Minnesota Rules — Mediation Services Bureau

agency-258Minn. R. (Mediation Services Bureau)Regulation

Chapter 5500 MINNESOTA LABOR RELATIONS; PROCEEDINGS

Minn. R. 5500.0100 Definitions

Unless the language or context clearly indicates that a different meaning is intended, the terms in parts 5500.0100 to 5500.2100 have the meanings given in Minnesota Statutes, chapters 179 and 179A.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.0200 Purpose, Construction, and Waiver

A. Parts 5500.0100 to 5500.0500 govern the conduct of all proceedings before the commissioner involving mediation and are to be liberally construed to effectuate the purposes and provisions of the Minnesota Labor Relations Act.

B. The commissioner may waive any requirement of parts 5500.0100 to 5500.0500 unless a party shows that the waived requirement prejudices the party.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5500.0210 Filing

A document filed under parts 5500.0100 to 5500.1100 is effective according to part 5510.0320, subpart 2.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.0300 Petition for Mediation

A petition for mediation filed under Minnesota Statutes, section 179.06, subdivision 1, must be in writing and include:

A. the petitioner's name, address, email address, and telephone number;

B. the name, address, email address, and telephone number of the petitioner's agent or attorney;

C. the adverse party's name, address, email address, and telephone number;

D. the name, address, email address, and telephone number of the adverse party's attorney, if known;

E. if the petitioner or adverse party is an employers association, a list giving the names, addresses, email addresses, and telephone numbers of all association members directly interested in the petition;

F. the nature of the industry, business, or institution involved in the dispute;

G. the number of employees involved in the dispute, directly and indirectly; and

H. a clear and concise statement about the dispute and the petitioner's demands.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5500.0400 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5500.0500 Mediation Conference

Subpart 1. Conference.

A. Upon receiving a petition under part 5500.0300, the commissioner must:

B. A conference under this part is informal and limited by the commissioner to matters relative and material to settling the dispute. The conference is closed to the public and is limited to the parties and their representatives interested in the dispute.

C. If all parties agree, the conference may take place virtually through an online conferencing or videoconferencing tool.

Subp. 2. Agreement binding.

An agreement reached under subpart 1, item B, is binding if agreed to by both parties and put in writing.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5500.0600 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5500.0700 Purpose, Construction, and Waiver

A. Parts 5500.0700 to 5500.1100 govern the conduct of all proceedings before a commission appointed in labor disputes affecting public interests under Minnesota Statutes, sections 179.07 and 179.08, and are to be liberally construed to effectuate the purposes and provisions of the Minnesota Labor Relations Act, Minnesota Statutes, chapter 179.

B. A commission may waive any requirement of parts 5500.0700 to 5500.1100 unless a party shows that the waived requirement prejudices the party.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.0800 Appearing Before Commission

Subpart 1. Party directly affected by dispute.

A party to or affected by a dispute may appear before the commission in person or through an attorney or a representative. A party is entitled to offer competent evidence and to be heard on the issues at any commission hearing.

Subp. 2. Party indirectly involved in dispute.

A. A party not directly involved in a dispute desiring to appear and have the same rights before the commission as parties directly involved must file a petition in writing with the commission setting forth the grounds upon which the party claims to be interested.

B. The commission must rule on all petitions filed under item A, and the parties to the dispute may present arguments and be heard on the question of permitting an appearance under this subpart. The commission must permit an appearance in person, by attorney, or by a representative to the extent and under terms as the commission determines necessary to help resolve the dispute and issue its report under Minnesota Statutes, section 179.07.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5500.0900 Examining Witnesses

A witness must be examined according to part 5505.0700.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.1000 Subpoenas

A subpoena and associated fees and mileage are as provided under part 5505.0800.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.1100 Hearings; Record

Subpart 1. Conduct and report.

A. A hearing under parts 5500.0700 to 5500.1100 must be conducted according to part 5505.0600, subparts 2 to 8.

B. After conducting the hearing, the commission must meet and issue a report according to Minnesota Statutes, section 179.07.

Subp. 2.

[Repealed, 46 SR 1387]

Subp. 3.

[Repealed, 46 SR 1387]

Subp. 4.

[Repealed, 46 SR 1387]

Subp. 5.

[Repealed, 46 SR 1387]

Subp. 6.

[Repealed, 46 SR 1387]

Subp. 7.

[Repealed, 46 SR 1387]

Subp. 8.

[Repealed, 46 SR 1387]

Subp. 9. Record.

The record in the proceedings consists of:

A. the order appointing the commission under Minnesota Statutes, section 179.07;

B. the notice to the parties under Minnesota Statutes, section 179.07;

C. proof of service of notice on the parties to the proceedings;

D. the objections of any person to the proceedings;

E. the rulings on the objections;

F. all motions, stipulations, exhibits, documentary evidence, and depositions;

G. the transcript, if kept; and

H. the commission's report.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5500.1200 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5500.1300 Purpose, Construction, and Waiver

A. Parts 5500.1300 to 5500.2100 govern the conduct of all proceedings before labor referees appointed according to Minnesota Statutes, section 179.083, and are to be liberally construed to effectuate the purposes and provisions of the Minnesota Labor Relations Act, Minnesota Statutes, chapter 179.

B. A labor referee may waive any requirement of parts 5500.1300 to 5500.2100 unless a party shows that the waived requirement prejudices the party.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.1310 Filing and Service

Part 5510.0320 applies to a document filed or served under parts 5500.1300 to 5500.2100.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.1400 Filing Notice of Controversy

A written notice that a jurisdictional controversy exists may be filed with the commissioner by a labor organization or organizations or by an employer or employers association. The notice must include:

A. the petitioner's name, address, email address, and telephone number and the address of the petitioner's principal office or place of business;

B. if filed by an employer or employers association, the:

C. if filed by a labor organization, the:

D. the classification of employment, the approximate number of employees in each classification, and the approximate number of employees involved in the jurisdictional controversy;

E. the names of all labor organizations with whom the employer or employers association has labor agreements and the expiration date of the agreements;

F. a clear and concise statement of the nature of the jurisdictional controversy, the history of past collective bargaining experience between the parties involved, the date on which the jurisdictional controversy arose, and whether the jurisdictional controversy is made the grounds for one or more of the following:

G. if applicable, the name of the labor organization taking an action under item F, subitems (1) to (3).

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5500.1500 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5500.1600 Referee Appointment and Duties

A. If the commissioner appoints a labor referee to hear and determine the jurisdictional controversy, the labor referee must:

B. The notice under item A may be waived, or the time to serve the notice may be shortened, by agreement of the parties.

C. The notice of hearing must be given to all parties directly involved in or affected by the controversy so far as named in the notice under part 5500.1400 or known to the labor referee, and these parties are parties to the proceedings.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 17 SR 1279; 46 SR 1387
Minn. R. 5500.1700 Hearings; Record

A. A hearing before a labor referee must be conducted according to part 5505.0600, subparts 2 to 8.

B. The record in the proceedings consists of:

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 17 SR 1279; 46 SR 1387
Minn. R. 5500.1800 Examining Witnesses

A witness must be examined according to part 5505.0700.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5500.1900 Subpoenas

A subpoena and associated fees and mileage are as provided under part 5505.0800.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 17 SR 1279; 46 SR 1387
Minn. R. 5500.2000 Referee's Final Determination

A. After ending the hearing and investigation under parts 5500.1300 to 5500.1900, the labor referee must make a final determination on the jurisdictional controversy. The labor referee must:

B. If all parties to the controversy execute a written agreement before the labor referee's final determination:

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5500.2100 Reconsidering Final Determination

Subpart 1. Requesting reconsideration.

A. A party to a jurisdictional controversy may request a reconsideration or clarification of the labor referee's final determination on any or all of the following grounds:

B. A request under item A must be in writing and set forth the facts upon which the request is based. Within ten calendar days after the labor referee's determination under part 5500.2000, item A, is filed, a copy of the request must be served on all other parties to the proceeding and the labor referee.

Subp. 2. Determining reconsideration request; hearing.

A. After receiving a reconsideration request under subpart 1, the labor referee must:

B. When determining to consider the request, the labor referee must order a preliminary hearing and give notice according to part 5500.1600.

C. After the preliminary hearing, the labor referee must make an order granting or denying the request. If granting the request, the labor referee must fix a time and place for a hearing and give notice according to part 5500.1600. The labor referee may by order limit the matters upon which the referee will receive new or additional evidence and must include in the order why the referee limited matters.

D. Further proceedings must be held according to parts 5500.1700 to 5500.1900. When the proceedings end, the labor referee must:

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 17 SR 1279; 46 SR 1387
Minn. R. 5500.2200 [Renumbered 5510.5200]

[Renumbered 5510.5200]

Minn. R. 5500.2300 [Renumbered 5510.5230]

[Renumbered 5510.5230]

Minn. R. 5500.2400 [Renumbered 5510.5240]

[Renumbered 5510.5240]

Minn. R. 5500.2500 [Renumbered 5510.5250]

[Renumbered 5510.5250]

Minn. R. 5500.2600 [Renumbered 5510.5270]

[Renumbered 5510.5270]

Minn. R. 5500.2700 [Renumbered 5510.5280]

[Renumbered 5510.5280]

Minn. R. 5500.2800 [Renumbered 5510.5290]

[Renumbered 5510.5290]

Minn. R. 5500.2900 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3000 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3100 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3200 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3300 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3400 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3500 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3600 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3700 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3800 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5500.3900 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Chapter 5505 LABOR RELATIONS; COLLECTIVE BARGAINING

Minn. R. 5505.0100 Definitions

Subpart 1. Scope.

For purposes of this chapter, the terms defined in this part have the meanings given them.

Subp. 2. Commissioner.

"Commissioner" means the commissioner of the Bureau of Mediation Services.

Subp. 3. Competent evidence.

"Competent evidence" has the meaning given in Minnesota Statutes, section 179.01, subdivision 12.

Subp. 4. Dispute.

"Dispute" means a controversy regarding the representation of employees under Minnesota Statutes, section 179.16.

Subp. 5. Employee.

"Employee" has the meaning given in Minnesota Statutes, section 179.01, subdivision 4.

Subp. 6. Employer.

"Employer" has the meaning given in Minnesota Statutes, section 179.01, subdivision 3.

Subp. 7. Labor organization.

"Labor organization" has the meaning given in Minnesota Statutes, section 179.01, subdivision 6.

Subp. 8. Party.

"Party" means an employee, group of employees, labor organization, employer, or employers association affected by a dispute.

Subp. 9. Representative of employees.

"Representative of employees" has the meaning given in Minnesota Statutes, section 179.01, subdivision 5.

Subp. 10. Serve.

"Serve" has the meaning given in part 5510.0310, subpart 19.

Subp. 11. Unit.

"Unit" means a unit of employees determined under Minnesota Statutes, section 179.16.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5505.0200 Purpose, Construction, and Waiver

A. This chapter governs the conduct of all proceedings before the commissioner for investigating and certifying representatives for collective bargaining under Minnesota Statutes, section 179.16, and is to be liberally construed to effectuate the purposes and provisions of the Minnesota Labor Relations Act, Minnesota Statutes, chapter 179.

B. The commissioner may waive any requirement under this chapter unless a party shows that the waived requirement prejudices the party.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5505.0210 Filing and Service

Part 5510.0320 applies to a document filed or served under this chapter.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5505.0300 Filing Request for Investigation

As provided under Minnesota Statutes, section 179.16, subdivision 2, a party may file a request for investigation with the commissioner.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5505.0400 Request; Required Information

A request under part 5505.0300 must include:

A. the type of organization making the request and the petitioning organization's name, address, email address, and telephone number;

B. the name, address, email address, and telephone number of the organization's agent or attorney;

C. the adverse party's name, address, email address, and telephone number;

D. if known, the name, address, email address, and telephone number of the adverse party's agent or attorney;

E. the names, addresses, email addresses, and telephone numbers of all other individuals or labor organizations known to have an interest in or claiming to represent any of the employees involved;

F. the nature of the employer's business;

G. the approximate number of employees in the unit the petitioning organization claims is appropriate, and a statement as to the unit or units claiming the right of representation; and

H. a detailed list of the classifications in the proposed unit indicating the number of employees in each classification.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5505.0500 Notice of Hearing and Investigation

Subpart 1. Investigating request; hearing.

Upon receiving a completed request under part 5505.0300, the commissioner:

A. must investigate the dispute; and

B. may provide for a hearing before the commissioner.

Subp. 2. Giving notice.

A. The commissioner must serve notice of an investigation or hearing to all parties directly involved in or directly affected by the dispute, and the parties are deemed parties to the proceedings. A copy of the notice must be posted in a conspicuous place at the place of employment of the petitioning organization at least two calendar days before the scheduled date of investigation or hearing.

B. Together with the notice under item A, a copy of the request under part 5505.0300 must be given to a representative of each party and posted according to item A.

Subp. 3. Hearing recording.

If a hearing is ordered, the commissioner must maintain the hearing recording for 90 calendar days.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5505.0600 Hearings

Subpart 1. Conformity.

All hearings under this chapter must be conducted according to subparts 2 to 9.

Subp. 2. Conduct.

All hearings before the commissioner are open to the public. The commissioner has the powers under Minnesota Statutes, section 179.16, subdivision 3.

Subp. 2a. Virtual hearing.

If all parties agree, the hearing may take place virtually through an online conferencing or videoconferencing tool.

Subp. 3. Testimony and evidence.

A party to the proceedings is entitled to:

A. appear in person or by attorney or representative;

B. call, examine, and cross-examine witnesses; and

C. introduce only competent evidence, either documentary or other evidence as the commissioner deems admissible.

Subp. 4. Stipulation.

The parties to the dispute may stipulate to agreed-upon facts and evidence.

Subp. 5. Objections.

A. An objection on the conduct of the hearing, including an objection to the introduction of evidence, must be stated orally, together with a statement of the grounds for the objection, and be included in the recording.

B. A party does not waive its objection if the party continues to participate in the hearing.

Subp. 6. Adjournment.

The commissioner may adjourn the hearing as the commissioner deems necessary upon appropriate notice to the parties.

Subp. 7. At close of hearing.

A. At the close of the hearing, the parties are entitled to submit either oral or written arguments as determined by the commissioner under this subpart.

B. If the commissioner permits oral argument, the commissioner must determine its length. Unless ordered by the commissioner, oral arguments are not part of the recording.

C. If there are written arguments, the commissioner must determine the deadline for filing.

Subp. 8. Disregarding testimony.

All or any part of a witness's testimony may be disregarded by the commissioner if the witness refuses to answer any question that the commissioner has ruled proper.

Subp. 9. Record.

A. The record in the proceedings consists of:

B. The record must be kept for 90 calendar days.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5505.0700 Examining Witnesses

Witnesses must be examined orally under oath. Testimony of witnesses who reside outside the state or who are unable to testify in person before the commissioner may be deposed as prescribed by the commissioner.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5505.0800 Subpoenas

Subpart 1. Issuing subpoenas.

Subpoenas requiring the attendance and testimony of witnesses and the production of evidence, including books, records, correspondence, or other documents relating to a dispute under this chapter, must be issued by the commissioner.

Subp. 2. Applying for subpoenas.

A. An application for the issuance of subpoenas must be filed with the commissioner by the party to the proceedings requesting the subpoena.

B. The application must be timely and specify the names of the witnesses and the books, records, correspondence, or other documents relating to a dispute under this chapter that the witness must produce.

Subp. 3. Witnesses; fees and mileage.

A. Witnesses summoned before the commissioner must be paid fees and mileage in the same manner and amounts as are paid to witnesses in the district court of this state. Witnesses whose depositions are taken and individuals taking the depositions are entitled to the same fees as provided by law for taking depositions for use in the district court of this state.

B. Witness fees and mileage must be paid by the party requesting the subpoena when the subpoena is served on the witness whose attendance is required.

C. Witnesses subpoenaed by the commissioner must be paid as provided by law.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5505.0900 Determining Representative

After the hearing, the commissioner must determine:

A. who are the representatives of the employees for collective bargaining; or

B. the method for determining who will be the representatives as provided under Minnesota Statutes, section 179.16, subdivision 2.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5505.1000 Election Procedure; Secret Ballot

Subpart 1. Taking secret ballot.

A. The commissioner may take a secret ballot of employees, as provided under Minnesota Statutes, section 179.16, subdivision 2, to be conducted by a commissioner-designated agent.

B. After the secret-ballot election, the agent must prepare a report containing a tally of the ballots and the election results.

Subp. 2. Designating challenger.

The employer and each person or organization claiming the right to act as representative of the employees may designate one individual as a challenger. Each designated challenger may observe the casting and counting of ballots.

Subp. 3. Sealing ballots.

Immediately after tallying the ballots, the agent conducting the election must place all ballots and a copy of the tally sheet in an envelope, which must be:

A. immediately sealed;

B. endorsed across the seal by a challenger for each party, if any; and

C. kept by the commissioner for no less than 30 calendar days.

Subp. 4. Furnishing tally and election results.

The parties to the proceedings must be furnished with a tally of the ballots and the election results.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5505.1100 Voter Challenge

Subpart 1. Challenging right to vote.

A. The right of any employee to vote at an election under part 5505.1000 may be challenged by:

B. The individual making the challenge must state fully the grounds for the challenge, and a record of the challenge must be made by the agent conducting the election.

C. After making a record, the agent must:

Subp. 2. Challenge not withdrawn.

A. If the challenge is not withdrawn, and the challenged employee insists on voting, the employee must be permitted to vote upon filing with the agent a statement in writing, signed by the employee and witnessed by the agent, alleging eligibility to vote and describing the employee's qualifications.

B. Ballots received under this subpart must not be marked or otherwise distinguished from nonchallenged ballots.

Subp. 3. Sending record of challenges to commissioner.

The agent conducting the election must send the record of all challenges to the commissioner with the tally sheet and election results.

Subp. 4. Holding hearing on challenges.

If the commissioner determines that the number of challenged votes is sufficient to have affected the election results, the commissioner must hold a hearing under this chapter after notice to:

A. all challenged voters;

B. persons or organizations voted upon as representatives; and

C. other parties, if any, to whom notice of the election was given.

Subp. 5. Declaring election void.

A. At the hearing under subpart 4, the commissioner must determine whether:

B. If the commissioner determines that the election results might have been affected by votes cast by ineligible voters, the commissioner must declare the election void.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5505.1200 Consent Election

Subpart 1. Agreement to hold consent election.

A. Whenever a dispute arises concerning the representation of the employees under part 5505.0300, the parties to the dispute may agree in writing, subject to commissioner approval, that an election may be held without a hearing under this chapter.

B. An agreement to hold a consent election must be in the form prescribed by the commissioner.

Subp. 2. Notice of consent election.

A notice of the consent election must:

A. be posted in a conspicuous place at the place of employment of the employees; and

B. state the election date and that an objection may be filed with the commissioner according to subpart 4.

Subp. 3. Objections to election.

A. When an objection is filed with the commissioner under subpart 4, the commissioner must, on deeming it proper, revoke the agreement under subpart 1 for a consent election.

B. With the consent of the parties to the agreement and upon notice to the person filing the objection, the commissioner must, on deeming it proper, amend the provisions in the agreement for a consent election.

Subp. 4. Filing objections.

An objection to the consent election must be filed in writing with the commissioner no later than the date prescribed in the notice under subpart 2. An objection filed after the prescribed date in the notice is void.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5505.1300 Certification Order

After a completed election under part 5505.1000 or 5505.1200, the commissioner must:

A. certify to the parties in writing the name or names of the representatives that have been designated or selected; and

B. serve the certification order to the parties to the proceedings.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5505.1400 Objections to Certification

Subpart 1. Filing objection to certification.

A party to the proceedings may, within seven calendar days of receiving the certification order under part 5505.1300, file with the commissioner an objection to the certification.

Subp. 2. Scheduling hearing on objection.

A. If the commissioner determines that the objection under subpart 1 may raise a substantial and material issue on the certification, the commissioner must issue and cause to be served on the parties a notice fixing a time and place of hearing for the objection.

B. The notice and the hearing are as provided under parts 5505.0500, subpart 2, and 5505.0600, respectively.

Subp. 3. Declaring certification void.

On determining, after the close of the hearing and on the record of the hearing, that the objection is well taken, the commissioner must declare the certification void.

Subp. 4. Staying certification.

Upon application by any party to the dispute, the commissioner must stay the certification order under part 5505.1300 until the hearing and determination under subpart 3.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5505.1500 Reconsideration Within One Year

Subpart 1. Requesting new certification.

Within one year after a certification under part 5505.1300, any party may request a new certification according to part 5505.0300. The request must state the reasons for requesting a new certification.

Subp. 2. Investigating request for new certification.

Upon receiving a request under subpart 1, the commissioner must investigate whether sufficient reason exists, as required under Minnesota Statutes, section 179.16, subdivision 2, that requires the commissioner to approve a new certification.

Subp. 3. Approving new certification.

If the commissioner approves a request for a new certification, the commissioner must notify all parties to the proceedings according to part 5505.0500, subpart 2, of the commissioner's decision to approve a new certification by completing an investigation without a hearing.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387

Chapter 5510 PUBLIC EMPLOYMENT LABOR RELATIONS

Minn. R. 5510.0100 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0110 Application

Parts 5510.0110 to 5510.2310 apply to proceedings before the commissioner involving matters of representation under the act.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.0200 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0210 Policy and Waiver

A. Parts 5510.0110 to 5510.2310 are to be liberally construed to accomplish the purposes and provisions of the act. Any requirements of parts 5510.0110 to 5510.2310 may be waived by agreement of all parties and commissioner approval.

B. The commissioner must approve a waiver request under item A unless the commissioner determines that waiving the requirement would likely result in significant harm to the general public or to specific nonparties or is likely to substantially impair or frustrate the act's intent or purposes.

C. The waiver request must be made in writing to the commissioner in a timely fashion. The commissioner must set forth in writing the reasons for granting or denying the waiver.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.0300 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0310 Definitions

Subpart 1. Scope.

For the purpose of parts 5510.0110 to 5510.2310, the terms defined in this part have the meanings given them.

Subp. 1a. Act.

"Act" means the Public Employment Labor Relations Act under Minnesota Statutes, sections 179A.01 to 179A.25.

Subp. 2. Amendment of certification or amendment of exclusive representative.

"Amendment of certification" or "amendment of exclusive representative" means a change in the certification by the commissioner that the commissioner deems does not raise a question of representation.

Subp. 3. Appearance status.

"Appearance status" means the status of a nonparty having an interest in a matter before the commissioner to participate in bureau proceedings.

Subp. 3a. Appropriate unit or unit.

"Appropriate unit" or "unit" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 2.

Subp. 4.

[Repealed, 46 SR 1387]

Subp. 5.

[Repealed, 23 SR 1564]

Subp. 6. Bureau.

"Bureau" means the Bureau of Mediation Services.

Subp. 7. Certification of exclusive representative or certification.

"Certification of exclusive representative" or "certification" means granting the status of exclusive representative to an employee organization by a written order of the commissioner.

Subp. 8. Certification petition.

"Certification petition" means a petition filed by an employee organization stating that at least 30 percent of the employees of a proposed appropriate unit wish to be represented by the petitioner.

Subp. 8a. Commissioner.

"Commissioner" means the commissioner of the bureau or an authorized agent.

Subp. 9. Decertification petition.

"Decertification petition" means a petition filed by an individual employee or group of employees stating that:

A. the exclusive representative no longer represents the majority of the employees in an appropriate unit; and

B. at least 30 percent of the employees no longer wish to be represented by the exclusive representative.

Subp. 10. Determination of affiliation or affiliation.

"Determination of affiliation" or "affiliation" means determining the affiliation of a supervisory or confidential employee organization under Minnesota Statutes, section 179A.06, subdivision 2.

Subp. 11.

[Repealed by amendment, L 1987 c 186 s 15]

Subp. 12. Effective date of orders.

"Effective date of orders" means, for any commissioner-issued order, the day after issuance unless otherwise provided.

Subp. 12a. Employee.

"Employee" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 14.

Subp. 12b. Employee organization.

"Employee organization" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 6.

Subp. 12c. Employer.

"Employer" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 15.

Subp. 12d. Exclusive representative.

"Exclusive representative" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 8.

Subp. 13.

[Repealed, L 2024 c 110 art 5 s 34]

Subp. 14. Holiday or legal holiday.

"Holiday" or "legal holiday" means the dates designated under Minnesota Statutes, section 645.44, subdivision 5, as holidays for the state of Minnesota.

Subp. 15. Open-window period.

"Open-window period" means the following period before a labor contract expires:

A. for the state executive branch, 270 to 210 days;

B. for teachers, 180 to 120 days; and

C. for all other public employees, 120 to 60 days.

Subp. 16. Party.

"Party" means:

A. an exclusive representative, employee organization, or public employer recognized by the commissioner whose legal rights, duties, and privileges are directly determined in proceedings under parts 5510.0110 to 5510.3005; or

B. a public employee who has filed a decertification petition.

Subp. 17. Petition.

"Petition" means a written document containing information required by the commissioner.

Subp. 18. Representation petition.

"Representation petition" means a petition filed by an employee organization stating that:

A. the exclusive representative no longer represents the majority of employees in an appropriate unit; and

B. at least 30 percent of the employees in the appropriate unit wish to be represented by the petitioner.

Subp. 19. Service or serve.

"Service" or "serve" means, unless another manner of service is required by law, delivering a document electronically, in person, by facsimile, or by United States mail, postage prepaid, addressed to the bureau or a party at its last known address.

Subp. 20. Showing of interest or interest.

"Showing of interest" or "interest" means submitting authorization signatures in the form of individual authorization cards to show support for a petition filed with the commissioner.

Subp. 21.

[Repealed, 46 SR 1387]

Subp. 22. Transfer of exclusive representative status.

"Transfer of exclusive representative status" means transferring the rights and obligations of an exclusive representative to another employee organization.

Subp. 23. Unfair election practice.

"Unfair election practice" means a practice or action that affects the result of a certification, representation, or decertification election, specifically:

A. any prohibition defined in part 5510.2110 or a violation of a commissioner-issued election order; and

B. any unfair practice as defined under Minnesota Statutes, section 179A.13, committed by an:

Subp. 24. Unit clarification or clarification petition.

"Unit clarification" or "clarification petition" means the commissioner's determination regarding an appropriate unit involving:

A. inclusions or exclusions of positions or job classifications in an appropriate unit;

B. the confidential, supervisory, or essential status of positions, classifications, or the unit itself;

C. modification of the unit description; or

D. modification of the unit structure.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 23 SR 1564; 27 SR 637; 46 SR 1387
Minn. R. 5510.0320 Filing and Service

Subpart 1. Effecting service.

Unless otherwise provided under parts 5510.0110 to 5510.2310, service on the commissioner or a party must comply with the filing requirements under this part.

Subp. 2. Filing; when effective.

A. Unless otherwise provided by law, a document filed under parts 5510.0110 to 5510.2310 is effective:

B. A document received Monday through Friday after 4:30 p.m. is effective the next working day that is not a legal holiday.

C. A document received on a Saturday, Sunday, or legal holiday is deemed to be filed on the next working day that is not a legal holiday.

Subp. 3. Filing method.

Unless another manner of filing is required by law, a document may be filed:

A. in person, but if filing at the bureau, between only 8:00 a.m. and 4:30 p.m.;

B. by facsimile;

C. by United States mail, postage prepaid, and addressed to the bureau or a party at its last known address; or

D. electronically, with the express, prior written consent of the recipient that has provided an email address for the filing purpose.

Subp. 4. Electronic filing.

A. Unless otherwise provided by law, a document filed electronically must contain an electronic signature.

B. For purposes of this subpart, "electronic signature" has the meaning given in Minnesota Statutes, section 325L.02, paragraph (h).

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.0330 Computing Time

When computing a period prescribed or allowed under parts 5510.0110 to 5510.2310, the day, act, or event on which the designated period begins to run is not included. The last day of the period is included unless it is a Saturday, Sunday, or holiday.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.0400 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0410 Filing Petition

Subpart 1. Conditions.

A. To file a petition, an employee organization or exclusive representative must have:

B. To file a petition, an employer must have the petition signed by the employer's authorized representative.

C. To file a petition, a public employee must be included in an appropriate unit for which there is an exclusive representative.

Subp. 2. Eligibility; single-party petition.

A. An employee organization may file a petition for:

B. An employer may file a petition for:

C. An exclusive representative may file a petition for:

D. A public employee may file a petition for:

Subp. 3. Eligibility; joint-party petition.

A. As provided under Minnesota Statutes, section 179A.12, subdivision 2, one or more employee organizations and an employer may file a joint petition for certification of exclusive representative.

B. An exclusive representative and an employer may file a joint petition for unit clarification and amendment of certification.

C. Two or more employee organizations may jointly file a petition that a single employee organization is entitled to file.

Subp. 4. Petition requirements.

A petition must include the name, address, email address, and telephone number of:

A. the petitioner;

B. the petitioner's representative, if any;

C. the other party; and

D. the other party's representative, if any.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 23 SR 1564; 46 SR 1387
Minn. R. 5510.0500 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0510 Limitation on Filing Petition

Subpart 1. Contract bar.

If there is an exclusive representative and an effective labor contract, the commissioner must only consider a petition for clarification, decertification, representation, or certification when the:

A. petition is submitted during the open-window period or after the contract's expiration date;

B. petition is submitted jointly by the employer and the exclusive representative; or

C. commissioner determines that the interests of good labor relations warrant the commissioner to consider the petition during the life of the existing contract.

Subp. 2. One-year election bar.

Unless otherwise provided under Minnesota Statutes, section 179A.12, subdivision 12, when a certification election, representation election, or decertification election has been held, a petition seeking an election must not be entertained for a one-year period from the date the commissioner has issued the order certifying the election results.

Subp. 3. Transfer bar.

The commissioner may not entertain a petition for transfer of exclusive representative status for a one-year period from the date of certification or from the date of transfer of exclusive representative status.

Subp. 4. Arbitration bar.

A. A petition raising a question of certification, representation, or decertification must not be considered after an impasse has been certified if:

B. A bar under item A continues until the arbitration award is issued and a contract is executed according to Minnesota Statutes, section 179A.20, subdivision 1.

Subp. 5.

[Repealed, 46 SR 1387]

Subp. 6. Constitution and bylaws.

Unless on file with the commissioner, a copy of the employee organization's constitution or bylaws in effect at the time of petition must accompany the following petitions:

A. certification election;

B. representation election;

C. amendment of certification; and

D. transfer of exclusive representative status.

Subp. 7. Petitions served on commissioner.

All petitions concerning representation matters under parts 5510.0110 to 5510.2310 must be served on the commissioner.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 23 SR 1564; 46 SR 1387
Minn. R. 5510.0600 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0610 Withdrawal

Subpart 1. Generally.

A. A certification, representation, or decertification petition or a showing of interest may be withdrawn by a party at any point before the fifth calendar day after the commissioner issues an appropriate unit determination.

B. A clarification, transfer of exclusive representative status, amendment of certification, or affiliation petition may be withdrawn at any time before the hearing on the petition closes.

C. A withdrawal must either be stated on the record at the hearing or be in writing and served on the commissioner as provided under parts 5510.0110 to 5510.2310.

Subp. 2. Certification election.

A. For a certification election, if an employee organization withdraws, and no other employee organization has petitioned or intervened, the petition must be dismissed.

B. If another employee organization has also petitioned or has intervened, the matter must proceed under parts 5510.0110 to 5510.2310, but the withdrawing organization must not be listed on the ballot.

Subp. 3. Representation election.

A. For a representation election, if an incumbent exclusive representative withdraws, the matter must be processed as though a certification petition had been filed by the challenging employee organization.

B. A challenging employee organization that withdraws according to parts 5510.0110 to 5510.2310 must not be listed on the ballot. If all challengers have withdrawn, the petition must be dismissed.

Subp. 4. Decertification election.

A. For a decertification election, if a petitioner withdraws and no other employee organization has petitioned or intervened, the petition must be dismissed.

B. If the petitioner withdraws but another employee organization that has petitioned or intervened does not withdraw, the matter must be processed as a representation petition.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.0700 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0710 Certification, Representation, and Decertification Petitions

Subpart 1. Filing petition.

A petition for certification, representation, or decertification must include:

A. the name, address, email address, and telephone number of all other employee organizations or exclusive representatives known to have an interest in or claiming to represent any of the employees involved;

B. a statement on whether there is an effective labor contract and the contract's expiration date;

C. the type of public employer involved;

D. the approximate number of employees included in the proposed or previously determined appropriate unit;

E. the proposed or previously determined appropriate unit description;

F. a statement indicating that at least 30 percent of the employees in the proposed or previously determined unit support the intent of the petition;

G. the date the petition is signed; and

H. the name and title of the person signing the petition.

Subp. 2. Showing of interest.

A. Evidence of a showing of interest in the form of authorization signatures must accompany all petitions. An adequate showing of interest necessary to conduct an investigation or hearing is constituted by authorization signatures from 30 percent or more of the estimated number of employees in the established or proposed appropriate unit.

B. Evidence of a showing of interest may continue to be submitted until the hearing closes.

Subp. 3. Employer-provided information.

A. An employer must provide to the exclusive representative the name, home mailing address, and telephone number for all employees in the established appropriate unit if:

B. A request or order under this subpart must be consistent with Minnesota Statutes, section 13.43, subdivision 6.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 46 SR 1387
Minn. R. 5510.0800 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0810 Authorization Signatures

Subpart 1. Confidentiality.

Authorization signatures submitted in support of a petition are privileged and confidential information and may only be withdrawn by the petitioner.

Subp. 2. Valid authorization signatures.

A. Authorization signatures must be in the form of individual authorization cards and include:

B. Authorization cards may contain the employee organization's name, address, email address, and telephone number.

Subp. 3. Invalid authorization card.

An authorization card is invalid if it:

A. does not include the information and statements required under subpart 2;

B. contains statements of explanation, interpretation, or advice;

C. is modified or altered in any way; or

D. is dated more than six months before the commissioner receives the petition.

Subp. 4. Effect of invalid authorization card.

A. The commissioner may not include invalid authorization cards when determining whether a petition has the necessary showing of interest.

B. If there is evidence that authorization cards submitted to establish a showing of interest were fraudulently obtained or submitted:

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.0900 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.0910 Unit Clarification Petition

A petition for unit clarification must include:

A. a statement on whether there is an effective labor contract and the contract's expiration date;

B. the type of public employer involved;

C. the approximate number of employees affected by the proposed unit clarification;

D. a specific statement of the unit clarification requested and the reasons for the request;

E. the date the petition is signed; and

F. the name and title of the person signing the petition.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 46 SR 1387
Minn. R. 5510.1000 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1010 Amendment of Certification Petition

A petition for amendment of certification must include:

A. a statement of the amendment requested;

B. the date the petition is signed; and

C. the name and title of the person signing the petition.

History

  • Statutory Authority: MS s 179A.04
  • History: 9 SR 735
Minn. R. 5510.1100 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1110 Challenge to Affiliation Petition

Subpart 1. Filing petition.

A petition challenging affiliation under Minnesota Statutes, section 179A.06, subdivision 2, must include:

A. a statement of the reasons the affiliation is improper;

B. the name of the employee organization involved;

C. the date the petition is signed; and

D. the name and title of the person signing the petition.

Subp. 2. Certification status.

A. If the commissioner determines that the affiliation of an employee organization is improper according to Minnesota Statutes, section 179A.06, subdivision 2, the commissioner must:

B. If the commissioner determines that the affiliation of an employee organization is proper according to Minnesota Statutes, section 179A.06, subdivision 2, the commissioner must affirm its standing as a proper employee organization and dismiss the challenge petition.

Subp. 3. Contract status.

Upon the withdrawal of the status of exclusive representative after a commissioner determination of improper affiliation, a labor contract is void on the date of the determination if:

A. the contract is within the meaning of Minnesota Statutes, section 179A.20;

B. the contract covers employees of the unit for which withdrawal was ordered; and

C. the involved organization is a party to the contract.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.1200 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1210 Transferring Exclusive Representative Status

Subpart 1. Filing petition.

A petition transferring exclusive representative status must include:

A. documentation substantiating that the requirements of parts 5510.0110 to 5510.2310 have been met;

B. a copy of the incumbent exclusive representative's effective constitution or bylaws, unless on file with the commissioner;

C. documentation substantiating that the requirements of the constitution or bylaws of the exclusive representative have been met;

D. a copy of the effective constitution or bylaws of the employee organization that has agreed to accept the transfer of the exclusive representative's rights and obligations, unless on file with the commissioner; and

E. a copy of the effective labor contract and certification of the exclusive representative.

Subp. 2. Right to transfer.

An exclusive representative may transfer its rights and obligations to another employee organization by complying with subparts 3 to 6.

Subp. 3. Notice of transfer.

A. The exclusive representative must provide advance written notice of the proposed transfer to each member of the exclusive representative in the appropriate unit.

B. The notice must state the time and location of the meeting to be held by the exclusive representative relating to the proposed transfer.

Subp. 4. Meeting.

The exclusive representative must hold a meeting to permit members to discuss the proposed transfer at a time and location that is reasonably convenient for the majority of the members of the exclusive representative in the appropriate unit.

Subp. 5. Election.

The exclusive representative must conduct a secret-ballot election among its members in the appropriate unit to approve or reject the proposed transfer according to the exclusive representative's constitutional requirements or bylaws.

Subp. 6. Petition.

The exclusive representative must file with the commissioner a petition if:

A. all employees in the appropriate unit have been afforded the opportunity to become members of the exclusive representative; and

B. a majority of the exclusive representative's members voting in the election under subpart 5 vote in favor of the transfer.

Subp. 7. Order.

Based on the record of hearing or an investigation, the commissioner must:

A. issue a transfer of exclusive representative order;

B. order a representation election; or

C. dismiss the petition.

Subp. 8. Rights of incoming exclusive representative.

The incoming exclusive representative has all rights and obligations established by the effective labor contract and the act and must administer the labor contract until it expires.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 11 SR 141; L 1987 c 186 s 15; 23 SR 1564; 46 SR 1387
Minn. R. 5510.1300 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1310 Abandonment of Exclusive Representative Status

Subpart 1. Filing petition.

A petition abandoning the status of exclusive representative must contain a statement that clearly indicates that the exclusive representative no longer wishes to represent the appropriate unit at the expiration of the contract or the one-year certification period.

Subp. 2. When effective.

An exclusive representative may abandon its status effective on or after the expiration of the labor contract or effective on or after the expiration of a one-year period from the date of certification, whichever is later.

Subp. 3. Retaining rights and duties.

An exclusive representative abandoning its status retains the rights and obligations under the act and under the labor contract until the labor contract expires.

Subp. 4. Notice of abandonment.

A notice of abandonment must be served in writing upon the commissioner and the employer.

Subp. 5. Certification election allowed.

If abandonment occurs, there is no bar to conducting a certification election.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.1400 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1410 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5510.1500 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1510 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5510.1600 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1610 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5510.1700 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1710 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5510.1800 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1810 Joint-Party Petition

Subpart 1. Certification of exclusive representative.

A joint petition for certification of an exclusive representative must include:

A. signatures of the parties;

B. authorization signatures from more than 50 percent of the employees within the proposed appropriate unit; and

C. identification of the employees and job classifications included within the proposed appropriate unit and those employees and job classifications excluded from the proposed appropriate unit.

Subp. 2. Unit clarification.

A joint-party petition for unit clarification must include the name, title, and signature of the representative of both the exclusive representative and the employer.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 23 SR 1564; 46 SR 1387
Minn. R. 5510.1900 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.1910 Hearings or Investigations

Subpart 1. Policy.

The commissioner must accept stipulations or agreements that are consistent with bureau rules and the act.

Subp. 2. Applicability and scope.

A. This part applies to a hearing or investigation when provided under this chapter or chapter 5530.

B. For a hearing or investigation on a petition under this chapter, the hearing or investigation must address all issues raised by a valid petition that are within the commissioner's jurisdiction.

Subp. 2a. Virtual hearing.

If all parties agree, the hearing may take place virtually through an online conferencing or videoconferencing tool.

Subp. 3. Consolidating hearings.

The commissioner may consolidate one or more hearings or petitions if the commissioner determines that consolidation will serve the act's purposes.

Subp. 4. Commissioner's duties.

Upon receiving a petition under parts 5510.0410 to 5510.1810, the commissioner must:

A. hold a hearing or conduct an investigation as required under Minnesota Statutes, section 179A.12, subdivision 5; and

B. issue an order prohibiting negotiations and maintaining the status quo, in part or in whole, of the employees' terms and conditions of employment.

Subp. 5. Prehearing conference.

A. The purpose of a prehearing conference is to:

B. Upon the request of a party or the commissioner's motion, the commissioner may:

C. A prehearing conference is informal. Agreements simplifying issues, amendments, stipulations, or other matters may be entered on the record or made the subject of a commissioner order.

Subp. 6. Subpoenas.

A. Requests for subpoenas for the attendance of witnesses or the production of documents must be made in writing to the commissioner and:

B. A subpoena must be served by the sheriff, the sheriff's deputy, or any other individual who is not a party in accordance with rule 45.02 of the Rules of Civil Procedure for the District Courts of Minnesota.

C. When a subpoena is served, the cost of service, fees, and expenses of any witness subpoenaed must be paid by the party at whose request the witness appears.

D. The individual serving a subpoena must make proof of service by filing the subpoena and an affidavit of service with the commissioner.

E. Upon motion made at or before the time specified in the subpoena, the commissioner must quash or modify the subpoena on finding that it is unreasonable or oppressive.

Subp. 7. Intervenor.

A. The commissioner must permit an employee organization that submits a 30 percent showing of interest to intervene on a certification, representation, or decertification petition.

B. The commissioner must permit a group of employees submitting a 30 percent showing of interest wishing to decertify an exclusive representative to intervene on a representation petition.

Subp. 8. Evidence, witnesses, and testimony.

A. Parties may present evidence, rebuttal testimony, and argument on the issues and may cross-examine witnesses. Individuals or organizations having an appearance status may only review exhibits and make statements for the record.

B. A party may be a witness or may present witnesses at the hearing. All oral testimony must be under oath or affirmation. At the request of a party or upon the commissioner's motion, witnesses may be excluded from the hearing room so that they cannot hear other witness testimony.

Subp. 9. Rules of evidence.

A. The commissioner may admit all evidence that possesses probative value, including hearsay, if it is the type of evidence on which reasonable prudent persons are accustomed to rely in the conduct of their serious affairs. The commissioner must give effect to the rules of privilege recognized by law. Evidence that is incompetent, immaterial, or unduly repetitious may be excluded.

B. All evidence to be considered in the case, including all records and documents possessed by the commissioner or an accurate copy, must be made a part of the record. Matters not part of the record must not be considered when determining the case.

C. The commissioner may seek additional evidence and examine witnesses to the extent the commissioner deems appropriate but must do so on the record and with the opportunity for a party to contest the evidence.

D. The commissioner may take judicial notice of undisputed facts.

Subp. 10. Hearing record.

A. The commissioner must maintain the record for 90 calendar days in each case under this part. The record must contain:

B. The commissioner must keep the hearing recording or transcript for not less than 90 calendar days after issuing a determination under subpart 14.

Subp. 10a. Requests for transcripts.

A hearing recording may be transcribed in whole or in part upon the written request of a party or person if the party or person requesting the transcript:

A. makes a request within the 90-day retention period under subpart 10, item B; and

B. agrees to pay the full costs for preparing the transcript.

Subp. 10b. Preparing case record on appeal.

A. An individual or party appealing a determination under subpart 14 must agree in writing to pay for the:

B. An appealing individual or party may purchase a partial transcript and record if:

C. For a request under item B, the commissioner must determine, on the basis of the elements or factors under appeal, the extent of the transcript and record necessary to provide a complete record upon which that portion of the commissioner's determination was based.

D. A party to an appeal may request that a portion of the entire record be added to the record submitted by the commissioner. The party making a request under this item must agree in writing to pay for the cost of preparing the additional record. Any partial transcript must include all testimony and evidence relevant to the issues under appeal.

Subp. 11. Continuances.

A. The commissioner must grant a hearing continuance or postponement request only upon a showing of substantial cause.

B. All requests under item A must be served according to parts 5510.0110 to 5510.2310. Requests served less than six calendar days before a hearing must be denied unless the commissioner determines that the request could not have been filed earlier and that the rights of a party will be substantially affected by denial.

C. The commissioner must continue a hearing that has already started whenever the commissioner determines a continuance is needed to determine the issues. For a continuance under this item, the commissioner must give oral notice on the record.

Subp. 12. Conducting hearing.

Unless the commissioner determines that the public interest will be otherwise served, a hearing under this part must be conducted according to this subpart.

A. After opening the hearing, the commissioner must state the procedural rules for the hearing, including that:

B. Any stipulations, settlement agreements, or consent orders entered into by any of the parties before the hearing must be entered into the record.

C. The party with the burden of proof may make an opening statement. The other parties may make opening statements in a sequence determined by the commissioner.

D. After any opening statements, the party with the burden of proof presents its evidence. The other parties follow in a sequence determined by the commissioner.

E. Cross-examination of witnesses is conducted in a sequence determined by the commissioner.

F. When all parties and witnesses have been heard, final argument may be permitted. The commissioner must determine the timing and sequence of the argument and whether the argument is presented in written or oral form, or both.

G. After final argument, the commissioner must:

Subp. 13. Disrupting hearing.

A. Recording devices, other than those provided by the commissioner or authorized by the commissioner with the consent of all parties, must not be operated in the hearing room during the hearing.

B. An individual may not:

Subp. 14. Commissioner determinations.

All determinations issued by the commissioner must be based on the record.

Subp. 15. Order pending appeal.

A unit determination or unit clarification that is appealed continues in effect unless stayed by the commissioner upon request of one or more parties or as directed by an appellate court.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 12 SR 2712; 15 SR 1226; 17 SR 1279; 23 SR 1564; 46 SR 1387
Minn. R. 5510.2000 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2010 Elections

Subpart 1. Showing of interest required.

The commissioner may not order an election unless there is at least a 30 percent showing of interest for the unit determined appropriate.

Subp. 2. Election method.

If the commissioner orders an election, it must be conducted by secret ballot either at a site of employment or by mail, as determined under Minnesota Statutes, section 179A.12, subdivision 7.

Subp. 3. Election order.

An election order must be served on all parties at least ten calendar days before the date of the on-site election or the date for mailing ballots for a mail-ballot election. The election order must:

A. identify the appropriate unit;

B. establish the cutoff date for voter eligibility;

C. include a list of the eligible voters;

D. include a sample ballot;

E. establish campaign and election rules;

F. provide for the parties to appoint observers;

G. identify the date, time, and location of an on-site election and provide for absentee ballots;

H. if applicable, identify the date for mailing ballots in a mail-ballot election;

I. include any other conditions that are necessary for a fair election; and

J. provide for an employer posting of the election order and attachments.

Subp. 4. Voter eligibility.

All employees in the appropriate unit who are employed on the cutoff date and are identified on a list established by the commissioner are eligible to vote in an election under parts 5510.0110 to 5510.2310.

Subp. 5. Correcting voter-eligibility list.

A. The commissioner must determine questions on adding or deleting names on the voter-eligibility list.

B. Names must not be added to the voter-eligibility list after the hearing closes on the election petition unless:

C. Names must be deleted from the voter-eligibility list if an:

D. A deletion under item C must be made immediately before the polls open or ballots are tabulated.

E. A written request to correct the voter-eligibility list must be received by the commissioner within seven calendar days after the date of the election order.

Subp. 6. Right to vote.

Eligible voters are permitted to vote during their work hours without loss of pay.

Subp. 7. Election ballot.

A. A certification election ballot must contain the following choices:

B. A representation election ballot must contain the following choices:

C. A decertification election ballot must contain the following choices:

Subp. 8. Absentee ballot.

A. An eligible voter unable to vote at an on-site election may secure an absentee ballot by submitting a written request to the commissioner. The request must be:

B. Upon receiving a timely request for an absentee ballot, the commissioner must mail to the voter a ballot, a return envelope, and a letter of explanation.

C. Absentee ballots must be received by the commissioner in the return envelope no later than specified in the election order.

Subp. 9. Election procedures.

A. An election must be held on the premises where the voters are employed during hours the commissioner determines, unless the commissioner determines that the election must be held at another location, by mail ballot, or by a combination of on-site and mail balloting.

B. The parties to an on-site election may designate one observer to be present at each polling location while ballots are cast and tabulated. The commissioner may allow each party to have more than one observer.

C. The parties to a mail-ballot election may each designate one observer to be present while ballots are tabulated. The commissioner may allow each party to have more than one observer.

D. The role of an observer is to identify employees eligible to vote, and observers are subject to commissioner orders.

Subp. 10. Marking ballot.

A. A ballot must be marked according to the ballot instructions. A ballot that is defaced or identifies the voter is void. When a voter inadvertently spoils a ballot, the voter must immediately return the ballot to the commissioner, who then must destroy the spoiled ballot and provide another ballot to the voter.

B. When a voter states that, because of physical disability or inability to read or write, the voter cannot mark the ballot, the commissioner must assist the voter privately in marking the ballot.

C. A voter who has been mailed an absentee ballot by the commissioner may not vote at the on-site election.

Subp. 11. Status of scheduled election during appeal.

A. If there is an appeal, the commissioner must proceed with any pending election unless the commissioner determines that the nature of the appeal precludes a reasonable determination of the question of representation to be decided by the election.

B. A party wishing to stay an election pending resolution of an appeal must notify the commissioner in writing within five calendar days of the appeal setting forth why the question of representation cannot be resolved while the appeal is pending.

C. The commissioner must respond to the notification under item B in writing within ten calendar days.

Subp. 12. Tabulating ballots.

A. All ballots cast by eligible voters must be tabulated by the commissioner in the presence of the election observers, if any, at the site designated in the election order under subpart 3.

B. Envelopes containing timely mail or absentee ballots must be opened in the presence of the election observers, if any, and must be placed in the ballot box and mixed with other ballots before they are tabulated.

C. The commissioner must immediately rule on each ballot as to whether it is valid, void, or blank, and the ballots must be separated accordingly.

D. Blank or void ballots must not be counted.

E. Mail ballots returned by employees whose names have been deleted from the eligibility list must not be counted.

Subp. 13. Tabulating election results.

A. After tabulating the ballots, the commissioner must prepare and sign a tabulation of election results. A copy of the tabulation of election results must be furnished to each observer under subpart 9, item B or C.

B. After the tabulation, the commissioner must keep all election ballots and election materials for at least 90 calendar days.

Subp. 14. Runoff election.

A. When a ballot contains more than two choices and none of the choices receives a majority of the valid votes cast, a runoff election must be conducted between the choices receiving the greatest and second-greatest number of votes.

B. In a representation or decertification election when the exclusive representative does not qualify for a runoff election, the election must be considered a certification election for purposes of tie votes.

Subp. 15. Tie vote.

A tie vote in an election containing no more than two choices results in the following:

A. for a certification election: certification that no exclusive representative has been selected;

B. for a representation election: certification that the exclusive representative remains certified; or

C. for a decertification election: certification that the exclusive representative remains certified.

Subp. 16. Certifying exclusive representative.

After an election, runoff election, or tie vote, the commissioner must certify the exclusive representative according to Minnesota Statutes, section 179A.12, subdivision 10.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 12 SR 2712; 23 SR 1564; 46 SR 1387
Minn. R. 5510.2100 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2110 Unfair Election Practices

Subpart 1. Defining unfair election practice.

The following acts are prohibited and constitute unfair election practices if committed by an employer or its agents, an employee organization or its agents, or an employee:

A. campaigning on the day of an on-site election;

B. congregating in or near a polling place while the polls are open;

C. coercing or intimidating or otherwise unlawfully attempting to influence an eligible voter; or

D. violating an election order.

Subp. 2. Filing charges.

A. A party to an election may file with the commissioner a charge of an unfair election practice, and a copy of the charge must be served by the charging party on all other parties to the election. A charge must:

B. If a charge of an unfair election practice is filed, the commissioner must:

Subp. 3. Commissioner determination.

Based on a hearing or investigation under subpart 2, item B, the commissioner must issue an order on the charge. If the commissioner determines an unfair election practice occurred, the commissioner must void the election and order a new election according to Minnesota Statutes, section 179A.12, subdivision 11.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.2200 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2210 Requesting Reconsideration

Subpart 1. Filing request.

Unless otherwise provided, a party may file a request for reconsideration of a commissioner order under parts 5510.0110 to 5510.2310.

Subp. 2. Filing deadline.

A request must be filed within ten calendar days after the order date.

Subp. 3. Required form and service.

A. The request must:

B. A charge of an unfair election practice is not grounds for reconsideration.

Subp. 4. Staying commissioner order.

If the commissioner determines that the grounds supporting the request are raised under part 5510.5290, subpart 1, item A, the challenged order must be stayed until a hearing or investigation according to part 5510.1910 has been held and a decision is issued.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.2300 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2310 Change in Exclusive Representative Status

Subpart 1. Change or transfer of exclusive representative.

A. Except as otherwise provided under this part, a new exclusive representative assumes all rights and responsibilities as an exclusive representative the day after certification when an incumbent exclusive representative is replaced by the new exclusive representative as a result of:

B. All rights and obligations of the collective bargaining agreement transfer to and are assumed by the new exclusive representative, including processing pending grievances made known to the new exclusive representative.

C. Except for a transfer, the employer must terminate all payroll deduction of dues for the prior exclusive representative effective with the first payroll period after the certification of the new exclusive representative. If the new exclusive representative has submitted signed authorizations from affected employees, the exclusive representative may begin deducting dues by payroll beginning with the first payroll period after certification.

D. When a new exclusive representative has been certified as the result of a transfer, the employer must continue previous payroll deductions of dues and send the deductions to the person or place designated by the new exclusive representative.

Subp. 2. Decertification of exclusive representative.

When an exclusive representative is decertified, the labor contract remains in effect until its expiration. The decertified exclusive representative retains all its rights and obligations established by the act and the labor contract through the contract's expiration.

Subp. 3.

[Repealed, 12 SR 2623]

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 12 SR 2623; 46 SR 1387
Minn. R. 5510.2400 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2410 Application

Parts 5510.2410 to 5510.3005 govern:

A. negotiations between an exclusive representative and an employer;

B. mediation;

C. certifying unresolved items to arbitration;

D. arbitrating unresolved items; and

E. notifying an intent to strike.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 13 SR 1275; 23 SR 1564; 46 SR 1387
Minn. R. 5510.2500 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2510 Policy and Waiver

A. Parts 5510.2410 to 5510.3005 are to be liberally construed to effectuate the act's purposes and provisions. Any requirements of parts 5510.2410 to 5510.3005 may be waived by agreement of all parties and commissioner approval.

B. The commissioner must approve a waiver under item A unless the commissioner determines that waiving the requirement would likely result in significant harm to the general public or to specific nonparties or would likely substantially impair or frustrate the act's intent or purposes.

C. The waiver request must be made in writing to the commissioner in a timely fashion. The commissioner must set forth in writing the reasons for granting or denying the waiver.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.2520 Filing and Service

Part 5510.0320 applies to a document filed or served under parts 5510.2410 to 5510.3005.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.2600 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2610 Definitions

The terms in parts 5510.2410 to 5510.3005 have the meanings given them in part 5510.0310.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 46 SR 1387
Minn. R. 5510.2700 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2710 Negotiation Notice

Subpart 1. Content of notice.

A written notification of the desire to meet and negotiate an original contract, renewal of a contract, or a reopener of a contract must be served on the other party and the commissioner. The notice must be served on forms available from the bureau and must include:

A. the exclusive representative's name, address, email address, and telephone number;

B. the name, address, email address, and telephone number of the exclusive representative's representative;

C. the employer's name, address, email address, and telephone number;

D. the employer's representative's name, address, email address, and telephone number;

E. a description of the appropriate unit for which the notice is being given;

F. the date that the effective labor contract expires, if a contract exists;

G. the total number of employees employed by the employer;

H. the number of employees in the appropriate unit covered by the notice;

I. the date the notice is signed; and

J. the name and title of the person signing the notice.

Subp. 2.

[Repealed, 46 SR 1387]

Subp. 3.

[Repealed, 46 SR 1387]

Subp. 4. Late notice; fine.

A. Upon request by a party adversely affected by another party's failure to provide timely notice according to Minnesota Statutes, section 179A.14, subdivision 1, paragraph (b), or by the commissioner's motion, the party failing to give timely notice is subject to a fine according to Minnesota Statutes, section 179A.14, subdivision 1, paragraph (b).

B. A request or motion to assess a fine must be made in writing and served on the commissioner and the other party to the labor contract:

C. A request from a party or motion by the commissioner must:

D. Upon receiving a written request or after the commissioner's motion to assess a fine for late notice, the commissioner must investigate the request or motion according to part 5510.1910. The commissioner may waive the fine according to Minnesota Statutes, section 179A.14, subdivision 1, paragraph (b).

E. The fine must be credited to the state's general fund. The fine amount or its waiver is not subject to appeal.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 10 SR 997; L 1987 c 186 s 15; 23 SR 1564; 46 SR 1387
Minn. R. 5510.2800 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2810 Petition for Mediation

Subpart 1. Petition.

A petition for mediation must be served in accordance with Minnesota Statutes, section 179A.15.

Subp. 2. Commissioner-initiated mediation.

According to Minnesota Statutes, section 179A.15, the commissioner may initiate mediation without receiving a petition. Upon notice to the parties, mediation must proceed according to parts 5510.2410 to 5510.3005.

Subp. 3. Serving mediation notice.

Upon receiving a petition for mediation and concluding that mediation would be useful, the commissioner must serve notice of the time and place for a mediation meeting to the exclusive representative and the employer.

Subp. 4. Party obligation.

A. It is the duty and obligation of the parties to comply with the notice under subpart 3.

B. The parties must be represented by persons having the authority to negotiate in good faith and be prepared to identify unresolved issues and their positions on the unresolved issues.

Subp. 5. Mediation meetings.

A. The commissioner must schedule joint or separate mediation meetings of the parties according to Minnesota Statutes, section 179A.15. Mediation meetings are informal and must be limited by the commissioner to matters relevant to settling the dispute. The parties must continue to participate in a mediation meeting until excused by the commissioner. Recording devices or methods are prohibited in mediation meetings.

B. In accordance with Minnesota Statutes, section 179A.14, subdivision 3, a mediation meeting is closed to the public unless the commissioner determines that closing the meeting will not facilitate a resolution. In all cases, a meeting is closed only after the commissioner receives a valid and timely petition for mediation or after the commissioner initiates mediation.

Subp. 5a. Meetings of governing bodies.

A. When the commissioner determines that it is in the interest of resolving a dispute, the commissioner must authorize a closed meeting of the public employer's governing body to review and discuss the status of negotiations and the employer's positions.

B. A closed meeting must not be authorized unless the commissioner has received a valid and timely petition for mediation or unless mediation has been initiated by the commissioner.

C. A closed meeting must not be authorized when the commissioner is not physically present at the meeting unless the commissioner has received a timely and valid notice of intent to strike.

D. The commissioner must authorize a closed meeting upon written notice to the employer's governing body and exclusive representative at least 24 hours before the closed meeting if the commissioner:

E. The notice under item D must:

Subp. 6.

[Repealed, 13 SR 1275]

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 9 SR 735; 10 SR 997; L 1987 c 186 s 15; 15 SR 1226; 46 SR 1387
Minn. R. 5510.2900 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.2905 Confidential Information

Subpart 1. Mediation information; data classification.

A. The following data are classified according to Minnesota Statutes, section 13.7908, subdivision 2:

B. The commissioner may unclassify data under item A according to Minnesota Statutes, section 13.7908, subdivision 2.

Subp. 2. Final positions; data classifications.

A. Until both parties have filed their final positions with the commissioner under part 5510.2930, subpart 4, item A, final positions submitted by a party in conjunction with a dispute that has been referred to interest arbitration are regarded as:

B. The commissioner may release the information under item A to the arbitration panel or arbitrator to fulfill procedural requirements of the act and parts 5510.2410 to 5510.3005, but the information remains nonpublic and confidential until:

C. The final positions are public data after a condition occurs under item B, subitem (1) or (2).

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 13 SR 1275; 23 SR 1564; 46 SR 1387
Minn. R. 5510.2910 [Repealed, 13 SR 1275]

[Repealed, 13 SR 1275]

Minn. R. 5510.2915 Mediation Period

A. For all public employees except teachers, mediation periods referred to in the act begin on the day after a request for mediation is filed with the commissioner.

B. For teachers, mediation periods begin on the day that the first mediation meeting is convened.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 13 SR 1275; 46 SR 1387
Minn. R. 5510.2930 Certification to Interest Arbitration

Subpart 1. Certification; filing and service.

A. The commissioner must certify a matter to arbitration:

B. Requests for arbitration and agreements to arbitrate:

Subp. 2. Form of arbitration.

All interest arbitration must be conventional arbitration except:

A. if the parties agree in writing to limit the arbitrator's authority to final-offer item-by-item or final-offer total-package arbitration; or

B. if the case involves a unit of principals and assistant principals, the arbitration panel must use final-offer item-by-item arbitration.

Subp. 3. Unresolved issues.

In requesting or agreeing to interest arbitration, each party must list all issues, items, or matters not previously agreed on. Based on the submissions of the parties and prior efforts to mediate the dispute, the commissioner must determine the unresolved items to be submitted to arbitration for essential employees according to Minnesota Statutes, section 179A.16, subdivision 2.

Subp. 4. Final positions.

A. When an agreement or requirement to arbitrate has been established and the commissioner has determined the items to be submitted to arbitration, the commissioner must certify the matters to arbitration and direct each party to submit its final position on the items certified by the commissioner. Final positions must be:

B. If the arbitration form is a final offer, the final positions of the parties may not be withdrawn or amended except by mutual written consent or to correct nonsubstantive errors of a clerical-technical nature or matters solely of form.

C. When final positions have been received from both parties, the commissioner must provide each party with a copy of the opposing party's final position. The commissioner may provide copies of final positions to the arbitrator, but part 5510.2905, subpart 2, governs the protected nature of the final positions.

Subp. 5.

[Repealed, 23 SR 1564]

Subp. 6. Effect of untimely final positions; final offer.

The failure of a party to submit timely final positions on an item that has been submitted to final-offer arbitration:

A. must be noted by the arbitration panel or arbitrator; and

B. results in a default award unless the delinquent party demonstrates good cause for the delinquency to the panel or arbitrator, in which case the panel or arbitrator may proceed as if the delinquency had not occurred.

Subp. 6a. Effect of untimely final positions; conventional.

The failure of a party to submit timely final positions in conventional arbitration:

A. must be noted by the arbitration panel or arbitrator; and

B. may be considered by the panel or arbitrator in weighing the testimony, evidence, and party's overall good-faith behavior regarding the items before the panel or arbitrator.

Subp. 7. Continued mediation.

The commissioner may continue to aid the parties in resolving issues after a matter has been certified to arbitration under this part.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 13 SR 1275; 23 SR 1564; 46 SR 1387
Minn. R. 5510.3000 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3005 Strikes

Subpart 1. Notice.

A notice of an intent to strike must be in writing and served on the employer and the commissioner under parts 5510.2410 to 5510.3005. The notice is timely when the requirements of Minnesota Statutes, section 179A.18, have been fulfilled.

Subp. 2. Dates that right to strike matures and terminates.

A. The dates that the right to strike matures and terminates must be determined by the commissioner according to Minnesota Statutes, section 179A.18, and the commissioner must provide written notice of the dates to the parties.

B. A strike must not begin during the first ten calendar days after the commissioner receives a notice of intent to strike.

Subp. 3. Renewing intent-to-strike notice.

A. Except for teachers, a notice of intent to strike may be renewed by serving a written notice on the employer and the commissioner not sooner than five calendar days before a right to strike terminates. If the renewal is served, a new ten-calendar-day waiting period applies and the commissioner must reestablish the dates when the right to strike matures and terminates.

B. Teachers are limited to one intent-to-strike notice per contract negotiation period.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 13 SR 1275; 46 SR 1387
Minn. R. 5510.3010 [Repealed, 13 SR 1275]

[Repealed, 13 SR 1275]

Minn. R. 5510.3100 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3110 [Repealed, 13 SR 1275]

[Repealed, 13 SR 1275]

Minn. R. 5510.3200 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3210 [Repealed, 12 SR 2712]

[Repealed, 12 SR 2712]

Minn. R. 5510.3300 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3400 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3500 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3600 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3700 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3800 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.3900 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.4000 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.4100 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.4200 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.4300 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.4400 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.4500 [Repealed, 9 SR 735]

[Repealed, 9 SR 735]

Minn. R. 5510.4600 [Repealed, 11 SR 2077]

[Repealed, 11 SR 2077]

Minn. R. 5510.4700 [Repealed, 11 SR 2077]

[Repealed, 11 SR 2077]

Minn. R. 5510.4800 [Repealed, 11 SR 2077]

[Repealed, 11 SR 2077]

Minn. R. 5510.4900 [Repealed, 11 SR 2077]

[Repealed, 11 SR 2077]

Minn. R. 5510.5000 [Repealed, 11 SR 2077]

[Repealed, 11 SR 2077]

Minn. R. 5510.5100 [Repealed, 11 SR 2077]

[Repealed, 11 SR 2077]

Minn. R. 5510.5110 Policy

Parts 5510.5110 to 5510.5180 are to be liberally construed to effectuate the purposes of Minnesota Statutes, chapter 179A, the Public Employment Labor Relations Act.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5120 Applicability

Parts 5510.5110 to 5510.5180 apply when a public employer and an exclusive representative have not reached agreement on or do not have access to a contract grievance procedure required under Minnesota Statutes, section 179A.20, subdivision 4, paragraph (a).

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5130 Definitions

Subpart 1. Scope.

For the purposes of parts 5510.5110 to 5510.5180, the terms defined in this part have the meanings given them.

Subp. 1a. Appropriate unit.

"Appropriate unit" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 2.

Subp. 2. Bureau.

"Bureau" means the Bureau of Mediation Services.

Subp. 2a. Commissioner.

"Commissioner" means the commissioner of the bureau.

Subp. 3. Days.

"Days" means calendar days.

Subp. 3a. Exclusive representative.

"Exclusive representative" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 8.

Subp. 4. Employee.

"Employee" means a public employee who is employed in a position that is part of an appropriate unit for which an exclusive representative has been certified under Minnesota Statutes, section 179A.12.

Subp. 5. Grievance.

"Grievance" means:

A. a dispute or disagreement on applying or interpreting a contract term required under Minnesota Statutes, section 179A.20, subdivision 1; or

B. if no contract exists between the exclusive representative and the employer, a dispute or disagreement on the existence of just cause in the discipline of an employee or the termination of nonprobationary employees.

Subp. 6. Nonprobationary.

"Nonprobationary" means an employee who has completed an initial probationary period required as a part of the public employer's employment process.

Subp. 7. Party.

"Party" means either the exclusive representative and its authorized agent or the employer and its authorized representative.

Subp. 8. Service.

"Service" has the meaning given in part 5510.0310, subpart 19, and part 5510.0320 applies.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5131 Computing Time

When computing time prescribed or allowed under parts 5510.5110 to 5510.5180, the day or act or event upon which a period begins to run is not included. The last day of the period is included unless it is a Saturday, Sunday, or holiday.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5140 Step One

When an employee or group of employees represented by an exclusive representative has a grievance, the employee or exclusive representative's agent must attempt to resolve the grievance with the employee's immediate supervisor within 21 days after the employee, through the use of reasonable diligence, should have had knowledge of the event or act giving rise to the grievance. The supervisor must then attempt to resolve the grievance and must respond in writing to the grievant and the exclusive representative's agent within five days after the grievance is presented to the supervisor.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5150 Step Two

Subpart 1. Grievance not resolved.

If the immediate supervisor is unable to resolve the grievance or has not responded in writing within the period under part 5510.5140 (step one), the exclusive representative may serve a written grievance on the next appropriate level of supervision.

Subp. 2. Serving grievance.

The written grievance must:

A. concisely state the nature of the grievance, the provisions of the contract or the just-cause situation in dispute, and a statement of the relief or remedy requested; and

B. be served on the employer's representative within 15 days after the immediate supervisor's response was due under part 5510.5140 (step one).

Subp. 3. Attempt to resolve grievance.

A. The employer's representative must meet with the exclusive representative's agent within five days after the written grievance is served, and both parties must attempt to resolve the grievance.

B. The employer's representative must serve a written response to the grievance on the exclusive representative's agent within five days of the meeting.

C. The response must concisely state:

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5160 Step Three

Subpart 1. Serving grievance on chief administrative agent.

If the grievance is not resolved under part 5510.5150 (step two), the exclusive representative may serve the written grievance on the chief administrative agent of the employer or the agent's designated representative within ten days after the written response required by part 5510.5150 (step two) was due.

Subp. 2. Meeting with chief administrative officer.

A. An exclusive representative's agent must meet with the chief administrative officer or designee within five days of the written grievance's service, and the agent and the chief administrative officer or designee must attempt to resolve the grievance.

B. The chief administrative officer or designee must serve a written response to the grievance on the exclusive representative's agent within five days of the meeting.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5170 Arbitration

Subpart 1. Referral to arbitration.

If the response of the chief administrative officer or designee is not received within the period under part 5510.5160 (step three) or does not satisfy the exclusive representative, the exclusive representative may serve written notice on the employer of its intent to refer the case to arbitration within ten days after the response required by part 5510.5160 (step three) is due.

Subp. 2. Selecting arbitrator.

A. Within ten days of the service of written notice of intent to arbitrate, the employer's chief administrative officer or designee must consult with the exclusive representative's agent and attempt to mutually agree on an arbitrator to hear and decide the grievance.

B. If the parties do not agree on an arbitrator, either party may request a list of impartial arbitrators from the commissioner under chapter 5530. The parties must alternately strike names from a list of seven names to be provided by the commissioner until only one name remains, and the remaining name is the selected arbitrator. Which party begins the striking process must be made by mutual agreement or a coin flip. If one party refuses to strike names from the arbitration list, the other party may serve written notice of this refusal on the commissioner, with a copy to the offending party.

C. Unless it is confirmed that the parties have otherwise selected or agreed on an arbitrator within three days of the notice's service under item B, the commissioner must assign one name from the list previously provided to the parties, and the arbitrator assigned by the commissioner has full power to act as the arbitrator.

Subp. 3. Arbitrator's authority; award.

A. An arbitrator has no authority to amend, modify, add to, or subtract from the terms of an existing contract.

B. The arbitrator's decision and award is final and binding on both parties.

Subp. 4. Arbitration expenses.

A. The employer and the exclusive representative must share equally the arbitrator's fees and necessary expenses. Cancellation fees must be paid by the party requesting the cancellation, and any fees incurred as the result of a request for clarification must be paid by the party requesting the clarification. Each party is responsible for compensating its own representatives and witnesses as provided under part 5510.5180, subpart 1.

B. For purposes of this subpart, "request for clarification" means a party's request to an arbitrator to clarify the arbitrator's decision and award under subpart 3.

Subp. 5. Briefs and transcripts.

A. Briefs are as provided under part 5510.5260.

B. If a party requests a transcript be made, the arbitrator must allow a transcript to be made if the party requesting the transcript:

Subp. 6. Hearing recording and arbitrator notes.

An arbitrator may maintain written notes of the hearing and may use an electronic recording device. The arbitrator's notes are the arbitrator's private and personal property and must not be made available to the parties or another party.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 23 SR 1564; 46 SR 1387
Minn. R. 5510.5180 Processing Grievances

Subpart 1. Release time for employees.

A. To the fullest extent feasible, grievances processed under parts 5510.5110 to 5510.5180 must be conducted during the employer's normal business hours. Employees designated by the exclusive representative must be released from work without loss of regular nonovertime earnings as a result of their necessary participation in meetings or hearings held according to parts 5510.5110 to 5510.5180, whenever such release is consistent with the ability of the employer to conduct safe and reasonable operations.

B. No more than three employees are entitled to compensation for participating in a single meeting or hearing on a grievance.

Subp. 2. Waiving grievance steps.

The parties may by written mutual agreement waive participation in the grievance steps in parts 5510.5140 to 5510.5160 and may similarly agree to extend the time limits established by parts 5510.5140 to 5510.5170.

Subp. 3. Time limits to pursue grievance.

A. An exclusive representative forfeits its right to pursue the grievance if it fails to:

B. If an employer fails to comply with the time limits and procedures in parts 5510.5140 to 5510.5170, the employer must resolve the grievance as requested in the exclusive representative's last filing under part 5510.5160 (step three).

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 11 SR 2077; 46 SR 1387
Minn. R. 5510.5190 [Repealed, 46 SR 1387]

[Repealed, 46 SR 1387]

Minn. R. 5510.5200 Applicability

A. Parts 5510.5200 to 5510.5295 apply to:

B. Unless the context indicates otherwise, a panel of arbitrators includes a panel consisting of only a single arbitrator.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5210 Definitions

Subpart 1. Scope.

For purposes of parts 5510.5200 to 5510.5295, the terms defined in this part have the meanings given them.

Subp. 2. Arbitrator.

"Arbitrator" means an arbitrator from the arbitration roster under:

A. part 5530.0700;

B. Minnesota Statutes, section 179A.04, subdivision 3, paragraph (b); and

C. Minnesota Statutes, section 626.892, subdivision 4.

Subp. 3. Award.

"Award" means an opinion or decision, including any damages, relief, and remedies, rendered by an arbitrator in a dispute among two or more parties.

Subp. 4. Commissioner.

"Commissioner" means the commissioner of the Bureau of Mediation Services.

Subp. 5. Party.

"Party" means a person subject to arbitration or other proceedings under bureau rules as provided under Minnesota Statutes.

Subp. 6. Serve.

"Serve" has the meaning given in part 5510.0310, subpart 19, and part 5510.0320 applies.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5220 Arbitrator's Responsibility

Subpart 1. Ensuring fair hearing.

An arbitrator must ensure that a fair hearing is conducted in a manner that minimizes cost and expense to the parties and complies with:

A. parts 5510.5200 to 5510.5295; and

B. chapter 5530.

Subp. 2. Recording hearing.

An arbitrator may record a hearing, and the recording is the arbitrator's personal property.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5230 Arranging Hearing

Subpart 1. Scheduling hearing.

A. When a panel of arbitrators has been selected, assigned, or appointed, the panel must schedule a hearing according to part 5530.0900, subpart 6, or as otherwise provided under statute. At least five calendar days before the hearing, the panel chair must serve on each party a notice of hearing.

B. The hearing notice may be waived, or the time for the notice may be shortened by agreement of the parties.

Subp. 2. Virtual hearing.

If all parties agree, the hearing may take place virtually through an online conferencing or videoconferencing tool.

Subp. 3. Adjourning hearing.

An arbitrator may adjourn the hearing to a later time without further notice. If no time is fixed to continue the hearing upon adjournment, the arbitrator must give notice according to subpart 1 of the time the hearing is to be continued.

Subp. 4. Requesting transcript or recording.

If a party requests a transcript be made and a transcript request is not addressed in the contract or grievance procedure, the arbitrator must allow a transcript to be made if the party requesting the transcript:

A. arranges for the transcript;

B. pays for all transcript-related costs; and

C. provides:

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 17 SR 1279; 46 SR 1387
Minn. R. 5510.5240 Proceedings During Hearing

Subpart 1. Representation.

A. A party may be represented by a representative or an attorney.

B. A panel may not conduct a hearing unless all parties or their designated representatives are present in person or virtually. This item does not apply if:

Subp. 2. Order of proceedings.

A. The order of the proceedings is as follows:

B. Each party may cross-examine the other party's witnesses, and each party may call witnesses in rebuttal.

C. Any party may offer exhibits, and offered exhibits accepted as evidence are part of the record.

D. After the parties have presented their evidence, they may make arguments in the same order as described under item A for submitting evidence. The hearing closes after arguments end.

E. The panel may not present the case nor examine any party's witnesses except as needed to amplify the testimony disclosed under this subpart.

Subp. 3. Hearing record.

All proceedings and the hearing record are confidential unless both parties agree in writing to release the hearing record.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 17 SR 1279; 46 SR 1387
Minn. R. 5510.5250 Evidence

A. A panel must hear all evidence that is competent, relevant, and material to the dispute.

B. The panel may independently investigate the dispute or obtain information not presented at the hearing as the panel deems necessary for adjudicating the dispute. Unless waived by the party in writing, a party must be afforded an opportunity to examine any panel evidence and to introduce evidence rebutting panel evidence.

C. A party must provide evidence requested under item B if the evidence is available to the party. A party's failure to produce evidence under item B is a factor when the panel makes its award.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5260 Briefs

A. The parties may submit briefs to the panel after the hearing closes. Before briefs are submitted, the parties must agree on:

B. The panel must resolve any disputes or disagreements on filing deadlines or service.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5270 Amending Dispute

The original statement of the dispute may be amended by a supplemental written agreement signed by all parties and filed with the panel at any time before the record closes. The panel must only consider a dispute as specified in the original statement or a supplemental agreement under this part.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5280 Panel's Award

Subpart 1. Making award.

After concluding the hearing and investigation, the panel must make an award that is in writing, is signed by a majority of the panel, and details the panel's findings on the dispute and the panel's decision.

Subp. 2. Filing award.

The panel must simultaneously file with the commissioner and the parties the original findings and award. The findings and award must be filed according to part 5530.0800, subpart 9.

Subp. 3. Resolving dispute before award is filed.

If the parties make a written agreement resolving the dispute before the panel files an award, they must notify the panel. After being notified, the panel may not make an award.

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 46 SR 1387
Minn. R. 5510.5290 Reconsidering Award

Subpart 1. Requesting reconsideration.

A. A party may request the panel to reconsider the award on any or all of the following grounds:

B. A request under item A must be in writing and set forth the facts upon which the request is based. Within ten calendar days after the award is filed under part 5510.5280, subpart 2, a copy of the request must be served on all other parties, the panel chair, and the commissioner.

Subp. 2. Determining request.

A. The panel must:

B. After considering a request according to item A, the panel must make its order granting or denying the request. If granting the request, the panel must reconsider the award and:

C. The panel may by order limit the matters upon which it will receive new or additional evidence and must conduct the hearing, if held, according to parts 5510.5240 to 5510.5260.

D. After briefs are submitted under item B or C, the panel must:

History

  • Statutory Authority: MS s 179.02; 179.71; 179.82; 179A.04; 179A.16; 626.892
  • History: L 1987 c 186 s 15; 17 SR 1279; 46 SR 1387
Minn. R. 5510.5295 Arbitrator Fees and Costs

Subpart 1. Paying arbitrator fees and costs.

A. Except as otherwise provided by statute or the express terms of the arbitration agreement, the parties must equally pay the arbitrator's fees and costs.

B. If there is a dispute between one or both parties and the arbitrator over the arbitrator's fees or costs, the party or parties contesting the fee may request arbitration of the fee dispute according to subpart 2.

Subp. 2. Resolving dispute over fees or costs.

A. If a party believes that the arbitrator's fees or expenses are inappropriate or incorrect and cannot resolve the issue with the arbitrator, the party may submit a written statement of protest to the commissioner within 30 calendar days of receiving the arbitrator's invoice of fees and expenses. The statement of protest must provide the basis for the objection, and the party must provide a copy of the statement to the arbitrator and the other party.

B. The commissioner must investigate and respond to the statement of protest. If the commissioner determines that the disputed fee or expense is inappropriate or incorrect, the commissioner must refer the statement of protest to a panel of the advisory committee under chapter 5530. The panel must:

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5300 Scope

Parts 5510.5300 to 5510.5490 apply to procedures governing independent review under Minnesota Statutes, section 179A.25.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5310 Policy

Parts 5510.5300 to 5510.5490 are to be liberally construed to effectuate the purposes and provisions of the Public Employment Labor Relations Act.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 179A.25; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5320 Definitions

Subpart 1. Other words, terms, and phrases.

Except as otherwise provided under subpart 2, the terms in parts 5510.5300 to 5510.5490 have the same meanings given in part 5510.0310.

Subp. 2. Party.

"Party" means any public employee, public employer, exclusive representative of public employees, public employee organization, or public employer organization whose legal rights, duties, or privileges are directly determined in an independent review.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5330 Filing and Service

Part 5510.0320 applies to a document filed or served under parts 5510.5300 to 5510.5490.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5510.5340 Petition for Independent Review of Grievance

Subpart 1. Filing and serving petition.

A. As provided under Minnesota Statutes, section 179A.25, an employee may petition the commissioner in writing for independent review of a grievance when another procedure does not exist to hear the grievance.

B. The petitioner must file the petition with the commissioner and serve on all parties a copy of the petition when it is filed.

Subp. 2. Petition contents.

The petition must:

A. include the petitioner's name, address, email address, and telephone number;

B. include the names, addresses, email addresses, and telephone numbers of the other parties; and

C. state:

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5350 Answer to Petition

Within 15 calendar days after receiving a petition, all other parties must serve on the commissioner and the other parties an answer to the petition. The answer must state:

A. whether the terms and conditions of employment claimed to be violated are established by law, contract, or policy;

B. whether the law, contract provision, or policy has been violated by the respondent;

C. if a violation is found, what relief is appropriate; and

D. whether independent review of the grievance is available under another procedure.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5360 Commissioner Jurisdiction

The commissioner, on the commissioner's motion or a party's motion, must dismiss a petition if the commissioner lacks jurisdiction. The commissioner must dismiss a petition:

A. by granting summary judgment after reviewing the parties' written briefs without a hearing; or

B. after conducting a hearing according to part 5510.5470.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 46 SR 1387
Minn. R. 5510.5370 Resolving Grievance

Subpart 1. Procedure to hear grievance.

The commissioner must either:

A. conduct a hearing on the grievance according to part 5510.5470; or

B. follow the requirements for selecting an arbitrator under Minnesota Statutes, section 179A.16, subdivision 4.

Subp. 2. Arbitrator duties.

An arbitrator selected under subpart 1, item B:

A. has the same authority and duties as the commissioner under parts 5510.5380 to 5510.5490; and

B. must have the arbitrator's fees and expenses paid equally by the parties.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5380 Briefs

A. The commissioner may request the parties to submit a written brief if the brief will help the commissioner make the determination under part 5510.5480. If briefs are requested, the commissioner must notify the parties of the dates for submitting the briefs.

B. All briefs must be served on the other parties, and proof of service must be filed with the commissioner.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5390 Hearing; Notice and Format

Subpart 1. Hearing notice.

At least 15 calendar days before the hearing date, the commissioner must serve on all parties a notice of hearing providing:

A. the hearing's date, time, and place;

B. a statement of the grievance to be determined;

C. the rights of the parties to representation; and

D. that failing to appear may prejudice a party's rights.

Subp. 2. Virtual hearing.

If all parties agree, the hearing may take place virtually through an online conferencing or videoconferencing tool.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5400 Continuing Hearing

A request to continue a hearing must be served on the commissioner and all parties at least six calendar days before a hearing. The commissioner must grant or deny a request according to part 5510.1910, subpart 11.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5410 Right to Representation

Any party may be represented by a designated agent.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 46 SR 1387
Minn. R. 5510.5420 Informal Disposition

A. At any time after a petition is filed and before the determination under part 5510.5480 is made, the parties may enter into a stipulation or settlement agreement.

B. A stipulation or settlement agreement made under this part must be entered into the record.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 46 SR 1387
Minn. R. 5510.5430 Default

The commissioner may decide a grievance adversely to a party who fails to appear after receiving due notice and an opportunity for hearing.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 46 SR 1387
Minn. R. 5510.5440 Intervention

The commissioner must allow a person to intervene in an independent review proceeding if:

A. the person files a request with the commissioner before a hearing under part 5510.5470 begins; and

B. the commissioner determines that the person's legal rights, duties, or privileges will be directly determined in the proceeding.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 46 SR 1387
Minn. R. 5510.5450 Substituting Party's Representative

Until a hearing under part 5510.5470 begins, a party may substitute its representative if the party serves notice of the substitution on all other parties and the commissioner.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5460 Consolidation

Subpart 1. Basis for consolidation.

The commissioner may consolidate cases if the commissioner determines that:

A. separate grievances present the same issues;

B. a decision in one case would affect the rights of a party in another case; and

C. consolidation would not prejudice any party.

Subp. 2. Stipulating to consolidation.

Notwithstanding subpart 1, the parties may stipulate and agree to consolidation. A stipulation under this subpart must be in writing and filed with the commissioner and is subject to commissioner approval according to subpart 1.

Subp. 3. Order of consolidation.

The commissioner must serve on all parties any order of consolidation under subpart 1 or 2.

Subp. 4. Severance from consolidation.

A. Within seven calendar days of receiving an order of consolidation, a party may file with the commissioner a written petition for severance from consolidation. The petition must explain why the requirements of subpart 1 were not met.

B. Upon receiving a petition under item A, the commissioner must approve or disapprove the petition after determining whether the requirements of subpart 1 were met.

C. The commissioner must serve on all parties the commissioner's determination under item B.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5470 Hearing

Subpart 1. Conducting hearing.

A hearing must be conducted according to part 5510.1910, subparts 6, 8, 9, 12, and 13.

Subp. 2. Hearing record; request for transcript.

A. The hearing record must be maintained according to part 5510.1910, subpart 10, and it must be kept for 90 calendar days after the commissioner issues the determination under part 5510.5480.

B. A party may request to have the hearing recording transcribed by submitting a written request to the commissioner and by:

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5480 Commissioner's Determination and Other Orders

A. After the hearing closes, the commissioner must issue a determination on the petition under part 5510.5340 in writing. The determination must be based on the record and served on all parties.

B. The commissioner's determination and other orders under parts 5510.5300 to 5510.5490 are binding on all parties.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 8 SR 293; 15 SR 2107; 46 SR 1387
Minn. R. 5510.5490 Requesting Reconsideration

Subpart 1. Requesting reconsideration.

A. A party may request that the commissioner reconsider the determination under part 5510.5480 by filing a request in writing that details the required grounds for reconsideration and why the request should be reconsidered.

B. The party must serve a copy of the request on the commissioner and all other parties. To be considered under subpart 2, a request must be served within ten calendar days of the commissioner's determination.

C. The required grounds for requesting reconsideration are as provided under part 5510.5290, subpart 1, item A.

Subp. 2. Considering, granting, and determining reconsideration request.

A. The commissioner must consider, grant, and make a determination on a request according to part 5510.5290, subpart 2.

B. If the commissioner grants a request, the hearing and briefs are according to parts 5510.5300 to 5510.5490.

History

  • Statutory Authority: MS s 14.06; 179.02; 179.82; 179A.04; 179A.05; 179A.16; 179A.25; 626.892
  • History: 15 SR 2107; 46 SR 1387

Chapter 5520 LABOR-MANAGEMENT COMMITTEE GRANTS

Minn. R. 5520.0100 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0110 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0120 Repealed by subpart

Subpart 1.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 2.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 3.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 4.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 5.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 6.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 7.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 8.

[Repealed, 15 SR 2267]

Minn. R. 5520.0200 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0250 Repealed by subpart

Subpart 1.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 2.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 3.

[Repealed, 15 SR 2267]

Subp. 4.

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0300 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0400 [Repealed, 15 SR 2267]

[Repealed, 15 SR 2267]

Minn. R. 5520.0500 Repealed by subpart

Subpart 1.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 2.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 3.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 4.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 5.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 6.

[Repealed, L 2024 c 127 art 7 s 2]

Subp. 7.

[Repealed, 15 SR 2267]

Minn. R. 5520.0520 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0540 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0560 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0600 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0620 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0700 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0710 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Minn. R. 5520.0800 [Repealed, L 2024 c 127 art 7 s 2]

[Repealed, L 2024 c 127 art 7 s 2]

Chapter 5530 ARBITRATION ROSTER

Minn. R. 5530.0100 Applicability

A. This chapter applies to:

B. This chapter does not apply to the list of arbitrators maintained under Minnesota Statutes, section 179A.04, subdivision 3, paragraph (b), for teacher discharge or termination hearings.

C. This chapter applies to all:

D. Nothing in this chapter limits the right of parties to jointly select an arbitrator or arbitration procedure acceptable to them.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 46 SR 1387
Minn. R. 5530.0200 Policy

A. It is the policy of the state of Minnesota to promote orderly and constructive relationships between labor and management and to avoid unresolved disputes that can be injurious to the public as well as the parties. The use of collective bargaining procedures and binding arbitration to resolve grievances and certain interest disputes between labor and management are encouraged.

B. This chapter is to be liberally construed to effectuate collective bargaining procedures and binding arbitration and the provisions of Minnesota Statutes, chapters 179 and 179A.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 46 SR 1387
Minn. R. 5530.0300 Definitions

Subpart 1. Scope.

The terms used in this chapter have the meanings given them in this part.

Subp. 1a. Advisory committee.

"Advisory committee" means a committee consisting of three union representatives, three employer representatives, and two roster members appointed by the commissioner under Minnesota Statutes, section 15.014, subdivision 2, to advise the commissioner on appointing arbitrators to and removing arbitrators from the roster.

Subp. 2. Applicant.

"Applicant" means an individual who is seeking appointment to the roster.

Subp. 2a. Arbitrator.

"Arbitrator" means an individual who is selected, assigned, or appointed to arbitrate a dispute.

Subp. 3. Arbitrator roster or roster.

"Arbitrator roster" or "roster" means a list of arbitrators the commissioner determines qualified and available for referral as an arbitrator under this chapter.

Subp. 3a. Award.

"Award" means an opinion or decision, including any damages, relief, and remedies, rendered by an arbitrator in a dispute among two or more parties under an agreement to arbitrate or referral to arbitration.

Subp. 4. Bureau.

"Bureau" means the Bureau of Mediation Services.

Subp. 5.

[Repealed, 46 SR 1387]

Subp. 6. Commissioner.

"Commissioner" means the commissioner of the bureau.

Subp. 6a. Exclusive representative.

"Exclusive representative" has the meaning given in Minnesota Statutes, section 179A.03, subdivision 8.

Subp. 7.

[Repealed, 21 SR 583]

Subp. 8.

[Repealed, 46 SR 1387]

Subp. 9.

[Repealed, 46 SR 1387]

Subp. 9a. Grievance procedure.

"Grievance procedure" means the grievance procedure required under Minnesota Statutes, section 179A.20, subdivision 4, paragraph (a).

Subp. 10. Panel.

"Panel" means a list of roster members compiled by the commissioner for referral to the parties, from which they may subsequently select a roster member.

Subp. 11. Party.

"Party" means:

A. an employer or exclusive representative directly involved and affected by a dispute for which a roster member has been requested or referred; or

B. the employer's or exclusive representative's designated representative.

Subp. 12.

[Repealed, 46 SR 1387]

Subp. 13. Renewal appointment.

"Renewal appointment" means the appointment of a roster member to an additional term as a roster member.

Subp. 14. Roster member.

"Roster member" means an arbitrator who is on the roster.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 46 SR 1387
Minn. R. 5530.0400 Bureau's Role

A. The bureau's role under this chapter is limited to appointing arbitrators to the roster, removing arbitrators from the roster, and referring arbitrators from the roster.

B. The bureau has no role, responsibility, or authority under this chapter to:

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 46 SR 1387
Minn. R. 5530.0410 Advisory Committee

The advisory committee continues after its initial expiration under the commissioner's discretionary authority given under Minnesota Statutes, section 15.059, subdivision 6.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5530.0500 Status of Arbitrators

Roster members, whether or not selected, appointed, or assigned to hear matters under this chapter, do not become employees or agents of the state of Minnesota or the bureau by virtue of being placed on the roster or selected, appointed, or assigned as an arbitrator. Except for the reporting and performance requirements under parts 5530.0800, subpart 10, and 5530.1200, the roster member's relationship is solely with the parties to a dispute.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 46 SR 1387
Minn. R. 5530.0600 Applicant Qualifications

Subpart 1. Labor relations background.

An applicant must have a labor relations background in the public sector and be qualified according to Minnesota Statutes, section 179A.04, subdivision 3, paragraph (a), clause (13).

Subp. 2. General abilities.

An applicant must be willing and able to:

A. travel throughout Minnesota;

B. fairly and impartially conduct hearings;

C. analyze and evaluate testimony and exhibits;

D. write clear and concise awards in a timely manner; and

E. be available for hearings within a reasonable time after the request of the parties.

Subp. 3.

[Repealed, 46 SR 1387]

Subp. 4. Demonstrating qualifications.

A. An applicant has the burden to demonstrate qualifications for appointment to the roster. The commissioner must make appointments to the roster according to part 5530.0700, subpart 6.

B. An applicant must demonstrate the applicant's qualifications for appointment to the roster in one or a combination of the following ways:

C. The mentorship under item B, subitem (6), must include writing no less than two mock arbitration awards under the supervision and guidance of a roster member and must be approved in advance by the commissioner.

Subp. 5. Residency requirement.

A. To be eligible for appointment to the roster, an applicant must maintain a principal place of residence in Minnesota or one of its contiguous states. Maintaining a mailbox or mail delivery point does not satisfy this subpart.

B. The residency requirement under item A may be waived on an appointment-by-appointment basis by the commissioner.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 27 SR 529; 46 SR 1387
Minn. R. 5530.0610 Arbitrator Qualifications

Subpart 1. Advocacy disqualification.

A roster member may not advocate for a public- or private-sector employer, employee, or employee organization in labor management relations.

Subp. 2. Residency requirement.

To be eligible to remain on the roster, a roster member must comply with part 5530.0600, subpart 5.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5530.0700 Initial and Renewal Appointments to Roster

Subpart 1. Roster size.

The roster is not fewer than 25 nor more than 60 arbitrators.

Subp. 2. Procedure; initial appointments.

A. If the commissioner must increase the size of the roster, the commissioner must:

B. If the commissioner determines that additional information is needed after reviewing the information under item A, subitems (2) and (5), the applicant must provide additional information on the applicant's:

Subp. 3. Procedure; renewal appointments.

A. The commissioner must notify all roster members at least 120 calendar days before their appointment expires of the procedures necessary for a renewal appointment.

B. A roster member seeking a renewal appointment must submit a written application and a fee to the commissioner at least 60 calendar days before the roster member's appointment expires.

C. After receiving a renewal application under item B, the commissioner must review the roster member's performance measures under part 5530.1200 and evaluate the roster member according to subpart 6.

Subp. 4. Application forms.

A. An applicant or a roster member seeking a renewal appointment must complete an application on forms available from the bureau.

B. Writing samples must accompany the application.

Subp. 5. Application and renewal fees.

A. Application and renewal fees are as provided under Minnesota Statutes, section 179A.04, subdivision 3, paragraph (a), clause (10).

B. The fee must be in the form of a check or money order made payable to "State of Minnesota, Bureau of Mediation Services."

Subp. 6. Standards for appointment.

A. When determining whether to appoint or reappoint a member to the roster, the commissioner must evaluate each application for evidence of the applicant's competence, proficiency, and qualifications in the following areas:

B. In addition to meeting the standards under item A, a roster member seeking a renewal appointment must satisfy the requirements under part 5530.1200, subparts 2, 3, and 7.

Subp. 7. Appointing applicants.

A. If the commissioner determines that the applicant or roster member has satisfied the requirements of subparts 3 to 6, if applicable, the commissioner must appoint the applicant or reappoint the roster member to the roster.

B. If the applicant or roster member fails to satisfy the requirements of subparts 3 to 6, the commissioner must reject the application in writing, including the reasons for the rejection. If there are more qualified applicants than vacancies on the roster, the commissioner must appoint applicants in rank order of their qualifications or by lottery where qualifications are relatively equal.

Subp. 8. Term of appointment.

An appointment to the roster is for a term of three years.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 46 SR 1387
Minn. R. 5530.0800 Arbitrator Conduct and Standards

Subpart 1. Scope.

The criteria and standards under this part apply to all roster members, and failure to comply constitutes grounds for disciplinary action or removal from the roster according to part 5530.1300.

Subp. 2. Professional and ethical responsibilities; incorporation by reference.

Except as otherwise provided in this chapter or chapter 5510, the Code of Professional Responsibility for Arbitrators of Labor-Management Disputes published by the Federal Mediation and Conciliation Service, 2007 and as subsequently amended, is incorporated by reference and is applicable to and governs the professional behavior of roster members. The code is not subject to frequent change and is available from the bureau's website.

Subp. 3. Conflicts of interest.

A roster member must disclose to the parties and the commissioner any personal or professional relationships, including direct or indirect past employment, consultative relationships, or affiliations with one of the parties that may give an appearance of partiality. The burden of disclosure is on the roster member.

Subp. 3a. Biographic sketch.

A. Annually, the commissioner must review and publish on the bureau's website a biographic sketch of each roster member using information provided by the roster member and from other publicly available information. A biographic sketch must include:

B. Roster members must ensure the accuracy of all biographic and fee data under item A.

Subp. 4. Communicating with parties.

A. A roster member may not solicit parties for selection to cases. All matters involving a case or contact with the parties must be handled in a manner that fosters the roster member's impartiality.

B. A roster member may not communicate, directly or indirectly, in connection with any issue of fact or law with any person or party, except upon notice and opportunity for all parties to participate. This item does not apply when an arbitrator discusses a case with another arbitrator, consistent with the incorporated code under subpart 2.

C. When this chapter authorizes communications contrary to this subpart, the communications are limited to only those matters permitted by this chapter. The roster member may communicate regarding dates or procedures for the hearing without violating this subpart.

Subp. 5. Use of assistants or associates.

An arbitrator may, without prior consent of the parties, delegate research, clerical, and preliminary drafting responsibilities to an assistant. However, the assistant may not be delegated decision-making functions or authority, and the arbitrator retains responsibility and accountability for all aspects of the award and its handling.

Subp. 6. Timeliness.

A roster member must:

A. schedule time commitments in a manner consistent with the needs of the parties and the expeditious handling of disputes; and

B. adhere to the time limits under Minnesota Statutes, section 179A.16, subdivision 7.

Subp. 7. Administrative or cancellation fees.

If any administrative or cancellation fees are noted on the biographic sketch under subpart 3a, the roster member may charge:

A. an administrative fee for establishing a case file; and

B. cancellation fees for hearings that are canceled or rescheduled by one or both parties with less than 28 calendar days' notice.

Subp. 8. Arbitration fees and expenses.

A. Except as provided under subpart 7, all fees charged by a roster member must be based on the per diem fee schedule in the biographic sketch under subpart 3a.

B. A roster member must maintain reasonable time and expense records related to each case and, if there is a dispute over the reasonableness of fees and expenses in a case, must make the records available to the parties or the commissioner, upon written demand. A dispute over the reasonableness of fees may be resolved according to part 5510.5295.

Subp. 9. Filing copies of awards.

A. Unless one or both private-sector parties have requested that an award not be provided to the commissioner, a roster member must electronically submit to the commissioner an award involving a Minnesota work site or location, regardless of the source of appointment, selection, or assignment.

B. Except as provided under item A, public- and private-sector awards must be submitted electronically to the commissioner.

C. Except as otherwise limited by law, awards under items A and B filed with the commissioner are public documents.

D. An award submitted electronically is subject to part 5510.0320.

Subp. 10. Arbitrator fee and summary report.

For each award filed with the commissioner, a roster member must provide a fee and summary report in a form prescribed by the commissioner that discloses:

A. case identification information, including the:

B. information on the case-processing date, including the:

C. arbitrator fee and expense information for all awards resulting from a referral by the commissioner, including the:

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 46 SR 1387
Minn. R. 5530.0810 Training for Peace Officer Arbitrators; Discipline Grievances

Subpart 1. Applicability.

This part applies only to a roster member under Minnesota Statutes, section 626.892.

Subp. 2. Definitions.

For purposes of this part, the terms defined in this subpart have the meanings given them.

A. "Agency" has the meaning given in Minnesota Statutes, section 16A.011, subdivision 2.

B. "CE" means continuing education.

C. "CLE" means continuing legal education.

D. "Office of Higher Education" or "office" means the Minnesota Office of Higher Education under Minnesota Statutes, chapter 136A.

E. "School" has the meaning given in Minnesota Statutes, section 136A.62, subdivision 3.

Subp. 3. Training required.

A roster member must complete training as required under Minnesota Statutes, section 626.892, subdivision 10.

Subp. 4. Training providers.

A. Required training must be obtained from any of the following:

B. For a roster member to comply with this part, the roster member must receive training on specified topics under Minnesota Statutes, section 626.892, subdivision 10, paragraph (a), clauses (1) and (2).

C. A roster member may receive training from one or more providers under item A to achieve the number of required training hours under Minnesota Statutes, section 626.892, subdivision 10, paragraph (a), clauses (1) and (2).

D. If a roster member is completing a certificate or other program lasting longer than six months, the roster member must still receive the number of required training hours under Minnesota Statutes, section 626.892, subdivision 10, paragraph (a), clauses (1) and (2), by the deadline under Minnesota Statutes, section 626.892, subdivision 10, paragraph (b).

Subp. 5. Proof of training.

A. For each training provider under subpart 4, item A, that a roster member receives training from, the roster member must submit to the commissioner proof of training by providing:

B. If the commissioner determines that the information under item A does not prove that the roster member has complied with this part, the commissioner must notify the roster member in writing and the roster member must complete the training according to this part.

C. If the commissioner cannot determine proof of training with the provided information under item A, the roster member must provide any other training information necessary for the commissioner to determine whether the roster member has complied with this part.

Subp. 6. Record required.

A roster member must maintain proof of training for the duration of the roster member's appointment.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 46 SR 1387
Minn. R. 5530.0900 Panel Selections and Referrals

Subpart 1. Request for panels.

A party or parties that request a panel must submit to the commissioner individual or joint written requests that include:

A. the employer's name and location and the employer's representative's name, address, email address, and telephone number;

B. the employee organization's name and the organization's representative's name, address, email address, and telephone number;

C. a brief statement of the nature of the dispute being submitted to arbitration;

D. the nature or type of business of the employer;

E. a description of the type of bargaining unit involved; and

F. the date the dispute was first made known to the employer.

Subp. 2. Size and selection of panels.

A. All panels submitted by the commissioner must contain seven roster members. If the parties' arbitration agreement provides for panels of fewer than seven roster members, the parties may use the striking procedures in subpart 5 to reduce the size of a seven-member panel. This item does not apply:

B. When assembling a panel, the commissioner must:

C. If requested by all parties to the dispute, the commissioner must consider geographic location or unique and special circumstances and technical expertise.

D. At least five members of the panel must be residents of Minnesota.

Subp. 3. Direct appointment by commissioner.

The commissioner must appoint or assign a roster member to serve as an arbitrator when:

A. the agreement to arbitrate or other joint agreement of the parties provides for direct appointments;

B. applicable under Minnesota Statutes, section 179.09; or

C. otherwise required by law.

Subp. 4. Replacement names or panels.

A. Upon the joint request of the parties, the commissioner must appoint a new roster member or issue a new panel of seven roster members to replace a prior roster member or panel under subpart 2 or 3.

B. The commissioner may not honor single-party requests for replacement roster members or panels unless the commissioner determines that a bona fide conflict of interest exists regarding the matter in dispute between one or more parties and one or more members of the panel. If the commissioner determines that a conflict exists, the commissioner must issue a replacement roster member or panel.

Subp. 5. Selecting from panels.

The parties must select a roster member or panel according to Minnesota Statutes, section 179A.16, subdivision 4, or their grievance procedure. If there is no grievance procedure for binding arbitration, the selection must be made according to part 5510.5170, subpart 2.

Subp. 6. Scheduling hearing.

A. When the parties select one or more roster members according to this part, they must notify the roster members and work with the roster members to schedule the hearing.

B. Once the hearing has been scheduled, the party that requested the panel must notify the commissioner of the:

C. After the commissioner assigns or appoints a roster member according to this part or statute, the parties must work with the roster member to schedule a hearing and then notify the commissioner of the hearing date.

D. When a roster member is selected, assigned, or appointed, the roster member must offer the parties at least three dates on which the roster member is available to hear the case. The three dates must be within 90 calendar days of the arbitrator's selection, assignment, or appointment. Nothing in this item requires the parties to hold a hearing within a period that is inconsistent with their needs.

Subp. 7.

[Repealed, 46 SR 1387]

Subp. 8. Bureau jurisdiction.

A. Submitting a panel or appointing a roster member under this chapter signifies nothing more than compliance with a request and is not a determination as to the legitimacy of the dispute or the competency of the panel or roster member to resolve it.

B. The bureau does not have jurisdiction or responsibility for enforcement, resolution, or compliance with any aspect of the arbitration process other than providing the services established under this chapter.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 46 SR 1387
Minn. R. 5530.1000 [Repealed, L 2023 c 25 s 190]

[Repealed, L 2023 c 25 s 190]

Minn. R. 5530.1100 [Repealed, 21 SR 583]

[Repealed, 21 SR 583]

Minn. R. 5530.1200 Arbitrator Performance Measures

Subpart 1. Renewal criteria.

When reviewing an application for a renewal appointment to the roster, the commissioner must use the criteria under this part when determining whether to reappoint.

Subp. 2. Selection rate.

A. The commissioner must develop and maintain reliable data concerning the frequency with which roster members are:

B. A selection frequency that falls in the upper three quartiles of the frequencies of all roster members is evidence that a roster member has established acceptability among the parties who use the roster, but a selection rate in the lowest quartile is not the sole basis for failure to reappoint unless the roster member has been in the lowest quartile for three consecutive years.

Subp. 3. Scheduling.

A lack of substantiated written complaints from parties that a roster member has failed to comply with part 5530.0900, subpart 6, item D, is evidence that the roster member is meeting the availability standards of this chapter.

Subp. 4.

[Repealed, 46 SR 1387]

Subp. 5. Party evaluation.

Parties may evaluate a roster member's performance. The commissioner must consider both individual and summary evaluation information.

Subp. 6.

[Repealed, 46 SR 1387]

Subp. 7. General professional criteria.

Each roster member must maintain proficiency and competency under the areas in part 5530.0700, subpart 6. Failure of a roster member to comply with this chapter, including failing to submit awards, fee and summary reports, or other information, is grounds for the commissioner to remove or to not reappoint a roster member.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 21 SR 583; 46 SR 1387
Minn. R. 5530.1300 Arbitrator Disciplinary or Removal Procedures

Subpart 1. Commissioner authority.

A. The commissioner has authority to investigate all complaints and allegations against roster members regarding professional performance and compliance with this chapter.

B. The commissioner must advise, counsel, suspend, or remove a roster member when the results of an investigation demonstrate that a roster member has violated the performance, professional, or ethical standards under this chapter.

Subp. 2. Preliminary investigation.

A. When the commissioner receives a complaint of a roster member's violation of this chapter, the commissioner must conduct an informal investigation to determine if there is probable cause to believe that the roster member has violated a requirement of this chapter.

B. If there is no probable cause to believe that a violation occurred, the commissioner may not take further action.

C. If the commissioner determines that probable cause exists, the commissioner must suspend the roster member from further referrals pending the conclusion of proceedings under this part.

Subp. 3. Notice of violation.

A. When the commissioner finds probable cause to believe that a violation of this chapter has occurred that warrants the commissioner to remove or suspend the roster member, the commissioner must provide written notice to the roster member and the advisory committee.

B. The written notice must:

Subp. 4. Hearing.

If a hearing on the disciplinary matter is requested by the affected roster member, the commissioner or the commissioner's representative must convene and conduct a hearing according to part 5510.1910, subparts 2a, 6, 8, 9, 10, 12, 13, and 14. Advisory committee members may attend the hearing or may review, if any, the hearing recording or transcript.

Subp. 5. Commissioner determination.

A. The commissioner must determine the action to be taken on the roster member's status on the roster on the basis of:

B. The commissioner's determination is a final decision.

History

  • Statutory Authority: MS s 179.02; 179.82; 179A.04; 179A.16; 626.892
  • History: 14 SR 1383; 46 SR 1387

Poursuivez vos recherches dans ChatGPT ou Claude

Connectez Omnilex pour rechercher dans le corpus juridique depuis votre assistant IA.