Manfred Little, Applicant-Appellant v. State of Iowa

IN THE COURT OF APPEALS OF IOWA

No. 15-0728
Filed June 15, 2016

MANFRED LITTLE,
Applicant-Appellant,

vs.

STATE OF IOWA,
Respondent-Appellee.
________________________________________________________________

Appeal from the Iowa District Court for Polk County, Eliza J. Ovrom,

Judge.

Manfred Little appeals the denial of his application for postconviction relief.

AFFIRMED.

Susan R. Stockdale, Windsor Heights, for appellant.

Thomas J. Miller, Attorney General, and Jean C. Pettinger, Assistant

Attorney General, for appellee State.

Considered by Vogel, P.J., and Doyle and Bower, JJ.
2

DOYLE, Judge.

Manfred Little appeals the denial of his application for postconviction relief

(PCR). He contends he is entitled to PCR because he received ineffective

assistance of counsel. Because Little has not proved his counsel was ineffective,

we affirm.

I. Background Facts and Proceedings.

The State charged Little with first-degree kidnapping and willful injury

causing serious injury based on the physical and verbal abuse he perpetrated on

his wife, Jane, between May 30, 2006, and August 9, 2006. He was convicted of

both charges following a jury trial, but his kidnapping conviction was reversed on

appeal and the case was remanded for a new trial. See State v. Little (Little I),

No. 08-1125, 2010 WL 786011, at *1 (Iowa Ct. App. Mar. 10, 2010). His

kidnapping conviction was affirmed after he was convicted in a second jury trial.

See State v. Little (Little II), No. 10-1642, 2011 WL 5399202, at *1 (Iowa Ct. App.

Nov. 9, 2011).

In December 2012, Little filed a pro se PCR application. After he was

appointed counsel, Little filed an amended application. His counsel raised three

claims. The amended application also set forth over twenty pro se claims, many

of which contain subparts. In a forty-two page ruling, the PCR court extensively

addressed these claims, found them to be without merit, and denied the

application. Little appeals, claiming he received ineffective assistance of

counsel.
3

II. Ineffective Assistance of Counsel.

We review ineffective-assistance-of-counsel claims de novo. See State v.

Ary, 877 N.W.2d 686, 704 (Iowa 2016). To prevail, Little must show “counsel

failed to perform an essential duty and prejudice resulted.” Id. In addressing the

first element, “we presume counsel performed competently unless the claimant

proves by a preponderance of the evidence counsel failed to perform an

essential duty.” Id. The second element is met if the claimant shows “a

reasonable probability that, but for counsel’s failure to perform an essential duty,

the result of the proceeding would have been different.” Id. at 705.

A. Intoxication Defense.

Little first contends he received ineffective assistance when trial counsel

failed to pursue an intoxication defense. Iowa Code section 701.5 (2005) states:

The fact that a person is under the influence of intoxicants or
drugs neither excuses the person’s act nor aggravates the person’s
guilt, but may be shown where it is relevant in proving the person’s
specific intent or recklessness at the time of the person’s alleged
criminal act or in proving any element of the public offense with
which the person is charged.

An intoxication defense is not a complete defense, but it may negate the specific-

intent element of a crime, rendering the defendant guilty of a lesser included

offense that consists of the act without the intent. See State v. Guerrero

Cordero, 861 N.W.2d 253, 259 (Iowa 2015).

Little alleges his attorneys breached an essential duty by failing to develop

the record with “an expert on alcoholism and how it affects the ability to form

intent.” Although he admits he never brought the issue of alcoholism to his

attorneys’ attention and had no medical records documenting his alcohol abuse,
4

Little argues his attorneys had sufficient notice of his alcohol use to pursue an

intoxication defense, citing deposition testimony regarding his drinking and a

psychological evaluation that was performed by Steven G. Warner, Ph.D., to

determine his competency to stand trial.

The evidence shows that Little had been drinking beer during, or in the

time leading up to, several incidents of abuse. Dr. Wagner’s psychological

evaluation noted that “[a]lcohol-related problems” were likely, “including

difficulties in interpersonal relationships.” However, this evidence is not sufficient

to support an intoxication defense because nothing in the record indicates Little’s

alcohol use impaired his ability to form a specific intent to cause serious injury. A

high level of intoxication is required to support a finding that a defendant lacked

specific intent. See id. There is no indication that level of intoxication existed

here, where Little informed Dr. Warner that he would drink, “at the most,” four or

five cans of beer per day. Evidence of mere intoxication or alcohol use is not

enough. See id.

Little has not met his burden of proving counsel breached an essential

duty by failing to present an intoxication defense to the jury in either trial.

Accordingly, we affirm on this issue.

B. Sufficiency of the Evidence.

Little also contends he received ineffective assistance of counsel because

there was insufficient evidence to support his first-degree-kidnapping conviction.1

1
Although this claim is being raised for the first time on appeal, the traditional error
preservation rules do not apply because Little also alleges his PCR counsel was
ineffective in failing to raise the claim below. See State v. Ambrose, 861 N.W.2d 550,
5

Specifically, he complains his attorneys were ineffective in failing to challenge the

sufficiency of the evidence showing he had the requisite specific intent to inflict

serious injury on his wife or to subject her to sexual abuse, which the State was

required to prove to convict him of kidnapping.2 See Iowa Code § 710.1(3).

Substantial evidence established Little possessed the necessary specific

intent.3 A reasonable jury could find Little engaged in a pattern of physical abuse

against Jane. As this court held in Little II, “[t]here was evidence Little severely

beat his wife, strangled her, and threatened her with weapons, among other

acts.” 2011 WL 5399202, at *3. On one occasion, Little drove his truck

“screeching towards” Jane while she “scream[ed] in terror,” asking Jane “if she

knew what was coming” and saying “he was going to crack her f* * *ing skull

555 (Iowa 2015) (noting claims of ineffective assistance of counsel are an exception to
the traditional rules of error preservation).
2
The State argues Little is precluded from raising this issue because this court decided
the issue in his prior direct appeals. Although Little’s first kidnapping conviction was
reversed due to the erroneous admission of prior bad acts evidence, this court
addressed whether the evidence could support a kidnapping conviction as a matter of
law in response to Little’s claim a second trial was unnecessary. See Little I, 2010 WL
786011, at *15-16. This court rejected Little’s claim, holding “[t]here was sufficient
evidence from which a reasonable jury could conclude that [Little] confined Jane,
knowing he did not have her consent, with the purpose of inflicting serious injury or
sexual abuse on her.” Id. at *16. We agree the matter was fully litigated in Little’s first
trial.
Following his second trial, this court affirmed Little’s kidnapping conviction, noting
that in Little I, this court considered a sufficiency-of-the-evidence argument “based upon
substantially the same evidence and without considering the prior bad acts evidence
erroneously admitted” and concluded the evidence was sufficient to support the
conviction. Little II, 2011 WL 5399202, at *4. However, Little only raised one claim with
regard to the sufficiency of the evidence, asserting “there was insufficient evidence of
the elements of confinement contemporaneous with serious injury or sexual abuse,
claiming there was only proof of ‘purely mental or emotional confinement’ and no
physical restraint.’” Id. at *3. The question of whether Little had the specific intent to
inflict serious injury or subject Jane to sexual abuse was not specifically argued or
addressed in the second appeal. See id.
3
Little argues there is insufficient evidence to show he possessed the necessary specific
intent at the start of the confinement, which the State alleged spanned several months.
However, he provides no authority in support of his claim that the State was required to
prove he possessed the specific intent necessary at the start of the confinement.
6

again.” Id. Jane also suffered brain injuries after Little “threw her into the

bathtub,” “pulled her out, took her to the toilet, and ‘kept sticking [her] head under

the water in the toilet and holding it there and hitting [her] head on the toilet.’”

Little I, 2010 WL 786011, at *3-4 (alteration in original). From Little’s acts and the

consequences flowing therefrom, a reasonable jury could find Little possessed

the specific intent to cause a serious injury to Jane. See State v. Taylor, 689

N.W.2d 116, 132 (Iowa 2004) (stating intent may be inferred from the

surrounding circumstances and a fact finder can infer that an actor intends the

natural and probable consequences of a voluntary4 act).

Counsel had no duty to challenge the sufficiency of the evidence

regarding Little’s specific intent. See State v. Graves, 668 N.W.2d 860, 881

(Iowa 2003) (noting “counsel has no duty to raise an issue that has no merit”).

Accordingly, we affirm the order denying his PCR application.

AFFIRMED.

4
Little’s claim he was “probably intoxicated at the time” he inflicted the brain injuries
such that he could not have formed the specific intent to cause serious injury is
unsupported by the evidence, as found in the previous section.