February 10, 2015 – Lenard Noice II, as Personal Representative for Lenard E. Noice, Decedent v. BNSF Railway Company, a Delaware Coproration, No. 31,935

31,935Nmctapp

Texte intégral

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number: 	________________
Filing Date: 	February 10, 2015
NO. 31,935
LENARD NOICE II, as
Personal Representative for
LENARD E. NOICE, Decedent,
Plaintiff-Appellant,
v.
BNSF RAILWAY COMPANY,
a Delaware corporation,
Defendant-Appellee.
APPEAL FROM THE DISTRICT COURT OF SANTA FE COUNTY
Sarah M. Singleton, District Judge
Long, Pound & Komer, P.A.
Mark E. Komer
Santa Fe, NM
for Appellant
Atkinson, Thal & Baker, P.C.
John S. Thal
Elizabeth Losee
Juan M. Marquez
Albuquerque, NM
for Appellee
OPINION
KENNEDY, Judge.
{1} 	When a railroad employee’s negligence claim against his employer railroad
under the Federal Employers Liability Act (FELA) is based solely on allegations of
excessive speed, we conclude that claim is not precluded under the Federal Railroad
Safety Act (FRSA). 	A locomotive engineer disappeared from a train while the
conductor was speeding up, but the train was still within the speed regulations
prescribed under FRSA. He was later found dead beside the track. His representative
sued his employer railroad for negligence under FELA. We are persuaded by other
jurisdictions that have considered the issue that FRSA speed regulations cannot
preclude a speed-based negligence claim under FELA. We reverse the district court’s
grant of summary judgment to the railroad.
I. 	BACKGROUND
{2} 	Lenard Noice (Decedent) worked as a locomotive engineer for BNSF Railway
Company (BNSF). 	Decedent was operating locomotives on a trip to Belen, New
Mexico, along with the conductor, John Royal. 	The train was traveling between
fifteen and twenty miles per hour when Decedent told Royal to take control of the
train. 	Decedent told Royal to “start pulling on it,” and Royal began gradually
increasing the train’s speed. Decedent exited the locomotive and walked along the
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outside of the train to the next locomotives. The train’s speed reached fifty-five miles
per hour. Royal became aware at some point that he could not see Decedent. After
repeated attempts to contact Decedent by ringing a bell, Royal slowed and stopped the
train to search for him. Decedent was later discovered by another train near the tracks.
He had apparently fallen off the train and perished from his injuries. A video revealed
that Decedent had disappeared from the second locomotive walkway.
{3} 	Decedent’s son, Lenard Noice II, sued BNSF for negligence in violation of
FELA, as well as for strict liability and spoliation of evidence. 	BNSF moved for
partial summary judgment on the FELA negligence count, which is the basis for this
appeal. BNSF argued that Noice had failed to prove a breach of duty or causation of
Decedent’s injuries and that Decedent was negligent. Noice responded. Before filing
its reply brief, BNSF filed a motion in limine, asking the district court, among other
matters, to prohibit Noice from asserting that the train was traveling at an excessive
speed, as such an excessive speed claim was precluded by FRSA. 	The motion in
limine was denied and, in BNSF’s reply to its summary judgment motion, it reasserted
that Noice’s claim could not be based on the speed of the train due to preclusion by
FRSA.
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{4} 	The district court held a hearing on the motion for summary judgment, which
focused on the issue of causation. There was some discussion as to whether Noice’s
claims were based solely on speed. 	The district court granted summary judgment,
having determined that the only premise for the FELA claim was excessive speed,
which was precluded by FRSA. Noice appealed.
II. 	DISCUSSION
{5} 	“An appeal from the grant or denial of a motion for summary judgment presents
a question of law. 	We therefore review de novo the [district] court’s denial of
summary judgment.” Bartlett v. Mirabal, 2000-NMCA-036, ¶ 4, 128 N.M. 830, 999
P.2d 1062. “Summary judgment is proper if there are no genuine issues of material
fact and the movant is entitled to judgment as a matter of law.” Roth v. Thompson,
1992-NMSC-011, ¶ 17, 113 N.M. 331, 825 P.2d 1241. 	The movant must make a
prima facie showing of entitlement to summary judgment. 	Id. 	Then, the “burden
shifts to the party opposing the motion to demonstrate the existence of specific
evidentiary facts which would require trial on the merits.” Id. “If the facts are not in
dispute, and only their legal effects remain to be determined, summary judgment is
proper.” Id.
A. 	The Preclusion Argument Was Briefed Before the District Court
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{6} 	Noice first argues that the district court impermissibly based its order on the
issues of speed and preclusion because FRSA had not been discussed at the partial
summary judgment hearing. 	Although Noice claims that the grant of summary
judgment on the ground of preclusion “violates basic notions of due process[,]” he
fails to include facts or legal authority to support his position. Where a party cites no
authority to support an argument, we may assume no such authority exists. 	In re
Adoption of Doe, 1984-NMSC-024, ¶ 2, 100 N.M. 764, 676 P.2d 1329.
{7} 	However, potential preclusion under FRSA was briefed and discussed several
times in the record. 	Noice raised the issue of the train’s speed in his response to
BNSF’s motion for summary judgment, although he did not then discuss FRSA.
BNSF first raised potential preclusion of a claim based on excessive speed under
FRSA in September 2011. 	BNSF included a brief argument regarding FRSA
preclusion in its reply in support of its motion for summary judgment. In its attempt
to keep evidence of speed from the facts being considered for summary judgment,
BNSF fully briefed the preclusion issue in its motion in limine to exclude certain
evidence. Noice briefed the legal issue of speed-based claims being precluded under
FRSA in his response to that motion. 	The facts and legal arguments regarding
preclusion were therefore presented to the district court. Additionally, despite Noice’s
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argument to the contrary, speed was mentioned as an issue in the negligence case at
the hearing.
B. 	FRSA Does Not Preclude Plaintiff’s Speed-Based FELA Claim
{8} 	The district court granted BNSF’s motion for summary judgment. The district
court determined that Noice’s negligence claim was supported by three distinct
theories to support his negligence claim: 	(1) defective equipment threw Decedent
from the train; (2) Decedent’s coworker, Royal, should have conducted a safety
briefing before Decedent left the locomotive; and (3) Royal increased the train’s speed
to fifty-five miles per hour while Decedent was walking to a different locomotive.
After determining that no facts supported either of the first two theories, the district
court analyzed the remaining speed-based theory of negligence and concluded that
such an argument was preempted by FRSA when the train was within the speed limit.
On appeal, Noice challenges the district court’s rejection of each theory of negligence.
Regarding preemption of his speed-based claim, Noice argues that his FELA claim
remains viable despite FRSA because the cases relied on by the district court stretched
a decision about state laws being preempted by FRSA to include FELA preclusion.
We agree.
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{9} 	“In 1908, Congress enacted . . . [FELA], 45 U.S.C. § 51, . . . to provide a
remedy to railroad employees injured as a result of their employers’ negligence.”
Waymire v. Norfolk & W. Ry. Co., 218 F.3d 773, 775 (7th Cir. 2000). “FELA imposes
on railroads ‘a general duty to provide a safe workplace[.]’ ” Id. (quoting Kossman
v. Ne. Ill. Reg’l Commuter R.R. Corp., 211 F.3d 1031, 1035 (7th Cir. 2000). FELA
is a general negligence statute and “neither prohibits nor requires specific conduct by
a railroad.” 	Waymire, 218 F.3d at 775. 	The legislative intent behind 	FELA was
reduction of injuries and deaths from interstate railroad accidents. Consol. Rail Corp.
v. Gottshall, 512 U.S. 532, 542 (1994). “Recognizing the physical dangers inherent
in the operation of a railroad, Congress ‘crafted a federal remedy that shifted part of
the ‘human overhead’ of doing business from employees to their employers.’ ”
Grimes v. Norfolk S. Ry. Co., 116 F. Supp. 2d 995, 999 (N.D. Ind. 2000) (quoting
Gottshall, 512 U.S. at 542). “FELA is a broad remedial statute[,] which the United
States Supreme Court construes liberally in order to effectuate its purposes.” Id.
{10} 	“Congress passed [FRSA], 49 U.S.C. § 20101 . . . for the purpose of promoting
rail safety and making laws, regulations[,] and orders related to railroad safety
nationally uniform to the extent possible.” Grimes, 116 F. Supp. 2d at 999 (internal
quotation marks and citation omitted). 	FRSA is more specific than the general
negligence statute, FELA, and “proscribes railroad conduct by empowering the
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Secretary of Transportation to implement comprehensive and detailed railroad safety
regulations.” Waymire, 218 F.3d at 775.
{11} 	The United States Supreme Court has determined that FRSA preempts state tort
claims to the extent that they are based on an allegation of excessive speed. 	CSX
Transp., Inc. v. Easterwood, 507 U.S. 658, 676 (1993). In Easterwood, a widow sued
a railroad company after one of their trains struck and killed her husband at a crossing.
Id. at 661. 	Among other claims, she alleged that the train was operated at an
excessive speed. 	The Supreme Court held that, because the regulations in FRSA
covered the subject matter of speed fully, her state law claim was precluded. Id. 674-
75. The Supreme Court concluded that the regulations do more than set maximum
speed limits, rather, “in the context of the overall structure of the regulations, the
speed limits must be read as not only establishing a ceiling, but also precluding
additional state regulation.” 	Id. at 674. 	However, Easterwood did not answer the
question of any extent to which FRSA would affect a claim under FELA.
{12} 	Since Easterwood, courts have considered the issue of FRSA preclusion for
excessive speed claims and other regulated matters when the claim is brought under
FELA, rather than state tort law. Some courts have refused to follow Easterwood’s
reasoning. Noice relies on Earwood v. Norfolk Southern Railway Co., 845 F. Supp.
880, 891 (N.D. Ga. 1993), a federal district court opinion that concluded that a FRSA
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regulation does not preclude a FELA claim based on unsafe speed. In Earwood, the
plaintiff was a railroad employee who was injured when the train he was on collided
with a truck at an intersection. 	Id. at 883. One of his claims for negligence under
FELA was for excessive speed. 	Id. 	The Earwood court held that FRSA did not
preclude FELA claims because “[t]he two statutes do not purport to cover the same
areas.” Id. at 885. The court stated that, because FRSA does not address the standard
of care required of employer railroads, FELA claims could still be based on
allegations of unsafe speed. Id. The Earwood court concluded that “[FRSA speed]
regulations were not directed at the issue of employee safety.” Id. at 891. Although
safety may be a consequence of the regulation, the court stated that it is not the
primary objective. Thus, the FELA claim is not precluded. This district court opinion
has since been rejected by two circuits.
{13} 	The Seventh Circuit specifically rejected the district court’s opinion in Earwood
and stated that “we are instead faced with the interaction of two federal statutes.”
Waymire, 218 F.3d at 775. “But, we find the opinion of the [United States] Supreme
Court on the subject of the preemption of unsafe train speed claims to be instructive
and so we discuss it here.” Id. In Waymire, the Seventh Circuit held that, in order to
be consistent with Easterwood and “to uphold FRSA’s goal of uniformity,” the
plaintiff’s claim of negligence under FELA was “superseded by 	FRSA and the
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[speed] regulations.” 	Waymire, 218 F.3d at 777. Part of the court’s reasoning was
that it would be absurd if a train traveling under the speed limit would not be subject
to liability under state law because FRSA precluded all speed-related claims and put
them beyond the reach of state courts. 	Id. 	A preemption analysis does not apply
when considering the interaction of two federal statutes. See Randolph v. IMBS, Inc.,
368 F.3d 726, 730 (7th Cir. 2004) (“One federal statute does not preempt another.”)
Although the Waymire court recognized that a preemption analysis did not apply, it
nonetheless based its conclusion in part on Easterwood’s assessment of whether
FRSA “covered” the subject at issue. See Waymire, 218 F.3d at 775-76.
{14} 	The Fifth Circuit, in Lane v. R.A. Sims, Jr., Inc., 241 F.3d 439 (5th Cir. 2001),
found Waymire’s application of Easterwood to be persuasive. 	The court in Lane
emphasized that FRSA regulations should preempt excessive speed claims under
FELA based on the importance of uniform liability no matter the class of the plaintiffs
in a case.
[U]niformity can be achieved only if the regulations covering train speed
are applied similarly to a FELA plaintiff’s negligence claim and a non-
railroad-employee plaintiff’s state law negligence claim. Otherwise, a
railroad employee could assert a FELA excessive-speed claim, but a non-
employee motorist involved in the same collision would be precluded
from doing so. 	Dissimilar treatment of the claims would have the
untenable result of making the railroad safety regulations established
under . . . FRSA virtually meaningless[.]
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241 F.3d at 443.
{15} 	“When two federal statutes address the same subject in different ways, the right
question is whether one implicitly repeals the other [through an] irreconcilable conflict
between the statutes or a clearly expressed legislative decision that one replace the
other.” 	Randolph, 368 F.3d at 730. When two federal statutes may be interpreted
harmoniously, “a court must interpret them in a manner which gives . . . operation and
effect to both, in the absence of clear and unambiguous expression of Congressional
intent to the contrary.” United States v. Kenaan, 557 F.2d 912, 917 (1st Cir. 1977).
Thus, “repeal by implication is a rare bird indeed.” Randolph, 368 F.3d at 730.
{16} 	Here, there is no “clear and unambiguous” indication in FRSA that Congress
intended it to eliminate workers’ remedies under FELA. See Grimes, 116 F. Supp. 2d
at 1003 (“There is also nothing in the language or legislative history of any enactment,
including FRSA, that indicates the serious purpose of undermining the basic core of
FELA and its essential purposes.”). 	The obligation of the courts is therefore to
construe FRSA in such a way as to render it harmonious with FELA. The Earwood
court met this obligation when it analyzed the two statutes and concluded that FELA
and FRSA have different purposes. Earwood, 845 F. Supp. at 885. In contrast, the
Waymire and Lane line of cases effectively hold that FRSA and its associated
regulations impliedly repeal FELA and fail to address the effect of repeal on railroad
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workers. 	We do not believe Congress could have intended FRSA to have such a
dramatic effect without making its purpose clear. See Cowden v. BNSF Ry. Co., 690
F.3d 884, 892 (8th Cir. 2012) (stating that “the Supreme Court has cautioned that the
FELA should not be cut down by inference or implication.” (internal quotation marks
and citation omitted)); Myers v. Ill. Cent. R.R. Co., 753 N.E.2d 560, 565 (Ill. App. Ct.
2001) (“If Congress had intended FRSA to abolish FELA remedies for railroad
employees, we believe Congress would have said so explicitly.”).
{17} 	This view of the interplay between federal statutes was recently addressed by
the United States Supreme Court in POM Wonderful LLC v. Coca-Cola Co., 134 S.
Ct. 2228 (2014), and, in our view, resolves the FRSA/FELA preclusion question in
favor of Noice. 	As we noted above, both FELA and FRSA can be viewed as
complementary, each with its own scope and purpose. 	In POM Wonderful, the
question was whether suit for misleading descriptions of products by business
competitors under the Lanham Act, 15 U.S.C. § 1125, was precluded by the Federal
Food, Drug, and Cosmetic Act (FDCA), 21 U.S.C. §§ 331, 343, that places
enforcement of misbranding of food and drink in the hands of the Food and Drug
Administration (FDA). POM Wonderful, 134 S. Ct. at 2233. The Ninth Circuit had
ruled that the FDCA precluded Lanham Act suits. 	Id. 	Specifically, it held that the
Lanham Act protected competitors as a specific class of entities, as opposed to
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members of the public at large whom the FDCA was designed to protect, but whose
rights are almost exclusively enforced by the federal government in the form of the
FDA. 	Id. at 2234-35. The United States Supreme Court rejected the lower court’s
reliance on the FDCA’s regulating juice labeling, as representing Congress’s choice
to give authority over the matter to the FDA, precluding a court “to act [in a Lanham
case] when the FDA has not[.]” Id. at 2236.
{18} 	In reversing its decision, the United States Supreme Court pointed out the lack
of clear congressional intent to limit the Lanham Act by enacting the FDCA,
specifically ruling that Lanham Act suits are not precluded. Id. at 2237. The United
States Supreme Court determined that “Congress did not intend [the] FDA oversight
to be the exclusive means of ensuring proper food and beverage labeling.” Id. at 2231
(internal quotation marks and citation omitted). 	Rather, it found the statutes to be
complementary in nature and held that each imposed “different requirements and
protections” and therefore allowed a competitor’s suit under the Lanham Act as
protective of a specific interest group. 	Id. at 2238 (internal quotation marks and
citation omitted).
{19} 	Although not directly on point, we find POM Wonderful to be instructive. As
we noted, FELA was enacted as a safe workplace legislation in 1908 to protect the
safety of railroad workers by allowing negligence suits against their employers. The
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FRSA was enacted to provide national uniformity in railroad safety regulations.
Although both laws are intended to have an impact on railroad safety, FELA’s thrust
in protecting workers can easily exist apart from FRSA-enacted regulation of industry
safety standards. We conclude that as Easterwood dealt only with FRSA preclusion
of state law suits, POM Wonderful speaks more clearly to whether FRSA would
preclude a negligence suit under FELA by railroad employees who benefit from the
provisions permitting negligent actions. 	Similarly, any confusion in the federal
circuits spawned by Waymire, we now regard as resolved. 	We hold that Noice’s
FELA count is not precluded by FSRA.
C. 	Plaintiff’s Other Arguments Are Not Supported
{20} 	Noice also argues that, because he brought his negligence claim pursuant to
FELA, it should be adjudicated pursuant to federal law. However, as Noice correctly
points out, FELA actions in state courts follow state procedural rules, including rules
for summary judgment. 	Rivera v. Atchison, Topeka & Santa Fe Ry. Co., 1956-
NMSC-072, ¶ 10, 61 N.M. 314, 299 P.2d 1090 (“[I]n cases arising in [s]tate [c]ourts
under . . . [FELA], 45 U.S.C.A. § 51 . . . , all procedural matters, including review of
verdicts for excessiveness, are governed by the law of the forum and not by the
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Federal Decisional Law.”). This motion, therefore, is correctly governed by Rule 1-
056 NMRA.
{21} 	Noice argues that his claims should have gone to the jury to consider evidence
that (1) “there was excessive motion on the second locomotive”; (2) Royal “should
have inquired whether he needed to conduct a safety meeting, [or] that he should have
conducted a safety meeting”; and (3) Royal “should have contacted [Decedent] earlier
. . . [and] stopped the train” more quickly. Noice insists that these were factual issues,
but fails to point to evidence in the record that creates an issue of disputed fact
regarding excessive motion, the relevance of safety meetings, or Royal’s behavior
after Decedent left as causal factors. 	Where a party fails to cite any portion of the
record to support its factual allegations, the Court need not consider its argument on
appeal. 	See Santa Fe Exploration Co. v. Oil Conservation Comm’n, 1992-NMSC-
044, ¶ 11, 114 N.M. 103, 835 P.2d 819. We agree with the district court that Noice
failed to point to evidence that a safety meeting was required in his response to the
motion for summary judgment. 	The district court could thus conclude that Noice
failed to create an issue of genuine material fact under the standard for summary
judgment. Without these facts in dispute, we need not consider whether such issues
may have caused or contributed to Decedent’s fall. “It is well settled that an appellate
15
court will not decide abstract, hypothetical, or moot questions, disconnected from the
granting of actual relief, or from the determination of which no practical relief can
follow.” Valencia Water Co. v. Neilson, 1920-NMSC-076, ¶ 3, 27 N.M. 29, 192 P.
510.
{22} 	The district court stated in its order for summary judgment that, regarding
Royal’s increase of the train’s speed, “[w]hether [Royal] was complying with
[Decedent’s] orders or creating an unsafe working condition is a disputed issue of
fact.” We do not need to consider whether the speed caused Decedent’s fall.
{23} 	Noice also argues that the district court incorrectly examined each individual
basis for his negligence claim, rather than look at it as a whole. However, he fails to
point to any evidence that would create a genuine issue of fact when looked at
holistically. Again, the Court need not consider his argument on appeal. See Santa
Fe Exploration, 1992-NMSC-044, ¶ 11. However, as his claim based on the train’s
speed survives, we reverse the district court’s grant of summary judgment.
III. 	CONCLUSION
{24} 	In 	light 	of 	POM 	Wonderful 	(distinguishing 	between 	preemption 	and
preclusion), we conclude that Noice’s FELA suit was not precluded by FSRA and that
summary judgment for BNSF should be reversed.
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{25} 	IT IS SO ORDERED.
_______________________________
RODERICK T. KENNEDY, Judge
WE CONCUR:
_________________________________
MICHAEL D. BUSTAMANTE, Judge
_________________________________
J. MILES HANISEE, Judge

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