905 IAC 2 — ARTICLE 2. FINES AND PENALTIES

title-905-article-2905 IAC 2Regulation

TITLE 905 ALCOHOL AND TOBACCO COMMISSION

ARTICLE 2. FINES AND PENALTIES

Rule 1

905 IAC 2-1-1 905 IAC 2-1-1 Definitions

Rule 1. General Provisions

905 IAC 2-1-1 Definitions

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36; IC 7.1-1; IC 7.1-2; IC 7.1-3; IC 7.1-7; IC 24-3-2; IC 35-46-1

Sec. 1. The following definitions apply throughout this article:

(1) "Aggravating factor" refers to any fact or circumstance surrounding a crime or violation that is sufficient to raise its severity and punishment.

(2) "Alcohol" has the meaning set forth in IC 7.1-1-3-4.

(3) "Alcoholic beverage" has the meaning set forth in IC 7.1-1-3-5.

(4) "Beer" has the meaning set forth in IC 7.1-1-3-6.

(5) "Carrier" has the meaning set forth in IC 7.1-1-3-8.

(6) "Certificate" has the meaning set forth in IC 7.1-1-3-8.5.

(7) "Certificate holder" refers to the holder of a tobacco sales certificate issued under IC 7.1-3-18.5.

(8) "Commission" has the meaning set forth in IC 7.1-1-3-12 and refers to the Indiana alcohol and tobacco commission established under IC 7.1-2-1-1.

(9) "E-liquid" has the meaning set forth in IC 7.1-7-2-10 and IC 35-46-1-1.4.

(10) "Electronic cigarette" has the meaning set forth in IC 7.1-1-3-15.5 and IC 35-46-1-1.5.

(11) "Gift" has the meaning set forth in IC 7.1-1-3-18.3.

(12) "Hard cider" has the meaning set forth in IC 7.1-1-3-9.5.

(13) "Licensed premises" has the meaning set forth in IC 7.1-1-3-20.

(14) "Liquor" has the meaning set forth in IC 7.1-1-3-21.

(15) "Minor" has the meaning set forth in IC 7.1-1-3-25.

(16) "Mixed beverage" has the meaning set forth in IC 7.1-1-3-26.2.

(17) "Mitigating factor" refers to any fact or circumstance surrounding a crime or violation that is sufficient to lessen its severity or punishment.

(18) "Permit" has the meaning set forth in IC 7.1-1-3-29.

(19) "Permittee" or "permit holder" has the meaning set forth in IC 7.1-1-3-30.

(20) "Person" has the meaning set forth in IC 7.1-1-3-31.

(21) "Primary source of supply" has the meaning set forth in IC 7.1-1-3-32.5.

(22) "Prosecutor" refers to the prosecutor appointed under IC 7.1-2-2-2 who is responsible for prosecuting violations of the laws, rules, and regulations enforced by the commission.

(23) "Public nuisance" has the meaning set forth in IC 7.1-1-3-33 and 905 IAC 1-27-2.

(24) "Salesman" has the meaning set forth in IC 7.1-1-3-41.

(25) "Special disqualifications" has the meaning set forth in IC 7.1-1-3-45 and refers to the impediments to obtaining and holding a permit set forth in IC 7.1-3-4-2 or IC 7.1-3-18.5-2.4, or both, as applicable.

(26) "Tobacco product" has the meaning set forth in IC 7.1-1-3-47.5.

(27) "Tobacco and vaping business" has the meaning set forth in IC 35-46-1-1.

(28) "Wine" has the meaning set forth in IC 7.1-1-3-49.

(Alcohol and Tobacco Commission; 905 IAC 2-1-1; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-1-2 905 IAC 2-1-2 Purpose

905 IAC 2-1-2 Purpose

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-22-2-19.6; IC 4-36; IC 7.1; IC 24-3-2; IC 35-46-1

Sec. 2. (a) In accordance with IC 4-22-2-19.6, the purpose of this article is to establish a schedule of fines and penalties imposed by the commission for violations of the laws, rules, and regulations it is charged with enforcing.

(b) Administrative violation enforcement actions taken by the commission, including those set forth in this article, are remedial in nature. An appropriate fine or penalty is commensurate with the seriousness of the misconduct, the need to protect the health and safety of the public, and the need to promote the regulatory framework for alcoholic beverages, tobacco products, and type II gaming operations.

(Alcohol and Tobacco Commission; 905 IAC 2-1-2; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-1-3 905 IAC 2-1-3 Authority

905 IAC 2-1-3 Authority

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36-6; IC 7.1-2-2-9.5; IC 7.1-2-3-33; IC 7.1-3-23; IC 7.1-7-6-1; IC 12-13-14-14; IC 24-3-2-4.7; IC 35-46-1

Sec. 3. (a) IC 7.1-3-23 governs the denial, revocation, and suspension of permits and certificates issued by the commission, and authorizes the commission to fine a permittee or certificate holder or suspend or revoke an alcohol permit or tobacco sales certificate, or both, for any violation of IC 7.1 or a rule or regulation of the commission. The commission may fine a permittee or certificate holder for each day a violation continues, if the violation is continuous in nature.

(b) IC 4-36-6 authorizes the commission to fine the holder of a type II gaming endorsement or license, or suspend or revoke a type II gaming endorsement or license, or both.

(c) IC 7.1-7-6-1 and IC 24-3-2-4.7 authorize the commission to impose civil penalties for certain offenses involving e-liquids, tobacco products, or vapor pens.

(d) IC 7.1-2-3-33 authorizes the commission to investigate and impose penalties for violations of IC 35-46-1-10, IC 35-46-1-10.2, IC 35-46-1-11, IC 35-46-1-11.2, IC 35-46-1-11.4, IC 35-46-1-11.5, IC 35-46-1-11.7, or IC 35-46-1-11.8 concerning tobacco and electronic cigarettes.

(e) IC 7.1-2-2-9.5 and IC 12-13-14-14 authorize the Indiana state excise police to investigate fraud within the electronic benefits transfer program set forth in IC 12-13-14.

(Alcohol and Tobacco Commission; 905 IAC 2-1-3; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-1-4 905 IAC 2-1-4 Maximum fines and penalties

905 IAC 2-1-4 Maximum fines and penalties

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36-6-2; IC 7.1-3-23-3; IC 7.1-7-6-1; IC 24-3-2-4.7; IC 35-46-1

Sec. 4. (a) The maximum fines that may be imposed by the commission on alcohol permittees and tobacco sales certificate holders are set forth in IC 7.1-3-23-3 and IC 24-3-2-4.7.

(b) The maximum fines that may be imposed by the commission on holders of a type II gaming endorsement or license are set forth in IC 4-36-6-2.

(c) The maximum penalties that may be imposed by the commission on a manufacturer, distributor, or retailer for a violation of IC 7.1-7 concerning e-liquids and vapor pens is set forth in IC 7.1-7-6-1.

(Alcohol and Tobacco Commission; 905 IAC 2-1-4; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-1-5 905 IAC 2-1-5 Additional fines and penalties

905 IAC 2-1-5 Additional fines and penalties

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36-6-2; IC 4-36-6-3; IC 7.1-3-23-2; IC 7.1-3-23-4; IC 24-3-2; IC 35-46-1

Sec. 5. (a) If a fine imposed by the commission pursuant to IC 7.1-3-23-2 is not paid according to an order of the commission, the commission may suspend a permit or certificate in accordance with IC 7.1-3-23-4.

(b) If a fine imposed by the commission pursuant to IC 4-36-6-2 is not paid according to an order of the commission, the commission may suspend or revoke an endorsement, lengthen a period of suspension, or impose an additional civil penalty in accordance with IC 4-36-6-3.

(c) Additional fines or penalties imposed under subsections (a) or (b) for unpaid fines shall be calculated separately from the maximum fines and penalties set forth in section 4 of this rule.

(Alcohol and Tobacco Commission; 905 IAC 2-1-5; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-1-6 905 IAC 2-1-6 Revocation or suspension of alcohol permit

905 IAC 2-1-6 Revocation or suspension of alcohol permit

Authority: IC 7.1-2-3-7

Affected: IC 7.1-3-23-7

Sec. 6. (a) Before seeking to revoke an alcohol permit, the commission must give at least ten (10) days' notice to the holder of the permit proposed to be revoked. The notice shall inform the permit holder of the time and place of the hearing to be held in regard to the proposed revocation.

(b) Except as provided in IC 7.1-3-23-7(b), after notice and hearing, the commission may suspend an alcohol permit for no more than thirty (30) days for violating a provision of IC 7.1 or the failure or refusal to comply with a rule or regulation of the commission. If the commission seeks to suspend a permit in excess of three (3) days, it must comply with the procedures set forth in subsection (a).

(Alcohol and Tobacco Commission; 905 IAC 2-1-6; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-1-7 905 IAC 2-1-7 Revocation or suspension of tobacco sales certificate

905 IAC 2-1-7 Revocation or suspension of tobacco sales certificate

Authority: IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 7.1-3-18.5-5; IC 24-3-2; IC 35-46-1

Sec. 7. (a) Before revoking or suspending a tobacco sales certificate issued under IC 7.1-3-18.5, the commission must provide written notice of the alleged violation to the certificate holder and conduct a hearing. The commission shall provide written notice of the civil penalty or suspension or revocation of a tobacco sales certificate to the certificate holder.

(b) IC 7.1-3-18.5-5 authorizes the commission to suspend the tobacco sales certificate of a person who fails to pay a civil penalty imposed for a violation under IC 35-46-1-10, IC 35-46-1-10.2, IC 35-46-1-11, IC 35-46-1-11.2, IC 35-46-1-11.4, IC 35-46-1-11.5, IC 35-46-1-11.7, or IC 35-46-1-11.8.

(c) IC 7.1-3-18.5-5 requires that the commission revoke the certificate of a person upon a finding by a preponderance of the evidence that the person:

(1) has violated IC 35-46-1-10, IC 35-46-1-10.2, IC 35-46-1-11, IC 35-46-1-11.2, IC 35-46-1-11.4, IC 35-46-1-11.5, IC 35-46-1-11.7, or IC 35-46-1-11.8;

(2) has committed habitual illegal sale of tobacco as established under IC 35-46-1-10.2(j); or

(3) has committed habitual illegal entrance by a minor as established under IC 35-46-1-11.7(f).

(Alcohol and Tobacco Commission; 905 IAC 2-1-7; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

Rule 2

905 IAC 2-2-1 905 IAC 2-2-1 Assessment of fine or penalty; minimum factors

Rule 2. Fine and Penalty Schedule

905 IAC 2-2-1 Assessment of fine or penalty; minimum factors

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36; IC 7.1; IC 24-3-2; IC 35-46-1

Sec. 1. (a) Each violation in the fine and penalty schedule created under this rule carries with it a range of potential fine amounts and other penalties, including the suspension or revocation of an alcohol permit, tobacco sales certificate, or type II gaming endorsement. Any fine or penalty assessed by the commission for a particular violation shall be determined using the factors set forth in this rule, such that judicial review of a final agency action can evaluate whether the amount of the fine or penalty was reasonable.

(b) In no case shall the fine for a particular violation exceed the maximum fines set forth in 905 IAC 2-1-4. For purposes of this rule, additional fines or penalties imposed in accordance with 905 IAC 2-1-5 shall not count towards the maximum fine amounts set forth in 905 IAC 2-1-4.

(c) When assessing a fine or penalty in accordance with this article, the commission shall consider the following minimum factors:

(1) Whether the violation had a major or minor impact on public health, public safety, or the general welfare of others.

(2) The number of previous violations committed by the offender.

(3) The frequency of previous violations committed by the offender.

(4) The need for deterrence of future violations.

(5) Whether the conduct, if proven beyond a reasonable doubt, would constitute a criminal offense and, if so, the level of penalty set by law for the criminal offense.

(d) In addition to the minimum factors set forth in subsection (c), the commission may consider the aggravating or mitigating factors set forth in this rule when assessing a fine or penalty for the violation of a law, rule, or regulation of the commission. The absence of any aggravating or mitigating factor or factors shall have no effect to either increase or decrease the amount of any fine or severity of any penalty imposed by the commission.

(e) This rule does not prohibit the commission from entering into a settlement agreement with a person or party against whom a fine or penalty is imposed to in order to determine the fine to be paid or penalty to be served, or both, for a notice of violation.

(Alcohol and Tobacco Commission; 905 IAC 2-2-1; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-2-2 905 IAC 2-2-2 Aggravating factors

905 IAC 2-2-2 Aggravating factors

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36; IC 7.1; IC 24-3-2; IC 35-46-1

Sec. 3. (a) The amount of a fine or the severity of a penalty, or both, imposed by the commission may be increased or elevated due to the existence of one or more aggravating factors.

(b) Aggravating factors that may be considered by the commission or prosecutor when assessing a fine or penalty under this article include:

(1) Evidence that the violation was knowingly or intentionally committed.

(2) Evidence that a permittee was on the proactive alcohol compliance and enforcement (PACE) program when the violation occurred.

(3) Evidence that a notice of warning was previously issued by the commission for similar conduct.

(4) Evidence that the violation resulted in the death or serious bodily injury of one or more persons.

(5) Evidence that the violation involved one or more minors.

(6) Lack of cooperation during any investigation or violation proceeding, if applicable.

(7) Any previous violations committed for the same or similar offense.

(8) Any other aggravating factor reasonably related to the enforcement of the laws, rules, and regulations of the commission.

(Alcohol and Tobacco Commission; 905 IAC 2-2-2; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-2-3 905 IAC 2-2-3 Mitigating factors

905 IAC 2-2-3 Mitigating factors

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36; IC 7.1; IC 24-3-2; IC 35-46-1

Sec. 4. (a) The amount of a fine and/or severity of a penalty imposed by the commission may be decreased or reduced due to the existence of one or more mitigating factor(s).

(b) Mitigating factors that may be considered by the commission and prosecutor when assessing a fine or penalty under this article include:

(1) Good faith efforts to remain in compliance with the laws, rules, or regulations of the commission or otherwise prevent the violation from occurring.

(2) Voluntary cooperation during any investigation or violation proceeding, if applicable.

(3) A history of compliance with the laws, rules, or regulations of the commission.

(4) Any remedial or corrective actions taken.

(5) Any other mitigating factor reasonably related to the enforcement of the laws, rules, and regulation of the commission.

(Alcohol and Tobacco Commission; 905 IAC 2-2-3; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

905 IAC 2-2-4 905 IAC 2-2-4 Schedule of fines and penalties

905 IAC 2-2-4 Schedule of fines and penalties

Authority: IC 4-22-2-19.6; IC 4-36-3-3; IC 7.1-2-3-7; IC 7.1-3-18.5-4

Affected: IC 4-36; IC 7.1; IC 12-13-14-4.5; IC 24-3-2; IC 35-46-1

Sec. 1. The following table includes a list of possible violations for which the commission may assess fines and penalties:

Category of ViolationLegal CitationDescriptionMaximum Fine
General ProvisionsIC 7.1-2-6-1 IC 7.1-2-6-2 905 IAC 1-27-2 905 IAC 1-27-3Public nuisance$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
General Provisions905 IAC 1-27-1Determination of reputation and character$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
General ProvisionsIC 7.1-3-1-19 ;Character of the business test$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
General ProvisionsIC 7.1-3-21-4 ;Qualifications of members (partnership)$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
General ProvisionsIC 7.1-3-21-5 ;Qualifications of officers and stockholders (corporation)$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
General ProvisionsIC 7.1-3-21-5.2 ;Qualifications of partners(limited partnership)$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
General ProvisionsIC 7.1-3-21-5.4 ;Qualifications of managers and members (limited liability company)$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
General ProvisionsIC 7.1-3-23-12 ;Cessation of qualifications$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
ClubsIC 7.1-3-20-1 ;Club eligibility requirements$1,000
ClubsIC 7.1-3-20-6 ;Club member qualifications$1,000
ClubsIC 7.1-3-20-7 ;Fraternal club eligibility requirements$1,000
ClubsIC 7.1-3-20-8.5 ;Discriminatory practices prohibited$1,000
ClubsIC 7.1-3-20-8.6 ;Club guest day requirements$1,000
Clubs905 IAC 1-13-3Service to non-members$1,000
Clubs905 IAC 1-13-4Hiring manager or bartender on commission basis prohibited$1,000
Clubs905 IAC 1-13-5Lease or rental of club premises to non-members$1,000
Clubs905 IAC 1-13-6Failure to post club guest day(s)$1,000
ContainersIC 7.1-5-3-1 ;Package and seal requirements (retail beer)$1,000
ContainersIC 7.1-5-3-2 IC 7.1-5-3-6 ;Sale from original container required$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
ContainersIC 7.1-5-3-4 ;Refilling of bottles or containers prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
ContainersIC 7.1-3-6.5-3 905 IAC 1-45-2Keg identification marker requirements$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
ContainersIC 7.1-3-6.5-4 905 IAC 1-45-3Obligation of keg purchaser to sign receipt; keg receipt requirements$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
ContainersIC 7.1-3-6.5-5 ;Failure to mark keg or obtain receipt$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Containers905 IAC 1-45-4Keg registration recordkeeping requirement$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Containers905 IAC 1-45-5Removal of keg identification marker prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
ContainersIC 7.1-3-6.5-6 ;Possession of keg without identification marker or with altered marker; providing false information on keg receipt$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-1-1 ;Prohibition against commercial purposes$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-4-1 ;Possession of untaxed beverages$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-4-3 ;Unlawful furnishing of evidence of excise tax payment$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-4-5 IC 7.1-5-4-7 ;Possession of counterfeit permit$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-4-6 ;Fraudulent statements$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-1-12 IC 7.1-3-23-27 ;Violation of commission order$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-5-2 ;Receipt of gift by commissioner, employee, or local board member from applicant or permittee prohibited
Crimes & InfractionsIC 7.1-5-5-3 ;Illegal influence$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler
Crimes & InfractionsIC 7.1-5-5-7 ;Sales discrimination$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-5-9 ;Coercion prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-5-10 ;Acceptance of gift by retailer or dealer prohibited$1,000
Crimes & InfractionsIC 7.1-5-5-11 ;Gift to another permittee prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-5-12 ;Soliciting assistance for amateur athletics sponsorship prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-6-1 ;Making alcoholic beverages without permit$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-6-2 ;Acting without salesman permit$1,000
Crimes & InfractionsIC 7.1-5-6-3 ;Acting without employee permit$1,000
Crimes & InfractionsIC 7.1-5-6-4 ;Falsification of record$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-8-1 ;Hindering enforcement$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-8-3 ;Wood alcohol as beverage prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-8-4 ;Taking alcoholic beverages onto licensed premises and serving setups prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-8-5 ;Taking alcoholic beverages onto licensed premises prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-8-6 ;Taking liquor into restaurants prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-8-9 ;Purchase of beer from unbonded brewery$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-8-11 ;Possessing, purchasing, selling, offering to sell, or using powdered or crystalline alcohol$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-8-13 ;Exceeding drink limit in outdoor refreshment area$4,000 – brewer, distiller, artisan distiller$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-9-14 ;Sale to non-permittee$4,000 – brewer, distiller$2,000 – wholesaler$1,000 – rectifier
Crimes & InfractionsIC 7.1-5-9-15 ;Manager questionnaire required$1,000
Crimes & InfractionsIC 7.1-5-10-1 IC 7.1-3-1-14 ;Times when sales unlawful$4,000 – brewer, distiller, artisan distiller$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-2 ;Unauthorized sales$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-3 ;Unauthorized dealings$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-10-4 ;Sale of untaxed alcoholic beverages$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-5 ;Sale of alcoholic beverages without permit$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-6 ;Sale of adulterated or misbranded beverage$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-7 ;Purchase from non-permittee$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-8 ;Solicitation of unlawful order(s)$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-9 ;Alcoholic content regulation$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-10 ;Huckstering prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-11 ;Prohibited cold beer sales$1,000
Crimes & InfractionsIC 7.1-5-10-12 905 IAC 1-21-1Prohibited credit sales$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-13 ;Cashing certain checks prohibited$1,000
Crimes & InfractionsIC 7.1-5-10-15 ;Sales to intoxicated persons$4,000 – brewer, distiller, artisan distiller$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-20 ;Unlawful acts by retailers$1,000
Crimes & InfractionsIC 7.1-5-10-20.5(b) IC 7.1-5-10-20.5(f)Happy hours limited$4,000 – brewer, artisan distiller$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-10-22 ;Unlawful sale of flavored malt beverage$1,000
Crimes & InfractionsIC 7.1-5-10-23 ;Failure to check identification or proof of age$1,000
Crimes & InfractionsIC 7.1-5-10-24 IC 7.1-5-10-25 ;Prohibited carryout sales$1,000
Crimes & InfractionsIC 7.1-5-11-1 ;Illegal importation of liquor$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-11-1.5 ;Illegal shipment of alcoholic beverages$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Crimes & InfractionsIC 7.1-5-11-2 ;Illegal transportation of alcoholic beverages$1,000
Crimes & InfractionsIC 7.1-5-11-3 ;Transportation of alcoholic beverages in non-registered vehicle(s)$1,000
Crimes & InfractionsIC 7.1-5-11-4 ;Unlawful delivery of alcoholic beverages$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-6 ;Devious transportation$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-7 ;False or misleading shipments$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-8 ;Delivery to non-consignee$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-9 ;Violation of transportation contract$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-10 ;Transportation of liquor limited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-11 ;Bill of lading or other evidence of ownership required$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-12 ;Use of public highway for evasion$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-13 ;Common carrier recordkeeping requirements$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-14 ;False statements$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 7.1-5-11-15 ;Transportation of unowned goods limited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Crimes & InfractionsIC 12-13-14-4.5 ;Distribution of cash assistance benefits through automated teller machine or point of sale terminal$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits and certificates
Employee Permits (Carrier)IC 7.1-3-18-2 ;Scope of permit$1,000
Employee Permits (Carrier)IC 7.1-3-18-3 IC 7.1-3-18-4 ;Carrier permit required$1,000
Employee Permits (Carrier)IC 7.1-3-18-5 ;Description of vehicles required$1,000
Employee Permits (Salesman)905 IAC 1-8-1Salesman permit required$1,000
Employee Permits (Salesman)905 IAC 1-8-3Display of salesman permit required$1,000
Employee Permits (Salesman)905 IAC 1-8-4Purchasing or solicitating sale of alcoholic beverages from person without salesman permit$1,000
Employee Permits (Salesman)905 IAC 1-8-6Failure to notify of change in employment$1,000
Employee Permits (Salesman)905 IAC 1-8-7Failure to notify of change in address$1,000
MinorsIC 7.1-5-7-8(a) IC 7.1-5-7-8(b) IC 7.1-3-23-26.1 IC 35-46-1-10.1 ;Furnishing alcohol to a minor$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
MinorsIC 7.1-5-7-8(c) IC 7.1-3-23-26.1 ;Furnishing property for purpose of enabling minor consumption of alcohol$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
MinorsIC 7.1-5-7-9 IC 7.1-5-7-10(a) IC 7.1-5-7-10(b) IC 7.1-3-23-26.1 905 IAC 1-15.2-1Minors in taverns prohibited$4,000 – brewer, distiller, artisan distiller$1,000 – all other permits
MinorsIC 7.1-5-7-12 IC 7.1-5-7-13 IC 7.1-3-23-26.1 ;Prohibited employment of minors$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
MinorsIC 7.1-5-7-14 ;Permitting minor in tavern after notice of age$1,000
MinorsIC 7.1-5-7-15 ;Aiding unlawful possession of alcohol by minor$1,000
PermitsIC 7.1-3-21-8 ;Disclosure of interested parties required$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
PermitsIC 7.1-3-21-11 ;Premises near wall of school or church limited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
PermitsIC 7.1-3-1-20 ;Display of permit required$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Permits905 IAC 1-10-1Failure to remove alcoholic beverages after legal service hours$4,000 – brewer, distiller, artisan distiller$1,000 – all other permits
Permits905 IAC 1-10-2Consumption of alcoholic beverages on licensed premises after legal service hours$4,000 – brewer, distiller, artisan distiller$1,000 – all other permits
Permits905 IAC 1-16.1-3Nudity in exhibition or professional dancing prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesalers$1,000 – all other permits
Permits905 IAC 1-12.1-3Failure to comply with health code$4,000 – brewer, distiller, artisan distiller$1,000 – all other permits
Permits905 IAC 1-20-1Minimum food requirements$1,000
PermitsIC 7.1-2-3-17 905 IAC 1-23-1Registration of brand, label, or trademark required$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Permits905 IAC 1-29-2Prohibited sale of package alcoholic beverages$1,000
Permits905 IAC 1-29-6 905 IAC 1-29-7Floor plan requirements for package alcohol sales$1,000
Permits905 IAC 1-29-8Package sales limited to legal service hours$1,000
Permits905 IAC 1-41-2Separation of barroom and dining room$1,000
PermitsIC 7.1-3-1-6.4 ;Liquor liability insurance coverage requirements$4,000 – artisan distiller, brewer$1,000 – farm winery, retailer
PermitsIC 7.1-3-19-17 ;Formal written commitment required$1,000
PermitsIC 7.1-3-20-9.5 ;Retail carryout sales; eligibility$1,000
PermitsIC 7.1-3-20-17.5 ;Dispensing and storing alcoholic beverages in event space of hotel or restaurant$1,000
PermitsIC 7.1-3-20-24 ;Catering hall requirements$1,000
PermitsIC 7.1-3-20-17 IC 7.1-3-20-27 ;Service bar and outdoor bar requirements$1,000
PermitsIC 7.1-3-23-20.5(c)Adult entertainment requirements$1,000
Permits905 IAC 1-31-1Dissemination of wholesaler price sheets required$2,000
Permits905 IAC 1-31-2Wholesaler price terms and requirements$2,000
Permits905 IAC 1-31-3Wholesaler invoice requirements$2,000
Permits905 IAC 1-32.1-2Group purchasing agreements limited$2,000 – wholesaler$1,000 – retailer or dealer
Permits905 IAC 1-32.1-3Group purchasing agreement requirements$2,000 – wholesaler$1,000 – retailer or dealer
Permits905 IAC 1-32.1-4Delivery of alcoholic beverages purchased under group purchasing agreement$1,000
Permits905 IAC 1-32.1-5Transportation of alcoholic beverages purchased under group purchasing agreement$1,000
Permits (Artisan Distiller)IC 7.1-3-27-3 ;Gallonage limit$4,000
Permits (Artisan Distiller)IC 7.1-3-27-5 ;Eligibility requirements$4,000
Permits (Artisan Distiller)IC 7.1-3-27-8 ;Scope of permit$4,000
Permits (Artisan Distiller)IC 7.1-3-27-8.1 ;Delivery of alcoholic beverages in parking lot$4,000
Permits (Artisan Distiller)IC 7.1-3-27-8.5 ;Sale of liquor and beer or wine from bar$4,000
Permits (Artisan Distiller)IC 7.1-3-27-9 ;Sale of liquor to retailer or dealer prohibited$4,000
Permits (Artisan Distiller)IC 7.1-3-27-10 ;Shipping to consumers prohibited$4,000
Permits (Artisan Distiller)IC 7.1-3-27-11 ;Sale of blended liquor; violation$4,000
Permits (Artisan Distiller)IC 7.1-3-27-12 ;Sampling or sale of liquor on farm winery premises$4,000
Permits (Artisan Distiller)IC 7.1-3-27-13 ;Sampling or sale of liquor on brewery premises$4,000
Permits (Artisan Distiller)IC 7.1-3-27-14 ;Sampling or sale of liquor on artisan distiller premises$4,000
Permits (Artisan Distiller)IC 7.1-3-27-15 ;Artisan distiller permit required$4,000
Permits (Artisan Distiller)IC 7.1-3-27-16 ;Manufacturing and bottling on same equipment$4,000
Permits (Beer Retailer)IC 7.1-3-4-2 ;Special disqualifications$1,000
Permits (Beer Retailer)IC 7.1-3-4-6 ;Scope of permit$1,000
Permits (Beer Retailer)IC 7.1-3-4-7 ;Limitation of sales and membership fees; discrimination prohibited$1,000
Permits (Beer Dealer)IC 7.1-3-5-2 ;Permit eligibility requirements$1,000
Permits (Beer Dealer)IC 7.1-3-5-3 ;Scope of permit$1,000
Permits (Beer Dealer)IC 7.1-3-5-5 ;Annual gross food sales report required$1,000
Permits (Beer Wholesaler)IC 7.1-3-3-3 ;Building requirements$2,000
Permits (Beer Wholesaler)IC 7.1-3-3-4 ;Warehouse requirements$2,000
Permits (Beer Wholesaler)IC 7.1-3-3-5 ;Scope of permit$2,000
Permits (Beer Wholesaler)IC 7.1-3-3-18 ;Certain transactions involving brewer void$2,000
Permits (Beer Wholesaler)IC 7.1-3-3-19 ;Holder of wine wholesaler permit and liquor wholesaler permit prohibited from holding beer wholesaler permit$2,000
Permits (Brewer)IC 7.1-3-2-2 ;Permit eligibility$4,000
Permits (Brewer)IC 7.1-3-2-6 ;Cessation of manufacturing$4,000
Permits (Brewer)IC 7.1-3-2-7 ;Scope of permit$4,000
Permits (Brewer)IC 7.1-3-2-7.5 ;Sale of beer and wine or liquor from bar$4,000
Permits (Brewer)IC 7.1-3-2-8 ;Beer transportation requirements$4,000
Permits (Brewer)IC 7.1-3-2-10 ;Delivery to consumer in parking lot$4,000
Permits (Brewer)IC 7.1-3-2-11 ;Beer transported to food manufacturer$4,000
Permits (Direct Wine Seller)IC 7.1-3-26-5 ;Selling and shipping wine to consumer without a valid direct wine seller permit$1,000
Permits (Direct Wine Seller)IC 7.1-3-26-6 ;Consumer qualifications; violation by seller$1,000
Permits (Direct Wine Seller)IC 7.1-3-26-7 ;Eligibility requirements; qualifications of applicant$1,000
Permits (Direct Wine Seller)IC 7.1-3-26-9 ;Sales conditions and requirements$1,000
Permits (Direct Wine Seller)IC 7.1-3-26-10 ;Direct sales of brandy prohibited$1,000
Permits (Direct Wine Seller)IC 7.1-3-26-12 ;Annual sales limit$1,000
Permits (Direct Wine Seller)IC 7.1-3-26-13 ;Delivery requirements$1,000
Permits (Direct Wine Seller)IC 7.1-3-26-14 ;Annual purchase limit (consumer)$1,000
Permits (Distiller)IC 7.1-3-7-3 ;Scope of permit$4,000
Permits (Distiller)IC 7.1-3-7-5 ;Importation of liquor$4,000
Permits (Farm Winery)IC 7.1-3-12-4 ;Permit eligibility$1,000
Permits (Farm Winery)IC 7.1-3-12-5 ;Scope of permit$1,000
Permits (Farm Winery)IC 7.1-3-12-5.5 ;Delivery to consumer in parking lot$1,000
Permits (Farm Winery)IC 7.1-3-12-7 ;Bulk wine purchases$1,000
Permits (Farm Winery)IC 7.1-3-12-7.5 ;Sale of wine and beer or liquor from bar$1,000
Permits (Farm Winery Brandy Distiller)IC 7.1-3-7.5-3 ;Scope of permit$1,000
Permits (Farm Winery Brandy Distiller)IC 7.1-3-7.5-4 IC 7.1-3-7.5-5 ;Gallonage limit$1,000
Permits (Food Hall Master)IC 7.1-3-20-29 ;Scope of permit$1,000
Permits (Food Hall Vendor)IC 7.1-3-20-30 ;Scope of permit$1,000
Permits (Food Hall Vendor)IC 7.1-3-20-31 ;Carryout sales by vendor permittees$1,000
Permits (Liquor Dealer)IC 7.1-3-10-5 ;Permissible commodities (package liquor store)$1,000
Permits (Liquor Dealer)IC 7.1-3-10-7 ;Scope of permit$1,000
Permits (Liquor Dealer)IC 7.1-3-10-8 ;Permit premises (package liquor store)$1,000
Permits (Liquor Dealer)IC 7.1-3-10-10 ;Sale of prohibited commodity (package liquor store)$1,000
Permits (Liquor Dealer)IC 7.1-3-10-13 ;Sampling of alcoholic beverages on licensed premises$1,000
Permits (Liquor Retailer)IC 7.1-3-9-8 ;Permit eligibility requirements$1,000
Permits (Liquor Retailer)IC 7.1-3-9-9 ;Scope of permit$1,000
Permits (Liquor Retailer)IC 7.1-3-9-9.5 ;Limitation of sales and membership fees; discrimination prohibited$1,000
Permits (Liquor Retailer)IC 7.1-3-9-10 ;High and fine reputation$1,000
Permits (Liquor Retailer)IC 7.1-3-9-11 ;Sampling on licensed premises$1,000
Permits (Liquor Retailer)IC 7.1-3-9-12 ;Self-service of alcoholic beverages in suites and grab and go stores$1,000
Permits (Liquor Wholesaler)IC 7.1-3-8-3 ;Scope of permit$2,000
Permits (Microwine Wholesaler)IC 7.1-4-4.1-13(c)Gallonage limit$2,000
Permits (Rectifier)IC 7.1-3-7-7 ;Scope of permit$1,000
Permits (Rectifier)IC 7.1-3-7-8 ;Importation of alcohol by rectifier$1,000
Permits (Vintner)IC 7.1-3-12-2 ;Scope of permit$1,000
Permits (Supplemental Caterer)IC 7.1-3-9.5-3 ;Scope of permit$1,000
Permits (Supplemental Caterer)905 IAC 1-40-4Open to the public requirements$1,000
Permits (Supplemental Caterer)905 IAC 1-40-5Notice requirements$1,000
Permits (Wine Bottler)IC 7.1-3-13-5 ;Permit eligibility$1,000
Permits (Wine Bottler)IC 7.1-3-13-6 ;Scope of permit$1,000
Permits (Wine Dealer)IC 7.1-3-15-2 ;Permit eligibility$1,000
Permits (Wine Dealer)IC 7.1-3-15-3 ;Scope of permit$1,000
Permits (Wine Retailer)IC 7.1-3-14-3 ;Permit eligibility$1,000
Permits (Wine Retailer)IC 7.1-3-14-4 ;Scope of permit$1,000
Permits (Wine Retailer)IC 7.1-3-14-5 ;Limitation of sales and membership fees; discrimination prohibited$1,000
Permits (Wine Retailer)IC 7.1-3-14-7 ;Sampling on licensed premises$1,000
Permits (Wine Wholesaler)IC 7.1-3-13-2.5 ;Warehouse and permit premises requirements$2,000
Permits (Wine Wholesaler)IC 7.1-3-13-3 ;Scope of permit$2,000
Permits (Wine Wholesaler)IC 7.1-3-13-3.5 ;Sale of wine purchased from estate sale$2,000
Permits (Auto Race Track)905 IAC 1-35.1-2Permit qualifications$1,000
Permits (Auto Race Track)905 IAC 1-35.1-3Ownership of permit$1,000
Permits (Auto Race Track)905 IAC 1-35.1-4Minimum food$1,000
Permits (Auto Race Track)905 IAC 1-35.1-5Floor plan approval$1,000
Permits (Auto Race Track)905 IAC 1-35.1-6Dispensing alcoholic beverages and food$1,000
Permits (Auto Race Track)905 IAC 1-35.1-7Sales of alcoholic beverages$1,000
Permits (Auto Race Track)905 IAC 1-35.1-8Adherence to sporting rules$1,000
Permits (Beer Boat)IC 7.1-3-6-14 ;Scope of permit$1,000
Permits (Wine Boat)IC 7.1-3-16-4 ;Scope of permit$1,000
Permits (Liquor Boat)IC 7.1-3-11-10 ;Scope of permit$1,000
Permits (Beer Dining Car)IC 7.1-3-6-7 ;Scope of permit$1,000
Permits (Beer Dining Car)IC 7.1-3-6-8 ;Display of permit$1,000
Permits (Wine Dining Car)IC 7.1-3-16-2 ;Display of permit$1,000
Permits (Liquor Dining Car)IC 7.1-3-11-2 ;Scope of permit$1,000
Permits (Liquor Dining Car)IC 7.1-3-11-3 ;Display of permit$1,000
Permits (Gaming Site)905 IAC 1-43.1-3Scope of permit$1,000
Permits (Gaming Site)905 IAC 1-43.1-4Permit qualifications$1,000
Permits (Gaming Site)905 IAC 1-43.1-9Nature of business$1,000
Permits (Gaming Site)905 IAC 1-43.1-11Minors prohibited$1,000
Permits (Horse Track Facility)905 IAC 1-39-4Permit qualifications$1,000
Permits (Horse Track Facility)905 IAC 1-39-6Scope of permit$1,000
Permits (Horse Track Facility)905 IAC 1-39-8Nature of business$1,000
Permits (Horse Track Facility)905 IAC 1-39-10Limited separation$1,000
Permits (Horse Track Facility)905 IAC 1-39-11Prohibited interests$1,000
Permits (Sports Arena)905 IAC 1-35-2Permit qualifications$1,000
Permits (Sports Arena)905 IAC 1-35-6Areas where alcoholic beverages are dispensed$1,000
Permits (Sports Arena)905 IAC 1-35-8Sales of alcoholic beverages$1,000
Permits (Sports Arena)905 IAC 1-35-9Adherence to sporting rules$1,000
Permits (Temporary Beer)IC 7.1-3-6-2 ;Permit eligibility$1,000
Permits (Temporary Beer)IC 7.1-3-6-5 ;Scope of permit$1,000
Permits (Temporary Wine)IC 7.1-3-16-6 ;Permit eligibility$1,000
Permits (Temporary Wine)IC 7.1-3-16-9 ;Scope of permit$1,000
Permits (Temporary Craft Manufacturer Hospitality)IC 7.1-3-30-3 ;Applicant qualifications$1,000
Permits (Temporary Craft Manufacturer Hospitality)IC 7.1-3-30-6 ;Scope of permit$1,000
Prohibited InterestsIC 7.1-5-9-2 ;Brewer or vintner interest in wholesaler permit prohibited$4,000 – brewer$1,000 – vintner
Prohibited InterestsIC 7.1-5-9-3 IC 7.1-3-23-23 ;Brewer or beer wholesaler interest in liquor permit prohibited$4,000 – brewer$2,000 – wholesaler
Prohibited InterestsIC 7.1-5-9-4 ;Beer wholesaler interest in other permits limited$2,000
Prohibited InterestsIC 7.1-5-9-6 IC 7.1-3-23-24 ;Liquor wholesaler interest in beer permit prohibited$2,000
Prohibited InterestsIC 7.1-5-9-8 ;Distiller or rectifier interest in wholesaler or retailer permit prohibited$4,000 – distiller$1,000 – rectifier
Prohibited InterestsIC 7.1-5-9-9(a)Beer wholesaler interest in liquor dealer or liquor retailer permit prohibited$2,000
Prohibited InterestsIC 7.1-5-9-9(b)Liquor wholesaler interest in liquor dealer or liquor retailer permit prohibited$2,000
Prohibited InterestsIC 7.1-5-9-10(a)Retailer interest in certain manufacturer or wholesaler permits prohibited$1,000
Prohibited InterestsIC 7.1-5-9-12 ;Use of another's warehouse prohibited$4,000 – brewer$2,000 – beer or liquor wholesaler$1,000 – beer or liquor retailer
Prohibited InterestsIC 7.1-5-9-13 ;Interest in package liquor store limited$2,000
Prohibited InterestsIC 7.1-3-21-9 ;Interest in wholesaler permit by public officers limited$2,000
Prohibited Trade Practices905 IAC 1-5.1-1Inducement to purchase alcoholic beverage$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-2Acquisition of retailer or dealer mortgage prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler
Prohibited Trade Practices905 IAC 1-5.1-3Renting display or advertising space$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-4Free warehousing$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-5Assistance acquiring permit$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-6Furnishing outside signs$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade PracticesIC 7.1-5-2-3 ;Possession or display of prohibited signage$1,000
Prohibited Trade PracticesIC 7.1-5-2-4 ;Gift(s) of outside sign(s) prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade PracticesIC 7.1-5-2-7 ;Brand name advertising near certain premises limited; temporary banners for sporting events, festivals, and holidays$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-7Cooperative advertising$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-8Reimbursement for display services$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-9Guaranteeing loans$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-10Quota sales$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-11Tie-in sales$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.1-12Soliciting or receiving supplies, services, or other things of value prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-1Furnishing unauthorized supplies or services prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-2Recordkeeping requirements$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-3Content restrictions$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-4Product displays$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-6Alcoholic beverage lists$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-8Tapping accessories$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-9.1Samples; wholesale to retail$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-9.2Samples; consumer product sampling$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-11Combination packaging$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-12Educational seminars$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-13Contest promotions$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-14Dispensing services$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-15Product management$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-16Participation in retailer or dealer association activities$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-17Merchandise$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-5.2-18Special event equipment$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-38-1Exterior advertising signs restricted$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-38-2Advertising signs near church or school prohibited$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-38-3Illumination of exterior brand signs restricted$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Prohibited Trade Practices905 IAC 1-38-4Media advertising restricted$4,000 – brewer, distiller, artisan distiller$2,000 – wholesaler$1,000 – all other permits
Server TrainingIC 7.1-3-1.5-6 ;Alcohol server program requirements$1,000
Server TrainingIC 7.1-3-1.5-8 ;Trainer certificate expiration$1,000
Server TrainingIC 7.1-3-1.5-10 ;Failure to comply with alcohol server training certificate requirements; suspension or revocation$1,000
Server TrainingIC 7.1-3-1.5-12 ;Training alcohol servers without valid certificate$1,000
Server TrainingIC 7.1-3-1.5-13(a) IC 7.1-3-23-26.1 ;Server training requirement - alcohol servers$1,000
Server TrainingIC 7.1-3-1.5-13(b) IC 7.1-3-23-26.1 ;Server training requirement - retailer permittees, dealer permittees, managers$1,000
Server TrainingIC 7.1-3-1.5-14 ;Server certificate issuance requirements$1,000
Server TrainingIC 7.1-3-1.5-14.5 ;Trainer certificate issuance requirements$1,000
Smoking BanIC 7.1-5-12-4(a)Smoking prohibited in public places, places of employment, and state vehicles$1,000
Smoking BanIC 7.1-5-12-4(b)Failure to inform employees of public smoking ban$1,000
Smoking BanIC 7.1-5-12-4(c)Failure to remove ashtrays or other smoking paraphernalia$1,000
Smoking BanIC 7.1-5-12-4(d)Failure to post "no smoking within 8 feet of entrance" sign$1,000
Smoking BanIC 7.1-5-12-5(b)Failure to post "smoking allowed" sign at public entrance$1,000
Smoking BanIC 7.1-5-12-5(d)Failure to submit smoking ban exemption$1,000
Smoking BanIC 7.1-5-12-7(b)(1)Failure to post "no smoking" sign$1,000
Smoking BanIC 7.1-5-12-7(b)(2)Failure to stop individual from smoking in prohibited area$1,000
Smoking BanIC 7.1-5-12-7(b)(3)Failure to remove individual smoking in prohibited area$1,000
Smoking BanIC 7.1-5-12-8(a) IC 7.1-5-12-8(b)Smoking in prohibited area$1,000
Smoking BanIC 7.1-5-12-10(a) IC 7.1-5-12-10(b)Failure to comply with public smoking ban$1,000
Tobacco EnforcementIC 7.1-3-18.5-1 IC 7.1-3-18.5-2(b) IC 7.1-3-18.5-7 ;Tobacco sales certificate required; sale of tobacco product or electronic cigarette without certificate prohibited$1,000
Tobacco EnforcementIC 7.1-3-18.5-2(a) IC 7.1-3-18.5-2(d) IC 7.1-3-18.5-2(e) IC 7.1-3-18.5-2.4 IC 7.1-3-18.5-3.2 IC 7.1-3-18.5-6 ;Tobacco sales certificate eligibility requirements$1,000
Tobacco EnforcementIC 7.1-3-18.5-2(c) 905 IAC 1-46-1Display of tobacco sales certificate required$1,000
Tobacco EnforcementIC 7.1-3-18.5-9 ;Supervision and training of employees required$1,000
Tobacco EnforcementIC 7.1-3-18.5-9.2 ;Employee ID for sale of tobacco products required$1,000
Tobacco EnforcementIC 7.1-3-18.5-10 ;Failure to attend hearing$1,000
Tobacco EnforcementIC 7.1-3-18.5-11 ;Sale at site of nuisance or criminal activity prohibited$1,000
Tobacco EnforcementIC 7.1-6-2-3 ;Sale of cigarettes without health warning prohibited$1,000
Tobacco EnforcementIC 24-3-2-3 IC 24-3-2-4 ;Sale at less than cost prohibited; minimum pricing violation$1,000
Tobacco EnforcementIC 24-3-2-4.7 ;Failure to provide evidence of distributor; seizure of cigarettes and other tobacco productsThe greater of: (a) 500% of retail value of cigarettes; or (b) $5,000.
Tobacco EnforcementIC 35-46-1-10 ;Sale or distribution of tobacco, e-liquid, or electronic cigarette to a minor$1,000
Tobacco EnforcementIC 35-46-1-10.2(b) IC 35-46-1-10.2(j)Retail establishment's sale or distribution of tobacco to a minor; habitual illegal sale of tobacco$2,000
Tobacco EnforcementIC 35-46-1-10.5(a)Purchase, acceptance, or possession of tobacco, e-liquid, or electronic cigarette by a minor$1,000
Tobacco EnforcementIC 35-46-1-11(a) IC 35-46-1-11(b)Failure to post warning notice on tobacco or electronic cigarette vending machine$1,000
Tobacco EnforcementIC 35-46-1-11(c) IC 35-46-1-11(d)Failure to post warning sign at tobacco retail establishment point of sale$1,000
Tobacco EnforcementIC 35-46-1-11.2 ;Operation of tobacco business within 200 feet of school prohibited$1,000
Tobacco EnforcementIC 35-46-1-11.4(b)Operation of tobacco or vaping business within 1,000 feet of school prohibited$1,000
Tobacco EnforcementIC 35-46-1-11.4(d)Operation of tobacco or vaping business within 1,000 feet of school property prohibited$1,000
Tobacco EnforcementIC 35-46-1-11.5 ;Coin machines for sale or distribution of tobacco or electronic cigarettes$1,000
Tobacco EnforcementIC 35-46-1-11.7(a) IC 35-46-1-11.7(b) IC 35-46-1-11.7(f)Minors prohibited in retail establishments that primarily sell tobacco, e-liquids, and e-cigarettes$2,000
Tobacco EnforcementIC 35-46-1-11.7(c)Failure to post warning sign at entrance of tobacco, e-liquid, or e-cigarette retail establishment$2,000
Tobacco EnforcementIC 35-46-1-11.8 ;Sale or distribution of tobacco or electronic cigarettes through self-service display prohibited$1,000
Tobacco EnforcementIC 35-46-1-11.9 ;Sale of tobacco, e-liquid, or electronic cigarette containing vitamin E acetate prohibited$1,000
Type II GamingIC 4-36-4-1 ;Retailer gaming endorsement required1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-4-13 ;Restrictions on issuance of endorsement or license1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-5-1 ;Retailers authorized for type II gaming operations; conduct of qualified drawings1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-5-2 ;Type II gaming restricted to tavern or jumbo boat1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-5-3 ;Purchase and acquisition of type II gambling games from licensed distributor required1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-5-4 ;Financial record requirements1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-5-5 ;Prize limits1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-5-6 ;Minimum payouts1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-5-7 ;Individuals prohibited from type II gambling games1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-6-5 ;Prohibited type II gaming offenses1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II GamingIC 4-36-8-1 ;Unauthorized type II gambling games1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-3Type II game construction standards1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-4Scope of type II gaming endorsement1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-5Retailer gaming operations1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-6House rules1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-7Redemption of winning ticket1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-8Winner takes all drawings; display required1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-9Advertisement of type II gambling games1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-10Destruction and loss of type II gambling games1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-11Records of retailer1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-12Records of manufacturer or distributor1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Type II Gaming905 IAC 1-53-15Restrictions1st violation: $1,0002nd violation: $2,5003rd violation or more: $5,000
Vapor Pens & E-LiquidIC 7.1-7-4-1(a) IC 7.1-7-5-1.1(f)Mixing, bottling, packaging, or selling e-liquid without permit prohibited$10,000
Vapor Pens & E-LiquidIC 7.1-7-4-5 ;Failure to report change in application information$10,000
Vapor Pens & E-LiquidIC 7.1-7-4-6 ;Manufacturing facility requirements$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(a)Retailer tobacco sales certificate required$10,000
Vapor Pens & E-LiquidIC 7.1-5-7-1.1(b) [sic] IC 7.1-5-7-1.1(h) [sic]Purchase of e-liquid from non-licensed e-liquid manufacturer or distributor prohibited$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(c)E-liquid retailer invoice requirement$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(d)Self-service sales prohibited$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(e)Maximum nicotine content of e-liquid$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(g)E-liquid manufacturer or distributor license required$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(i)E-liquid distributor invoice requirement$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(j)Marketing e-liquid as modified risk tobacco product without FDA approval prohibited$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-1.1(k) IC 7.1-7-5-1.1(l) IC 7.1-7-5-1.1(m)Manufacturer reporting requirements$10,000
Vapor Pens & E-LiquidIC 7.1-7-5-2 ;Request for ingredient approval required$10,000
Vapor Pens & E-LiquidIC 7.1-7-5.5-1 ;Shipping or delivering e-liquid to minor prohibited$10,000
Vapor Pens & E-LiquidIC 7.1-7-5.5-2 ;Failure to verify age for delivery or shipment$10,000
Vapor Pens & E-LiquidIC 7.1-7-5.5-3 ;Payment before delivery or shipment required$10,000
Vapor Pens & E-LiquidIC 7.1-7-5.5-5 ;Age statement for delivery or shipment required$10,000
Vapor Pens & E-LiquidIC 7.1-7-6-5 ;Sale of e-liquid to a minor$10,000
Vapor Pens & E-LiquidIC 7.1-7-6-6 ;Shipping e-liquid without verifying age of purchaser$10,000

(Alcohol and Tobacco Commission; 905 IAC 2-2-4; filed Feb 27, 2025, 1:33 p.m.: 20250326-IR-905240384FRA)

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