Ulbin v. FedEx Ship Center et al

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF RHODE ISLAND
JAMES ULBIN 	:
Plaintiff, 	:
:
v. 	: 	C.A. No. 23-508WES
:
FEDEX SHIP CENTER, REMAX 	:
PROFESSIONALS, STEVE ERINAKES, 	:
Defendants. 	:
REPORT AND RECOMMENDATION OF SUMMARY DISMISSAL
PURSUANT TO 28 U.S.C. § 1915(e)
PATRICIA A. SULLIVAN, United States Magistrate Judge.
Before the Court is the pro se application of Plaintiff James Ulbin, a Rhode Island citizen,
to proceed in forma pauperis (“IFP”). ECF No. 2. Plaintiff’s application establishes that he
faces financial circumstances sufficiently dire to qualify for IFP status. However, his IFP
application imposes on the Court the sua sponte duty to review his Complaint under 28 U.S.C. §
1915(e)(2)(B) and to dismiss it if it “fails to state a claim on which relief may be granted” or is
“frivolous or malicious.” Having reviewed the Complaint carefully and for the reasons set forth
below, I recommend that it be summarily dismissed without prejudice because this Court lacks
subject matter jurisdiction.
I. 	Background
Invoking the Court’s federal question jurisdiction pursuant to 28 U.S.C. § 1331, Plaintiff
purports to sue a Rhode Island citizen, his landlord, Steve Erinakes; a Rhode Island entity,
ReMax Professionals; and the Warwick, Rhode Island, shipping office of FedEx. He claims that
his landlord, Mr. Erinakes, has repeatedly come to his residence and verbally threatened to evict
him; that he received “door tag” notice that FedEx was holding a package for him but he did not
inquire about it until after it was returned to the sender; that Mr. Erinakes subsequently tried to
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hand deliver to him a FedEx envelope and a ReMax Professionals envelope; and that a FedEx
employee told him the door tag and the FedEx envelope were not related, which was inaccurate.
ECF No. 1 at 4. To trigger federal question jurisdiction, the Complaint cites 18 U.S.C. § 1512
(federal criminal statute that establishes crime of witness tampering); 18 U.S.C. § 912 (federal
criminal statute that establishes crime of impersonating official of United States to demand
money); 18 U.S.C. § 1341 (federal criminal statute that establishes crime of scheming to
defraud); and 18 U.S.C. § 1349 (federal criminal statute that establishes crime of conspiracy to
defraud).1 Otherwise, it contains nothing suggesting a claim based on the Constitution or any
law or treaty of the United States. Rather, Mr. Ulbin appears to be asserting a state law claim
against his landlord, possibly for breach of the lease agreement and/or for violation of Rhode
Island statutory or common law governing the relations between landlords and tenants. Based on
the facts alleged in the pleading, it does not appear that Mr. Ulbin has stated any claim at all
against either ReMax Professionals or the FedEx shipping office.
II. 	Analysis and Recommendation
This case should be summarily dismissed because the Court lacks subject matter
jurisdiction. See Gates v. Amundsen, No. 2:20-cv-00487-NT, 2021 WL 139477, at *1-2 (D. Me.
Jan. 14, 2021) (dismissal at screening because “federal courts are courts of limited jurisdiction”)
(quoting Home Depot U.S.A., Inc. v. Jackson, 139 S. Ct. 1743, 1746 (2019)) (internal quotation
1 Plaintiff has not invoked the Racketeer Influenced and Corrupt Organizations (“RICO”) Act, 18 U.S.C. §§ 1961-
1968, which creates a private right of action for persons harmed by the conduct of an enterprise through a pattern of
racketeering, defined to include acts indictable under 18 U.S.C. § 1341 and § 1512. 18 U.S.C. §§ 1961, 1964(c).
Had he done so, I nevertheless recommend dismissal at screening because the pleading fails to allege facts sufficient
to establish any of the elements required to state a civil RICO claim. See Langan v. Smith, 312 F. Supp. 3d 201, 204
(D. Mass. 2018) (“successful civil RICO action requires proof of four elements: (1) conduct (2) of an enterprise (3)
through a pattern (4) of racketeering activity”) (internal quotation marks and citation omitted); Prall v. Bush, No. CA
10-16 S, 2010 WL 717780, at *1-6 (D.R.I. Mar. 1, 2010) (complaint dismissed at screening because plaintiff failed
adequately to plead RICO conspiracy with sufficient particularity or otherwise to plead RICO civil action resulting
in injury to plaintiff’s business or property).
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marks omitted). Having liberally reviewed Plaintiff’s allegations and legal claims since they
have been put forth by a pro se litigant, Avelin v. Ray, C.A. No. 20-00457-WES, 2020 WL
6487814, at *1 (D.R.I. Nov. 4, 2020), adopted sub nom. Avelin v. Roy, 2021 WL 291207 (D.R.I.
Jan. 28, 2021), it is clear that he cannot sustain a federal question claim based on any of the
statutes he has cited because they do not create a federal private right of action. See Gates, 2021
WL 139477, at *1 (when there is no indication that private right of action exists under plaintiff’s
identified federal criminal statutes, complaint dismissed at screening for lack of subject matter
jurisdiction). Further, as a private citizen, Mr. Ulbin cannot bring a civil action to prosecute a
crime. Cok v. Cosentino, 876 F.2d 1, 2 (1st Cir. 1989) (federal criminal statute cannot provide
basis for jurisdiction because private citizen generally “has no authority to initiate a federal
criminal prosecution”). The only other potential basis for federal subject matter jurisdiction –
diversity of citizenship pursuant to 28 U.S.C. § 1332(a) – is absent in that both Plaintiff and at
least one of the named defendants (Mr. Erinakes) are citizens of Rhode Island.
Based on the Court’s lack of subject matter jurisdiction, I recommend that this case be
summarily dismissed without prejudice.2
III. 	Conclusion
Based on the foregoing, I recommend that this case be summarily dismissed without
prejudice and that Plaintiff’s IFP application (ECF No. 2) be denied as moot.
Any objections to this report and recommendation must be specific and must be served
and filed with the Clerk of the Court within fourteen days of service of this report and
recommendation. See Fed. R. Civ. P. 72(b); DRI LR Cv 72. Failure to file specific objections in
a timely manner constitutes waiver of the right to review by the District Court and the right to
2 With no federal subject matter jurisdiction, the Court need not address the pleading’s failure conceivably to state a
claim against ReMax Professional and the FedEx shipping office.
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appeal the District Court's decision. See Brenner v. Williams-Sonoma, Inc., 867 F.3d 294, 297
n.7 (1st Cir. 2017); Santos-Santos v. Torres-Centeno, 842 F.3d 163, 168 (1st Cir. 2016).
/s/ Patricia A. Sullivan_______
PATRICIA A. SULLIVAN
United States Magistrate Judge
December 28, 2023
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