Communications Workers of America, Afl-Cio v. NEW JERSEY DEPARTMENT OF PERSONNEL and MERIT SYSTEM BOARD

013408up-pdfCourt of Appeals for the Third Circuit25 lug 2002

Testo completo

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 01-3408
COMMUNICATIONS WORKERS OF AMERICA, AFL-CIO,
Appellant
and
LOCAL 1033 OF THE COMMUNICATIONS WORKERS OF AMERICA,
CHERYL TOBIN, BESSIE DELEON, REGINA JACKSON, ARUN KAUSHAL
v.
NEW JERSEY DEPARTMENT OF PERSONNEL and
MERIT SYSTEM BOARD
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
D.C. No. 99-cv-3329
District Judge: Honorable Mary Little Cooper
Submitted Under Third Circuit LAR 34.1(a)
July 12, 2002
Before: SCIRICA and GREENBERG, Circuit Judges, and FULLAM ,* District Judge
(Opinion Filed: July 25, 2002)
*The Honorable John P. Fullam, Senior District Judge of the Eastern District of Pennsylvania,
sitting by designation.

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OPINION
PER CURIAM:
Appellant Communications Workers of America, AFL-CIO (“the
National”) brought a racial discrimination case against the appellee, New Jersey
Department of Personnel, challenging a “Performance Assessment Review” program used
by appellee in making personnel decisions. In 1999, after certain changes were made in
the program in question, the parties settled their differences and, in January 2000,
submitted a stipulation of settlement to the district court. Before that stipulation was
approved or acted upon in any way, a local union and certain of its members (“the Local”)
sought to intervene in the action in opposition to the proposed settlement. The district
court permitted intervention, and the Local filed its separate complaint asserting claims
for damages on behalf of its members. The National had opposed intervention by the
Local, but, after intervention was permitted, notified the district court that the National no
longer consented to the proposed settlement. The National also filed a motion to amend
its complaint, to include claims for damages.
The appellee filed a motion to dismiss the Local’s complaint as time-barred,
opposed the National’s attempt to amend its complaint, and filed a motion to enforce the
settlement agreement. In May 2001, the district court entered an order dismissing the

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Local’s complaint as time-barred. In August 2001, the district court granted appellee’s
motion to enforce the settlement agreement, and dismissed as moot the National’s motion
for leave to amend its complaint. Both the National and the Local filed appeals which, in
the aggregate, appealed from both orders. The Local’s appeal was heard by another panel
of this court, and was disposed of in a published opinion, Communications of America v.
New Jersey Department of Personnel, 282 F.3d 213 (3d Cir. 2002). The Court affirmed
the dismissal of the Local’s complaint and also upheld the district court’s order enforcing
the settlement agreement. In a footnote, the Court stated:
“3. The National also separately appealed from the order
enforcing the settlement agreement but withdrew from this
appeal on the eve of oral argument scheduled in this court.
However, the National continues to maintain its separate
appeal from the August 2001 order.”
Since the National did not actually participate in the earlier appeal, and
since the Local union was not a party to the settlement agreement and had been dismissed
from the case, the panel’s discussion of the enforcement of the settlement constitutes
dictum, and does not relieve us of the obligation to decide whether the present appeal, i.e.,
whether the district court was correct in requiring the National to comply with the
settlement agreement. Neither party to the present appeal contends that the panel’s
decision is binding, as to the enforcement issue.
On the merits, we have no difficulty in concluding that the district court
properly enforced the settlement agreement. Appellant’s argument that, since the district

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court never reserved jurisdiction to enforce the settlement agreement, it lacked
jurisdiction to do so, is incorrect. That doctrine applies only to post-judgment
applications for enforcement. In the present case, the litigation was still pending before
the district court; the district court never lost jurisdiction over the litigation. And since it
undisputed that the appellant and the appellee, who were the only parties to the lawsuit at
the time, repeatedly informed the district court that the case was settled, and submitted a
stipulation of settlement, the court’s later conclusion that the parties had indeed settled the
case is not surprising. The district court acted properly in enforcing the settlement
agreement, and dismissing the action pursuant to that agreement. The court also acted
properly in concluding that the dismissal of the action rendered moot appellant’s
application for leave to amend the complaint.
The order appealed from will be affirmed.

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