IN RE: The GAP Stores Securities Litigation

JPMI, FORM 1A DOCKET ENTRIES
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 277 -- IN RE THE GAP STORES SECURITIES LITIGATION
Date Code
10/6/76 MOTION W/SUPPORTING BRIEF -- The GAP Stores, Inc., Robert J. Fisher,
William S. Fisher, Donald G. Fisher, John P. Carver, Thomas
lL John Haas, Jr., Sue Ellen Haas, Dorothy B. Feigenbaum, Frances
] Fay Bowes, William C. Callender, David E. Cookson, Robert A.
LC Cookson and Harold W. Cookson, etc. -- w/Appendix A and B
FC] copies of complaints attached as exhibits and certificate of
ne service on involved counsel and district courtx.
Co REQUESTED TRANSFEREE FORUM: Northern District of California
CC REQUESTED TRANSFEREE JUDGE: Hon. Spencer Williams
10/15/76 RESPONSE -- F. LEVINSON w/cert. of service
0/15/76 | APPEARANCES -- T. A. Kolb for Defs. Donald G. Filsher, Doris IF. risher
CC] Jack Eugster, James D. Abrams, Shirley Kirtman, George
Co] E. Powell and Gary A. Ross
] J. I. Braun for Andre DeBaugibny
| Cc. A. Legge for The Gap Stores, and many Others
] R. B. Pringle for Def. Ernst & Ernst —
W. S. Mailliard for Lehman Bros.
CC] W. R. Bader for Merrill Lynch, Pierce, Fenner & smith, 1nc
LC] D. B. Gold for Arthur Norack
CC] J. W. Cotchett for Pltf. Charles M. Dresow
LC F. P. Furth for Louise Williams
] J. J. Parish for Lawrence B. Rabkin
R. D. Greenfield for Pltf, F. Levinson
10/18/76 ] APPEARANCE -- WILLIAM S. LERACH FOR SEYMOUR LAZAR
FC MARSHALL GROSSMAN FOR MAX KRU
10/22/76 RESPONSE -- MAX KRUG w/cert. of service
10/22/76 | 4 |RESPONSE -- LEHMAN BROTHERS, INC. AND MERR YNCH, PIERCE; FENNER& SMI
10/22/76 | 5 | RESPONSE —~- JOINDER IN MOTION RABKIN, LAZAR, WILLIAMS, DRESOW, NORACK,
] RONARRURRRAX	REX IBY XX XRNIRERAXXRK YR LIXARUXHRXNIRX
] HOM, HUMAN, PERLEY, VINSON, SKYDE AND-DERWIN
] w/cert. of service
10/22/76 | | APPEARANCEE-- JOHN E. SPARKS for defendants JOHN G. BOWES, JULIAN A. GANZ
CC] JR., BRBOKS WALRER, JR., ALFRED DAR AND RICHARD
10 6 | | APPEARANCE -- Loe OOTP CHARLES A. O'BRIEN, ESQ. for Shuman, Perl
Lo] Hom and Derwin
11/4/76 FC] HEARING ORDER -~ Setting A-1 through A-8, B-1 through B-4 For Hearing,
|] : Dec. 3, 1976 San Diego, California
11/11/76 | 6 | RESPONSE -- JOINDER IN MOTION BOWES, GANZ, WALKER, DANIELS & OSTER
LC] w/cert. of service
11/19/76 RESPONSE -~JOINDER IN MOTION, -- DONALD G. HER, DOR : TER
| ACK W. EUGSTER, JAMES D. ABRAMS, SHIRLEY F. KIRTMAN
LC] GEORGE E. POWELL AND GARY A. ROSS w/cert of service

JPML FORM 1A - Continuation DOCKET ENTRIES -- Dp.
DOCKET NO. -—
| No.
| Date Code
| 0/76 | 8 |JOINDER IN MOTION —-- TOUCHE ROSS & CO. w/cert. of service
11/30/76 | | WAIVERS OF ORAL ARGUMENT FOR DE 1976 HEARIN
lL ] Donald G. Fisher, Doris F. Fisher Jack W. Eugster, James D.
Co] Abrams, Shirley F. Kirtman, George E. Powell and Gary A. Ross
Lehman Brothers, Inc., Merrill Lynch Pierce Fenner & Smith,
0 ] NA RO ORA AR MEN --— De 9076 hearing -- ohn Bowe
] Julian A. Ganz, Jr., Brooks Walker Jr., Alfred H.
Ie Daniels and Richard M. Oster
( h ] AA RO ORA ARCGUM m_—=- = 976 Hearing —-— Maovan .
6 ON N 0 RAN RET QURT -- For JUDGE SPENCER M. WILLIAMS TO
| |] Handle litigation in the N.D. California under 28 U.S.C. Section
CC] 1407
12/23/76 | | ORDER -- Transferring A-1, B-4 , and A-3 to the N.D. California Under
a 28 U.S.C. §1407 for assignment to Judge Spencer M. Williams

JPML Form 1 Case MDL No. 277 Document 1 Filed 05/05/15 Page 3 of 13
Minute Order, Dec. 23, 1977
DOCKET NO. 277 —-— JUDICIAL PANEL ON MULTIDISTRICT LITIGATION a
CAPTION: IN RE THE GAP STORES SECURITIES LITIGATION : ¢
Summary of Panel Actions
Date(s) of Hearing(s) 12/3/76 } . _
Consolidation SYST, XX J A 23/7C Consolidation Denied	Opinion and/or Order [2/R3/7¢ (ho } ) :
Citation _ i	i { .
- EAN a 4
Transferee District _N.D, California Transferee Judge __ SPENCER M. WILLIAMS
Intra- District Civil - Date of
Office and Action “ |TransferfTransfereeDismissal
Number Caption Judge Number Date pocket No.pr Remand Misc.
~ ya
A-1 F. Levinson, etc. v. The GAP Stores, |[E.D.Pa. “27-7 qi ERE: 4
Inc., et al. [Ja lodaloic-2852 2/23/76 : y	’ 7 7g |
» J (20. PY ) — . 78 / 2A-2 Marilyn Skydell v. The GAP Stores, . (S+Db<Ns¥. D6-43749 4&4 Ar (This gotion iad fern 307)Inc., et al. Soy ¢ 0. G 2:07. 76 Civ.3795 T° ’
/ 7 ins, H
A-3 Max Krug v. The GAP Stores, Inc., C.D.Cal. K I 2 -/ Wott a lh	et al. 76-2729-¥¥TI2/23/76
A-4 tawrenee	Bi Rabkim, etc. v. The GAP N.D.Cal. Cg \
Stores, Inc., et al. C-76-1792-8 EVE
A-5 Seymour Lazar v. Donald G. Fisher, N.D.Cal. TAVIS
et al. C-76-1893-SAW vier7
A-6 Louise Williams, etc. v. The GAP N.D.Cal. Co
Stores, Inc., et al. C-76-1922-8 Ila 7 9 HY
A-7 Charles M. Dresow, etc. v. The GAP N.D.Cal. .
Stores, Inc., et al. ‘ pg C-76-1957-WWS - J $i A
A-8 Arthur Norack, etc. v. The GAP Stores, N.D.Cal. } i
Inc., et al. C-76-1824-S pois 4 ;

JBML FORM 1 Casedibirdatibh Document 1 Filed 05/05/15 Page 4 of 13
DOCKET NO. -— -- P.
Intra- Distric Civil Date of
office and Action TransferflransfereepPismissal
: Number Caption Judge Number Date pocket No.pr Remand| Misc,
B-1 Adolph P. Schuman, etc. v. The Gap p.cal, 76-2205-WWS| _ 7 2/79	Stores, Inc., et al. : . . :
etc. Po I
B-2 Harvey B. Perly v. The Gap Stores, N.D.Cal [C76-2276-WAI NPY |
Inc., et al. i
Cy ~ 0 k-
B-3 Alan Hom, etc. v. The Gap Stores, N.D.Cal [C76-2297-SW EA He
Inc., et al. / ~ DoLoers\ Silo	SY be
B-4 | Ronald Derwin, etc. v. The Gap Stores E.D.Pa. | 76-3173 12/23/7¢ é.77-¢ RE 2 B=
Inc., et al. = VgnArtsdgllen ~~, | 76dlou] o 2Bn . i ng - pee) - a Sa A I - NY ro rr RA EES . . a } role)
a. oroy Ly —y 3 7A. /7:3 vio) ns) > A . 38	7 PS i$ Ul
~
. No
X No
a" ~
Tn ~
or - Te .. aN
ee
XYyz-1 | Maurice Posner v. The Gap Stores, Inc.N.D.CA.,| 76-2718-SW Wiz /7 9 Fet al. | oo a
XY¥z-2 Arthur Norack, etc. v. The Gap N.D.CA [77-1026- 2/2 #79Stores, et al. / 4
XYz-3 Catherine L. Freeman, et al. v. N.D.Call.77-1065-CFP
Bache Halsey Stuart, Inc., et al.
XYZ~4 Securities and Exchange Commission v. | N. D. CP Cioroan kif77	The Gap Stores, Inc., et al.
_ a —— TTeres	rorit mmrin in Pl CAT i an one	7 . > Ww. LT ap “F |
#ely TT ste ge fT 5

JPML Form 4
ATTORNEY SERVICE LIST
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 277 -- IN RE THE GAP STORES SECURITIES LITIGATION
F. LEVINSON, ETC. (A-1) CHARLES M. DRESOW, ETC. (A-7)
Richard D. Greenfield, Esquire Joseph W. Cotchett, Esquire
Richard D. Greenfield, P.C. Cotchett, Hutchinson & Dyer
17 st. Asaphs Road 4 W., 4th Avenue, Suite 500
Bala Cynwyd, Pennsylvania 19004 San Mateo, Calif ornia 94402
MARILYN SKYDELL (A-2) ARTHUR NORACK, ETC (A-8)
Kass Goodkind, Wechsler & Gerstein David B. Gold, Esquire
122 East 42nd Street Paul F. Bennett, Esquire
New York, New York 10017 105 Montgomery St., Suite 1100
San Francisco, California 94104
MAX KRUG (A-3)
Marshall B. Grossman, Esquire
Frank M. Kaplan, Esquire MERRILL LYNCH, PIERCE, FENNER
Schwartz, Alschuler & Grossman & SMITH INC.
1880 Century Park East, Suite 1212 W. Reece Bader, Esquire
Los Angeles, California 90067 Orrick, Herrington, Rowley & Sutcliffe
600 Montgomery Street
San Francisco, California 94111
LAWRENCE B. RABKIN, ETC. (A-4)
Jeffrey J. Parish, Esquire TOUCHE ROSS & CO.
Skornia & Rosenblum Paul A. Renne, Esquire
114 Sansome Street, Tenth Floor Cooley, Godward, Castro, Huddleson
San Francisco, California 94104 & Tatum
The Alcoa Bldg., 20th Floor
SEYMOUR LAZAR (A-5) San Francisco, California 94111
William S. Lerach, Esquire
Milberg & Weiss LEHMAN BROTHERS
1200 Third Avenue , Suite 1700 : William S. Mailliard, Jr., Esquire
San Diego, California 92101 Pillsburgh, Madison & Sutro
Standard Oil Building
LOUISE WILLIAMS (A-6) Post Office Box 7880
Frederick P. Furth, Esquire San Francisco, California 94120
Furth, Fahrner & Wong
235 Montgomery St., Suite 1330
San Francisco, California 94104

JPML FORM 4A -~ Continuation
Panel Attorney Service List -- p. 2 .
DOCKET NO. 277 ™ IN RE THE GAP STORES SECURITIES LITIGATION
ERNST & ERNST JULIAN A. GANZ, JR. (Trustee of the
Robert B. Pringle, Esquire Whitney Huff Ganz Trust No. 2)
Thelen, Marrin, Johnson & Bridges REBECCA SUE INCH (Trustee of the J.
Two Embarcadero Center Taylor Ganz Trust No. 1)
San Francisco, California 94111 JULIAN A. GANZ, JR. (Trustee of the J.
Taylor Ganz Trust No. 2)
THE GAP STORES, INC. EILEEN D. LUDWIG
ROBERT J. FISHER MARGARET K. WALKER
WILLIAM S. FISHER WELLINGTON S. HENDERSON, JR. (As Cus-
DONALD G. FISHER (as Guardian of the todian for Kirby Walker, under
Estate of John J. Fisher, a Minor) C/U/G/M/A Wells Fargo Bank Trust
JOHN P. CARVER Division 1863853L
THOMAS JOHN HAAS, JR. WELLINGTON S. HENDERSON, JR. (As Cus-
SUE ELLEN HAAS todian for Brooks Walker, III, under
DOROTHY B. FEIGENBAUM C/U/G/M/A Wells Fargo Bank Trust
FRANCES FAY BOWES Division 1863843L
WILLIAM C. CALLENDER WELLINGTON S. HENDERSON, JR. (As Cus-
DAVID E. COOKSON, ROBERT A. COOKSON and todian for Leslie Walker under
HAROLD W. COOKSON, as Tenants in C/U/G/M/A Wells Fargo Bank Trust
Common, d/b/a Cofam Company Division 1863833L
B. J. FEIGENBAUM and DOROTHY B. Charles A. Legge, Esquire
FEIGENBAUM (Trustees of the Ann B. Bronson, Bronson & McKinnon
Fiegenbaum Trust) 555 California St., Suite 3400
B. J. FEIGENBAUM AND DOROTHY B. San Francisco, California 94104
FEIGENBAUM (Trustees of the Joseph L.
Feigenbaum Trust) ANDRE deBAUBIGNY
SYDNEY G. FISHER Jerome I. Braun, Esquire
ALLEN J. MacDONELL, GLENN R. MacDONELL Farella, Braun & Martel
’ and SUSAN J. MacDONELL (Trustees of 235 Montgomery St., 3lst Flr.
the MacDonell Children Trust) San Francisco, California 94104
KENNETH MIROV
JOHN N. ROSEKRANS, JR. DONALD G. FISHER
WILLIAM W. WILSON ‘ DORIS F. FISHER
JAMES J. LUDWIG JACK EUGSTER
JAMES E. FRANK JAMES D. ABRAMS
DOROTHY IL... FRANK SHIRLEY KIRTMAN
DAVIS, SKAGGS & CO., INC. GEORGE E. POWELL
REBECCA SUE INCH. (Trustee of the Whitney GARY A. ROSS
Huff Ganz Trust No. 1) Theodore A. Kolb, Esquire
(CONTINUED) Sullivan, Roche & Johnson
: 20th Floor - Mills Tower
220 Bush Street
San Francisco, California 94104

JPML FORM 4A -- Continuation
. ) Panel Attorney Service List -- p. 3
DOCKET NO. 277	_ -- _IN RE THE GAP STORES SECURITIES LITIGATION
ee
JOHN G. BOWES
JULIAN A. GANZ, JR.
BROOKS WALKER, JR.
| ALFRED H. DANIELSRICHARD M. OSTER
| John E. Sparks, Esquire
G. Stewart Stone, Esquire
Brobeck, Phleger & Harrison
111 Sutter STreet
San Francisco, Calif. 94104
ADOLPH P. SCHUMAN, ETC. (B-1)
HARVEY B. PERLY (B-2)
ALAX HOM, ETC. (B-3)
RONALD DERWIN, ETC. (B-4)
Charles A. O'Brien, Esq.
O'Brien & Hallisey
One California Street
Suite 2245
San Francisco, CA 94111

| - JPML. FORM 3
p. _ 4
COMMON PARTY CHECKLIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 277 -- IN_RE THE GAP STORES, SECURITIES LITIGATION
Named as Pagty in Following Actions
| TT 2 3% = AE] Bd B32
’ The GAP Stores, Inc.
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Lehman Brothers ee \, —|
J N 2, DR 4 a 75 Hef H-% Hd5Merrill, Lynch, Pierce)
Fenner & Smith, Ine. \,Hl
Doris F. Fisher \U —
[ TO SAF PEF
Julian A. sane NY 1
| BA ETE oY A7 B35
| Jack W. Eugster NJ ————————]
ETAT B= 83| John G. Bowes —
Oo. 2 HI 035 MHA] £Lg-S5 ~~ |
Alfred H. Daniels lS, -. ..L,pa
| OT I 4563 8B 2-3
Richard M. Oster
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Brooks Walker, Jr. —

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James D. Abrams
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Shirley F. Kirtman	NV || EE
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. : JPML FORM 3
p. 3
COMMON PARTY CHECKLIST -~- JUDICIAL PANEL Oy UL TEDIS TRIE LITIGATION
DOCKET NO. 277 -- > A/C 8 /. Jer,XIE 0 5 addBette Co 2.
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. : JPMIL. FORM 3
p. 3
COMMON PARTY CHECKLIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
|
DOCKET NO. 277 _ -- _IN RE THE GAP STORES, SECURITIES LITIGATION
Named as Party in Following Actions
KIRBY WALKER A=6, A-8 B-1 [8a3 —
CUSTODIANSHIP —_
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LESLIE WALKER “a >
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RICHARDS, INC. 7
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WILLIAM BLAIR, INC. 7]
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