A-1-CA-39869•March 20, 2023- State of New Mexico v. Gregg Steele, No. A-1-CA-39869
March 20, 2023- State of New Mexico v. Gregg Steele, No. A-1-CA-39869
A-1-CA-39869Nmctapp
Texte intégral
Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly in Odyssey. IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1 Opinion Number: _____________ 2 Filing Date: March 20, 2023 3 No. A-1-CA-39869 4 STATE OF NEW MEXICO, 5 Plaintiff-Appellee, 6 v. 7 GREGG STEELE, 8 Defendant-Appellant. 9 APPEAL FROM THE DISTRICT COURT OF TAOS COUNTY 10 Jeffrey A. Shannon, District Court Judge 11 Raúl Torrez, Attorney General 12 Laurie Blevins, Assistant Attorney General 13 Santa Fe, NM 14 for Appellee 15 Bennett J. Baur, Chief Public Defender 16 MJ Edge, Assistant Appellate Defender 17 Santa Fe, NM 18 for Appellant 19 Court of Appeals of New Mexico Filed 3/20/2023 9:28 AM
OPINION 1
HANISEE, Judge. 2
{1} Defendant Gregg Steele appeals (1) his convictions for second degree murder, 3
contrary to NMSA 1978, Section 30-2-1(B) (1994), and tampering with evidence, 4
contrary to NMSA 1978, Section 30-22-5 (2003), as well as (2) the district court’s 5
denial of Defendant’s motion for a new trial. Defendant argues he was denied 6
effective assistance of counsel due to the district court’s adherence to applicable and 7
mandatory distancing restrictions issued by our Supreme Court in response to the 8
COVID-19 public health emergency. For the reasons that follow, we conclude 9
Defendant is unable to establish the prima facie case necessary to advance a claim 10
of ineffective assistance of counsel on direct appeal. Therefore, we affirm, but note 11
that nothing about our doing so prevents Defendant from more fully developing the 12
issue he presents in this appeal in future habeas corpus proceedings. 13
DISCUSSION 14
{2} Defendant argues the district court erred in denying his motion for a new 15
trial—and, consequently, challenges the validity of his convictions—because the 16
district court’s enforcement of public health orders, primarily the New Mexico 17
Supreme Court Order, In the Matter of Recommencing Jury Trials During the 18
COVID-19 Public Health Emergency, 20-8500-020 (N.M. May, 28, 2020) (the 19
Supreme Court Order), in which our state’s highest court set forth procedures related 202
to the recommencing of jury trials during the COVID-19 public health emergency, rendered 1
Defendant without effective assistance of counsel. See https://www.nmcourts.gov/wp- 2
content/uploads/2020/12/Order-No_-20-8500-020-Order-Recommencing-Jury-Trials-5-28-20- 3
2.pdf. Specifically, Defendant contends that one particular requirement of the 4
Supreme Court Order—namely that all individuals maintain a minimum distance of 5
six feet between one another—resulted in Defendant being unable to have privileged 6
communications with his trial counsel before and during trial.1 Defendant states that 7
such inability to maintain privileged communications with his trial counsel 8
precluded him from electing to testify in his own defense. Defendant claims as well 9
that the district court erroneously perceived and found the Supreme Court Order to 10
incorporate a determination that the ability to maintain attorney-client 11
communications before and during proceedings is not a prerequisite for effective 12
assistance of counsel. 13
{3} Defendant’s arguments broadly center on an assertion that the district court’s 14
adherence to the Supreme Court Order resulted in Defendant receiving ineffective 15
assistance of counsel. Indeed, the alleged deficiencies by his trial counsel arose 16
solely from compliance with the district court’s enforcement of the Supreme Court 17
1 Defendant does not specify under what authority the social distancing
restrictions were enforced at the jail. For the purposes of this discussion, we refer to
the Supreme Court Order, but make no determination about whether the Supreme
Court Order governed social distancing at the county jail.3
Order. To the extent Defendant’s arguments challenge the propriety or legality of 1
the Supreme Court Order, we would decline to entertain such an inquiry as it should 2
instead be directed to our Supreme Court. See Alexander v. Delgado, 1973-NMSC- 3
030, ¶ 9, 84 N.M. 717, 507 P.2d 778 (“The general rule is that a court lower in rank 4
than the court which made the decision invoked as a precedent cannot deviate 5
therefrom and decide contrary to that precedent, irrespective of whether it considers 6
the rule laid down therein as correct or incorrect.” (internal quotation marks and 7
citation omitted)); see also N.M. Const. art. VI, § 3 (providing that our Supreme 8
Court is granted “superintending control over all inferior courts”); State v. Peru, 9
2022-NMCA-018, ¶ 5, 508 P.3d 907 (holding there to be no error in the district 10
court’s interpretation and enforcement of a comparable Supreme Court order related 11
to proceedings during the COVID-19 public health emergency), cert. denied (S-1- 12
SC-39205). Here, though, we perceive ourselves faced not with a question regarding 13
the legality of the Supreme Court Order itself, but rather the effects of the Supreme 14
Court Order on Defendant’s right to effective assistance of counsel. 15
{4} To raise this issue, Defendant appeals the district court’s denial of his motion 16
for a new trial, which we review for abuse of discretion. See State v. Ferguson, 1990- 17
NMCA-117, ¶ 4, 111 N.M. 191, 803 P.2d 676. Regarding Defendant’s broader 18
assertions of ineffective assistance of counsel, we reiterate that “[c]riminal 19
defendants are entitled to reasonably effective assistance of counsel under the Sixth 204
Amendment of the United States Constitution.” State v. Crocco, 2014-NMSC- 016, 1
¶ 12, 327 P.3d 1068 (internal quotation marks and citation omitted). “To evaluate a 2
claim of ineffective assistance of counsel, we apply the two-prong test in Strickland 3
v. Washington, 466 U.S. 668, 687 (1984).” State v. Dylan J., 2009-NMCA-027, ¶ 36, 4
145 N.M.719, 204 P.3d 44. “That test places the burden on the defendant to show 5
that his counsel’s performance was deficient and that the deficient performance 6
prejudiced his defense.” Id.; see also Crocco, 2014-NMSC-016, ¶ 14 (“[A] prima 7
facie case [of ineffective assistance of counsel] requires [the d]efendant to establish 8
both elements of ineffective assistance, attorney error and prejudice.”). 9
{5} Here, Defendant contends that the district court’s order denying Defendant’s 10
motion for a new trial erroneously concludes that confidential, in-person 11
communication between a defendant and counsel before and during trial is not 12
necessary for effective assistance. Indeed, the parties do not disagree—and neither 13
do we—that the district court’s characterization of the Supreme Court Order as 14
concluding that trial communication between a defendant and their attorney is not 15
necessary to effective representation is mistaken. Nothing about the Supreme Court 16
Order makes any such suggestion. Taking this a step further, we express concern 17
regarding limitation on a defendant’s capacity to communicate with his trial counsel 18
in real time during proceedings. Nonetheless, the record here demonstrates that the 19
district court’s order arose from a trial in which Defendant was able to communicate 205 with counsel, albeit in a manner constrained by method and proximity. The 1 proceedings in the district court reflect that Defendant and his counsel, while not 2 able to speak directly to one another during trial due to the Supreme Court Order 3 spacing requirements, were able to communicate during trial by exchanging written 4 notes. The district court directed Defendant and counsel to exercise caution when 5 passing such notes so as to avoid juror observation thereof, but that direction did not, 6 according to the record available to us, preclude Defendant and counsel from using 7 confidential written communication during trial. Further, Defendant and counsel 8 were able to communicate during pretrial preparations, although only virtually. The 9 record reflects that one such virtual meeting between Defendant and counsel was 10 conducted in the presence of jail staff, a point of concern, but we lack information 11 regarding the specific nature of that conversation or how it was limited in a manner 12 that the conversation could not be later revived outside the presence of jail personnel. 13 As well, during breaks from trial, Defendant and counsel were able to communicate 14 with one another in-person while outside the presence of the jury, but were required 15 to maintain the distancing and masking requirements of the Supreme Court Order 16 while doing so. These in-person communications during breaks from trial were 17 conducted in the presence of law enforcement officers, and counsel acknowledged 18 during the hearing on Defendant’s motion for a new trial that the officers were 19 present for security purposes. 20
6
{6} Although we have no doubt that these limited means of communication 1
impeded counsel’s ability to freely communicate with Defendant to some degree, 2
such does not singularly render counsel deficient to the extent that establishes a 3
prima facie showing of ineffective assistance of counsel. See Crocco, 2014-NMSC- 4
016, ¶ 14. “A defense is prejudiced if, as a result of the deficient performance, there 5
was a reasonable probability that the result of the trial would have been different.” 6
Dylan J., 2009-NMCA-027, ¶ 38 (omission, internal quotation marks, and citation 7
omitted). Defendant fails to establish—and the record before us lacks as yet 8
sufficient development to demonstrate—a reasonable probability that the result of 9
the trial would have been different, and therefore fails to establish the requisite 10
prejudice necessary to a prima facie case of ineffective assistance of counsel. We 11
conclude that Defendant’s claims, as thus far developed, relate to the methods of and 12
diminished opportunity for communication with counsel and the investigators and 13
not the complete absence thereof, and under the circumstances set forth at the 14
hearing on the motion for new trial, we hold there to be no error of law in the district 15
court’s denial of a new trial on the basis of ineffective assistance of counsel. 16
Concluding there to be no underlying prima facie case of ineffective assistance of 17
counsel as presently developed in the trial record, we discern no abuse of discretion 18
by the district court related to its denial of Defendant’s motion for a new trial on that 19
basis. 207
{7} As so often the appellate courts do, we emphasize that our holding in this 1
regard does not preclude Defendant from seeking an evidentiary hearing within a 2
habeas corpus proceeding, as such remains the best mechanism to develop specific 3
facts related to the claim. “[A] claim of ineffective assistance of counsel is best 4
addressed in a habeas corpus proceeding.” State v. Astorga, 2016-NMCA-015, ¶ 25, 5
365 P.3d 53. “Because the [district] court’s record may not adequately document the 6
sort of evidence essential to a determination of trial counsel’s effectiveness, 7
ineffective assistance of counsel claims are often better adjudicated through habeas 8
corpus proceedings.” State v. Miera, 2018-NMCA-020, ¶ 30, 413 P.3d 491 9
(alteration, internal quotation marks, and citation omitted); see also Crocco, 2014- 10
NMSC-016, ¶¶ 13, 15 (explaining that because “an appellate court cannot determine 11
that trial counsel provided constitutionally ineffective assistance” without an 12
adequate record, “a claim of ineffective assistance of counsel should normally be 13
addressed in a post-conviction habeas corpus proceeding, which may call for a new 14
evidentiary hearing to develop facts beyond the record”). 15
CONCLUSION 16
{8} For the reasons stated above, we affirm. 17
{9} IT IS SO ORDERED. 18
______________________________ 19
J. MILES HANISEE, Judge 208 WE CONCUR: 1 _____________________________ 2 MEGAN P. DUFFY, Judge 3 _____________________________ 4 KATHERINE A. WRAY, Judge 5
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Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication
with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly
in Odyssey.
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number: Court of Appeals of New Mexico
Filed 3/20/2023 9:28 AM
Filing Date: March 20, 2023 A.
ed
No. A-1-CA-39869 Fe
Mark Reynolds
STATE OF NEW MEXICO,
Plaintiff- Appellee,
V.
GREGG STEELE,
Defendant- Appellant.
APPEAL FROM THE DISTRICT COURT OF TAOS COUNTY
Jeffrey A. Shannon, District Court Judge
Raul Torrez, Attomey General
Launie Blevins, Assistant Attomey General
Santa Fe, NM
for Appellee
Bennett J. Baur, Chief Public Defender
MJ Edge, Assistant Appellate Defender
Santa Fe, NM
for Appellant
OPINION 1
HANISEE, Judge. 2
{1} Defendant Gregg Steele appeals (1) his convictions for second degree murder, 3
contrary to NMSA 1978, Section 30-2-1(B) (1994), and tampering with evidence, 4
contrary to NMSA 1978, Section 30-22-5 (2003), as well as (2) the district court’s 5
denial of Defendant’s motion for a new trial. Defendant argues he was denied 6
effective assistance of counsel due to the district court’s adherence to applicable and 7
mandatory distancing restrictions issued by our Supreme Court in response to the 8
COVID-19 public health emergency. For the reasons that follow, we conclude 9
Defendant is unable to establish the prima facie case necessary to advance a claim 10
of ineffective assistance of counsel on direct appeal. Therefore, we affirm, but note 11
that nothing about our doing so prevents Defendant from more fully developing the 12
issue he presents in this appeal in future habeas corpus proceedings. 13
DISCUSSION 14
{2} Defendant argues the district court erred in denying his motion for a new 15
trial—and, consequently, challenges the validity of his convictions—because the 16
district court’s enforcement of public health orders, primarily the New Mexico 17
Supreme Court Order, In the Matter of Recommencing Jury Trials During the 18
COVID-19 Public Health Emergency, 20-8500-020 (N.M. May, 28, 2020) (the 19
Supreme Court Order), in which our state’s highest court set forth procedures related 20
2
to the recommencing of jury trials during the COVID-19 public health emergency, rendered 1
Defendant without effective assistance of counsel. See https://www.nmcourts.gov/wp- 2
content/uploads/2020/12/Order-No_-20-8500-020-Order-Recommencing-Jury-Trials-5-28-20- 3
2.pdf. Specifically, Defendant contends that one particular requirement of the 4
Supreme Court Order—namely that all individuals maintain a minimum distance of 5
six feet between one another—resulted in Defendant being unable to have privileged 6
communications with his trial counsel before and during trial.1 Defendant states that 7
such inability to maintain privileged communications with his trial counsel 8
precluded him from electing to testify in his own defense. Defendant claims as well 9
that the district court erroneously perceived and found the Supreme Court Order to 10
incorporate a determination that the ability to maintain attorney-client 11
communications before and during proceedings is not a prerequisite for effective 12
assistance of counsel. 13
{3} Defendant’s arguments broadly center on an assertion that the district court’s 14
adherence to the Supreme Court Order resulted in Defendant receiving ineffective 15
assistance of counsel. Indeed, the alleged deficiencies by his trial counsel arose 16
solely from compliance with the district court’s enforcement of the Supreme Court 17
1 Defendant does not specify under what authority the social distancing
restrictions were enforced at the jail. For the purposes of this discussion, we refer to
the Supreme Court Order, but make no determination about whether the Supreme
Court Order governed social distancing at the county jail.
3
Order. To the extent Defendant’s arguments challenge the propriety or legality of 1
the Supreme Court Order, we would decline to entertain such an inquiry as it should 2
instead be directed to our Supreme Court. See Alexander v. Delgado, 1973-NMSC- 3
030, ¶ 9, 84 N.M. 717, 507 P.2d 778 (“The general rule is that a court lower in rank 4
than the court which made the decision invoked as a precedent cannot deviate 5
therefrom and decide contrary to that precedent, irrespective of whether it considers 6
the rule laid down therein as correct or incorrect.” (internal quotation marks and 7
citation omitted)); see also N.M. Const. art. VI, § 3 (providing that our Supreme 8
Court is granted “superintending control over all inferior courts”); State v. Peru, 9
2022-NMCA-018, ¶ 5, 508 P.3d 907 (holding there to be no error in the district 10
court’s interpretation and enforcement of a comparable Supreme Court order related 11
to proceedings during the COVID-19 public health emergency), cert. denied (S-1- 12
SC-39205). Here, though, we perceive ourselves faced not with a question regarding 13
the legality of the Supreme Court Order itself, but rather the effects of the Supreme 14
Court Order on Defendant’s right to effective assistance of counsel. 15
{4} To raise this issue, Defendant appeals the district court’s denial of his motion 16
for a new trial, which we review for abuse of discretion. See State v. Ferguson, 1990- 17
NMCA-117, ¶ 4, 111 N.M. 191, 803 P.2d 676. Regarding Defendant’s broader 18
assertions of ineffective assistance of counsel, we reiterate that “[c]riminal 19
defendants are entitled to reasonably effective assistance of counsel under the Sixth 20
4
Amendment of the United States Constitution.” State v. Crocco, 2014-NMSC- 016, 1
¶ 12, 327 P.3d 1068 (internal quotation marks and citation omitted). “To evaluate a 2
claim of ineffective assistance of counsel, we apply the two-prong test in Strickland 3
v. Washington, 466 U.S. 668, 687 (1984).” State v. Dylan J., 2009-NMCA-027, ¶ 36, 4
145 N.M.719, 204 P.3d 44. “That test places the burden on the defendant to show 5
that his counsel’s performance was deficient and that the deficient performance 6
prejudiced his defense.” Id.; see also Crocco, 2014-NMSC-016, ¶ 14 (“[A] prima 7
facie case [of ineffective assistance of counsel] requires [the d]efendant to establish 8
both elements of ineffective assistance, attorney error and prejudice.”). 9
{5} Here, Defendant contends that the district court’s order denying Defendant’s 10
motion for a new trial erroneously concludes that confidential, in-person 11
communication between a defendant and counsel before and during trial is not 12
necessary for effective assistance. Indeed, the parties do not disagree—and neither 13
do we—that the district court’s characterization of the Supreme Court Order as 14
concluding that trial communication between a defendant and their attorney is not 15
necessary to effective representation is mistaken. Nothing about the Supreme Court 16
Order makes any such suggestion. Taking this a step further, we express concern 17
regarding limitation on a defendant’s capacity to communicate with his trial counsel 18
in real time during proceedings. Nonetheless, the record here demonstrates that the 19
district court’s order arose from a trial in which Defendant was able to communicate 20
5
with counsel, albeit in a manner constrained by method and proximity. The 1
proceedings in the district court reflect that Defendant and his counsel, while not 2
able to speak directly to one another during trial due to the Supreme Court Order 3
spacing requirements, were able to communicate during trial by exchanging written 4
notes. The district court directed Defendant and counsel to exercise caution when 5
passing such notes so as to avoid juror observation thereof, but that direction did not, 6
according to the record available to us, preclude Defendant and counsel from using 7
confidential written communication during trial. Further, Defendant and counsel 8
were able to communicate during pretrial preparations, although only virtually. The 9
record reflects that one such virtual meeting between Defendant and counsel was 10
conducted in the presence of jail staff, a point of concern, but we lack information 11
regarding the specific nature of that conversation or how it was limited in a manner 12
that the conversation could not be later revived outside the presence of jail personnel. 13
As well, during breaks from trial, Defendant and counsel were able to communicate 14
with one another in-person while outside the presence of the jury, but were required 15
to maintain the distancing and masking requirements of the Supreme Court Order 16
while doing so. These in-person communications during breaks from trial were 17
conducted in the presence of law enforcement officers, and counsel acknowledged 18
during the hearing on Defendant’s motion for a new trial that the officers were 19
present for security purposes. 20
6
{6} Although we have no doubt that these limited means of communication 1
impeded counsel’s ability to freely communicate with Defendant to some degree, 2
such does not singularly render counsel deficient to the extent that establishes a 3
prima facie showing of ineffective assistance of counsel. See Crocco, 2014-NMSC- 4
016, ¶ 14. “A defense is prejudiced if, as a result of the deficient performance, there 5
was a reasonable probability that the result of the trial would have been different.” 6
Dylan J., 2009-NMCA-027, ¶ 38 (omission, internal quotation marks, and citation 7
omitted). Defendant fails to establish—and the record before us lacks as yet 8
sufficient development to demonstrate—a reasonable probability that the result of 9
the trial would have been different, and therefore fails to establish the requisite 10
prejudice necessary to a prima facie case of ineffective assistance of counsel. We 11
conclude that Defendant’s claims, as thus far developed, relate to the methods of and 12
diminished opportunity for communication with counsel and the investigators and 13
not the complete absence thereof, and under the circumstances set forth at the 14
hearing on the motion for new trial, we hold there to be no error of law in the district 15
court’s denial of a new trial on the basis of ineffective assistance of counsel. 16
Concluding there to be no underlying prima facie case of ineffective assistance of 17
counsel as presently developed in the trial record, we discern no abuse of discretion 18
by the district court related to its denial of Defendant’s motion for a new trial on that 19
basis. 20
7
{7} As so often the appellate courts do, we emphasize that our holding in this 1
regard does not preclude Defendant from seeking an evidentiary hearing within a 2
habeas corpus proceeding, as such remains the best mechanism to develop specific 3
facts related to the claim. “[A] claim of ineffective assistance of counsel is best 4
addressed in a habeas corpus proceeding.” State v. Astorga, 2016-NMCA-015, ¶ 25, 5
365 P.3d 53. “Because the [district] court’s record may not adequately document the 6
sort of evidence essential to a determination of trial counsel’s effectiveness, 7
ineffective assistance of counsel claims are often better adjudicated through habeas 8
corpus proceedings.” State v. Miera, 2018-NMCA-020, ¶ 30, 413 P.3d 491 9
(alteration, internal quotation marks, and citation omitted); see also Crocco, 2014- 10
NMSC-016, ¶¶ 13, 15 (explaining that because “an appellate court cannot determine 11
that trial counsel provided constitutionally ineffective assistance” without an 12
adequate record, “a claim of ineffective assistance of counsel should normally be 13
addressed in a post-conviction habeas corpus proceeding, which may call for a new 14
evidentiary hearing to develop facts beyond the record”). 15
CONCLUSION 16
{8} For the reasons stated above, we affirm. 17
{9} IT IS SO ORDERED. 18
______________________________ 19
J. MILES HANISEE, Judge 20
WE CONCUR:
Megan P Duffy
MEGAN P. DUFFY, Judge
Katherine a. Wraz
KATHERINE A. WRAY, Judge
8
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