5:24-cv-01221•O'Dett v. Commissioner of Social Security
Texte intégral
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK ___________________________________________ NICOLE O., Plaintiff, v. 5:24-CV-01221 (MAD/ML) COMMISSIONER OF SOCIAL SECURITY, Defendant. _____________________________________________ APPEARANCES: OF COUNSEL: HILLER COMERFORD JUSTIN M. GOLDSTEIN, ESQ. INJURY & DISABILITY LAW MARY ELLEN GILL, ESQ. Attorneys for Plaintiff 6000 North Bailey Avenue - Suite 1A Amherst, New York 14226 U.S. SOCIAL SECURITY ADMIN. MOLLY CARTER, ESQ. Counsel for Defendant 6401 Security Boulevard Baltimore, Maryland 21235 MIROSLAV LOVRIC, United States Magistrate Judge REPORT-RECOMMENDATION Plaintiff Nicole O. (“Plaintiff”) brings this action pursuant to 42 U.S.C. § 405(g) seeking judicial review of a final decision of the Commissioner of Social Security (“Defendant” or “Commissioner”) denying her application for Disability Insurance Benefits (“DIB”). (Dkt. No. 1.) This matter was referred to me for Report and Recommendation by the Honorable Mae A. D’Agostino, United States District Court Judge, pursuant to 28 U.S.C. § 636(b) and Local Rule 72.3(d). (Dkt. Nos. 3, 4.) This case has proceeded in accordance with General Order 18. Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 1 of 17
2 Currently before this Court are Plaintiff’s motion for judgment on the pleadings and Defendant’s motion for judgment on the pleadings. (Dkt. Nos. 13, 16, 17.) For the reasons set forth below, this Court recommends that the District Court grant Defendant’s motion for judgment on the pleadings and affirm the Commissioner’s decision. I. PROCEDURAL HISTORY On April 13, 2022, Plaintiff protectively filed an application for DIB alleging disability dating from April 4, 2022. (Administrative Transcript (“T.”) 194-200.) Her application was denied initially on September 14, 2022, and her request for administrative reconsideration was denied on December 12, 2022. (T. 58-88, 96-117.) Plaintiff’s request for a hearing was granted. (T. 118-119, 160-164.) On December 14, 2023, Plaintiff and vocational expert (“VE”) Christine DiTrinco testified by telephone before Administrative Law Judge (“ALJ”) Kenneth Theurer. (T. 37-57.) The ALJ issued an unfavorable decision on January 11, 2024 and the Appeals Council denied Plaintiff’s request for review on August 8, 2024. (T. 1-6, 14-36.) Plaintiff commenced this proceeding on October 4, 2024 to challenge the Commissioner’s denial of disability benefits. (Dkt. No. 1.) II. GENERALLY APPLICABLE LAW A. Scope of Review In reviewing a final decision of the Commissioner, a court must determine whether the correct legal standards were applied and whether substantial evidence supports the decision. Featherly v. Astrue, 793 F. Supp. 2d 627, 630 (W.D.N.Y. 2011) (citations omitted); Rosado v. Sullivan, 805 F. Supp. 147, 153 (S.D.N.Y. 1992) (citing Johnson v. Bowen, 817 F.2d 983, 985 (2d Cir. 1987)). A reviewing court may not affirm the ALJ’s decision if it reasonably doubts Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 2 of 17
3 whether the proper legal standards were applied, even if the decision appears to be supported by substantial evidence. Johnson, 817 F.2d at 986. A court’s factual review of the Commissioner’s final decision is limited to the determination of whether there is substantial evidence in the record to support the decision. 42 U.S.C. § 405(g) (2015); Rivera v. Sullivan, 923 F.2d 964, 967 (2d Cir. 1991). To facilitate the court’s review, an ALJ must set forth the crucial factors justifying his or her findings with sufficient specificity to allow a court to determine whether substantial evidence supports the decision. Roat v. Barnhart, 717 F. Supp. 2d 241, 248 (N.D.N.Y. 2010); see also Ferraris v. Heckler, 728 F.2d 582, 587 (2d Cir. 1984). “Substantial evidence has been defined as ‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’” Williams ex rel. Williams v. Bowen, 859 F.2d 255, 258 (2d Cir. 1988) (citations omitted). It must be “more than a mere scintilla” of evidence scattered throughout the administrative record. Featherly, 793 F. Supp. 2d at 630; Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). “To determine on appeal whether an ALJ’s findings are supported by substantial evidence, a reviewing court considers the whole record, examining the evidence from both sides, because an analysis of the substantiality of the evidence must also include that which detracts from its weight.” Williams, 859 F.2d at 258 (citations omitted). Where substantial evidence supports the ALJ’s findings they must be sustained “even where substantial evidence may support the plaintiff’s positions and despite that the court’s independent analysis of the evidence may differ from the [ALJ’s].” Rosado, 805 F. Supp. at 153. In other words, a reviewing court cannot substitute its interpretation of the administrative record for that of the Commissioner if Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 3 of 17
4 the record contains substantial support for the ALJ’s decision. Rutherford v. Schweiker, 685 F.2d 60, 62 (2d Cir. 1982). B. Standard for Benefits1 To be considered disabled, a plaintiff-claimant seeking benefits must establish that he or she is “unable to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months.” 42 U.S.C. § 1382c(a)(3)(A). In addition, the plaintiff-claimant’s physical or mental impairment or impairments [must be] of such severity that he is not only unable to do his previous work but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy, regardless of whether such work exists in the immediate area in which he lives, or whether a specific job vacancy exists for him, or whether he would be hired if he applied for work. Id. § 1382c(a)(3)(B). Acting pursuant to its statutory rulemaking authority (42 U.S.C. § 405(a)), the Social Security Administration (“SSA”) promulgated regulations establishing a five-step sequential evaluation process to determine disability. 20 C.F.R. § 416.920(a)(4) (2015). Under that five- step sequential evaluation process, the decision-maker determines: (1) whether the claimant is currently engaged in substantial gainful activity; (2) whether the claimant has a severe impairment or combination of impairments; (3) whether the impairment meets or equals the severity of the specified impairments in the Listing of Impairments; (4) based on a “residual functional capacity” 1 The requirements for establishing disability under Title XVI, 42 U.S.C. § 1382c(a)(3) and Title II, 42 U.S.C. § 423(d), are identical, so that “decisions under these sections are cited interchangeably.” Donato v. Sec’y of Health and Human Servs., 721 F.2d 414, 418 n.3 (2d Cir. 1983) (citation omitted). Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 4 of 17
5 assessment, whether the claimant can perform any of his or her past relevant work despite the impairment; and (5) whether there are significant numbers of jobs in the national economy that the claimant can perform given the claimant’s residual functional capacity, age, education, and work experience. McIntyre v. Colvin, 758 F.3d 146, 150 (2d Cir. 2014). “If at any step a finding of disability or non-disability can be made, the SSA will not review the claim further.” Barnhart v. Thomas, 540 U.S. 20, 24 (2003). III. FACTS As of the date of the ALJ’s decision, Plaintiff was 49 years old. (T. 194.) She is a high school graduate and has completed some college courses. (T. 43, 47, 242, 555.) She worked for over twenty years as a supervisor and manager at a residential home for individuals with disabilities. (T. 43, 555.) Her responsibilities in this role ranged from direct client care to administrative tasks such as hiring and scheduling. (T. 44-45.) She resigned from this position in October 2021. (T. 46.) She worked briefly as a substitute teacher but left this position in October 2022 due to medical problems. (T. 550, 555.) Plaintiff was hospitalized in January 2022 for extreme abdominal pain and was diagnosed with splenic infarct, a condition where clots block blood flow to the spleen. (T. 381, 550, 864.) Her condition responded to blood thinners, so surgery was deemed unnecessary. (T. 864, 889.) Since that hospitalization, Plaintiff has been treated with anticoagulants and received iron infusions to address diagnosed anemia. (T. 889, 960.) Despite ongoing treatment, Plaintiff has experienced nausea, constipation, gastrointestinal pain, fatigue, and joint pain. (T. 47, 960.) Her primary care physician prescribed medication for depression symptoms, but Plaintiff has not received any formal mental health treatment during the period under review. (T. 48, 555.) The record includes Plaintiff’s relevant medical history. Rather than summarizing the Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 5 of 17
6 records at the outset, I will refer to the pertinent records during my discussion of Plaintiff’s arguments. IV. THE ALJ’S DECISION As an initial matter, the ALJ determined that Plaintiff met the insured status requirements through December 31, 2026. (T. 19.) Based upon his review of the administrative record, the ALJ found that Plaintiff had not engaged in substantial gainful activity after the alleged onset date of April 4, 2022. (Id.) At step two, the ALJ found that Plaintiff has the following severe impairments: “hypothyroidism, type 1 diabetes mellitus, anemia, and gastritis.” 2 (T. 20-24.) At step three of the evaluation, the ALJ found that Plaintiff’s impairments either singly or in combination did not meet or medically equal the severity of a listed impairment, including Listing 5.06 (inflammatory bowel disease), Listing 7.05 (hemolytic anemias, including sickle cell disease, thalassemia, and their variants), and Listing 9.00 (endocrine disorders). (T. 24-25.) Next, the ALJ found that Plaintiff could perform less than the full range of light work. (T. 25- 30.) Specifically, the ALJ found that Plaintiff: can occasionally lift and carry twenty pounds, she can frequently lift and carry ten pounds, she can sit up to six hours, and can stand or walk for approximately six hours in an eight hour workday with normal breaks, she can occasionally climb ramps or stairs, she can never climb ladders, ropes, or scaffolds, and she can perform occasional balancing, stooping, kneeling, crouching and crawling. In addition, she should have ready access to a restroom. (T. 25-26.) In making the RFC determination, the ALJ stated that he considered all of Plaintiff’s symptoms, and the extent to which those symptoms could “reasonably be accepted as consistent 2 Gastritis is an inflammation of the stomach lining. https://my.clevelandclinic.org/ health/ diseases/10349-gastritis [https://perma.cc/MY6A-C48G] Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 6 of 17
7 with the objective medical evidence and other evidence, based on the requirements of 20 C.F.R. 404.1529” and Social Security Ruling (“SSR”) 16-3p. (T. 26.) The ALJ further stated that he considered opinion evidence and prior administrative medical findings in accordance with 20 C.F.R. §§ 404.1520c. (Id.) The ALJ also considered Plaintiff’s subjective complaints regarding pain, symptoms, and functional limitations raised during the hearing and in the overall administrative record and found them “not entirely consistent with the medical evidence and other evidence in the record . . .” (Id.) At step four, the ALJ found that Plaintiff was not capable of performing her past relevant work. (T. 30-31.) Relying on the VE testimony, the ALJ next found that Plaintiff was capable of performing jobs that existed in significant numbers in the national economy. (T. 31-32.) Thus, the ALJ found that Plaintiff was not disabled from the alleged onset date of April 4, 2022 through the date of the ALJ’s decision. (T. 32.) V. ISSUES IN CONTENTION Plaintiff argues that the ALJ’s RFC determination fails to appropriately account for the limitations imposed by her gastrointestinal impairments by failing to specify how frequently she would require breaks or be off-task due to her need to use the restroom. (Dkt. No. 13-1 at 9-12.) In addition, Plaintiff contends that the ALJ failed to adequately account for the mental health limitations set forth in the consultative psychiatric opinion of Dr. Dennis Noia. (Dkt. No. 13-1 at 12-14.) The Commissioner contends that the ALJ’s RFC determination and ultimate disability determination were supported by substantial evidence. (Dkt. No. 16 at 4-11.) For the reasons set forth below, this Court recommends that the District Court deny Plaintiff’s motion for judgment on the pleadings, grant Defendant’s motion for judgment on the pleadings, and affirm the Commissioner’s decision. Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 7 of 17
8 VI. RFC AND MEDICAL OPINION EVIDENCE A. Legal Standards 1. RFC RFC is “what [the] individual can still do despite his or her limitations. Ordinarily, RFC is the individual’s maximum remaining ability to do sustained work activities in an ordinary work setting on a regular and continuing basis. . . .” A “regular and continuing basis” means eight hours a day, for five days a week, or an equivalent work schedule. Balles v. Astrue, No. 3:11-CV-1386 (MAD), 2013 WL 252970, at *2 (N.D.N.Y. Jan. 23, 2013) (citing Melville v. Apfel, 198 F.3d 45, 52 (2d Cir. 1999) (quoting SSR 96–8p, 1996 WL 374184, at *2)); Babcock v. Berryhill, No. 5:17-CV-00580 (BKS), 2018 WL 4347795, at *12-13 (N.D.N.Y. Sept. 12, 2018); Tankisi v. Comm’r of Soc. Sec., 521 F. App’x 29, 33 (2d Cir. 2013); Stephens v. Colvin, 200 F. Supp. 3d 349, 361 (N.D.N.Y. 2016). In rendering an RFC determination, the ALJ must consider objective medical facts, diagnoses, and medical opinions based on such facts, as well as a plaintiff’s subjective symptoms, including pain and descriptions of other limitations. 20 C.F.R. §§ 404.1545, 416.945. See Martone v. Apfel, 70 F. Supp. 2d 145, 150 (N.D.N.Y. 1999) (citing LaPorta v. Bowen, 737 F. Supp. 180, 183 (N.D.N.Y. 1990)); Kirah D. v. Berryhill, No. 3:18-CV-0110 (CFH), 2019 WL 587459, at *8 (N.D.N.Y. Feb 13, 2019); Genier v. Astrue, 606 F.3d 46, 49 (2d Cir. 2010). An ALJ must specify the functions a plaintiff is capable of performing and may not simply make conclusory statements regarding a plaintiff’s capacities. Roat v. Barnhart, 717 F. Supp. 2d 241, 267 (N.D.N.Y. 2010); Martone, 70 F. Supp. 2d at 150 (citing Ferraris, 728 F.2d at 588; LaPorta, 737 F. Supp. at 183, Stephens v. Colvin, 200 F. Supp. 3d 349, 361 (N.D.N.Y. 2016); Whittaker v. Comm’r of Soc. Sec., 307 F. Supp. 2d 430, 440 (N.D.N.Y. 2004). The RFC assessment must Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 8 of 17
9 also include a narrative discussion, describing how the evidence supports the ALJ’s conclusions, citing specific medical facts, and non-medical evidence. Natashia R. v. Berryhill, No. 3:17-CV- 01266 (TWD), 2019 WL 1260049, at *11 (N.D.N.Y. Mar. 19, 2019) (citing SSR 96-8p, 1996 WL 374184, at *7). 2. Evaluating Medical Evidence The regulations regarding the evaluation of medical evidence have been amended for claims filed after March 27, 2017,3 and several of the prior Social Security Rulings, including SSR 96-2p, have been rescinded. According to the new regulations, the Commissioner “will no longer give any specific evidentiary weight to medical opinions; this includes giving controlling weight to any medical opinion.” Revisions to Rules Regarding the Evaluation of Medical Evidence (“Revisions to Rules”), 82 Fed. Reg. 5844, at 5867–68, 2017 WL 168819 (Jan. 18, 2017), see 20 C.F.R. §§ 404.1520c(a), 416.920c(a). Instead, the Commissioner must consider all medical opinions and “evaluate their persuasiveness” based on the following five factors: supportability; consistency; relationship with the claimant; specialization; and “other factors.” 20 C.F.R. §§ 404.1520c(a)-(c), 416.920c(a)-(c). Although the new regulations eliminate the perceived hierarchy of medical sources, deference to specific medical opinions, and assigning “weight” to a medical opinion, the ALJ must still “articulate how [he or she] considered the medical opinions” and “how persuasive [he or she] find[s] all of the medical opinions.” Id. at §§ 404.1520c(a) and (b)(1), 416.920c(a) and (b)(1). The two “most important factors for determining the persuasiveness of medical opinions 3 Plaintiff’s applications were protectively filed on April 13, 2022. (T. 194-200.) Thus, the new regulations apply in this case. Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 9 of 17
10 are consistency and supportability,” which are the “same factors” that formed the foundation of the treating source rule. Revisions to Rules, 82 Fed. Reg. 5844-01 at 5853. An ALJ is specifically required to “explain how [he or she] considered the supportability and consistency factors” for a medical opinion. 20 C.F.R. §§ 404.1520c(b)(2), 416.920c(b)(2). With respect to “supportability,” the new regulations provide that “[t]he more relevant the objective medical evidence and supporting explanations presented by a medical source are to support his or her medical opinion(s) or prior administrative medical finding(s), the more persuasive the medical opinions or prior administrative medical finding(s) will be.” Id. at §§ 404.1520c(c)(1), 416.920c(c)(1). The regulations provide that with respect to “consistency,” “[t]he more consistent a medical opinion(s) or prior administrative medical finding(s) is with the evidence from other medical sources and nonmedical sources in the claim, the more persuasive the medical opinion(s) or prior administrative medical finding(s) will be.” Id. at §§ 404.1520c(c)(2), 416.920c(c)(2). Under the new regulations an ALJ must consider, but need not explicitly discuss, the three remaining factors in determining the persuasiveness of a medical source’s opinion. Id. at §§ 404.1520c(b)(2), 416.920c(b)(2). However, where the ALJ has found two or more medical opinions to be equally well supported and consistent with the record, but not exactly the same, the ALJ must articulate how he or she considered those factors contained in paragraphs (c)(3) through (c)(5). Id. at §§ 404.1520c(b)(3), 416.920c(b)(3). B. The ALJ’s RFC Determination Regarding Plaintiff’s Need for Ready Access to a Bathroom was Supported by Substantial Evidence. In light of Plaintiff’s documented digestive and gastrointestinal issues, the ALJ included Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 10 of 17
11 “ready access to a restroom” as part of his RFC determination. (T. 26.) Plaintiff contends that this is limitation is impermissibly vague because it does not specify how frequently she will need breaks to use the restroom or how long she will be off-task due to her impairments. (Dkt. No. 13- 1 at 9-12.) This Court disagrees and finds that the ALJ’s RFC determination was sufficient in light of the available record and supported by substantial evidence. Thus, Plaintiff’s argument does not provide a basis for remand. Although Plaintiff suggests that ALJ merely included the restroom accommodation “as an afterthought” or “some sort of provision of a benefit of the doubt to Plaintiff,” the ALJ’s decision devoted significant analysis to Plaintiff’s treatment history for digestive and gastrointestinal issues and her response to that treatment, stating: . . . [Plaintiff’s] anemia and gastritis responded well to treatment. [Plaintiff ]was admitted to the Emergency Department for abdominal pain in January 2022. She was treated for aortic thrombus without the need for acute surgical intervention, and discharged as hemodynamically stable. On this occasion, she had unexplained iron deficiency, and her thrombocystosis4 was found to be likely reactive to her iron deficiency. Additional testing in the way of a hypercoagulable work-up was ordered to determine if [Plaintiff] would be a better candidate for warfarin therapy versus continuing direct oral anticoagulants (DOAC). [Plaintiff] required iron transfusions due to her iron-deficiency anemia, but in October 2023, she reported that she no longer needs iron transfusions, and she has felt better and more energetic since she received the transfusions. In January 2022, when [Plaintiff] was seen for upper abdominal pain, anemia, high white count, and high platelets, imaging showed [Plaintiff] had an enlarged spleen and eccentric mural thrombus in the aorta. Diagnostic images from January 2022 shows that [Plaintiff] has splenic infarct. She did not need surgery and is prescribed medication for this condition. It is of note that, later, in April 2022, CT imaging showed that [Plaintiff’s] spleen was found to be borderline enlarged, but smaller than on the previous study and the abnormal patchy low density area in the spleen seen on the prior study was no longer visible. Ultrasound images of [Plaintiff’s] abdomen from January 2023 were unremarkable. [Plaintiff] also has gastritis. 4 Thrombocytosis is a high blood platelet count that can lead to clots and complications including heart attack and stroke. https://my.clevelandclinic.org/health/diseases/13350- thrombocytosis [https://perma.cc/VEP6-HMTC]. Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 11 of 17
12 Despite testifying that she required use of a restroom several times a day, progress notes from August 2022 indicated that [Plaintiff] was negative for H. pylori5, and treatment notes from January 2023 described her gastritis as mild. Efforts to determine the etiology of [Plaintiff’s] symptoms resulted in a normal study of the liver and normal gallbladder ejection fraction, which were both from February 2023. Similarly, a colonoscopy performed at the same time had insignificant results. In addition, recent progress notes from June 2023 indicated that [Plaintiff] experienced no recent weight changes associated with her gastritis. There are times [Plaintiff] denied experiencing constipation, diarrhea, nausea, and vomiting. The undersigned has nevertheless accounted for [Plaintiff’s] gastritis and other gastrointestinal complaints, as well as her documented treatment for these symptoms, by including ready access to a restroom. (T. 28-29.) (internal citations omitted) The ALJ also analyzed the evidence regarding time off-task more generally, stating: The evidence does not support greater limitations due to off-task behavior and excessive absences. For example, [Plaintiff] alleges that she is weak and nauseous all the time and needs to rest after completing household tasks. However, the records do not reflect her needing rest after exertion during medical appointments. . . . Also the record does not suggest that she had a routine pattern of missing, canceling, or being later for appointments. Moreover, [Plaintiff] has only a mild limitation in concentration and attention, as evidenced by the following: [Plaintiff’s] recent and remote memory skills were found to be relatively intact during the consultative exam, and she was able to state 3 objects immediately, 2 after a delay, 5 digits forward and 3 in reverse during the same exam, as well as on another occasion, [Plaintiff’s] memory was intact and her attention was normal during an appointment in January 2023. Furthermore, there were also several occasions in the record wherein [Plaintiff] was alert and awake while meeting with providers. (T. 29.) (internal citation omitted) Plaintiff has not challenged the accuracy of the ALJ’s summary of the record evidence, and neither her brief nor this Court’s searching review of the record has identified any medical opinion or other evidence suggesting that Plaintiff would be unable to complete a normal 5 Helicobacter pylori, or H. pylori, is a common bacterial stomach infection that can cause stomach pain, bloating, gas, and more rarely, peptic ulcers in the stomach or intestines. https://www.mayoclinic.org/diseases-conditions/h-pylori/symptoms-causes/syc-20356171 [https://perma.cc/AJD6-SBXJ] Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 12 of 17
13 workday because of her need to use the restroom. Thus, “[t]his is not a situation where the ALJ failed to discuss the need for ready access to a bathroom or ignored medical opinions opining as such.” See Ashley E. v. Comm’r of Soc. Sec., No. 6:22-CV-299 (GTS/CFH), 2023 WL 62117792, at *20 (N.D.N.Y. August 21, 2023) rep’t and rec. adopted, 2023 WL 6215829 (N.D.N.Y. Sept. 25, 2023). Indeed, the facts of this case are readily distinguishable from those relied upon by Plaintiff in favor of remand. See, e.g., Dunsford v. Comm'r of Soc. Sec., No. 5:21- CV-1167 (LEK), 2023 WL 2242083, at *8 (N.D.N.Y. Feb. 27, 2023) (remanding because “despite finding [a medical] opinion that unscheduled bathroom breaks were needed, the ALJ’s RFC omits the allowance for unscheduled bathroom breaks, and merely provides for [the p]laintiff’s ‘access’ to a bathroom.”); Crystal C. v. Comm'r of Soc. Sec., No. 22-CV-6358 (MWP), 2023 WL 4781905, at *5 (W.D.N.Y. July 27, 2023) (remanding where ALJ ignored treatment notes documenting Plaintiff’s need to use the restroom multiple times per hour); see also Brian D. v. Comm'r of Soc. Sec., No. 3:21-CV-1368 (CFH), 2023 WL 1765429, at *8 (N.D.N.Y. Feb. 3, 2023) (“[T]he ALJ concluded that plaintiff ‘should have restrooms that are readily accessible and available to’ him but did not explain how often plaintiff may need to take breaks to use the restroom and whether those breaks would fall within the normal work schedule. This is despite the medical opinions concluding that plaintiff would need to take a lot of breaks and would struggle to maintain a schedule.”). Likewise, there is no documentary or testimonial evidence to support Plaintiff’s contention that her need to use the restroom would force her off-task beyond the typically acceptable fifteen percent threshold identified by the VE. (T. 56.) Therefore, the ALJ’s analysis of the VE testimony does not present grounds for remand. See Laurie A. T. v. Kijakazi, No. 8:21-CV-1071 (TJM/DEP), 2022 WL 17342044, at *10 n.10 (N.D.N.Y. Nov. 2, 2022), rep’t and Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 13 of 17
14 rec. adopted, 2022 WL 17338813 (N.D.N.Y. Nov. 30, 2022) (finding no basis for remand where “there is no indication that plaintiff's need to use the restroom two-to-five times per day would result in her being off-task in excess of the ten-percent threshold opined by the vocational expert.”); Tina M. v. Comm'r of Soc. Sec., No. 19-CV-1481-LJV, 2021 WL 1298492, at *5-6 (W.D.N.Y. Apr. 7, 2021) (remanding where ALJ did not compare plaintiff’s testimony that she needed to use the bathroom up to ten times per day against VE testimony that an employer would likely tolerate a total of about fifty minutes off task each day). Therefore, this Court finds that the ALJ’s evaluation of the evidence related to Plaintiff’s need to use the restroom during the workday does not present any grounds to recommend remand. C. The ALJ’s Evaluation of Dr. Noia’s Consultative Psychiatric Opinion Was Supported by Substantial Evidence. Dr. Dennis Noia performed a consultative psychiatric examination of Plaintiff on August 30, 2022. (T. 555-558.) Prior to the examination, Plaintiff reported that her depression symptoms were “usually controlled with medication” but that she still had difficulty sleeping, excessive worry, and a concern that others did not listen to her. (T. 555.) During the examination, Dr. Noia observed Plaintiff to have a cooperative and responsive demeanor with adequate social skills. (T. 556.) She displayed coherent thought processes but reported feeling stressed that day. (Id.) Dr. Noia opined that Plaintiff had intact attention and concentration, as documented by her ability to performing counting exercises, simple calculations, and “serial 7s from 100.”6 (Id.) He also opined that Plaintiff had “relatively intact” recent and remote memory and average intellectual functioning. (T. 555-556.) 6 “Serial 7s” is a cognitive test that typically requires the patient to start at 100 and count Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 14 of 17
15 Based on his examination findings, Dr. Noia opined that Plaintiff showed no limitations with regard to understanding, remembering, and applying simple or complex directions and instructions, using reason and judgment to make work-related decisions, interacting adequately with supervisors, coworkers, and the public, sustaining an ordinary routine and regular attendance at work, maintaining personal hygiene and appropriate attire, and being aware of normal hazards and taking appropriate precautions. (T. 557.) Dr. Noia further opined that Plaintiff had “mild” limitations with regard to regulating emotions, controlling behaviors, and maintaining well-being. (Id.) In Dr. Noia’s opinion, the results of his examination “appear to be consistent with psychiatric problems and these may occasionally interfere with her ability to function on a daily basis.” (Id.) The ALJ found Dr. Noia’s opinion to be “persuasive” but elected not to adopt the opinion in full. (T. 22-23.) In particular, the ALJ found record support for Dr. Noia’s opinions that Plaintiff had no apparent limitations in her ability to use reason and judgment, sustain concentration and perform tasks at a consistent pace, sustain an ordinary routine and regular attendance at work, maintain personal hygiene and appropriate attire, and be aware of workplace hazards. (T. 23.) The ALJ also found Dr. Noia’s conclusion that Plaintiff had no more than mild memory impairment to be supported by the consultative examination report and the broader treatment record. (T. 23, 341, 556-557, 678.) However, the ALJ found no evidence that Plaintiff had even mild difficulty regulating her emotions, controlling her behavior, or maintaining her well-being. (T. 23, 341, 808, 812, 963.) In particular, the ALJ cited Plaintiff’s behavior during various medical appointments and the lack of any documented emotional outbursts or down by repeatedly subtracting 7 (100 . . 93 . . .86, etc.). See Bey v. Comm’r of Soc. Sec., 21- CV-7832 (KHP), 2023 WL 1098183, at *2 (S.D.N.Y. January 30, 2023) (summarizing test). Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 15 of 17
16 inappropriate behavior elsewhere in the record. (T. 23, 869, 906.) Based on this analysis, the ALJ found Plaintiff’s mental health impairments to be non-severe at step two, and did not include any psychiatric limitations in the RFC determination. (T. 22-23, 25-26, 29.) Plaintiff’s brief focuses on Dr. Noia’s overall conclusion that psychiatric problems “may occasionally interfere” with Plaintiff’s daily functions, interpreting this as the equivalent of an occasional inability to maintain a routine and regular schedule. (Dkt. No. 13-1 at 12.) However, this interpretation is contradicted by Dr. Noia’s actual function by function assessment, in which the consultative examiner opined that Plaintiff had “no limitations” sustaining an ordinary routine and regular attendance at work. (T. 557.) More crucially, the ALJ’s decision includes a thorough analysis of Dr. Noia’s opinion and Plaintiff’s mental health history, with the ALJ fully explaining his reasons for finding most of the opinion persuasive and discounting the portion regarding regulation of emotion, control of behavior, and maintenance of well-being. Carl D. v. Comm'r of Soc. Sec., No. 8:18-CV-1106 (DJS), 2019 WL 5537627, at *8 (N.D.N.Y. Oct. 25, 2019) (“. . . the ALJ is required to provide rationale in the written decision sufficient to allow this Court to conduct an adequate review of his findings.”) This analysis properly influenced both his step two determination that Plaintiff’s mental health impairments were non-severe, and his decision to exclude mental health limitations from the RFC. Parker-Grose v. Astrue, 462 F. App'x 16, 18 (2d Cir. 2012) (summary order) (citing 20 C.F.R. § 404.1545(a)(2) (“We will consider all of your medically determinable impairments of which we are aware, including your medically determinable impairments that are not ‘severe [ ]’ ... when we assess your [RFC] ...”)). There is no requirement that the ALJ fully accept the opinion of a consultative examiner concerning a claimant's limitations, and he may properly “credit those portions of a consultative Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 16 of 17
17 examiner's opinion which the ALJ finds supported by substantial evidence of record and reject portions which are not so supported.” Deborah M. v. Kijakazi, No. 1:20-CV-1600 (FJS), 2022 WL 2274780, at *7 (N.D.N.Y. June 23, 2022) (collecting cases). The ALJ did so here, and thus reached a well-supported RFC determination that did not impose any mental health limitations. Accordingly, this Court finds no grounds to recommend remand based on the ALJ’s evaluation of Dr. Noia’s consultative psychiatric opinion. ACCORDINGLY, it is RECOMMENDED that the Commissioner’s decision be AFFIRMED, Defendant’s motion for judgment on the pleadings (Dkt. No. 16) be GRANTED; Plaintiff’s motion for judgment on the pleadings (Dkt. No. 13) be DENIED; and Plaintiff’s complaint (Dkt. No. 1) be DISMISSED. Pursuant to 28 U.S.C. § 636(b)(1), the parties have 14 days within which to file written objections to the foregoing report. Such objections shall be filed with the Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN 14 DAYS WILL PRECLUDE APPELLATE REVIEW. Roldan v. Racette, 984 F.2d 85 (2d Cir. 1993) (citing Small v. Secretary of Health and Human Services, 892 F.2d 15 (2d Cir. 1989)); 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72. Dated: Binghamton, New York December 23, 2025 Binghamton, New York Case 5:24-cv-01221-MAD-ML Document 18 Filed 12/23/25 Page 17 of 17
Vous vous demandez comment ce texte s’applique à votre situation ?
Consultation gratuite, sans engagement
Décrivez votre situation. Notre équipe vous recontactera par e-mail pour votre consultation.
Poursuivez vos recherches dans ChatGPT ou Claude
Connectez Omnilex pour rechercher dans le corpus juridique depuis votre assistant IA.