Boudreau v. Petit et al

1:17-cv-00301Rid9 nov. 2017

Texte intégral

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF RHODE ISLAND
JASON BOUDREAU, 	:
Plaintiff, 	:
:
v. 	: 	C.A. No. 17-301WES
:
KEVIN PETIT, et al., 	:
Defendants. 	:
REPORT AND RECOMMENDATION
PATRICIA A. SULLIVAN, United States Magistrate Judge.
This matter is before the Court on Defendants’ Motion to Stay this litigation until the
conclusion of related state criminal proceedings against Plaintiff Jason Boudreau. ECF No. 9.
On February 17, 2015, Boudreau was arraigned in Providence County Superior Court on a
charge that he had embezzled from his former employer, Automatic Temperature Controls, Inc.
(“ATC”). Previously, in 2012 and 2014, Boudreau was convicted on state felony charges of
second degree child molestation, possession of child pornography, larceny and receiving stolen
goods.1 The state embezzlement charge had yet to go to trial when, on December 28, 2015,
Boudreau was charged in this Court with possession of child pornography. Noting Boudreau’s
“abysmal” record of noncompliance with previous court-ordered obligations, this Court ordered
that he be detained.2 Meanwhile, proceeding pro se, on June 19, 2017, Boudreau filed this civil
case against the principals of ATC, Steve, John and Donald Lussier (“the Lussiers”); Warwick
Police Detective Kevin Petit; the City of Warwick; the Warwick Police Department; the Rhode
Island State Police; and two State Police officers, James Brown and Nicholas Rivello
1 In addition, in 2011, Boudreau was convicted of the misdemeanor of driving with a suspended license and, in
2014, of the misdemeanor of tampering with a motor vehicle.
2 The detention order was entered in United States v. Boudreau, CR No. 16-011JJM (ECF No. 6).
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(collectively, “Defendants”). Boiled to its essence, Boudreau’s lengthy complaint (the
“Complaint”) alleges that the state embezzlement charge was concocted by the Lussiers and
Detective Petit, in conspiracy with the State Police, based on false statements and fabricated,
altered and destroyed evidence, in order to retaliate against Boudreau for his 2013 filing of a §
1983 federal lawsuit against the Lussiers, Detective Petit and the Rhode Island State Police,
alleging they wrongfully intercepted the electronic communications that formed the basis for his
2014 child pornography conviction, in contravention of 28 U.S.C. § 2511.3
Arguing that the factual and legal issues presented in the present case overlap
significantly with the parallel state criminal embezzlement charge, Defendants have jointly
moved to stay this civil case until the conclusion of the state criminal case. Citing Wallace v.
Kato, 549 U.S. 384 (2007) and Guerro v. Mulhearn, 498 F. 2d 1249 (1st Cir. 1974), Defendants
contend that litigation of the civil claims, all of which are premised on Boudreau’s allegation that
the state criminal embezzlement charge was fabricated, will undermine and interfere with the
state criminal proceeding. Moreover, they argue that the civil litigation may be unnecessary
because some or all of the claims may ultimately be subject to dismissal under Heck v.
Humphrey, 512 U.S. 477, 485 (1994) (barring collateral attack on criminal conviction through
civil suit for damages).
Boudreau counters that it is premature to anticipate that his claims will be Heck-barred
and, in any event, Heck will not be applicable because the civil and criminal cases lack the
requisite identity of issues, because his civil case relates to events that occurred after the events
in issue in the criminal case. In addition, he asserts that, due to the pending federal child
pornography charges, his state criminal case for embezzlement has stalled and will remain
3 Boudreau v. Lussier, C.A. No. 13-388WES.
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moribund, even as potentially exculpatory memories fade and evidence is lost. If this civil case
is stayed until after the resolution of the already-delayed state embezzlement case, he argues that
he may be deprived of a meaningful opportunity to assert his constitutional rights.
The motion to stay has been referred to me pursuant to 28 U.S.C. § 636(b)(1)(A) for
determination. However, because the motion may have dispositive impact on Plaintiff’s case, I
have addressed it by report and recommendation. See Reynaga v. Cammisa, 971 F.2d 414, 416-
17 (9th Cir. 1992) (magistrate exceeded authority where stay effected involuntary dismissal of
case); Pass & Seymour, Inc. v. Hubbell Inc., 532 F. Supp. 2d, 418, 426 n.7 (N.D.N.Y. 2007).
I. 	Background4
A. 	Criminal and Civil Litigation Based on Boudreau’s Possession of Child
Pornography
Boudreau’s history is a tangle of multiple criminal prosecutions brought against him,
overlapping with civil litigation initiated by him. The present story begins when Boudreau was
hired by the Lussiers5 as ATC’s finance manager in September 2009. In that capacity, he
managed ATC’s payroll and accounts payable and paid himself “bonuses” totaling more than
$34,000 between September 2010 until May 2011. ECF No. 1-1 ¶¶ 83-93, 111, 258. Illustrated
in both the text of and the exhibits to the Complaint, he and the Lussiers hotly dispute whether
these bonuses were authorized. See ECF No 1-1 at 55-56, 85-87, 98-99. Boudreau claims that
all of the money he paid himself was appropriate. ECF No. 1-1 ¶¶ 47, 57-64, 83-93, 346. As the
Lussiers later told the State Police, an investigation of Boudreau’s financial dealings was
4 As indicated in the text, this background is drawn from the Complaint, as well as from the public docket entries
and published opinions in Boudreau’s other civil and criminal cases. The intent is to provide background to the
issues raised by the motion to stay. The Court is not making or proposing findings of fact regarding the merits of the
criminal embezzlement charge; the wording of the text should not be so interpreted.
5 In the interest of simplicity, the Court refers to “the Lussiers” as a unitary entity; in fact, the actor(s) who engaged
in the various actions attributed to “the Lussiers” was at least one of them, but not necessarily all.
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triggered in June 2011 by a bounced check.6 ECF No. 1-1 at 88-89. This resulted in the
discovery that ATC’s checking account balance was off by $60,000. Id. In the same time
period, ATC discovered that Boudreau was spending his time visiting child pornography sites on
his office computer during the work day. Id. The latter discovery led to his immediate firing in
June 2011. ECF No. 1-1 ¶ 126 & at 71.
Summoned by ATC, Detective Petit and the Cranston and Warwick Police became
involved, Boudreau was charged and, in 2014, convicted on a plea of nolo contendere to
possession of the child pornography found on the ATC computer. Boudreau v. Automatic
Temperature Controls, Inc., C.A. No. 16-646S, 2017 WL 3671019, at *2 & n.3 (D.R.I. Apr. 28,
2017), adopted in part, 2017 WL 2829685 (D.R.I. June 30, 2017); Boudreau v. Lussier, C.A. No.
13-388S, 2015 WL 7720503, at *1-5 (D.R.I. Nov. 30, 2015); Boudreau v. Lussier, No. CA 13-
388S, 2014 WL 651536, at *1 (D.R.I. Feb. 19, 2014).
While the criminal charge of possession of child pornography was pending and
continuing after it resolved in 2014 with his nolo plea, Boudreau launched a series of civil
actions in state court, as well as in this Court, against the Lussiers, ATC, their attorneys, their
software vendor and the law enforcement officials involved with the investigation and
prosecution of the criminal child pornography case. First, on May 28, 2013, he filed a pro se
action in this Court under § 1983 and the Electronic Communications Privacy Act, 18 U.S.C. §§
2511, 2520 (“ECPA”), against the Lussiers, another ATC employee, Detective Petit, various
Cranston police officers, the Cities of Cranston and Warwick, and the Rhode Island State Police,
alleging that the searches of his vehicles, home and office computer, including the alleged
interception of electronic transmissions from the office computer, violated his Fourth
6 Boudreau claims that this is a lie.
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Amendment rights and the ECPA. Boudreau v. Lussier, C.A. No. 13-388WES (D.R.I.)
(“Boudreau 2013 Case”).
The Boudreau 2013 Case grew into a massive piece of litigation. By the time summary
judgment entered against Boudreau in November 2015 on the merits of all of his claims,7
Boudreau had flooded the record with fifty-three motions, including three for injunctive relief.
In one illustrative incident pertinent to the instant motion, Boudreau filed an emergency motion
for temporary restraining order and preliminary injunction based on the warrantless search by the
State of his electronic devices. Boudreau 2013 Case, ECF No. 247. The Court denied the
motion, finding that the search was a standard probationary check on a convicted sex offender,
pursuant to Boudreau’s express written waiver of his Fourth Amendment rights. Id., Text Order,
July 31, 2015. The Court further found that Boudreau “chose not to advise the Court of these
probation conditions” and that Boudreau’s motion was “baseless.” Id. The Court invoked the
holding of the United States Supreme Court in Younger v. Harris, 401 U.S. 37 (1971), finding
that, “[Boudreau’s] attempt to use this Court to interfere with the State’s supervision of his
conditions of criminal probation requires abstention under the Younger doctrine.” Id. The
matter was referred for a report and recommendation regarding whether the filing was made in
good faith and, if not, whether Boudreau should be sanctioned. Id. Summary judgment
terminated the proceeding before this issue was resolved.
A second civil case was launched in this Court on August 6, 2013, when Boudreau sued
the Lussiers and Detective Petit for essentially the same conduct addressed in the Boudreau 2013
7 The decision on summary judgment is found at 2015 WL 7720503 (D.R.I. Nov. 30, 2015). Plaintiff’s January 11,
2016, appeal of this adverse outcome remains pending as of this writing. See Boudreau v. Lussier, U.S.C.A. for the
First Circuit, Case Number 16-1049.
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Case. Boudreau v. Lussier, C.A. No. 13-577MML (D.R.I.). This complaint was dismissed
without prejudice because of the overlap of claims and parties with the prior case.
More recently, after his 2014 felony conviction for possession of child pornography,
Boudreau continued to file civil cases based on claims concerning the events that culminated in
that conviction. In August 2016, he sued ATC and a software company in Rhode Island Superior
Court, reprising the claim that ATC intercepted his electronic communications. After the case
was removed to this Court, the federal claims were dismissed as time barred, and the state-law
claims were dismissed based on the lack of federal jurisdiction. Boudreau v. Automatic
Temperature Controls, Inc., C.A. No. 16-649S, 2017 WL 2829685 (D.R.I. June 30, 2017).8 And
on December 20, 2016, Boudreau sued the Lussiers, one of ATC’s employees, ATC’s law firm,
and the software company in Providence County Superior Court, claiming that the software used
on his office computer to detect child pornography violated the Rhode Island Wiretap Act, the
Rhode Island Computer Crimes Act, and his right to privacy pursuant to R.I. Gen. Laws § 9-1-
28.1. The case was removed to this Court in March 2017 (C.A. No. 17-090WES), where
Boudreau’s scorched-earth approach to litigation resulted in two motions to remand, a motion for
reconsideration, a motion to certify an interlocutory appeal and a motion to disqualify counsel
for the Lussiers. All were denied. Midway through this deluge, the Court ordered that Boudreau
obtain prior written approval before filing any additional motions or other papers. C.A. No. 17-
090WES, ECF No. 20. As of this writing, defendants’ motion for summary judgment is pending.
ECF No. 41.
B. 	Criminal Embezzlement Case
8 Remanded to Rhode Island Superior Court, the case has been scheduled for oral argument on defendants’ motion
to dismiss. Case No. PC-2016-3609.
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The tale of the criminal embezzlement case takes the reader back to June 2011, when the
Lussiers uncovered that Boudreau was using his office computer to view child pornography.
ECF No. 1-1 at 88-89. As the Lussiers told law enforcement, during the same time period, they
also examined Boudreau’s financial dealings and discovered an array of problems, including that
he was paying himself unauthorized bonuses. A month after Boudreau was fired in June 2011,
this charge was reported to the Rhode Island Department of Labor and Training, where it was
ignored. ECF No. 1-1 ¶¶ 131-32 & at 55-56. According to the Complaint, it was not raised
again until two years later, on July 30, 2013, when one of the Lussiers, accompanied by
Detective Petit of the Warwick Police, who had been involved with the investigation of the child
pornography charge, was interviewed by the Rhode Island State Police regarding ATC’s claim
that Boudreau had paid himself unauthorized bonuses. ECF No. 1-1 ¶¶ 191-237. The Complaint
alleges that nothing happened for almost nine more months until April 16, 2014, when the State
Police again interviewed the Lussiers. ECF No. 1-1 ¶ 241. Following that interview in May
2014, search warrants were issued for bank records. ECF No. 1-1 ¶¶ 262-63. In June 2014,
Boudreau was arrested on the charge of embezzlement. ECF No 1-1 ¶ 266. He was arraigned in
Rhode Island Superior Court on February 17, 2015 and an attorney entered an appearance on his
behalf.9 ECF No. 9-2 at 3.
The Superior Court conducted eight pretrial conferences between April and December
2015, with repeated continuances at the request of Boudreau’s attorney. ECF No. 9-2 at 3; ECF
No. 15 at 1. Then, on December 28, 2015, a federal arrest warrant issued on new charges of
possession of child pornography. United States v. Boudreau, CR No. 16-011JJM, ECF No. 3.
Boudreau was arrested on December 30, 2015; a detention hearing held the same day in this
9 This case is on Providence/Bristol County Superior Court’s criminal docket at Case No. P2-2015-0095A.
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Court resulted in an order of detention, based, among other reasons, on the strength of the
evidence and Boudreau’s previous noncompliance with court-ordered obligations. Id., ECF No.
6. Boudreau remains at the Wyatt Detention Facility.
Because he is in federal custody, Boudreau failed to appear at the January pretrial
conference held by the Rhode Island Superior Court on the state embezzlement charge. ECF No.
9-2 at 3. Based on his nonappearance, a warrant issued on February 2, 2016. Id. Boudreau
advised the Superior Court by letter of his circumstances, as well as of his willingness to appear
by video conference. ECF Nos. 9-2 at 3, 14 at 1. Boudreau claims that discovery in the
embezzlement case remains incomplete and that the State has done nothing to move the case
forward since his detention; similarly, Boudreau’s court-appointed attorney has done nothing to
move the case due to a policy implemented by his office to delay until a pending warrant is
quashed. ECF Nos. 14 at 2, 15 at 2, 16 at 1. Defendants advise that Boudreau’s right to request
transfer to state custody for disposition of the state criminal charge, pursuant to the Interstate
Agreement on Detainers, 18 U.S.C. App’x 2 § 2 (Article III) (“IAD”), will not arise until the
federal criminal charges are resolved by acquittal or the imposition of sentence. ECF No. 15 ¶¶
6-7 & Ex. A.
C. 	Complaint
I turn at last to the claims in this case.
The one-hundred-page (with attachments) Complaint consists of 281 paragraphs of
background facts – paragraphs 12 through 281 are incorporated by reference into twenty-one
counts, which are set forth in paragraphs 282 through 519. The Complaint’s foundational
allegation, repeated throughout, is that, in July 2013, the Lussiers and Detective Petit lied and
conspired with the State Police to fabricate the probable cause that supports the embezzlement
charge. As a result of this conspiracy, Boudreau claims, search warrants were issued that were
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unsupported by probable cause, resulting in a groundless accusation of felony embezzlement
against him. ECF No. 1-1 ¶¶ 187-281.
According to the Complaint, the conspiracy to bring the baseless embezzlement charge
began on July 30, 2013, when one of the Lussiers, accompanied by Detective Petit, was
interviewed by the State Police. ECF No. 1-1 ¶¶ 191-239. To establish that this was an act of
retaliation, Boudreau points to an event that occurred less than two weeks before the State Police
interview. Specifically, on July 16, 2013, the Lussiers and Detective Petit received copies of the
Boudreau 2013 Case complaint in the mail. ECF No. ¶¶ 1-1 173, 174 & at 81. Based on the
timing of the first State Police interview and on Detective Petit’s participation in it,10 Boudreau
alleges that the Lussiers and Detective Petit concocted the facts to establish probable cause, and
conspired with the State Police, to cause the issuance of the warrants and charging documents for
the purpose of retaliating against Boudreau for filing the Boudreau 2013 Case against them.
ECF No. 1-1 ¶ 300.
Boudreau’s Complaint, grounded in federal and state law, includes the following claims:
retaliation; conspiracy to retaliate; retaliatory inducement to prosecute for the exercise of First
Amendment rights and retaliatory prosecution; abuse of process; false statements and omissions
in warrant affidavits; deliberate fabrication of false evidence; conspiracy to fabricate probable
cause; bad faith destruction and concealment of evidence; obstruction of justice; denial of the
right to a fair trial; defamation and libel; invasion of privacy; negligent and intentional infliction
of emotional distress; and the failure of law enforcement to intervene to prevent harm, negligent
10 The Complaint posits that, as a member of the Internet Crimes Against Children task force, Detective Petit has no
responsibility for financial crimes like embezzlement, and that, as a Warwick police officer, he has no authority in
Cranston where ATC is located. The pleading thus implies that Detective Petit’s only motivation for assisting the
Lussiers in reporting the alleged embezzlement to the State Police was to retaliate against Boudreau for the filing of
Boudreau 2013 Case. See ECF No. 1-1 ¶¶ 177-78, 184-85, 196.
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employment and the failure to train law enforcement employees. According to Boudreau, only
six of the twenty-one Counts require that he demonstrate the lack of probable cause either for the
warrants or for the embezzlement charge. ECF No. 16 at 3-4. These are Count 5 (conspiracy to
fabricate probable cause); Count 8 (denial of right to fair trial); Count 9 (retaliatory inducement
to prosecute); Count 10 (retaliatory prosecution); Count 13 (concealment of evidence); and
Count 14 (false report of a crime).
The Complaint seeks compensatory and punitive damages of over $10 million, as well as
a declaration that the allegations of embezzlement are “utterly false” and were filed in a false
police report in retaliation for the filing of a lawsuit. ECF No. 1-1 ¶¶ 481-85 & at 47-48. While
not requested in the Complaint, in his opposition to the stay motion, Boudreau asks the Court to
“enjoin the state proceeding, as that criminal case was commenced in retaliation for the
Plaintiff’s filing of a lawsuit against the Defendants in 2013.” ECF No. 12 at 21.
II. 	Applicable Law and Analysis
Since the decision of the United States Supreme Court in Wallace v. Kato, it has been
well settled that a civil rights action that is “related to rulings that will likely be made in a
pending or anticipated criminal trial” should be stayed “until the criminal case or the likelihood
of a criminal case is ended.” 549 U.S. at 393-94. This “common practice” results from the
appropriateness of suspending the civil suit until it is clear whether the Supreme Court’s ruling in
Heck v. Humphrey will require its dismissal. 11 Wallace, 549 U.S. at 394.
11 Heck holds that a plaintiff convicted of a crime cannot recover damages for an alleged violation of his
constitutional rights, if the facts giving rise to the violation, if true, would invalidate the conviction, unless the
plaintiff proves “that his conviction or sentence has been reversed on direct appeal, expunged by executive order,
declared invalid by a state tribunal authorized to make such determination, or called into question by a federal
court's issuance of a writ of habeas corpus.” 512 U.S. at 486-87. Such a civil rights claim must be dismissed as
Heck-barred. Wallace v. Kato, 549 U.S. 384, 393 (2007); see Crooker v. Burns, 544 F. Supp. 2d 59, 62 (D. Mass.
2008) (“Heck bar” prevents collateral attack on criminal conviction through civil suit).
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The definitive guidance in our Circuit anticipated Wallace. Since Guerro v. Mulhearn,
district courts must either dismiss or hold in abeyance any federal civil rights action that
potentially undermines the validity of a state criminal proceeding which has not yet completed its
full course of trial and direct appeal. 498 F.2d at 1255. As further explicated in Manning v.
Tefft, such a stay is rooted in principles of comity and judicial efficiency, to avoid the subversion
of the state criminal prosecution and the litigation of questions that may be settled by the state
prosecution. 839 F. Supp. 126, 128 (D.R.I. 1994) (citing Landrigan v. City of Warwick, 628
F.2d 736, 743 (1st Cir. 1980)). Such a stay is consistent with the federalism buttressing the
abstention doctrine in Younger. 401 U.S. at 46;12 see Landrigan, 628 F.2d at 743; Watson v.
Perez, 168 F. Supp. 3d 365, 373-74 (D. Mass. 2016); Spencer v. Dookhan, C.A. No. 13-11431-
DJC, 2014 WL 6904377, at *3 (D. Mass. Dec. 5, 2014); Manning, 839 F. Supp. at 128.
The Guerro stay is mandatory when the civil rights case alleges there was no probable
cause to issue warrants, arrest or charge, and the state criminal prosecution will settle the
probable cause issue. Manning, 839 F. Supp. at 127 (§ 1983 action must be stayed where
judgment in plaintiff’s favor would border on determination that he is not guilty of state criminal
charge). The mandatory stay should enter even though it is likely that litigation of the state
criminal charges will be delayed by the plaintiff’s conviction on unrelated federal charges. Id. at
127-28 (federal case stayed while state criminal information pending even though no trial date
set and “it has been suggested that the State of Rhode Island may have lost interest in
prosecuting [plaintiff] because he currently is serving a 33-year sentence at the United
12 Younger holds that the federal court lacks jurisdiction to interfere in a pending state criminal prosecution, even
where there is a claim of a violation of important federal rights, as long as the federal claims can be “raised and
resolved somewhere in the state process.” Maymó -Meléndez v. Álvarez-Ramírez, 364 F.3d 27, 36 (1st Cir. 2004).
When Younger applies, the federal court must abstain. Spencer v. Dookhan, Civil Action No. 13-11431-DJC, 2014
WL 6904377, at *3 (D. Mass. Dec. 5, 2014).
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Penitentiary in Lewisburg, Pennsylvania”). On the other hand, if it is unclear how the federal
rulings will affect the state criminal case, the stay is permissive; whether it should issue is based
on balancing the potential harm to comity and the orderly administration of criminal justice with
the potential prejudice to the litigant in staying the case. Guerro, 498 F.2d at 1255. If the civil
case presents an issue that is “entirely separate and distinct from those underlying the state
prosecution,” a stay is not appropriate as to that issue. Manning, 839 F. Supp. at 128-29.
Cases interpreting these principles have declined to struggle to parse the civil claims
when the gravamen of the case is an attack on the viability of the pending criminal charge. For
example, in Crooker v. Burns, the § 1983 civil action alleged Fourth Amendment violations in
the seizure of personal property, only some of which would likely become evidence in the
pending criminal case. 544 F. Supp. 2d 59, 61 (D. Mass. 2008). Rather than engaging in the
“extreme waste of judicial resources” required to make an item-by-item determination, the court
stayed the entire proceeding: “[t]hough it is conceivable that some of the allegedly improper
seizures involved items irrelevant to both [plaintiff]’s outstanding criminal conviction and the
pending charges, and thus [would] escape the Heck bar, conservation of judicial resources
dictates a single determination as to the applicability of Heck at the conclusion of all criminal
proceedings.” Id. at 64-65; see, e.g., Conrad v. Wayne KRC, C.A. No. 6:15cv77, 2015 WL
1739056, at *2 (E.D. Tex. Apr. 14, 2015) (“The civil case should, however, be stayed until the
pending criminal case has run its course, as until that time it may be difficult to determine the
relation, if any, between the two.”); Davis v. Richland Cty., No. 4:12-cv-3429-RMG, 2014 WL
3805802, at *5 (D.S.C. July 30, 2014) (where pending criminal charges implicated only one of
two plaintiffs, entire matter stayed in interest of judicial economy); Quinn v. Guerrero, No.
4:09cv166, 2010 WL 412901, at *1-4 (E.D. Tex. Jan. 28, 2010), adopted, 2010 WL 653477
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(E.D. Tex. Feb. 23, 2010) (when the court cannot determine which claims are barred by Heck,
civil case should be stayed in its entirety until criminal proceedings are completed).
In determining whether to issue such a stay, courts are mindful that delay of the civil
rights claim creates the risk of lost evidence and fading memories. While such equitable
considerations are acknowledged as significant, once a stay is mandated because many, if not all,
of the civil claims will likely be Heck-barred if the state criminal proceeding ends in conviction,
the factors that justify the stay – the importance of the interest of efficiency and comity – tip the
balance in favor of waiting until the state proceeding runs its course. As the court held in Quinn:
The Court is sympathetic to Plaintiff’s concerns about the effect that the passage
of time may have on evidence and witnesses, but these concerns do not outweigh
the considerations occasioned by Heck and other cases.
2010 WL 412901, at *4. Notably, the Quinn court did not ignore the plaintiff’s concerns about
the deleterious effects of delay. To the contrary, it addressed them by issuing a strongly-worded
reminder to defendants in the civil case of their “obligation to preserve evidence, including
electronic data, during the pendency of this suit.” Id. at *4.
Relatedly, Younger mandates abstention if a federal civil case seeks declaratory or
injunctive relief affecting a state criminal prosecution. 401 U.S. at 41 n.2, 54. The First Circuit
has interpreted Younger as also requiring abstention in § 1983 actions seeking damages where
the award sought would have “the same practical effect as a declaratory judgment: the federal
court has produced a ruling on the merits that the federal plaintiff can then use to alter the state
proceeding.” Rossi v. Gemma, 489 F.3d 26, 37-38 (1st Cir. 2007); see also Watson, 168 F.
Supp. 3d at 374. As long as there is no colorable allegation that the claimed defects in the
pending criminal proceeding cannot be raised in state court, Younger requires the federal court to
defer. Spencer, 2014 WL 6904377, at *1, 3 (court abstains from civil claim that criminal charge
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was brought as “witch hunt” based on fabricated evidence to retaliate for prior case). In
examining whether the ongoing state proceeding presents an adequate opportunity to raise
federal claims as defenses, the fact that the state proceeding “has moved at a snail’s pace” is no
reason to refrain from abstaining, as long as the federal-court plaintiffs never availed themselves
of state court remedies (like mandamus) to prevent the delay. Sirva Relocation, LLC v. Richie,
794 F. 3d 185, 196 (1st Cir. 2015).
The claims in Boudreau’s Complaint lie squarely within the scope of Wallace, Younger
and Guerro, where the Court is required to abstain or issue a stay.13 The Complaint’s essence is
that Boudreau is innocent of the embezzlement charged by the State; that the evidence presented
to the State Police to induce them to investigate the embezzlement charge was fabricated and
altered; and that exculpatory evidence was destroyed – all to retaliate against Boudreau for filing
the Boudreau 2013 Case. The Complaint not only seeks a declaration of the falsity of the
embezzlement charge, but also claims that the filing of the false charge and the related public
statements have caused him injury. That the lack of probable cause is intertwined with every
claim is clear from Boudreau’s pleading of the background facts – his allegation of the
intentional fabrication of probable cause is pled in twelve separate paragraphs, which are
interspersed throughout the fact section and woven into every one of the twenty-one Counts.
ECF No. 1-1 ¶¶ 190, 194, 200, 203, 209, 212, 227, 239, 250, 260, 264, 265. Indeed, Boudreau
concedes that an element of six of his twenty-one Counts is the absence of probable cause. ECF
No. 16 at 3-4. Further, with retaliatory prosecution (and inducement to prosecute) as the crux of
his civil case, it is clear that the issue of probable cause, vel non, is essential to the case.
13 Plaintiff’s principle legal argument relies on cases – e.g., Rapp v. Putnam, 644 F. App’x 621 (6th Cir. 2016); Fox
v. DeSoto, 489 F.3d 227 (6th Cir. 2007) – holding that the Heck-bar does not arise until there is a criminal
conviction. This argument misconstrues Defendants’ motion. They do not seek dismissal based on Heck. Rather,
they seek a stay based on Wallace, in anticipation that Heck may later be implicated.
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Hartman v. Moore, 547 U.S. 250, 262-66 (2006) (lack of probable cause is essential element of
claim of inducement to criminal prosecution in retaliation for speech, just as for claim of
retaliatory prosecution). To illustrate, even Boudreau’s vague allegation about the failure to train
law enforcement employees, read in context, clearly rests on the foundation that the alleged
embezzlement was investigated and prosecuted despite the absence of probable cause. See ECF
No. 1-1 ¶¶ 516-19.
Boudreau argues passionately that a stay would result in an unconscionable delay that
will prejudice his constitutional claims. However, a careful review of the unique circumstances
of this case suggests that any harm caused by a delay is likely to be limited. The underlying
embezzlement case is not one that depends on the ability of third-party witnesses to testify
regarding matters of fading recollection (such as the description of a perpetrator observed during
the commission of a crime). Rather, the pivotal factual dispute is whether Boudreau received
authorization to pay himself certain extra payments; the witnesses will be Boudreau himself
(should he choose to testify) and the Defendants in this case. Otherwise, the case will depend on
documents. Boudreau alleges that the payments he took were bonuses, and that
contemporaneous financial records and emails of ATC will confirm that. In any event, according
to Boudreau, any loss of evidence has long-since happened. Under these circumstances, I find
that a continued delay of Boudreau’s federal civil rights case will not have a catastrophic impact
on his ability to assert his civil rights claims, if they do not turn out to be Heck-barred by his
embezzlement conviction in state court.
Boudreau also argues that a stay is inappropriate because the sequence of the federal and
state criminal proceedings have operated to halt progress on the state criminal case; thus, a stay
will result in even further postponement of Boudreau’s civil suit. He contends that such a delay
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implicates the Younger principle that abstention should not be deployed if its use would
effectively deprive the federal litigant of a meaningful opportunity to raise federal defenses. In
considering these arguments, it is pertinent that Boudreau was detained in part based on his own
“abysmal” record of noncompliance with court-ordered obligations. Also pertinent is that
Boudreau’s attorney in the state criminal embezzlement case repeatedly requested continuances
before Boudreau was arrested and detained on the federal pornography charges. Moreover, the
attorney had already moved for discovery of the embezzlement documents and the State claims
that it has complied with all of its discovery obligations. Although Boudreau claims that critical
material has not been provided, his attorney has done nothing to follow up since Boudreau was
detained, not because of any legal impediment but because of a policy in his office to delay while
a warrant is pending. The only limitation on Boudreau’s attorney’s ability to proceed with
discovery or other motions raising constitutional defenses is that Boudreau cannot appear in state
court except by video conference. However, Boudreau has consented to video appearances,
while the State claims that Boudreau has appeared by video in other state criminal proceedings
since he has been federally detained.
These facts make plain that this is a case, like Sirva Relocation, where the slow, and now-
halted, pace of the state criminal proceeding results in large part from the actions and inactions
of Boudreau and his attorney. As such, it does not amount to a deprivation of a meaningful
opportunity to raise federal defenses sufficient to avoid Younger abstention. Sirva Relocation,
794 F.3d at 196 (abstention appropriate despite state’s “lackadaisical handling of matter” where
plaintiff never sought to expedite proceedings); see Manning, 839 F. Supp. at 127 (stay required
by Guerro despite delay due to State’s loss of interest in prosecuting plaintiff serving 33-year
federal sentence). In any event, Boudreau’s ability to raise his federal defenses in the state
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proceeding remains intact because he may choose to assert them as soon as the pending federal
criminal charges are resolved.
Based on the foregoing, I find that every Count of this Complaint appears to implicate
matters that go to the heart of “the validity of a state criminal conviction which has not yet
completed the full course.” Guerro, 498 F.2d at 1255. For that reason, despite a state criminal
proceeding that has been thrown off track by Plaintiff’s federal arrest and detention on unrelated
charges, I find that the requested stay is mandatory and recommend that the Court stay this
matter until the state criminal prosecution is concluded.
Further, to the extent that it is conceivable that some aspect of this Complaint could be
litigated without undermining the matters in issue in the state criminal proceeding,14 I find that
the “potential harm to comity and the orderly administration of criminal justice” outweigh the
less-than-catastrophic harm to Boudreau arising from a delay, particularly where the harms to
comity and the administration of justice are far from hypothetical, given Boudreau’s conduct as a
litigant in other civil rights cases he has filed.15 See Guerro, 498 F.2d at 1255; Quinn, 2010 WL
412901, at *1-4 (stay ordered where need to protect rights of parties in criminal matter outweighs
concerns about the passage of time on plaintiff’s civil case). At bottom, like the court in
Crooker, I decline to devote judicial resources to attempting to untangle this complex pleading as
Plaintiff urges. See 544 F. Supp. 2d at 64 (citing Wallace, proper course is to stay all civil
claims until pending indictment is resolved). Rather, I recommend that the Complaint be stayed
14 To be clear, I find that none of the Counts or claims in the Complaint is “entirely separate and distinct from that
underlying the state prosecution,” so as to render the stay unnecessary as to such a Count or claim. See Manning,
839 F. Supp. at 128-29.
15 For example, in the Boudreau 2013 Case, the Court made the finding that Boudreau tried to use his status as a
federal court plaintiff to interfere with the State’s supervision of his conditions of criminal probation, leaving
unresolved only whether he acted in good faith in so doing. Likewise, in Boudreau’s latest case focused on the
legality of the child pornography investigation leading to his 2014 conviction, his conduct has resulted in a court
order barring him from filing motions or papers without leave of Court.
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in its entirety. To mitigate the potential harm from the delay, as in Quinn, I remind all
Defendants of their obligation to preserve evidence while this civil suit is stayed, including the
electronic data and the other documents Boudreau references in his Complaint and other filings,
to the extent that such materials ever existed or still exist.
Alternatively, viewing the Complaint through the Younger lens, I find that Boudreau has
filed a civil case based on a retaliatory prosecution and retaliatory inducement to prosecute for
which he is seeking money damages, declaratory relief and potentially an injunction barring the
state prosecution,16 and that it is crystal clear that the effect of this § 1983 action, were Boudreau
to prevail on his claim that Defendants lacked probable cause, would substantially undermine the
validity of the state embezzlement charge. See Landrigan, 628 F.2d at 743 (citing Guerro, 489
F.2d at 1253). Thus, the federalism concerns behind Younger abstention are applicable17 and
require that the civil case should be held in abeyance pending final determination in the state
court system of the criminal charge resulting from that arrest. Landrigan, 628 F.2d at 748.
Finding that Younger abstention is appropriate in the circumstances presented by Boudreau’s
Complaint, I also recommend that the Court abstain until the state criminal case has concluded.
III. 	Conclusion
Based on the foregoing, I recommend that Defendants’ Joint Motion for a Stay of
Proceedings (ECF No. 9) be GRANTED. Any objection to this report and recommendation must
16 The latter request for relief is mentioned in one of Boudreau’s briefs, ECF No. 12 at 21, although not (yet) in the
Complaint itself.
17 Plaintiff argues that Younger does not apply because he has accused the police of bad faith. This contention fails
because the law is clear that the making of such a claim does not alter the Younger requirement that the federal court
abstain. As Landrigan holds, to avoid Younger abstention, the bad faith showing must be more than just alleged bad
faith on the part of the police officers who initiated the criminal proceeding. 628 F.2d at 743-44. Rather, the
claimant must show bad faith by those responsible for the prosecution. Id. Because Younger stipulates that federal
interference with state criminal proceedings is to be the exception rather than the rule, an allegation of police bad
faith does not suffice to license federal interference. Landrigan, 628 F.2d at 743.
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be specific and must be served and filed with the Clerk of the Court within fourteen (14) days
after its service on the objecting party. See Fed. R. Civ. P. 72(b)(2); DRI LR Cv 72(d). Failure
to file specific objections in a timely manner constitutes waiver of the right to review by the
district judge and the right to appeal the Court’s decision. See United States v. Lugo Guerrero,
524 F.3d 5, 14 (1st Cir. 2008); Park Motor Mart, Inc. v. Ford Motor Co., 616 F.2d 603, 605 (1st
Cir. 1980).
/s/ Patricia A. Sullivan
PATRICIA A. SULLIVAN
United States Magistrate Judge
November 9, 2017
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