PERB Order No. A115E•Alum Rock Union School District/Mt. Diablo Unified School District (PERB A115E)
Alum Rock Union School District/Mt. Diablo Unified School District (PERB A115E)
PERB Order No. A115ECalperb22 set 1981
Testo completo
STATE OF CA.LIFORNIA DECIS I CN OF THE PUBLIC EMl?LOYMENI' RELATIONS BOARD CALIFORNIA SCHOOL EMPLOYEES ASSOCIATION, CHAPTER 30 5, Charging Party, v. ALUM ROCK UNION SCHOOL DISTRIC'r, Respondent. ) ) ) ) ) ) ) ) ) _________________ ) C as e No • SF -CE-1 7 0 MT. DIABLO EDUCATION ASSOCIATION, CTA/NEA, Charging Party, and JOilli MILLS, PETER MOLINO, CA.ROL YOUNG, CATHERINE AV INGI'CN, LA URIE PETE RS rn and LES GROOB IN, Inter venors, v. MT. DIABLO UNIFIED SCHOOL DIST RI CT, Res pendent. Case No. SF-CE-452 PERB Decision No. Ad-115 September 22, 1981 ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) MT. DIABLO FEDERATICN OF 'l'EA CHE RS , LOCAL 19 0 2 , CFT /AFT , AFL-CIO ,- JOHN MILLS, PETER MOLINO,CAROL YOUNG, CATHERINE AVINGI'CN, LAURIE PETERSON AND LES GROOBIN, Charging Parties, v. MT. DIABLO UNIFIED SCHOOL DISTRICT, Respondent. Case No. SF-CE-455 ) ) ) ) ) ) ) ) ) ) ) ) ) ) _________________ )
~_Eearances: John L. Bukey, Attorney for Alum Rock Union School District. Kirsten L. Zerger, Attorney for Mt. DiabloEducation Association, CTA/NEA; Margaret E. O'Donnell, Attorney (Breon, Galgani & Godino) for Mt. Diablo Unified School District; W. Daniel Boone, Attorney (Van Bourg, Allen, Weinberg & Roger) for the individually named charging parties and Mt. Diablo Federation of Teachers, Local 1902, CFI'/AFT, AFL-CIO. Before Jaeger, Moore and Tovar, Members. DECISION These cases come before the Public Employment Relations Board (hereafter PERB or Board) on appeal from the chief administrative law judge's (hereafter CALJ) denial of separate motions filed by the Alum Rock Union School District and the Mt. Diablo Unified School District (hereafter District or Districts) to reopen the record and clarify the remedy in two separate unfair practice cases. Both unfair practice cases are currently on the Board's appellate docket concerning exceptions filed to hearing officer proposed decisionsl in the respective cases. In each case, after issuance of the proposed decision, the Districts filed motions with the chief admi n is tr a ti ve 1 aw j ud ge . lPERB administrative regulations are located in the California Administrative Code, title 8, sections 3100 et seq.(hereafter PERB Rules). Proposed decisions are provided for in PERB Rule 32215, which states in relevant part: At the close of the formal hearing the case shall be submitted to the Board agent conducting the hearing or another Board agent assigned by the Chief Administrative Law Judge who shall issue a proposed decision or submit the record of the case to the Board itself for decision pursuant to instructions from the Board itself. 2
The CALJ concluded that he had no jurisdiction to consider the motions because his authority over an unfair practice matter ceases upon issuance by the hearing officer of a proposed decision.2 He certified his denial of the respective motions as an administrative decision which the parties may appeal to the Board.3 These motions involve similar issues, and the Board has consolidated them for purposes of this decision. For the reasons set forth below, the Districts' motions are denied. PROCEDURAL HISTORY AND FACTS On January 18, 1978, the California s_chool Employees Association, Chapter 305 (hereafter CS~A) filed unfair practice charges against the Alum Rock Union School District. The com plaint alleged that the District unlawfully ref used to negotiate regarding the impact of a reclassification scheme i ns ti tut ed by the D is tr i ct . 2The CALJ cited PERB Rule 32215, as the basis for his conclusion. See footnote 1, supr~, for text. 3PERB Rule 32350 states in relevant part: (a) An administrative decision is any det ermi nation made by the • • • Chief Admi nistr ati ve Law Judge • • • other than a ref us al to issue a com plaint in an unfair practice case pursuant to Section 32630, or a decision issued pursuant -to Section 32654(e) or a decision which results trom the conduct of a formal hearing. PERB Rule 32360 states in relevant part: (a) An appeal may be filed with the Board 3
itself from any administrative decision, except as noted in section 32380. The matter was held in abeyance pending the Board's decision in a similar case.4 At the request of CSEA, the matter was taken out of abeyance and formal hearing was held on April 16 and 17, 1980. In the proposed decision, issued on April 6, 1981, the hearing officer sustained the unfair practice charge, finding violations of section 3543.S(a), (b) and (c) of the Educational Employment Relations Act (hereafter EERA) • 5 The District filed exceptions on April 27, 1981. 6 4Healdsbur Union Hi h School District and HealdsburUnion School District (6/19 80) PERB Decision No. 132. 5'11 he EERA is codified in Government Code sections 3540 et seq. All statutory references are to the Government Code unless otherwise noted. Sections 3543.S(a), (b) and (c} provide: (a) Impose or threaten to impose reprisals on employees, to discriminate or threaten to discriminate against employees, or otherwise to interfere with, restrain, or coerce employees because of their exercise of rights guaranteed by this chapter. (b) Deny to employee organizations rights guaranteed to them by this chapter. (c) Ref use or fail to meet and negotiate in good faith with an exclusive representative. 6The proposed decision and exceptions are part of a separate unfair practice file of which PERB may take administrative notice. Santa Monica Community College District (9/21/79) PERB Decision No. 103. 4
On
April 29,
1981,
the
District
filed
its
motion
entitled
"Motion
for
Clarification
of
the
Order
and
Reopening
of the
Record
to
rrake
Evidence
on
Subsequent
Events That
Affect
the
Remedy
(Amended)."
The
Alum
Rock
District
requested
that the
hearing record
be
reopened
to
clarify
the hearing
officer's
order
and
introduce
new
evidence
relevant
to the
remedies
ordered
by
the hearing
officer.
That
motion
was
denied
by
the
CALJ
on
the
same
day
it
was
filed
and
the
instant
appeal
was
filed
on
May
11,
1981.
On
March
25,
1980,
the
Mt.
Diablo Education
Association
(hereafter
Association)
filed
an
unfair
practice
charge
against
the
Mt.
Diablo Unified
School
District
charging
a
violation
of
sections
3543.5
{a),
(b)
and
(c)
of
the
EERA.
The
charge
alleged that
the
District
refused to
meet
and
negotiate with
the Association regarding the
implementation
and
impact of
layoffs
which
took
place
in
the
spring
of
1980.
On
April 7,
1980,
the
Mt.
Diablo Federation of
Teachers, Local 1902,
CFT/AFT, AFL-CIO
(hereafter Federation)
and
certain
Mt.
Diablo
teachers
who
were members
of
the Federation
filed
an
unfair
practice
charge
against
the
District
alleging that
the
District's
unilateral
adoption of
the same-date-of-hire
criteria
violated sections
3543.S(a)
and
(c).
Formal
hearing
on
the unfair practice
charges
was
held
on August 11-15,
18,,
S~pternber 15-18,
and October 1-3, 1980.
The
proposed
decision
was
issued
on
April 3, 1981. The
District filed exceptions
5to the proposed decision and filed its motion, entitled "Motion to Reopen the Case for Further Proceedings" on the same date, April 14, 1981. •rhe Mt. Diablo motion contained the same request as the Alum Rock District's but also asserted that the new evidence would establish its reduced liability in connection with the underlying unfair practice charges. The motion was denied by the CALJ on April 16, 1981 and the instant appeal was filed April 27, 1981. DISCUSSION EERA mandates and empowers PERB to determine the validity of unfair practice charges.? The Board has delegated to the CALJ and his agents specific responsibility for processing and hearing such cases.8 Once a proposed decision has been 7EERA section 3541. 5 states in pertinent part: The initial determination as to whether the charges of unfair practices are justified and, if so, what remedy is necessary to effectuate the purposes of this chapter, shall be a matter within the exclusive j ur i sdi cti on of the Board. 8pERB Rule 32118 states in pertinent part: The Chief Admi nistr ati ve Law Judge is the officer designated by the Board its elf to preside over the Division of Administrative Law. The Board delegates to the Chief Administrative Law Judge all responsibility for processing and hearing unfair practicematters including informal conferences, the issuance of dismissals and written decisions following hearing. 6
issued or, al tern a ti vely, the record of the case has been submitted directly to the Board for decision, the CALJ and his agents have no further authority over the case. 9 Neither the CALJ nor his agents are empowered to reopen the hearing record after issuance of a proposed decision. The Board therefore upholds the decision by the CALJ refusing to consider the motion on its merits .10 The Board has general statutory authority to grant relief which it deems necessary to effectuate the purposes of the EERA.11 However, the Board declines to exercise its authority in this instance because the relief requested would 9PERB Rule 32215. See footnote 1, ~EE!.~· 10The situation presently before the Board is to be distinguished from one wherein a request to reopen the record is made 2rior to issuance by the hearing officer of a proposed decision. For example, in Beverly Hills Unified School District (8/8/78) PERB Decision No. 63, the hearing officer contemplated such relief but denied same on the ground that a proper showing had not been made and that, in general, such a procedure is discouraged. Additionally, this situation is to be distinguished from that in which a request to submit new and additional evidence and argument pertaining to the case is made subsequent to theBoard's decision. Santa Clara Unified School District (5/7 /80) PERB Decision No. 104(a). llsection 3541.3 states in relevant part: The board shall have all of the followingpowers and duties: • • • • • • • • ti • • • • • • • • • • • • • (n) To take such other action as the boarddeems necessary to discharge its powers and 7
merely duplicate existing means of addressing the Districts' concerns. duties and otherwise to effectuate the purposes of this chapter. The Districts' grounds for the motions being considered are twofold: the remedy ordered by the hearing officer is ambiguous; 12 and, the remedy is inadequate without the introduction of further evidence. These objections will be considered separately. First, the clarification of the remedies' alleged ambiguities does not require the introduction of new evidence. The Board may resolve the issue when it evaluates the Districts' exceptions, and any remaining uncertainties can be resolved vi a a compliance hearing. Con tr ar y to the Mt. D iablo District's assertions, PERB has utilized compliance hearings. S ► ee Santa Monica Canmunity College District (9/21/79) PERB Decision No. 103; San Francisco Community College District (10/12/79) PERB Decision No. 105; and Santa Clara Unified School District, supr~. To reopen the hearing record at this juncture for the purpose of clarifying the order is therefore unnecessary and would serve no statutory objective. 12The Alum Rock District claims that the remedy is a~biguous because internally inconsistent, while the Districtin Mt. Diablo asserts that the ambiguity results from vagueness. 8
S_econd, the Districts also allege that the remedies ordered are inadequate because it does not take account of the par ti es' current circumstances. The Districts point out that many of the effects were not known at the time of the hearing and urge that the record be reopened so that additional details can be presented. The Mt. Diablo District urges that the remedy as set forth in the order is deficient because it does not specify the instances in which compensation is owing to affected employees. In NL~ v. Rutter-Rex Mfg. Co. (5th Cir. 1957) 134 F.2d 594 [40 LRRM 22131. the court considered an NLRB decision in which an employer objected to the validity of the order on the ground that the record did not reveal the full extent of its liability. The Court of Appeal, reviewing the NLRB' s order, held that the employer had no right to demand, ..• that all the matters be thrashed out in the initial Board proceeding. U nderta king to ascertain the myriad of details respecting the right to, and the extent of, the remedy as to each specific striker out of a large labor force would canplicate the proceeding and perhaps make it endless. The final order declaring it to be an unfair labor strike cannot be obtained unless the hearing on the main issues can end. NLRB V. Rutter-Rex Mfg. Co., §_~, 134 F.2d at p. 598 [40 LRRM at p. 2216]. Whatever uncertainties are perceived to exist in the Board's ultimate remedy can be resolved in a compliance hearing. 9
The Board concludes, in light of the above-des cribed alternatives, that the record of the hearing on the merits in the two cases need not contain all of the details of the impact arising from the Districts• alleged unfair practices. The parties' interests are adequ ately protected without reo pening the record at this stage of the proceedings. ORDER Upon the foregoing decision and the entire record in this case, the Public Emplo yment Relations Board ORDERS that t he m otions to reopen the hearing record, made by the Alum R ock Union School District and the Mt. Diablo Unified School District, respectively, shall be D ENIE D. By: �hn W. Jaeger Melnber ,or Barbara D. Moore, Member C Irene Tovar, Member 10
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