IN RE: Madison Fund, Inc., Securities Litigation

9 .
2 ;
oo LS N
=
oo
0 b- :
RB
Date Qa
10/4
LC of ten actions in two districts pursuant to 28 U.S.C. §1407
] to one single district; with supporting brief; affidavits
CC] and certificate of service.
10/18/71 FROOKS (plaintiff) Response and Memo to Motion w/ce o ervice
0 9 EN IY. N D alainti Response	and Brie 0 Motion w e 0 e ice
0 0 | 4 BANK O 0 —Rov3 BANK AND R 0 defendan joinde
IR in motion Q ansplidate wu hah Q e ice .
10/20/7L NK FRANKLIN NATIONAL BANK - requést for extension to 8/71 to file
| | response to motion
|	PRDER entered extending time for ALL parties to and including B
| | to respond to.motion.
\ |	pLTF. SAMUEL CAHN --- Request to 11/3 for filing response [10/26 | ep QN NID N eqgque Q an extensian of time to No. 18, 1971 = =	1
IE to file reply brief in the above-captioned litigation.
— pees - extending Madison Fund, Inc. time to file and serve rep brie	to and including Nov. 18, 1971. Notified Counsel
loeoen _——a EAP I hiroah—2 0 S ARENG 8 Phoeni Arid
I | Notified counsel, involved judge !
11/4/71 | 5 |e and HERMAN (plaintiff$) response to motion
11/8/71 | 6 JMe 1orandy om. MAD ON ND_ in 01018) of motion
11/10 7 | All AHN AND A AHN Dp Rep and Memo Qn on ecelied
11/10/71 | 8 | FRANKLIN NATIONAL BANK response to motion (deft
11/10/71 | 9 J] FINKELSTEIN (pltfs) response to motion '
11/11/71 [FRED SMITH, ETC. V. EDWARD A. MERKLE, ET AL., S.D.N.Y. 71 Civ. 4638 EJP
j | SHOW CAUSE AND HEARING ORDER ENTERED today. Set for 12/8/71
|] Phoenix, Arizona
11/15/71 GEORGE FINE plaintiff response in support of motion
11/18/71 _§ 11 | MADISON FUND,	IN ep 0 responses	w/cert of service
11/19/71 | request from Helen Rosenfeld and George Fine to have hearing postponed
| ORDER entered vacating. hearing on 12/8/71 Phoenix Ariz. Notified counsel
9 ] = e om 3 3 and ® NO 6 9
2 - J lette om Bene ankel of No 9
9 | Jrette om Olive Biddle of No 8 9
X $ | lretter from ing Morris of No 9 :
9 | lrette om Qlive Biddle Q restore Dac 8 hearing dtd 248
; 9 ] e = om Wi iam P Org A elating Q esp e ore De 8 hea ng)
9/7 |J ORDER - denying request for a reschedule of 12/8/71lhearing to 12/8/71.
|] Notified counsel
9/71 | ~~ J Request from Fred Smith for an extension to file response and brief
5 [J Order - extending Fred Smiths time for filing and serving brief to
|] 7/1b FRED SMITH -Brief in opposition to motion w/cert. of service.
21/71 | | HEARING ORDER ~- Setting Jan. 28, 1972 - Washington D A= hru A-10
—| awp B-1
1/13/72 Letter Pleading from N arpende ounse or. MADISON ND N _
| stating agreements of counsel in litigation w/cert. of service.
| 18/72 || Missouri-Kansas-Texas Railroad and Xa ndustries letter agreemen
| ] O E.N. carpenter letter.
] 3 | I plaintiffs in 00 Dawg D.N.Y i 05a) ltr agreemen
IE with E.N.Carpenter lette re
1/18/72 1|__ lirving Morris letter agreement to E.N.Carpenter letter.
1/26/72 [Fredric W. Yerman letter behalf of Franklin National Bank stating
— declination to enter into agreemen nm E-N- Carpenters .

D. C. 110 Rev. Civil Docket Continuation ’ ®
Date Order or
DATE PROCEEDINGS Judgment Noted
/26/72 | Bank	of Louisville-Royal Bank & Trust Co. letter stating agreement |
>| ~~ with E.N. Carpenter letter a IN
2/17/72 | ORDER ~- published transferring Delaware action to the S.D. of New York
_ and assigning litigation to Judge Harold R. Tyler pursuant to 28 USC §1407
2/17/72 CONSENT of Chief Judge Elelstein (S.D.N.Y.) for Judge Tyler to handle
litigation,
6 DWARD FOURK V. RANKLIN NATIONAL BANK OF NEW YORK E.D.N.Y. rec
ntered CTO today. Notified counsel involved ®x judges _
6/28/72 EDWARD FROOKS v. FRANKLIN NATIONAL BANK OFE.D.N.Y.	72 C 160
CTO Final today. Notified transferee clerks, transferor
clerks, involved judges frre mo ao
0/9/73 ESWARD FROGKS V. MERCANTILE TRUST CO. OF ST: LOUIS; E-D-MO:
= CoA. NO.73 Civ. 630 CTO entered today. Notified Service Counsel
— and Involved Judges.
-24- DWARD FROOKS V. MERCANTILE TRUST CO. OF ST. LOUIS, E.D.NO. 73 CIV 630 —
ERCANTILE TRUST CO. NATIONAL XZSN. joined as MERCAN ETRUST CD- —
OF ST. LOUIS NOTICE OF OPPOSITION TO CTO filed 10/9/73. xNRkkkiR%
SRNL RX KRRRER LAKE RAREN LAX ANLAIRRXX
Apoyo ORDER entered aving CTO Notified counsel, involved judges.
iT FROOKS V. MERCANTILE TRUST CO. OF ST. LOUIS, E.D.MO 73 C 630
(14) MOTION AND BRIEF of MERCANTILE TRUST CO. NATIONAL ASSN. joined
CL W as Mercantile Trust Co. of St. Louis w/cert. of service.	1177773 FROOKS V. MERCANTILE	TRUST CO. OF ST. L : E.D. MO.73 C 630
HEARING ORDER - Setting action for hearing, Washington,	D. Coy Nov. 37, "73
Notified service counsel, involved judges. LL
11/79 FROOKS V. MERCANTILE TRUST CO.CF ST. LOUIS, E.D.MO 73C630
7 Plaintiff Frooks reply to motion and brief to vacate CTO. w/cert.
of service.
73 | FROOKS V. MERCANTILE TRUST CO. OF ST. LOUIS, E.D.MO 73C630
Mercantile Trust Co. of St. Louis, letter indicating their motio
and brief (No. 14) 3x possibily was not served on everyone, But
if someone is on the service list and didkxx not receive one the)
may request one from counsel.
1 16 MADISON Fund, Inc. response (reply brief) to Mercantile's motion
| to vacate CTO (Frooks v. Mercantile, E.D. Mo. 73C630
0 P ROOKS V. MERCANTILE TRUST OF ST. LOUIS, E.D.MO 73C630
y Request from defense attorney to continue hearing.
11/21/73 | FROOKS V. MERCANTILE TRUST OF ST. Lous, E.D. MO 630 B B
Request from plaintiIrs counse O continue hearing
11/21/73 | FROOKS V. MERCANTILE TRUST CO. OF ST. LOUIS, E.D.MO. 630
ORDER - Vacating Hearing Order entered on Nov. 7, 1973
NOTIFIED service counsel. Co
18774 | TETTERS FROM FOLLOWING CONCURRIN N~ CONTINUANCE OF HEARING:
— IN FROOKS V. MERCAN T-TRUST OF ST. LOUIS mabe =
— Plaintiffs Liaison Counsel; COUNSE or Mercar e 2S oS —
St. Louis ,; Counse OY tadison Fund —and—Counsel-—forL ena
Liaison coulisel. —_—————
9/74 FROOKS V. MERCANTILE TRUST OF ST. LOUIS, E.D. MO. 6
Jf| ORDER lifting stay and transferring action to S.D.N.Y.
CTO final today. Notified counsel, involved judges, clerks
9/74 Tetter from counsel for Mercantile stating no opposition to transfer
1

UNPUBLISHED ORDER OF FEB. 17, 1972 ASSIGNING
LITIGATION TO JUDGE HAROLD R. TYLER, JR. DOCKET NG. 87
Te , nd
DOCKET -- JUDICIAL PANEL ON MULTIDISTRICT LITIGXTIO = =
DEIR Gti oe WN
Description of Litigation wo	X_N	S-
IN RE MADISON FUND, INC. SECURITIES LITIGATION GS	NJ >	- Eg
DISTRICT & R EERE	NO. CAPTION D.C. NUMBER] JUDGE 23e~] MISC.
98,0 7%
A-1 q Motion-def.- elen Rosenfeld v. Edward A. Merkle, Delaware rig 2/17/72 Madison Fund
et al. 4225 10/4/71
2 Everett Frooks v. Bernard H. Barnett, S.D. N.Y. [Tyler " "
et al. 71 Civ 3956
hd a . n "
"A-3 Kenneth I. Herman v. Edward A. Merkle, 1 s.D. NY. Palmiefi
et al. 1 Civ. 3958
1 :
A-4 Samuel Cahn, et al. v. Edward A. S.D. N.Y. "
Merkle, et al. 1 Civ. 3959 |
A-5 Stephen Beck v. Edward A. Merkle, et al. } S.D. N.Y. V4 n	1 civ. 3960jky2”
A-6 George Fine v. John S. Graham, et al. S.D. N.Y. u
1 civ. 3980] Palmiefi
A-7 Howard E. Goldfluss v. John S. Graham, S.D. N.Y. "
et al. 1 Civ. 3991
A-8 Helen Rosenfeld v. Edward A. Merkle, S.D. N.Y. "
et al. - 71 Civ. 4003
A-9 Rose F. Gottlieb v. Bernard H. Barnett, S.D. N.Y. "
et al. 1 Civ. 4013
10 Ray L. Finkelstein v. Madison Fund, S.D. N.Y. "
Inc., et al. 1 civ. 4026
—
lL. Sco
| B-1 Fred Smith, etc. v. Edward A. Merkle, .D. N.Y. Palmiedi Nk| et al. 71 Civ 46384EJP
73d A) le Z Sc	c dH FE Af EAA € / a7 L/ ‘
/ of a
@-- Everett Frooks v. Franklin National E.D. N.Y. 4/25/72 ’ éBank of New York, et al. ca) pd 72 C 160 2 2833
Cc=-2 Everett Frooks v. Mercantile Trust E.D.Missouri 9/7 4 Qy 1339Co. of St. Louis 2/9/73 73 Civ 630 :
| PrPOSED, .	wo ad EE : Ty

DOCKET NO. 87
ATTORNEY LIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
ee Rs
® DESCRIPTION OF LITIGATION
IN RE MADISON FUND, INC. SECURITIES LITIGATION
—
. ~~
A-1} Irving Morris, Esquire > : EDWARD A. MERKLE _Le Cohen, Morris & Rosenthal oe ROWLAND O. WILHELM “..o 301 Market Tower 4 WILLIAM C. RAHMIG >	Wilmington, Delaware 19801 ~ ROBERT K. deVEER =
JOHN S. BARRY
A-2} Mordecai Rosenfeld, Esquire _, BANCROFT G. DAVIS
233 Broadway 67% Ballard, Spahr, PUY &. Bios, ER.
New York, New York 10007 Zz 1035 Land Title BuildingPhiladelphia, Pennsylvania 19110
A-31 Leonard I. Schreiber & Ira Jay Sands
> . | Attn: Ira Jay Sands, Esq. -> KATY SDUSTRI INC. 6 fap
701 Seventh Avenue 2 sure’ cobs, ry & Fost .	New York, N.Y. 10036 “= DIS Fite 14253135 So Lasalle ponehicago, I1liwQis 60 ;
A-4 | Herman Cahn, Esquire ”
Cahn & Ryp Z. MAD INTERNATIONAL FUND
101 Park Avenue 25 LL 2udye, RdOge, Guthie & exaqde an
New York, New York 10017 7 &_SomBhoad Shreet 7
. Wr YOXk, Ney York 0005 “i '
A-5] Sgdney B. Silverman, Esquire X a; o233 Broadway = BEWJARD H.™RARNETT, ESQUIRE
New York, New York 10007 > c/o dison M™wpd, Inc.} 660 MadNson Avemye
A-6] Abraham J. Brill, Esquire Zo 20 New York NNew Yor 1002110 East 40th Street 7% >
New York, New York 10016 “5, F CIS H. ROLANDo c/o MRdison nd, Inc.A-7] Bennett Frankel, Esquire _ 660 Madson Avdaue
270 Madison Avenue 3, New York,» New Yo¥k 10021	New York, New York 10016 5d Sel
= LEWS B. NARDER
A-8 | William Rosenfeld, Esquire c/o disoN, Fund, Inc.
122 East 42nd Street =, = 660 Madyson \venueNew York, New York 10017 >= New York, Newwork 10021
oy ~
A-9 amLEY pirat dies ~SP FENIX A. MO{GREW
30 East 42nd Street es c/o Madison nd, Inc. :New York, New York 10017—=>, 660 MAdison A ue
C New Yong, New York 10021	A-10 J I. Stephen Rabin, Esquire
Rabin & Silverman JOHMNM. SCHI
I 80 Broad Street c/o ison F&pd, Inc.
New York, New York 10004 660 Madyson Avague
New York A\New YoMk 10021

No. Defendant
Ww EY A. ANGER, JR.
B-1 Marin I. Kaminsky, Esquire c/o LX Inc.	Pollack & Singer 660 Matson Avague o61 Broadway New York ,swNew York 10021
New York, New York 10006 H RD R. TLKES
c/o dison nd, Inc.
660 Madison Avague
; New Yorky New YoMdk 10021
JONN S. HAM
c/o\Madison Fund, Inc.
660 dison Wenue
New Yo New ork 10021 ®JAMES DUCEY D JAM DUC
Francis D. Murphy, Esquire one enue	Broderick —Gatway =; ¥acTaro New YOxk, New York\ 10021
Se—Beerrdway—	0 fire SI
New York, New York deteees MES SOURT TREN SAS ER AG—RAFRROAL. CO.
SOUTHWESTERN STATES MANAGEMENT CO.
William A. Thie, Esquire
General Counsel
Missouri-Kansas-Texas RR. Co.
i 701 Commerce Street
Dallas, Texas 75202
CHEMICAL BANK
Philip P. Berelson, za Sy CHEMICAL BRNK .	Cravath, Swaine& Moore “== xo No. nk Esquxre
One Chast Manhattan Plaza . 50 AN Seed .New York, New York 10005 © New Xor New YoD 10005
NATIO INDUSTRI , I .
510\West Broaygway
Post \Qffige Box 1037
Louisville\ Kentwcky 0201
B INDUMRIES, A mesicd210 orth fair a '
|ILYBRAND, ROSS BROS. & MONTGOMERY Milwau , Wisegnsin Ng3
Matthew J. Broderick, Esq. =e
Dechert, Price & Rhoads x ] LYBRAND, ROSS BROS. & MONTGOMERY	1600 Three Pe-n Center £) p ar uildNng
— Philadelphia, Pa. 19102 ~ 0 SH NE CE DEN\} FRANKLIN NATIONAL BANK
== Fredric W. Yerman, Esquire {1 FRANKLINNAT ION BANK>_>} Kaye, Scholer, fierman, Hays & Handlef 410“Madisoh Avenue
- 425 Park Avenue New York, NewYork 017
New York, New York 10022
MERCANTILE TR COMPANY CBox 52%, Main st Office
8th Locust gtryets
= N BANK OF LOUISVILLE-ROYAL BANK & St. out : ssou 63166RS TRBST CO. ZN
ARS Donald H. Balleisen, Esquire K OF ISUISVILLESROYAL BANK & TRUST CO.
~ . Greenebaun, Grissom, DOLL. Matthewd Brod¥yay at RTfth TN	entuc lo) i R : >
& Boond ° a 24 ane gatte Bldg. : J Louisv?l + Kenfocky 40202

DOCKET NO. 87
ATTORNEY LIST -- JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
ee ee
® DESCRIPTION OF LITIGATION
IN RE MADISON FUND, INC. SECURITIES LITIGATION
ee
C-1 J] MordecaiNRosenheld, sa. Se MADISON FUND, INC. ~
ERAS: aN Edmund N. Carpenter 41, EsquireC New Yo ’ w Yo 10907 N Richards, Layton & Finger
< 4072 DuPont Building	Wilmington, Delaware 19801
c-2 | Harold C. Ackert, Esquire
410 North Newstead Avenue BERNARD H. BARNETT
St. Louis, Missouri 63108 FRANCIS H. BOLAND
LEWIS B. HARDER “
FELIX A. MULGREW -—
JOHN M. SCHIFF xWESLEY A, STANGER, JR. -_—
HOWARD R. WILKES 2JOHN S. GRAHAM
“Julius	Levy, Esquire
. 3 Pomerantz, Levy, Haudek & Block
~ 295 Madison Avenue
: New York, New York 10017
KATY INDUSTRIES, INC.
MISSOURI-KANSAS-TEXAS RR CO.
William P. Ford, Esquire
Mudge, Rose, Guthrie & Alexander
20 Broad Street
® New York, New York 10005MAD INTERNATIONAL FUND
c/o Madison Fund, Inc.
660 Madison Avenue
: Co New York, New York 10021
NATIONAL INDUSTRIES, INC.
Milton V. Freeman, Esquire
Arnold & Porter
1229 19th Street, N.W.
® Washington, D.C. 2-036
(

© Neel etasntarr	| Defendant
MERCANTILE TRUST COMPANY NATIONAL ASSN.
© William G. Guerri, Esquire
| Thompson & Mitchell C<> Suite 1100, 705 Olive St.
"St. Louis, Missouri 63101
MADISON FUND, INC.
Bruce E. Pindyck, Esquire
Olwine, Connelly, Chase, O'Donnell
& Wevher
299 Park Avenue
. New York, New York 10017 ®

p. |
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. 87 -- In re Madison Fund, Inc. Securities Litigation
C COMMON PARTY CHECKLIST
NAME OF PARTY | NAMED ,AS PARTY IN FOLLOWING ACTIONS }
‘Edward A. Merkle [QZ 7 tH A
ee]
A
a
Bernard H. Barnett | #2 — 2 #C P HRR
I
® 1	I	—
Francis H. Boland I
I
John §. Graham —
I
Levis B. Harder ES	A
a
Felix H. Mulgrew | #3 = eA er
]
ee
OOOO]
John M. Schiff A
® —	FE
a
Wesley A. Stanger, |Jr. ee
i
Howard R. Wilkes ~~ [—_____—————————————
C a	. ®\;0-2A-5S,A-b,A-%;	6) 00000 |
Katy Industries, Ine. —————— — — —— |

p. _2—
TI . A-3: As p-6,p¥8 0 1
Missouri-Kansas-Texas :
Railroad Company
a-1.A-2,P5 AAAS" 00000 ®Southwestern States AA
; &-1.~Z-3.4A-;,p2:	2% OOo]
Mercantile Trust Co. of EE
T™ A VDE PS e2,A-8 7	OOOO]
Franklin National Bank of | __. __ o _~ ~ — —————— — oo]
T™ rr A43.A5, 60% ooo]
ees Bank of He tom —
T- s-l1.234<%6°____
Mad International Fund, a
Lybrand, Ross Bros. & rs
| Ee	ap
ise ®

Pe. A 3
JUDICIAL PANEL ON MULTIDISTRICT LITIGATION
DOCKET NO. _ g7 -- In re Madison Fund, Inc. Securities Litigation
C COMMON PARTY CHECKLIST
NAME OF PARTY NAMED AS PARTY IN FOLLOWING ACTIONS
|	VISWISSED BS Dé. ON 101A)
Bath Indus™jes, Inc. | ao , <= o __ _ _ ~~ 0% 7 "7
BY J. (SVORPFEN. $2000
A
NA ortAhemical Yo A I
o corporal LR. mn]	spy OOO	OOOO
Robert K. deVeer
ee
I
I
William C. Rahmig I.
ee
ee
ems mm
John S. Barry I.
I
® Bancroft G. Davis eere
EE
re
I
I
I
ee
ee
® ESS