California Faculty Association (Pomerantsev) (PERB 0698H)

PERB Decision No. 0698HCalperb26 set 1988

Testo completo

STATE 	OF 	CALIFORNIA
DECISION OF 	THE
PUBLIC 	EMPLOYMENT 	RELATIONS 	BOARD
ALEXANDER V. 	POMERANTSEV,
Charging 	Party,
v.
CALIFORNIA 	FACULTY ASSOCIATION,
Respondent.
Case No. 	LA-CO-17-H
PERB Decision No. 	698-H
September 26, 	1988
Appearance; 	Alexander V. 	Pomerantsev, 	on his own behalf.
Before Hesse, 	Chairperson; 	Porter, 	Craib and Shank, 	Members.
DECISION AND 	ORDER
This 	case 	is before 	the 	Public 	Employment 	Relations 	Board
(Board) 	on 	appeal by 	Charging 	Party of 	a 	Board 	agent's
dismissal, 	attached hereto, 	of his 	charge 	that 	the California
Faculty Association violated 	section 	3571.l(e) 	of 	the Higher
Education 	Employer-Employee 	Relations 	Act 	(codified 	at 	Gov.
Code sec. 	3560 et 	seq.). 	We have reviewed the dismissal and,
finding 	it 	free 	from prejudicial 	error, 	we 	adopt 	it as 	the
Decision of 	the 	Board 	itself.
The unfair practice 	charge 	in Case No. 	LA-CO-17-H 	is hereby
DISMISSED WITHOUT 	LEAVE 	TO AMEND.
By 	the 	BOARD
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GEORGE DEUKMEJIAN, Governor	STATE Of CALIFORNIA
PUBLIC 	EMPLOYMENT 	RELATIONS 	BOARD
Los Angeles Regional Office
3530 Wilshire Boulevard, Suite 650
Los Angeles, CA 90010-2334
(213)736-3127	PER
May 2 7 , 1988
Alexander 	V. 	Pomerantsev
15 	New 	Chardon
Laguna Niguel, 	California 	926 77
Re: 	LA-C0-17-H; 	Alexander Pomerantsev v. 	California Faculty
Association, DISMISSAL OF UNFAIR PRACTICE CHARGE
Dear Mr. Pomerantsev:
The 	above-referenced unfair 	practice charge, 	filed on March 	4,
1988, 	alleges 	that 	the 	California Faculty Association
(Association) 	failed 	to properly 	represent Charging Party 	in
his 	attempt 	to 	challenge his 	termination of employment at 	the
California 	State 	University 	at Fullerton 	(University) . 	This
conduct 	is alleged 	to violate Government Code 	section 3571.1 of
the Higher Education Employer-Employee Relations Act 	(HEERA).
I 	indicated to you 	in my attached l e t t e r dated May 19, 	1988
that 	the 	above-referenced charge did 	not 	state 	a prima 	facie
case. 	You were advised 	that 	if 	there were 	any 	factual
inaccuracies or 	additional facts which would correct the
deficiencies 	explained 	in 	that 	l e t t e r , 	you 	should amend 	the
charge accordingly. 	You were 	further 	advised that unless you
amended 	the charge 	to state a prima 	facie case, 	or withdrew 	it
prior 	to May 27, 	1988, 	it would be dismissed.
I received your l e t t e r dated May 22, 	1988 	in response to my
l e t t e r of May 	19, 	1988. 	You contend 	in 	the 	letter 	that I
committed a large number mistakes 	in setting forth my summary
of the 	factual allegations underlying 	the charge. 	However, 	the
only 	specific 	instance cited was 	that 	I 	stated 	that you
communicated 	in writing with Bonnie Bogue, 	the 	arbitrator 	in
your 	case against 	the University, 	by 	the 	letter dated March 3,
1988, 	attached to the charge. 	You 	indicate now that the
document attached 	to 	the 	charge was prepared 	for 	the
arbitration on March 	3, 	1988, but was never delivered to the
arbitrator. 	Even 	if 	this document was 	not 	delivered 	to 	the
arbitrator, 	the 	charge s t i l l 	fails 	to 	state 	a prima 	facie
violation of 	the HEERA. 	The 	reasons 	for 	the Association's
withdrawal are 	stated 	in 	i t s 	correspondence 	to Charging Party.
The Association's 	decision 	to withdraw the arbitration because
of a disagreement about the 	scope and manner 	of presenting 	the
case has 	not been shown 	to be arbitrary, 	discriminatory or 	in
bad 	faith.
Your letter also contends that my letter of May 19, 	1988
contained 	"ungrounded 	denial of 	the 	facts," 	and 	"frivolous
May 	27, 	1988
LA-C0-16-H
Page 	2
interpretation" 	of 	documents. 	Since your 	letter 	lacks
specifics, 	there 	are 	insufficient grounds 	for 	issuing 	a
complaint. 	I 	am 	therefore 	dismissing 	the charge 	based 	on 	the
facts 	and 	reasons contained 	in my 	letter 	of May 	22, 	1988, 	as
amended 	herein.
Right 	to 	Appeal
Pursuant 	to 	Public 	Employment 	Relations Board 	regulations, 	you
may 	obtain 	a 	review of 	this 	dismissal of 	the charge 	by 	filing
an 	appeal 	to 	the 	Board 	itself 	within 	twenty 	(20) 	calendar 	days
after 	service 	of 	this 	dismissal 	(California 	Administrative
Code, 	title 	8, 	section 32635(a)). 	To be timely filed, 	the
original 	and 	five 	copies 	of 	such 	appeal must 	be 	actually
received 	by 	the 	Board 	itself 	before 	the 	close 	of 	business
(5:00 p . m . ) , 	or sent by telegraph, 	certified or Express United
States 	mail 	postmarked 	no 	later 	than 	the 	last 	date 	set 	for
filing. 	Code of 	Civil 	Procedure 	section 	1013 	shall 	apply.
(See 	section 	32135.) 	The Board's 	address 	is:
Public 	Employment 	Relations 	Board
1031 	18th 	Street
Sacramento, 	CA 	95814
If 	you 	file 	a timely 	appeal 	of 	the 	refusal 	to 	issue 	a
complaint, 	any 	other 	party 	may 	file 	with 	the 	Board 	an 	original
and 	five copies 	of 	a 	statement 	in opposition within 	twenty
calendar 	days 	following 	the 	date 	of 	service 	of 	the 	appeal
(section 32635(b)).
Service
All 	documents 	authorized 	to 	be 	filed 	herein 	must 	also 	be
"served" 	upon all parties 	to 	the 	proceeding, 	and a 	"proof 	of
service" 	must 	accompany 	each 	copy 	of 	a document 	served 	upon 	a
party 	or 	filed 	with 	the 	Board 	itself. 	(See 	section 	32140 	for
the 	required 	contents 	and 	a 	sample 	form.) 	The 	document 	will 	be
considered 	properly 	"served" 	when 	personally 	delivered 	or
deposited 	in 	the 	first-class 	mail 	postage 	paid 	and 	properly
addressed.
Extension 	of 	Time
A 	request 	for 	an 	extension 	of 	time 	in which 	to 	file 	a document
with 	the 	Board 	itself 	must 	be 	in 	writing 	and 	filed 	with 	the
Board 	at 	the previously 	noted 	address. 	A 	request 	for 	an
extension 	must 	be 	filed 	at 	least 	three 	calendar 	days 	before 	the
May 	27, 	1988
LA-C0-16-H
Page 	3
expiration 	of 	the 	time 	required 	for 	filing 	the 	document. 	The
request 	must 	indicate 	good 	cause 	for 	and, 	if 	known, 	the
position 	of 	each 	other 	party 	regarding 	the 	extension, 	and 	shall
be 	accompanied 	by proof 	of 	service 	of 	the 	request 	upon 	each
party 	(section 	32132).
Final 	Date
If 	no 	appeal 	is 	filed 	within 	the 	specified 	time 	limits, 	the
dismissal will 	become 	final 	when 	the 	time 	limits 	have 	expired.
Sincerely,
JOHN 	SPITTLER
Acting 	General 	Counsel
By DONN 	GINOZA
Regional 	Attorney
Attachment
cc: 	Glenn Rothner, 	Esq.
STATE Of CALIFORNIA 	GEORGE DEUKMEJIAN, Governor
PUBLIC 	EMPLOYMENT 	RELATIONS 	BOARD
ti)	~. -·"',_.,,,_ Los Angeles Regional Office
3530 Wilshire Boulevard, Suite 650
Los Angeles. CA 90010-2334
(213) 736-3127
,~,,
May 19, 1988
Alexander 	V. 	Pomerantsev
15 New Chardon
Laguna Niguel, 	California 	92677
Re: 	LA-C0-17-H; 	Alexander 	Pomerantsev 	v. 	California 	Faculty
Association
Dear Mr. 	Pomerantsev:
The 	above-referenced 	unfair 	practice 	charge, 	f i l e d 	on
March 	4, 	1988, 	a l l e g e s 	that 	the 	California 	Faculty Association
(Association) 	failed 	to 	properly 	represent 	Charging 	Party 	in
his 	attempt 	to 	challenge 	h i s 	termination 	of 	employment 	at 	the
California 	State 	University 	at 	Fullerton 	(University). 	This
conduct 	is 	alleged 	to 	v i o l a t e 	Government 	Code 	section 	3571.1 	of
the 	Higher 	Education Employer-Employee Relations. Act 	(HEERA).
My 	investigation 	revealed 	the 	following 	f a c t s . 	Charging Party
was 	employed 	as 	an Associate 	Professor 	of Mechanical
Engineering 	at 	the 	California 	State 	University 	at 	Fullerton
from approximately 	1981 	through September 	1987. 	During 	the
1985-86 	academic 	year, 	the 	Faculty Personnel 	Committee 	reviewed
Pomerantsev's 	record 	for 	a 	decision 	to 	grant 	tenure. 	I t s
recommendation 	was 	forwarded 	to 	the 	University President,
Jewell Cobb, 	who 	issued a 	negative decision on tenure. 	In thine
1986, 	Pomerantsev 	f i l e d 	a 	grievance 	challenging 	this 	decision.
In 	October 	1986, 	the 	Association notified Pomerantsev 	that 	the
Faculty Personnel 	Committee 	was 	not 	properly 	constituted 	during
the 	1985-86 	academic 	year 	and 	that 	the 	University Senate 	would
restructure 	the 	Committee. 	In November 	1986, 	Pomerantsev was
notified 	by 	the 	Association 	that 	as 	a 	result 	of 	settlement
negotiations 	the 	newly 	constituted 	Faculty 	Personnel 	Committee
would 	reevaluate 	a l l 	candidates 	reviewed 	for 	tenure 	during 	the
1985-86 	academic 	year, 	including 	Pomerantsev.
According 	to 	the 	past 	practice 	of 	the 	University, 	professors
receiving 	negative 	decisions 	on 	tenure 	are 	granted 	a 	terminal
year 	in 	the 	year 	following 	the 	President's 	decision.
Notwithstanding 	the 	fact 	that 	Pomerantsev 	was 	to 	be 	reevaluated
for 	tenure, 	the 	University 	notified 	him 	that 	should 	the
President 	announce 	a 	second 	decision 	in 	1986-87 	against 	tenure,
Pomerantsev's 	terminal 	year 	would 	s t i l l 	be 	the 	1986-87 	academic
year. 	In 	approximately January 	1987, 	the President 	issued 	a
second 	negative 	decision on 	tenure. 	This 	decision went
contrary 	to 	the 	departmental 	recommendation 	for 	an 	additional
probationary 	year. 	Pomerantsev 	filed 	a 	grievance 	challenging
this 	decision 	in 	February 	1987. 	Pomerantsev 	a l l e g e s 	that 	the
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May 	19, 	1988
LA-C0-17-H
Page 	2
Association 	failed 	to 	take 	prompt 	action 	to 	pursue 	the
grievance 	and 	that 	he 	was 	compelled 	to 	file 	a 	civil 	action 	in
the 	Superior 	Court 	on May 	29, 	1987 	seeking 	an 	injunction 	to 	bar
his 	termination as of 	June 	4, 	1987. 	The 	court denied 	the
injunction. 	The 	court's 	decision 	holds 	that 	the 	settlement
agreement 	negotiated 	between 	the 	Association 	and 	the 	University
was 	ambiguous 	as 	to 	the granting 	of 	an 	additional 	terminal 	year
and 	that 	a 	University 	memorandum 	indicated 	that 	the
University's 	interpretation 	of 	the 	agreement 	did 	not 	assume 	an
additional 	terminal year. 	As 	noted 	in 	the 	written decision,
the 	court 	held 	against 	Pomerantsev 	because 	there 	was 	no
evidence 	provided 	that 	the 	Association 	rebutted 	the
University's 	interpretation 	as 	set 	forth 	in the memorandum.
By 	its 	letter dated 	June 	3, 	1987, 	the Association, 	through 	Paul
B. 	Worthman, 	Association General Manager, 	notified 	Pomerantsev
that 	it would pursue his grievance 	in 	arbitration. 	This 	letter
indicated 	that 	the 	Association 	would 	limit 	its 	representation
in 	the 	arbitration 	to 	challenging 	the decision 	not 	to 	award 	an
additional 	probationary 	year 	of 	employment. 	The 	rationale 	was
explained 	as 	follows:
My 	review of 	the 	file, 	however, 	indicates
that 	the 	issue 	in 	the 	arbitration case
shoul	' 	d 	not 	concern 	the 	denial 	of 	tenure 	and
promotion, 	but 	the 	decision 	to 	award 	a
terminal year, 	rather 	than 	an additional
probationary 	year, 	as 	recommended 	by 	the
Department Chair 	and 	Dean. 	This perception
of 	the 	case 	is 	based 	upon 	the 	existing
contract 	language, 	which 	requires 	an
arbitrator 	to 	find 	not 	only 	a 	lack 	of
"reasoned 	judgment" 	on 	the 	part 	of 	the
president, 	but 	also 	to 	be 	able 	to 	state
"with 	certainty" 	that 	but 	for 	the 	lack 	of
reasoned 	judgment, 	tenure 	and/or 	promotion
would 	have 	been granted. 	It 	is 	also 	based
on 	the 	numerous 	prior 	arbitral precedents
interpreting 	and 	applying 	this 	language 	in
cases 	where 	no 	faculty 	peer 	review committee
recommended 	tenure/promotion. 	Finally 	it 	is
based 	on my 	preliminary 	assessment 	of 	the
evidence 	to 	sustain 	our 	case 	that we 	have 	in
your 	file.
Before 	making 	any 	final 	determination 	how 	to
proceed 	in presenting 	the case, 	however, 	I
am, 	of course, 	prepared 	to discuss 	the
matter 	further 	with 	you, 	your 	personal
attorney 	(should 	you 	wish 	to 	have 	him
present 	and give 	input 	to CFA), 	and Robin
May 	19, 	1988
LA-C0-17-H
Page 3
Whelan, 	who would 	be 	handling 	the case 	for
CFA.
Charging 	Party 	alleges 	that 	he 	was 	harmed 	by 	the 	Association's
delay 	in 	notifying 	him of 	its 	decision 	to 	proceed 	with 	the
arbitration. 	He 	contends 	that 	CFA's 	silence 	for 	nearly 	four
months 	and 	waiting, 	until 	one 	day 	before 	the 	hearing 	on 	the
motion 	for 	a permanent 	injunction, 	to 	agree 	to arbitrate 	his
grievance 	assisted 	the 	University's 	efforts 	to 	defeat 	his 	court
action.
In 	the 	ensuing 	weeks, 	the Association and 	the 	University
negotiated 	towards a 	settlement 	of 	Pomerantsev's grievance. 	In
its letter dated July 28, 	1987, 	the Association, 	through
Worthman, 	notified 	Pomerantsev 	that 	the 	Association 	had 	agreed
to a 	settlement 	with 	the 	University. 	The 	letter 	listed 	seven
points 	to the agreement: 	(1) 	the University's offer 	of 	an
appointment 	for 	the academic year 	1987-88, 	(2) 	Pomerantsev's
submission 	of 	a 	resignation 	from 	the 	University effective 	May
1987, 	(3) 	the University's 	agreement to seal 	files containing
material 	pertaining 	to 	the 	denial 	of 	tenure 	and 	barring 	its
availability to prospective employers, 	(4) 	the University's
agreement 	not 	to 	give 	a 	negative 	recommendation 	from any
official 	and 	Pomerantsev's 	right 	to 	seek positive
recommendations 	from any 	colleague 	without 	rebuttal 	by 	the
University, 	(5) 	Pomerantsev's 	agreement 	that 	the 1987-88
academic year 	would 	be 	his 	final 	year 	of 	employment 	at 	the
University 	and 	his 	agreement 	not 	to 	apply 	for 	any 	teaching
vacancy 	in the 	future, 	(6) 	Pomerantsev's agreement to drop any
other 	legal 	action connected 	with his 	termination, 	and
(7) 	Pomerantsev's 	right to 	accept 	the 	offer 	of 	settlement 	until
August 7, 	1987.
Northman's 	letter 	recommended 	that 	Pomerantsev 	accept 	the
settlement 	offer 	and 	stated 	his 	understanding 	that 	Pomerantsev
would 	accept 	the 	settlement 	based 	on 	an 	earlier 	telephone
discussion. 	Worthman 	also 	stated 	why 	he 	believed 	the 	offer 	was
fair 	and 	reasonable, 	as follows:
In my 	judgment, 	the 	best the 	union could
obtain 	in 	arbitratio -	n 	would 	be 	a 	back-pay
award 	of 	one 	year, 	and 	an 	order 	from the
arbitrator 	to 	have 	the 	Faculty 	Personnel
Committee 	once 	more 	review your 	file 	without
having 	discussions 	with 	lower-level
committees 	for 	submission 	to 	President
Cobb.
As you 	know, 	based 	on my experience, 	I do
not 	believe 	the 	union can 	prevail 	in 	getting
an 	arbitrator 	to order 	the 	CU 	to 	award 	you
May 	19, 	1988
LA-C0-17-H
Page 4
tenure 	in 	this matter, 	nor 	to get you an
additional probationary 	year, 	with a 	new
review of 	the 	file.
Charging 	Party 	alleges 	that Worthman's 	signature 	on 	the 	letter
was 	not 	his 	own.
In 	a 	letter 	dated 	August 	5, 	1987, 	Pomerantsev wrote 	to Worthman
stating 	that 	he 	was 	amenable 	to 	the proposed 	settlement. 	The
letter 	also 	refers 	to 	a 	demand 	on 	the 	University 	submitted 	by
Pomerantsev's 	attorney, 	Grant 	Lynd, 	for 	an additional 	two years
employment 	and 	the 	securing 	of 	Pomerantsev's 	pension. 	The
Association 	forwarded 	a 	copy 	of 	the proposed 	settlement
agreement 	to Pomerantsev 	in 	its 	letter 	dated August 	6, 	1987.
The 	letter, 	again 	authored by Worthman, 	indicated 	that 	the
Association 	had 	confirmed 	the 	securing 	of 	fringe 	benefits,
including 	the 	retirement 	pension. 	It 	further 	stated 	that 	the
University 	would 	not 	agree 	to 	the 	"other 	requests" 	submitted 	by
Grant 	Lynd. 	Although 	the 	original 	settlement 	terms 	required
acceptance of the offer 	by August 	7, 	1987, 	the Association
obtained 	the University's 	assurances 	that 	the 	deadline 	for
acceptance 	would 	remain 	open. 	Pomerantsev again 	alleges 	that
Northman's 	signature 	on 	this 	letter 	was 	not 	his 	own.
According 	to documents 	attached 	to 	the 	charge, 	Pomerantsev
acknowledged 	receipt 	of 	the 	proposed 	settlement 	agreement 	in 	a
letter 	dated August 	10, 	1987, 	but 	stated 	that he had 	been
required 	to make 	changes 	in 	the 	language 	in 	order 	to 	bring 	the
agreement 	into 	compliance 	with 	the 	original 	proposal 	conveyed.
by 	the University 	through 	the 	Association. 	The 	revised
settlement 	agreement, 	including 	deletions 	and 	additions, 	was
signed 	by 	Pomerantsev 	and 	returned 	to 	the 	Association 	with 	the
August 	10 cover 	letter.
On August 	11, 	1987, 	the Association 	forwarded 	the 	signed
settlement 	agreement 	to 	the 	University 	with 	a 	letter 	indicating
that 	it 	approved 	of 	Pomerantsev's 	changes. 	Pomerantsev's
changes 	were 	incorporated 	in a 	revised 	settlement 	agreement,
which 	was 	returned 	to 	the 	Association 	by 	the 	University. 	After
reviewing 	it, 	the 	Association 	agreed 	to 	the 	new printed 	version
and 	returned 	it 	to 	Pomerantsev. 	Its cover 	letter 	enclosing 	the
revised 	agreement 	noted 	that 	the 	document 	incorporated 	many 	of
the 	requested 	changes. 	It 	requested 	Pomerantsev's 	signature 	on
the 	agreement. 	Again, 	Pomerantsev 	alleges 	that 	the 	cover
letter, 	dated August 	20, 	1987, 	was not 	signed 	by Paul Worthman
himself.
By 	letter 	dated 	August 	24, 	1987, 	Pomerantsev 	returned 	the
revised 	settlement 	agreement 	with 	"a 	couple 	of 	minor
corrections." 	A dispute 	subsequently 	arose 	over 	those 	changes
made 	in paragraph 	8 	of 	the 	settlement 	agreement. 	Pomerantsev
May 	19, 	1988
LA-C0-17-H
Page 	5
revised 	paragraph 	8 	to 	read 	as 	follows:
In consideration of 	the 	foregoing, 	Grievant
and 	CFA 	agree 	to 	and 	hereby 	withdraw with
prejudice 	as 	fully 	resolved 	the 	grievance
and 	request 	for 	arbitration 	thereon 	dated
March 	24, 	1987; 	Grievant agrees to drop all
legal 	actions 	connected 	with 	his 	termination
at CSU, 	Fullerton, 	and considers as hereby
resolved 	all 	matters 	regarding 	his
termination 	in dispute 	among 	the 	parties,
through 	the 	date 	of 	this 	agreement.
The Association 	acknowledges 	in 	its 	response 	to 	the 	charge 	that
in 	other 	litigation 	with 	the 	University 	it 	has 	disagreed 	with
the University's 	use 	of 	language 	which 	seeks 	to 	obtain 	a
release 	of 	related 	claims 	in the 	nature 	of 	a general 	release.
The 	language 	appearing 	in 	the 	original 	settlement agreement
forwarded 	to 	Pomerantsev 	on August 	6, 	1987 	read 	as 	follows:
In consideration of 	the 	foregoing, 	the
Grievant 	and 	the CFA agree 	to 	release 	the
CSU, 	its trustees and employees, 	from any
and 	all 	claims 	and 	liabilities 	arising 	out
of 	or 	related 	to 	the 	occurrences 	underlying
grievance 	hereby 	resolved 	and 	all 	matters
related 	to 	the 	Grievant's 	employment 	at 	CSU
through 	the date 	of 	this Agreement.
The University 	did 	amend 	this 	original 	language 	but 	not 	to
Pomerantsev's 	complete 	satisfaction. 	CFA takes 	the position
that 	the University 	agreed 	to 	revise 	this 	language 	so as 	to
limit 	Pomerantsev's 	waiver 	to only 	those matters 	underlying 	his
grievance. 	Pomerantsev 	refused 	to 	sign 	the 	final 	version
because 	he wanted 	to 	retain 	the 	right 	to 	sue 	employees 	who 	had
given 	him false, 	negative 	evaluations.
Pomerantsev alleges 	that 	on September 	1, 	1987, 	he appeared 	at
the 	University 	to 	resume 	his 	classroom 	instruction 	for 	the
1987-88 	academic 	year, 	which 	would 	have 	been his 	terminal 	year
under 	the 	settlement 	agreement. 	He 	alleges 	that 	Robin Whelan
attempted 	to 	obtain 	his 	signature 	on 	a 	newly 	revised 	version 	of
the 	settlement 	agreement 	which 	did 	not 	contain 	the 	language 	he
desired 	regarding 	the 	release 	of 	legal 	claims. 	This
confrontation 	occurred 	in 	the 	presence 	of 	his 	students.
According 	to 	Pomerantsev, 	Whelan 	informed 	him 	that 	the 	new
version 	had 	been 	cleared 	with 	his 	attorney. 	However, 	Whelan
allegedly 	also 	refused 	to give 	him 	a copy 	of 	the 	new version
when 	he 	demanded 	to 	speak 	to 	his 	attorney 	directly. 	Whelan
refused 	to 	answer 	questions 	Pomerantsev 	raised 	because 	she
claimed 	not 	to 	have 	the 	answers. 	Whelan 	allegedly 	then 	told
May 19, 	1988
LA-C0-17-H
Page 	6
Pomerantsev 	". 	. 	. 	I 	am here not to discuss anything, 	either
you 	sign 	it 	or 	you 	are 	not going 	to 	teach." 	Pomerantsev
refused 	to 	sign 	the 	agreement 	and 	was 	not 	permitted 	by 	the
University 	to 	begin 	instruction. 	Pomerantsev contends 	that
this 	incident caused 	him 	to 	suffer 	humiliation 	in 	front 	of 	his
students. 	Pomerantsev did 	not 	return 	to 	the 	University 	for
teaching 	duties 	during 	the 	1987-88 	academic 	year.
By 	letter dated 	October 	16, 	1987, 	Pomerantsev confirmed 	that
his 	attorney 	requested 	that 	the 	Association 	proceed 	to
arbitrate his grievance. 	In 	the Meantime, 	the Association
agreed 	to pursue 	the natter 	in arbitration, 	and 	accordingly,
Pomerantsev 	requested 	a 	meeting 	to 	discuss 	the 	scope 	of 	the
arbitration 	hearing. 	His 	letter 	indicated 	that 	he desired 	to
litigate 	the 	issues 	of 	tenure 	and promotion.
Worthman 	responded 	in a 	letter 	dated December 	9, 	1987. 	After
chastizing 	Pomerantsev 	for 	refusing 	to 	sign 	the 	settlement
agreement, 	Worthman 	indicates 	that 	he 	is prepared 	to discuss
all 	aspects 	of 	the 	arbitration case with 	Pomerantsev and 	his
attorney 	and 	to 	hear 	views 	on what 	evidence 	and 	witnesses
should 	be called. 	Worthman 	also 	stated 	that 	it was 	the
Association's position 	that 	the 	issue 	in 	the 	arbitration
concerns 	"solely 	prejudicial 	procedural 	errors 	that 	affected
your 	right 	to proper 	consideration by President Jewel Cobb. 	. 	.
[and] 	that CFA will 	in 	the 	end make 	the decisions on 	all
matters 	concerned 	with 	the 	arbitration case, 	although 	we 	will,
as we 	have previously, 	consider 	carefully and 	investigate
anything 	you 	or 	your 	attorney 	bring 	to our 	attention." 	Lastly,
the 	letter 	criticizes 	Pomerantsev 	for 	contacting 	the 	arbitrator
directly 	and 	providing 	certain 	materials 	concerning 	his 	case.
Again, 	Pomerantsev 	alleges Worthman's 	signature was 	not 	his
own. 	Pomerantsev 	responded 	with 	a rebuttal 	to this 	letter 	in
his 	own dated December 	11, 	1987.
Worthman 	and 	Pomerantsev met 	on 	December 	18, 	1987 	to discuss
preparations 	for 	the 	arbitration 	hearing, 	scheduled 	for 	March 	3
and 4, 	1988. 	In 	a follow-up 	letter dated December 	24, 	1987,
Pomerantsev provides Worthman 	with 	a 	list 	of 	desired 	witnesses
and 	reiterates 	his 	disagreement 	with 	the 	Association 	concerning
the 	scope of the hearing. 	He 	insists 	that 	the proper 	scope 	for
the 	hearing 	should 	be:
Wrongful, 	unlawful considerations and
recommendations, 	and prejudicial procedural
errors 	inflicted 	by 	the 	purposely 	falsified
and distorted 	evaluation of Dr. 	A.
Pomerantsev's 	performance 	by 	incompetent 	and
dishonest people, 	in order 	to preclude him
from 	being 	awarded 	with 	tenure 	and 	promoted,
i.e. 	- 	tenure 	and promotion.
May 	19, 	1988
LA-C0-17-H
Page 	7
During 	January 	and 	February 	1988, 	Pomerantsev 	complained 	about
delays 	in 	being 	contacted 	by 	the 	Regional 	Service 	Coordinator,
Lydia 	Bacca, 	to prepare 	for 	the 	arbitration 	and 	other 	failures
to 	keep him fully 	informed of 	developments 	in his case. 	For
example, 	on February 10, 	1988, 	the Association advised
Pomerantsev 	not 	to 	sign 	a 	new 	settlement 	agreement 	offered 	by
the 	University 	because 	it 	believed 	it 	to 	be 	unacceptable.1
However, 	Pomerantsev 	alleges 	that 	the 	Association 	failed 	to
include 	a copy 	of 	the 	agreement 	with 	the cover 	letter. 	He
further 	alleges 	that Northman's 	signature 	was 	not 	his 	own.
Lydia 	Bacca 	did 	contact 	Pomerantsev 	later 	in 	February 	and
scheduled 	a meeting 	with 	him on February 	22, 	1988 	to discuss
the 	arbitration. 	Following 	this Meeting, 	Bacca prepared 	a
letter 	dated 	February 	22, 	1988, 	confirming 	the 	issues 	discussed
at 	their 	meeting 	on 	that date. 	The 	letter 	states 	in pertinent
part:
CFA will 	proceed 	with 	your 	arbitration
scheduled 	for 	March 	3 	and 	4. 	During 	the
hearing 	the 	Union will 	seek 	as a 	remedy an
additional 	probationary 	year 	rather 	than
tenure 	and promotion. 	The 	rationale 	for
this decision was 	explained 	in a 	letter 	to
you dated June 	3, 	1987 and was discussed
during 	your 	subsequent 	meeting 	with
Associate 	General 	Manager 	Paul Northman.
CFA will 	make 	every 	effort 	to get 	you
restored 	to your position. 	Although 	it 	is
the 	Union's 	considered 	opinion 	that 	the 	best
chance 	of prevailing 	in your 	case 	is 	to
argue 	for 	an 	additional 	probationary year,
let 	me 	assure 	you 	that 	we 	will 	give 	you the
opportunity 	to 	fully 	state 	your 	case 	as you
see 	it. 	We 	will put you 	on the 	witness
stand 	and 	you 	may 	tell 	the 	arbitrator
whatever 	you 	wish 	to 	tell 	her.
The 	Union's 	initial 	investigation 	has 	not
revealed 	any 	evidence 	of 	the 	conspiracy
1The 	settlement 	agreement 	which 	the 	Association
recommended 	Pomerantsev 	reject 	included 	an 	offer 	by 	CSU 	to
remand 	Pomerantsev's 	file 	to 	the 	President 	for 	a 	review,
conditioned 	upon 	Pomerantsev's 	waiver 	of 	back 	pay 	for 	1987-88,
and 	no 	further 	right 	of 	review of 	the 	President's 	decision.
The 	Association 	contends 	that 	it 	explained 	its 	reasons 	for
objecting 	to 	the 	proposal 	and 	that 	Pomerantsev 	did 	not 	voice
any 	objection 	to 	proceeding 	with 	the 	arbitration.
May 19, 	1988
LA-C0-17-H
Page 8
which you 	believe 	exists. 	However, 	we will
continue 	to 	investigate 	this 	issue. 	All
leads 	will 	be 	investigated 	and 	considered 	in
good 	faith 	as 	will 	be 	the 	question 	of
whether 	undue 	influence 	was 	exerted 	in your
case. 	He 	have 	also 	subpoenaed 	comparative
records 	of 	other 	faculty 	who 	were 	also
undergoing 	the 	retention, 	tenure 	and
promotion 	process.
Both 	CFA 	and 	the 	arbitrator 	herself 	have
already explained 	to you 	that 	it 	is 	the
Union which 	makes 	the 	presentation 	in 	the
hearing. 	If you wished 	to 	represent
yourself or 	to 	have 	someone 	else 	represent
you, 	you 	could 	have gone 	through 	the peer
review process. 	Alternately you are 	free 	to
pursue 	the 	matter 	in civil 	court.
Arbitration of 	the 	case 	is 	based 	upon your
willingness 	to cooperate 	with 	us. 	If at any
point you do 	not 	wish 	to 	or 	cannot
cooperate, 	CFA will 	not 	pursue 	the case
further.
Let me 	reiterate 	that 	it 	is 	in your 	best
interest 	not 	to 	let 	the 	arbitrator 	think
there 	is any 	division 	between you 	and 	the
organization 	that 	is 	representing 	you 	at 	the
cost 	of 	thousands 	of dollars 	and 	many 	staff
hours. 	Any 	behavior 	on your 	part displaying
division 	or 	conflict 	between 	us 	will 	only
serve 	to damage 	your 	case 	to 	the 	arbitrator
and 	possibly 	jeopardize 	continuation 	of 	the
case 	itself.
Pomerantsev 	responded 	to 	Bacca's 	letter 	in his 	own 	dated 	March
12, 	1988, 	stating 	that 	the 	Association 	had no 	right 	to
collaborate 	with 	the 	University 	in presenting 	the 	case 	to 	the
arbitrator 	by 	imposing 	on 	him 	its 	version 	of 	the 	case 	and 	its
remedy 	for 	the problem. 	He 	also 	states 	that 	he 	would 	not
"blindly" 	follow 	the 	Association's 	instructions 	and 	decisions
and 	would 	resist 	any 	attempt 	to prevent 	his 	witnesses 	from
testifying.
By 	letter 	dated 	March 	3, 	1988, 	Pomerantsev communicated 	with
Bonnie Bogue, 	the 	arbitrator 	for 	the 	case. 	In the 	letter 	he
blames 	the 	Association 	for 	refusing 	to 	argue 	for 	tenure 	and
promotion 	and 	indicates 	that 	he 	is 	prepared 	to 	present 	evidence
included 	in 	documents 	attached 	to 	his 	letter.
According 	to 	the 	Association, 	when 	the 	arbitration 	commenced,
May 19, 	1988
LA-C0-17-H
Page 9
Pomerantsev 	requested 	the 	right 	to make 	a 	statement. 	At 	this
time 	he 	informed 	the 	arbitrator 	of 	his 	objections 	to 	the
Association's controlling 	the presentation 	of 	his 	case. 	Upon
the 	request 	of 	the 	parties, 	the 	arbitrator 	granted a
continuance 	for 	the 	purposes 	of 	allowing 	the 	Association 	and
Pomerantsev to resolve 	their 	differences. 	On March 	7, 	1988,
the 	Association 	notified 	Charging 	Party 	that 	it 	intended 	to
withdraw 	its 	demand 	for 	arbitration due 	to 	his 	lack 	of 	his
cooperation 	in 	seeking 	only 	reinstatement 	for 	another
probationary year. 	This 	letter 	solicited 	a 	response 	from
Pomerantsev. 	Pomerantsev 	responded 	in two 	letters 	dated March
11 	and 	12, 	1988, 	objecting to the Association's collusion with
the University and 	the 	Association's 	refusal 	to present 	a case
for 	tenure or 	to 	allow his witnesses to 	testify. 	In a 	third
letter, 	dated March 13, 	1988, 	he objects to the Association's
previous 	letter 	of 	June 	3, 	1987 	on the grounds 	that he 	was 	not
properly 	consulted 	before 	the decision was made 	on 	the 	scope 	of
the 	hearing 	and 	that 	the 	Association 	lacked 	sufficient
knowledge 	of 	his case. 	He 	also objected 	to the Association's
refusal to allow his witnesses to 	testify on March 	3, 	1988 	and
that 	witnesses 	concerning 	the 	alleged 	conspiracy 	were
interviewed 	too 	late. 	He 	further 	objected 	to 	CFA's 	failure 	to
subpoena 	the 	original 	tenure 	review 	records 	of 	other 	professors
rather 	than 	the comparative 	records he 	alleges were 	specially
fabricated 	for 	the 	hearing 	by the 	University. 	The 	Association
wrote 	a 	second 	to 	Pomerantsev 	stating 	that 	it 	had made 	a 	final
decision 	to 	withdraw 	the 	arbitration 	demand.
Based on 	the 	facts 	stated above, 	the 	charge 	fails 	to 	state 	a 	•
prima 	facie 	violation 	of 	the 	HEERA 	for 	the 	reasons 	that
follow.
A 	labor 	organization 	breaches 	its 	duty 	of 	fair 	representation
by 	engaging 	in 	conduct 	towards 	a member 	of 	its 	bargaining 	unit
that 	is 	arbitrary, 	discriminatory 	or 	in bad 	faith. 	Rocklin
Teachers Professional Association 	(Romero) 	(1978) 	PERB Decision
No. 	124; 	United Teachers of Los Angeles 	(Collins) 	(1982) 	PERB
Decision No. 	258.
)
This charge 	focuses 	on 	the Association's 	conduct 	in processing
or 	failing 	to process a 	grievance. 	PERB 	has 	enunciated 	the
standard 	applied 	to 	the 	Association's 	conduct 	in 	this 	context.
In United Teachers of 	Los Angeles 	(Collins), 	supra, 	the Board
stated:
A 	Union 	may 	exercise 	its 	discretion 	to
determine 	how 	far 	to pursue 	a grievance 	in
the 	employee's 	behalf 	as 	long 	as 	it does 	not
arbitrarily 	ignore 	a 	meritorious 	grievance
or 	process 	a grievance 	in a perfunctory
fashion. 	A Union 	is 	also not 	required 	to
May 19, 	1988
LA-C0-17-H
Page 	10
process 	an employee's 	grievance 	if chances
for 	success are 	minimal.
Applying 	these 	principles 	to 	this 	case 	reveals 	that 	Charging
Party 	has 	failed 	to 	allege 	sufficient 	facts 	to demonstrate
arbitrary, 	discriminatory or 	bad 	faith conduct 	on 	the part 	of
the Association 	in 	their 	handling 	of 	his 	grievance. 	Charging
Party 	lists 	several 	types 	of 	conduct 	which 	he contends
establishes 	a 	breach 	of 	duty of 	representation.
Charging 	Party 	claims 	that 	the 	Association 	cooperated 	with 	the
University 	in 	attempts 	to 	deceive 	him 	and 	to prevent
arbitration 	of 	his 	grievance 	and/or 	an adjudication 	of 	his
rights 	in the civil 	action 	against the University. 	In 	support
of this contention, 	the charge 	alleges 	that Robin Whelan,
Regional 	Service 	Coordinator, 	was 	directed 	to carry out 	such 	a
plan 	as 	evidenced 	by 	her 	humiliating 	Charging 	Party 	in 	front 	of
his 	students 	in September 	1987. 	However, 	the chronology of
events 	derived 	from 	the 	documentation 	submitted 	by Charging
Party, 	reveals 	that 	the 	Association 	did 	not 	withdraw the
arbitration 	after 	Charging 	Party 	refused 	to 	sign 	the 	revised
settlement agreement on September 	1, 	1987, 	but 	in fact, 	agreed
to 	go 	forward 	with 	the 	arbitration 	scheduled 	for March 	3,
1988. 	Charging 	Party 	has 	failed 	to 	allege 	sufficient 	facts 	to
demonstrate 	how Whelan's 	conduct 	in September 	1987 	caused 	his
case 	not 	to be 	heard 	in 	arbitration. 	There 	are no 	facts 	to
demonstrate 	collusion 	by 	the 	Association 	with 	the 	University 	or
that 	such 	alleged 	collusion was 	the 	cause 	for 	the 	Association
withdrawing 	from the 	arbitration 	in March 	1988. 	Although 	the
Association 	believed 	the 	final 	revised 	settlement 	agreement 	in
September 	1987 	was 	acceptable, 	it did 	not 	withdraw after
Charging 	Party 	refused 	to 	sign 	it 	but 	rather 	agreed 	to go
forward 	with 	arbitration. 	If 	the 	claim 	is 	that 	the Association
cooperated with 	the 	University 	by 	refusing 	to 	litigate 	the
tenure 	issue, 	no facts 	are alleged 	to evidence 	such cooperation.
Charging 	Party 	alleges 	that 	the 	Association 	has 	mishandled,
mistreated 	and 	defiled 	his case. 	These 	allegations 	are
conclusory. 	They 	are 	not 	supported 	by 	facts 	demonstrating 	how
or 	in what manner 	the 	Association's 	actions 	were without 	a
rational 	basis or 	devoid of 	honest 	judgment. 	Reed District
Teachers Association, 	CTA/NEA 	(Reyes) 	(1983) 	PERB Decision No.
332. 	The Association 	was 	entitled 	to 	reject 	Charging 	Party's
claim 	for 	tenure 	based 	on 	its 	lack 	of merit. 	There 	are 	no
facts demonstrating 	that 	this 	judgment was made 	in 	bad 	faith.
In 	fact, 	it was 	first 	communicated 	to Charging 	Party 	in June
1987, 	before 	nearly 	all 	of 	the 	conduct 	occurred which 	he
alleges 	to have been 	improper. 	Still, 	in March 1988, 	after
further 	consultation 	with 	Charging 	Party, 	the 	Association 	was
prepared 	to go 	forward 	with 	the 	more 	limited 	issues.
May 	19, 	1988
LA-C0-17-H
Page 	11
Charging 	Party 	alleges 	that 	the 	Association 	distorted 	and
misrepresented 	his 	case 	to 	the 	arbitrator. 	There 	are 	no 	facts
to 	support 	this 	allegation. 	Although 	Charging 	Party 	alleges
that 	the Association 	suppressed 	his claims 	for 	tenure 	and
promotion, 	the 	correspondence 	submitted 	with 	the charge 	reveals
that 	the 	Association 	communicated 	to 	him 	that 	the 	reason 	for
failing 	to present 	such claims 	was 	based 	on 	its 	belief 	that 	it
could 	not prevail on 	such claims. 	No 	facts 	are 	alleged 	to
indicate 	that 	the 	Association 	"misrepresented" 	his case 	merely
by 	failing 	to present 	issues 	it deemed 	to 	lack merit. 	In
addition, 	the 	Association's 	refusal 	to call witnesses 	desired
by 	Charging 	Party 	does 	not 	constitute 	a 	violation 	absent
evidence 	of 	arbitrary, 	discriminatory or 	bad 	faith conduct.
United Teachers of Los Angeles 	(Collins), 	supra.
Charging 	Party 	further 	alleges 	that 	the 	Association 	was
unwilling 	to 	answer 	his 	letters 	and 	provided 	misleading 	answers
which 	included mistakes, 	errors 	and 	lies. 	There are 	no 	facts
alleged 	in the charge 	identifying 	to which, 	if any, 	letters 	the
Association 	failed 	to 	respond. 	Even 	if 	such 	facts were
alleged, 	the mere 	assertion 	that 	the Association 	failed 	to
respond 	to 	letters does 	not 	state 	a violation 	involving 	a
breach of 	the 	duty of 	fair 	representation. 	Reed 	District
Teachers Association CTA/MEA 	(Reyes), 	supra. 	Charging Party
also contends 	that 	the 	Association's 	responses were purposely
delayed 	in order 	to give 	the 	University necessary 	time 	for
cheating. 	The charge 	fails 	to 	allege 	the 	facts 	from which 	it
can 	be 	concluded 	that 	any 	University 	cheating 	was caused 	by 	or
facilitated 	by 	these 	delays. 	#
The 	charge 	fails 	to 	allege 	any 	facts demonstrating mistakes 	or
lies, 	or willful 	errors, 	and 	fails 	to 	indicate how it can 	be
inferred 	that 	any 	of 	this 	alleged 	conduct 	resulted 	in Charging
Party's 	failure to prevail 	in 	the 	arbitration. 	The only
allegation 	of 	University 	cheating 	concerned 	the 	comparative
reviews 	of 	other 	professors. 	Mo evidence 	is 	alleged 	to
indicate 	that 	the 	Association's 	failure 	to subpoena the 	original
records was 	in bad 	faith. 	The Association's delay 	in
responding 	to his 	request 	for 	assistance 	in 	the 	spring 	of 	1987
is 	not 	shown to have prejudiced 	his 	rights. 	The Association's
delays 	in preparing 	his 	case 	and 	failing 	to 	keep him 	informed
in January 	and 	February 	1988 	are 	also 	not 	shown to have
deprived 	him of 	fair 	representation. 	In 	sum, 	the charge 	fails
to 	indicate 	how Charging 	Party's 	inability 	to 	arbitrate 	his
grievance 	was 	the 	result 	of 	any 	arbitrary, 	discriminatory 	or
bad 	faith conduct 	by 	the 	Association.
Charging 	Party 	alleges 	that 	the 	Association 	has 	refused 	to
compensate 	him 	for 	the 	losses 	that 	resulted 	from 	the
Association's 	mishandling 	of 	his 	case. 	Such 	conduct 	does 	not
itself 	evidence 	arbitrary, 	discriminatory or 	bad 	faith
May 19, 	1988
LA-C0-17-H
Page 	12
conduct. 	Although damages 	for 	lost wages might 	have 	been 	an
appropriate 	remedy 	for 	the 	arbitrator 	to award, 	no 	facts 	are
alleged 	to demonstrate 	that 	the 	Association 	breached 	its 	duty
of 	fair 	representation 	in 	refusing 	to 	proceed 	with 	the
arbitration.
Charging 	Party 	also 	alleges 	that 	the 	Association 	prevented 	him
from prevailing 	in 	his 	court 	action 	against 	the 	University.
The 	memorandum 	of 	the 	decision 	of 	the 	Superior 	Court 	indicates
that 	the 	injunction 	was 	denied 	because 	the 	settlement 	agreement
was 	ambiguous 	as 	to 	the 	granting 	of 	an 	additional 	terminal 	year
of 	employment. 	The 	Association 	is 	not 	obligated 	to 	represent
Charging 	Party 	in civil 	litigation. 	There 	is 	no duty of 	fair
representation 	owed 	to 	a 	unit 	member 	unless 	the 	exclusive
representative 	possesses 	the 	exclusive 	means 	by which 	such 	an
employee 	can 	obtain 	a 	particular 	remedy. 	San 	Francisco
Classroom Teachers 	Association, 	CTA/NEA 	(Chestangue) 	(1985)
PERB Decision No. 	544. 	Moreover, 	there are no facts 	alleged 	to
demonstrate 	that 	the 	Association 	representative's 	failure 	to
testify 	in 	the matter 	was 	based 	on arbitrary, 	discriminatory 	or
bad 	faith 	reasons. 	Mere 	negligence 	does 	not 	demonstrate 	a
breach of 	the duty of 	representation. 	United Teachers 	of 	Los
Angeles 	(Collins), 	supra. 	In any event, 	such conduct occurred
more than six months prior 	to 	the 	filing 	of 	this charge 	and
therefore 	is untimely. 	Government Code section 3563.2(a).
Charging 	Party 	alleges 	that 	the 	Association 	intentionally
delayed 	the 	arbitration 	hearing. 	The 	documentation provided 	by
Charging 	Party 	indicates 	that 	the Association 	notified 	Charging
Party 	in October 	1987 	that 	the 	arbitration had 	been 	scheduled
for March 	1988. 	No 	facts 	are 	alleged 	to 	indicate 	that 	this
scheduling 	was 	in 	bad 	faith 	or 	that 	the delay 	was 	the cause 	of
Charging 	Party's 	failing 	to 	prevail 	in 	the 	arbitration.
Lastly, 	Charging 	Party 	alleges 	that 	the 	Association 	forged 	the
signature of 	Paul Worthman on 	nearly 	"90 percent" 	of 	the
correspondence he 	received 	from the Association. 	There 	are 	no
facts 	from which 	it can 	be 	concluded that even 	if 	the
signatures were 	not authentic, that 	such action contributed 	to 	a
breach 	in 	the duty 	of 	fair 	representation.
For 	these 	reasons, 	the charge as presently written does not
state 	a prima facie case. 	If you 	feel 	that 	there 	are any
factual 	inaccuracies 	in 	this 	letter 	or 	any 	additional 	facts
which 	would 	correct 	the 	deficiencies 	explained 	above, 	please
amend 	the charge 	accordingly. 	The 	amended charge 	should 	be
prepared 	on 	a 	standard 	PERB 	unfair 	practice 	charge 	form clearly
labeled 	First Amended 	Charge, 	contain all 	the 	facts 	and
allegations you 	wish 	to 	make, 	and 	be 	signed 	under 	penalty 	of
perjury 	by 	the 	charging 	party. 	The 	amended 	charge must 	be
served 	on 	the 	respondent 	and 	the 	original proof 	of 	service 	must
May 19, 	1988
LA-C0-17-H
Page 	13
be filed with PERB. 	If 	I do not 	receive an amended charge 	or
withdrawal 	from you 	before May 	27, 	1988, 	I 	shall dismiss your
charge. 	If you 	have 	any questions 	on how to proceed, 	please
call me at 	(213) 	736-3127.
Sincerely,
DONN GINOZA
R e g i o n a l 	A t t o r n e y

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