
two pounds. Tr. 233. He specifically eliminated sitting and standing from the list of
work activities that Romani could perform. Later examiners estimated that Romani
could lift slightly more. Nonetheless, the evidence of Dr. Hochberg, coupled with the
other evidence referenced below, makes it questionable whether Romani could do her
prior work.
One of the reasons the ALJ gave for rejecting Dr. Hochberg’s evaluation of
Romani’s lifting capacity was "the overall lack of consistency in [Romani’s] alleged
complaints and reported activities of daily living." Tr. 20. But the ALJ’s reliance on the
claimant’s daily activities is misplaced, as it appears that driving a car is the most
exertion she engages in Romani reported that she was unable to do household
maintenance, but watched TV and drove a car. Tr. 173, 266, 296.
The evidence from Dr. Hochberg is bolstered by the testimony of Dr. Mylod,
Romani’s medical expert. Dr. Mylod, who had more than a decade of experience as a
medical expert at Social Security hearings, was the sole expert witness at the hearing.
Although he had not examined Romani, he had reviewed all her medical records. He
testified that:
[Romani’s] ability to stand in an eight-hour day would be no more than two
hours, 15 minutes at a time based on because of the radiculopathy and
the meningocele that’s in the sacral. And her ability to sit is restricted also.
Again, because of the pressures in the spinal cord and in the disks
(inaudible) are actually increased when seated. So she has radiculopathy
when she’s seated. And the radiculopathy in her hand is certainly going to
affect her hand her ability to do fine manipulations. And I estimate her
ability to lift probably no more than ten pounds, probably less than 20.
Tr. 62. The ALJ rejected Dr. Mylod’s opinion "because it appears to be based on an
uncritical acceptance of [Romani’s] self-serving complaints," but accepted the view of
the "medical consultants who reviewed the evidence of record at both the initial and
reconsideration levels of the adjudication review process" that Romani did not suffer
from a listed impairment. Tr. 16-17. The ALJ failed to explain how lack of examination
made Dr. Mylod’s views as to the claimant’s condition and ability to perform work
suspect.
Moreover, the medical reports consistently note the slowness of Romani’s
movement, while her work as a machine operator required speed. Her own report that
she walked very slowly, Tr. 187, was corroborated by medical records from 1995 that
reflect that she "walked and moved slowly" and "with difficulty." Tr. 281, 284. Further,
a 1997 report states that she could walk on her heels and toes "slowly," Tr. 325, and Dr.
Vekhnis, who examined Romani in January 1997, reported that all of her motions were
"very slow." Tr. 328, 329. All of these reports were from physicians and therapists who
had treated and examined Romani.
Finally, the ALJ acknowledged that an individual’s symptoms, including pain,
"can play a significant role in determining her residual functional capacity," but rejected
Romani’s allegations of pain as "unsupported by objective medical evidence" and "also
inconsistent with the weight of the nonmedical evidence and . . . not, therefore, entirely
credible." Tr. 19, 20. We have stated that the standard as to subjective pain requires:
(1) that subjective complaints of pain be seriously considered, even where
not fully confirmed by objective medical evidence; (2) that subjective pain
"may support a claim for disability benefits," and "may be disabling"; (3)
that where such complaints are supported by medical evidence, they should
be given great weight; and (4) that where a claimant’s testimony as to pain
is reasonably supported by medical evidence, the ALJ may not discount
claimant’s pain without contrary medical evidence.
Green v. Schweiker, 749 F.2d 1066, 1068 (3d Cir. 1984) (citations omitted).
Romani testified at the hearing that she had constant pain, and she consistently
reported such pain during her medical and therapeutic visits. Tr. 44, 287. Dr. Mylod
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testified that the medical record supported Romani’s complaints of pain, including back,
neck, and joint pain. Tr. 58. Further, Dr. Vekhnis found that Romani "has a history of
sacral fracture and this gives her a significant amount of pain." Tr. 329. Even the ALJ
points to MRIs performed in November 1988 and August 1989, that "yielded abnormal
findings suggestive of a thecal sac meningocele or arachnoidal cyst in the distal end of
the sacrum" and "electrodiagnostic testing done in June 1990 [that] was consistent with
bilateral sacral radiculopathy." Tr. 17. This evidence of a spinal cyst and its connection
to the reported constant pain was not adequately explained by the ALJ.
For the reasons above, we conclude that the ALJ’s decision is not supported by
substantial evidence and will REVERSE the District Court’s dismissal of Romani’s
claim and REMAND to the District Court with directions to remand to the Commissioner
for additional proceedings in accordance with this opinion.
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TO THE CLERK OF COURT:
Please file the foregoing Not Precedential Opinion.
Marjorie O. Rendell
Circuit Judge
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