4:25-cv-00522•Ingbretson v. Commissioner of Social Security Administration
Ingbretson v. Commissioner of Social Security Administration
4:25-cv-00522Azd5 mars 2026
Texte intégral
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 WO IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF ARIZONA James N Ingbretson, Plaintiff, v. Commissioner of Social Security Administration, Defendant. No. CV-25-00522-TUC-RM (MSA) REPORT AND RECOMMENDATION Plaintiff James Ingbretson seeks judicial review of an unfavorable decision issued by the Commissioner of Social Security Administration. For the following reasons, the Court will recommend that the Commissioner’s decision be affirmed. Background Plaintiff is 55 years old. (See AR 304.) He has a college education. (AR 386.) He worked as a fitness trainer until 2019 and then as a construction superintendent until 2021. (AR 376.) He allegedly stopped working because of his medical conditions. (AR 363.) In 2022, Plaintiff applied for disability insurance benefits and supplemental security income, alleging that he was disabled because of degenerative disc disease, osteoarthritis, major depressive disorder, and generalized anxiety disorder. (AR 304, 310, 363.) His applications were denied initially and on reconsideration. (AR 121–22, 143–44.) He requested a hearing before an administrative law judge (ALJ), and hearings were held in April and July 2024. (AR 39, 55.) After the hearing, the ALJ issued a written decision following the five-step process Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 1 of 13
- 2 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 for determining whether a person is disabled. See 20 C.F.R. §§ 404.1520, 416.920.1 At step one, the ALJ found that Plaintiff had not engaged in substantial gainful activity since his alleged onset date. (AR 19.) At step two, the ALJ found that Plaintiff had two severe impairments: right patellar rupture with septic arthritis, and obesity. (AR 20.) Important to this case, the ALJ found that Plaintiff’s mental impairments individually and collectively were nonsevere. (AR 21–22.) At step three, the ALJ found that Plaintiff did not have an impairment or a combination of impairments that met or medically equaled the severity of a listed impairment. (AR 22.) Between steps three and four, the ALJ found that Plaintiff had the residual functional capacity to perform light work with certain exertional and environmental restrictions. (AR 22.) At step four, the ALJ found that Plaintiff had no past relevant work. (AR 29.) At step five, the ALJ found that Plaintiff could adjust to work that existed in sufficient numbers in the national economy. (AR 29.) Accordingly, the ALJ concluded that Plaintiff was not disabled. (AR 30–31.) The Appeals Council denied review, making the ALJ’s decision the final decision of the Commissioner. (AR 1.) This lawsuit followed. (Doc. 1.) Legal Standard The Commissioner’s decision will be affirmed if it is supported by substantial evidence and free of legal error. Wischmann v. Kijakazi, 68 F.4th 498, 504 (9th Cir. 2023) (citing Brewes v. Comm’r of Soc. Sec. Admin., 682 F.3d 1157, 1161–62 (9th Cir. 2012)). “Substantial evidence means more than a mere scintilla, but less than a preponderance; it is such relevant evidence as a reasonable person might accept as adequate to support a conclusion.” Glanden v. Kijakazi, 86 F.4th 838, 843 (9th Cir. 2023) (quoting Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007)). Discussion Plaintiff argues that the ALJ erred in finding, contrary to three medical opinions, that he does not have a severe mental impairment. As discussed below, the Court disagrees. 1 As relevant to this case, there is no material difference between the regulations for disability insurance benefits and supplemental security income. As such, for convenience, subsequent citations will be only to the disability insurance regulations. Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 2 of 13
- 3 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 I. Medical Opinion Evidence The ALJ must determine the persuasiveness of each medical opinion based on the factors of supportability and consistency. 20 C.F.R. § 404.1520c(b)(2). The supportability factor focuses on whether the medical source has offered “relevant . . . objective medical evidence and supporting explanations” in support of her opinion. Id. § 404.1520c(c)(1). The consistency factor focuses on whether the medical source’s opinion is consistent “with the evidence from other medical sources and nonmedical sources in the claim.” Id. § 404.1520c(c)(2). A. Dr. Belton The first opinion at issue was offered in November 2022 by Dr. Belton, a consulting psychologist. During that exam, Plaintiff reported that he was not taking any psychotropic medications. (AR 985.) He reported that he had “documented” posttraumatic stress disorder and anxiety stemming from childhood abuse, that he would “revert back in [his] mind” to the abuse, and that his childhood had led him to self-medicate with alcohol as an adult. (AR 986.) He further reported that he had “lost a lot of friends” due to isolative behavior, and that he had “a recurring depressive” dating as far back as he could remember. (AR 986.) Finally, he reported that he had the “capacity to engage in daily life tasks independently,” and he “did not present with concern related to basic comprehension skills.” (AR 987.) Dr. Belton administered a modified Mini-Mental Status Examination (MMSE) and made numerous clinical observations. (AR 987–88.) Plaintiff scored 28 out of 28 on the MMSE, reflecting average performance for his age and education level. (AR 987–88.) As to Plaintiff’s behavior, Plaintiff “exhibited intermittent eye contact,” had to be frequently prompted “to elaborate on his responses and offer additional details,” and had a “flat affect” and “an indifferent, apathetic disposition.” (AR 987.) More positively, he was “considered a reliable historian,” was “well-groomed and suitably dressed,” had no “word finding difficulty,” and had “coherent, linear, and intact” thought process and “moderate” work habits and response pace. (AR 987.) Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 3 of 13
- 4 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Dr. Belton diagnosed Plaintiff with posttraumatic stress disorder and opined that his mental impairment would affect all four areas of his mental functioning. (AR 988–90.) As to understanding and remembering, she opined that “increases” in Plaintiff’s “emotional symptoms” would result in a diminished ability “to execute cognitive skills involving comprehension of multi-step task directions and following a detailed list of instructions.” (AR 990.) As to concentration and persistence, she opined that “[a]s [Plaintiff’s] symptoms activate, he will struggle with maintaining concentration on novel situations and have difficulty with paying attention.” (AR 990.) As to social interaction, she opined that “[w]ith elevations in cortisol, [Plaintiff] will struggle to comply and follow up with supervisory requests in a quick and efficient manner when the tasks are multi-faceted and complex.” (AR 990.) Finally, as to adaptation to change, she opined that Plaintiff “will have difficulty with responding quickly and efficiently to unpredictable situations.” (AR 990.) The ALJ rejected Dr. Belton’s opinion as unpersuasive. As to supportability, the ALJ found that “Dr. Belton’s opinion was scarcely supported by her own interview of the claimant beyond repeating his subjective complaints and assuming how having posttraumatic stress disorder might theoretically affect his mental capacity.” (AR 29.) An ALJ may reject a medical opinion that is unsupported by the medical source’s examination or treatment notes. Kitchen v. Kijakazi, 82 F.4th 732, 740 (9th Cir. 2023). Here, the ALJ observed that Plaintiff “act[ed] somewhat evasively” during Dr. Belton’s exam, as shown by his intermittent eye contact, flat affect, indifferent mood, and failure to elaborate unless prompted. (AR 29, 987.) Still, the ALJ explained, Plaintiff “otherwise seemed to exhibit normal behavior and intellectual functioning, especially as evidenced by his near-perfect performance on a mini-mental status examination.” (AR 29.) In addition to his MMSE score, Plaintiff had reliable memory, normal thought process, moderate work habits, and moderate response pace. (AR 987.) Considering that Plaintiff exhibited “normal behavior and intellectual functioning” even despite his irregular mood, the ALJ could rationally find that Dr. Belton’s assessed limitations were not supported by her examination. See Kitchen, 82 F.4th at 740 (affirming the rejection of a doctor’s “assessment of severe limitations” as Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 4 of 13
- 5 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 unsupported by the doctor’s “own unremarkable mental status examinations”). An ALJ may also reject a medical opinion that is unduly reliant on a claimant’s subjective complaints, so long as the ALJ has first properly discounted those complaints. Ghanim v. Colvin, 763 F.3d 1154, 1162 (9th Cir. 2014) (quoting Tommasetti v. Astrue, 533 F.3d 1035, 1041 (9th Cir. 2008)). Here, the ALJ did not discount any specific statements Plaintiff made about his mental health symptoms, but that was because he offered none. While he listed major depressive disorder and generalized anxiety disorder in his disability applications, he offered no testimony about his symptoms, either in an adult function report or at his two administrative hearings. (AR 363; see Answering Br. 5–6.) Since Plaintiff’s claim was based only superficially on mental health impairments, the ALJ could rationally find that Dr. Belton’s opinion placed too much significance on Plaintiff’s statements about mental health symptoms. See Bayliss v. Barnhart, 427 F.3d 1211, 1217 (9th Cir. 2005) (affirming the rejection of an opinion that “was not supported by clinical evidence and was based on [the claimant’s] subjective complaints”). As to consistency, the ALJ found that Dr. Belton’s opinion was “inconsistent with . . . the claimant’s mental health treatment history (or, rather, his lack thereof).” (AR 29.) The ALJ did not elaborate, but it is reasonable to infer that this statement incorporated the ALJ’s earlier analysis of Plaintiff’s mental health impairments, both at step two and in connection with the agency physicians’ opinions. See Smartt v. Kijakazi, 53 F.4th 489, 498 (9th Cir. 2022) (discerning the ALJ’s meaning by reading the ALJ’s decision in context as a whole); Magallanes v. Bowen, 881 F.2d 747, 755 (9th Cir. 1989) (stating that a reviewing court can make reasonable inferences about an ALJ’s rationale). The ALJ canvassed the longitudinal record and found that Plaintiff had “grossly benign mental status examinations but for mild mood disturbance” and that Plaintiff had at most “mild” limitations in each of the four areas of mental functioning. (AR 21–22, 28.) The ALJ further found that Plaintiff had largely failed to seek mental health treatment. (AR 22, 28.) As discussed below, these findings are supported by substantial evidence. It follows that the ALJ could rationally find that Dr. Belton’s opinion was inconsistent with the longitudinal record. See Woods v. Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 5 of 13
- 6 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Kijakazi, 32 F.4th 785, 792–93 (9th Cir. 2022) (affirming the rejection of an opinion as “inconsistent with the overall treating notes and mental status exams in the record”); Nadon v. Bisignano, 145 F.4th 1133, 1138 (9th Cir. 2025) (affirming the rejection of an opinion that was inconsistent with the claimant’s history of “conservative treatment”). The ALJ found that Plaintiff had no more than “mild” limitations in each area of mental functioning. (AR 21–22.) As to understanding and remembering, the ALJ found that Plaintiff’s “regular treatment history generally reflected him to have normal cognitive functioning, including an intact capacity for recent and remote recall.” (AR 21 (citing AR 1424 (normal recall in December 2021); AR 1060 (intact memory in August 2023)).) As to concentration and persistence, the ALJ explained that Plaintiff had few if any “complaints regarding difficulty concentrating” and “was noted to demonstrate an adequate capacity for attention, normal thought content, and a linear thought process.” (AR 21 (citing AR 1172 (normal thought content in September 2021); AR 1424 (normal attention in December 2021); AR 963 (linear thought process in June 2022); AR 1086 (same in September 2022)).) As to social interaction, the ALJ found that while Plaintiff occasionally had “a degree of mood disturbance—especially while seeking treatment for alcohol abuse and detoxification—and/or a flat, indifferent affect,” he was most often observed to be “cooperative and even distinctly pleasant, as well as to exhibit normal behavior, mood, and affect.” (AR 21 (citing AR 586 (cooperative with normal mood and affect in September 2021); AR 963 (pleasant with normal emotion in June 2022); AR 1086 (same in September 2022); AR 1037 (cooperative in April 2023); AR 1148 (normal behavior in May 2023); AR 1060 (cooperative in August 2023)).) Finally, as to adaptation to change, the ALJ observed that Plaintiff “endorsed being able to perform activities of daily living without complication from his psychological symptoms” and “most often exhibited normal judgment and insight.” (AR 22 (citing AR 1172 (normal judgment in September 2021); AR 1433 (mature judgment and good insight in December 2021)).) The Court has reviewed the record and determined that the examples cited by the ALJ are representative, such that the ALJ could rationally describe Plaintiff’s mental status Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 6 of 13
- 7 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 examinations as “grossly benign” and Plaintiff’s limitations as “mild.” (See AR 1342 (normal mood in June 2021); AR 937 (normal mood and affect in July 2021); AR 1172 (normal behavior, thought content, and judgment in September 2021); AR 625 (appropriate mood and affect in October 2021); AR 1424, 1433 (good insight and judgment notwithstanding depressed mood and affect in December 2021); AR 1164 (normal behavior and mood in January 2022); AR 1086 (pleasant, linear thought process, and normal emotion in September 2022); AR 1148 (normal behavior in May 2023); AR 1060 (cooperative, alert, and intact memory in August 2023).) Further, the ALJ is correct that Plaintiff’s treatment was effectively limited to inpatient alcohol abuse treatment and short- term medication use, and that Plaintiff denied a referral for psychiatric treatment. (See AR 1370–1452 (treatment at Arizona Rehab Campus in January and December 2021); AR 964 (declining a psych referral in June 2022 because he thought his symptoms were a hormonal issue); AR 985 (not on medications in November 2022, despite being prescribed an antidepressant in June 2022).) Again, the ALJ could rationally find that Dr. Belton’s opinion was inconsistent with this record. The ALJ further found that Dr. Belton’s opinion was inconsistent with Plaintiff’s “own statements to her, in which he indicated being capable of performing activities of daily living and did not raise any concerns related to basic comprehension skills.” (AR 29.) This was rational, as there does appear to be an inconsistency, e.g., given Plaintiff’s lack of concern with his comprehension skills, it is unclear why he would struggle with comprehension of multi-step directions. (AR 987, 990.) Because it was rational, it should be upheld. The ALJ properly analyzed the supportability and consistency factors and rationally concluded, under those factors, that Dr. Belton’s opinion was not persuasive. B. Dr. McClain and Dr. Nathan The next opinions were offered during Plaintiff’s administrative proceeding. At the initial level, Dr. McClain found that Plaintiff had a severe mental impairment. (AR 87.) As to the four areas of mental functioning, Dr. McClain opined that Plaintiff had no limitation Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 7 of 13
- 8 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 in understanding, remembering, and applying information; a moderate limitation in interacting with others; a moderate limitation in concentrating, persisting, and maintaining pace; and a mild limitation in adapting and managing himself. (AR 87.) In support, Dr. McClain cited to a 2022 diagnosis of major depressive disorder; several findings of Dr. Belton; and Plaintiff’s self-report of isolative behavior to Dr. Belton. (AR 87–88.) At the reconsideration level, Dr. Nathan agreed that Plaintiff had a severe mental impairment. (AR 125.) Dr. Nathan opined that Plaintiff had a mild limitation in understanding, remembering, and applying information; a moderate limitation in interacting with others; a moderate limitation in concentrating, persisting, and maintaining pace; and a mild limitation in adapting and managing himself. (AR 126.) In support, he cited Dr. Belton’s examination and Dr. McClain’s determination at the initial level. (AR 126.)2 The ALJ found both opinions partially persuasive, presumably to the extent that they endorsed “mild” limitations in certain areas of mental functioning. (AR 21–22, 28.) As to supportability, the ALJ found that Dr. McClain and Dr. Nathan likely “relied too heavily upon the ultimately unpersuasive opinion of this matter’s psychological consultative examiner.” (AR 28.) As explained above, the ALJ’s rejection of Dr. Belton’s opinion is supported by substantial evidence. It follows that the ALJ could reject Dr. McClain’s and Dr. Nathan’s opinions as unpersuasive for relying on Dr. Belton’s opinion for support. As to consistency, the ALJ found that Dr. McClain’s and Dr. Nathan’s opinions were only “partially . . . consistent with [Plaintiff’s] longitudinal medical record in that the evidence did not reflect more than minimal limitations in any domain of mental functioning.” (AR 28.) Specifically, the ALJ found an inconsistency between the opinions and Plaintiff’s “grossly benign mental status examinations” and negligible mental health treatment. (AR 28.) As explained above, the ALJ’s evaluation of the longitudinal record is supported by substantial evidence. The ALJ could rationally reject Dr. McClain’s and Dr. Nathan’s opinions as inconsistent with that record. . . . . 2 Dr. Nathan miscited the dates of Dr. Belton’s and Dr. McClain’s opinions, but his references to the “Psy CE” and “initial” determination make his meaning clear. (AR 126.) Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 8 of 13
- 9 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 II. Nonseverity Determination The ALJ is required to follow a “special technique” when evaluating a claimant’s mental impairments. 20 C.F.R. § 404.1520a(a). This involves rating the claimant’s degree of limitation in the four areas of mental functioning discussed above: understanding, remembering, or applying information; interacting with others; concentrating, persisting, or maintaining pace; and adapting or managing oneself. Id. § 404.1520a(c)(3). The possible ratings are none, mild, moderate, marked, and extreme. Id. § 404.1520a(c)(4). If the claimant has no more than “mild” limitations in each area of functioning, the ALJ generally will find that the claimant’s impairment is nonsevere. Id. § 404.1520a(d)(1). The ALJ’s “written decision must incorporate the pertinent findings and conclusions based on the technique.” Id. § 404.1520a(e)(4). Here, as explained above, the ALJ evaluated the longitudinal record and rationally found, based on Plaintiff’s grossly benign mental status examinations, failure to seek mental health treatment, and ability to engage in his activities of daily living, that Plaintiff had no more than mild limitations in each area of mental functioning. In addition, the ALJ rationally rejected the contrary medical opinion evidence based on lack of support and inconsistency with the record. These findings and conclusions are set forth in the ALJ’s written decision. Given the foregoing, substantial evidence supports the ALJ’s determination that Plaintiff lacked a severe mental impairment. See Chaudhry v. Astrue, 688 F.3d 661, 670 (9th Cir. 2012) (affirming the ALJ’s finding that the claimant lacked a severe mental impairment where the ALJ “documented his application of the psychiatric review technique,” including his reasons for rejecting medical opinion evidence). III. Plaintiff’s Arguments Plaintiff offers several undeveloped and unpersuasive allegations of error. He first takes issue with the ALJ placing significance on his failure to seek mental health treatment. (Opening Br. 7.) He asserts that a finding of nondisability “is warranted where the claimant fails to follow prescribed treatment that is ‘expected to restore [his] ability to work’ absent ‘an acceptable reason for failure to follow prescribed treatment.’” (Id. (quoting 20 C.F.R. Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 9 of 13
- 10 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 § 404.1530).) Here, he says, no physician opined that mental health treatment would restore his ability to work. (Id.) He further suggests that the ALJ failed her duty to develop the record by not inquiring whether he had a good reason for not seeking treatment. (Id.) These arguments miss the mark. Section 404.1530 “permit[s] the Commissioner to deny benefits where the claimant meets the disability criteria but fails to obtain treatment that would ameliorate his condition.” Gamble v. Chater, 68 F.3d 319, 321 (9th Cir. 1995). The ALJ found that Plaintiff did not meet the disability criteria. (AR 30.) So, § 404.1530 is not implicated, and the ALJ did not run afoul of it. Instead, the ALJ found that Plaintiff’s claim of disability was undermined in part by his failure to seek more than minimal mental health treatment. This is acceptable reasoning, both as to symptom testimony and medical opinion evidence. See Smolen v. Chater, 80 F.3d 1273, 1284 (9th Cir. 1996) (symptom testimony); Nadon, 145 F.4th at 1138 (medical opinion evidence). Next, the ALJ’s duty to develop the record is triggered only “where the record establishes ambiguity or inadequacy.” McLeod v. Astrue, 640 F.3d 881, 885 (9th Cir. 2011) (citing Tonapetyan v. Halter, 242 F.3d 1144, 1150 (9th Cir. 2001)). The Court agrees with the Commissioner that the duty was not triggered here. (Answering Br. 12–13.) The record shows “grossly benign” mental status examinations, a lack of mental health treatment, and an ability to “perform activities of daily living without complication from [Plaintiff’s] psychological symptoms.” (AR 22, 28.) In addition, Plaintiff did not alert the ALJ to any alleged mental health symptoms. This record is not ambiguous or inadequate; it supports the ALJ’s rational conclusion that Plaintiff lacks a severe mental impairment. Indeed, while Plaintiff faults the ALJ for not asking him about his lack of treatment, he does not indicate what he would have said had the ALJ asked. Plaintiff may not use the ALJ’s duty to develop the record to shift the burden of proving disability to the ALJ. Mayes v. Massanari, 276 F.3d 453, 459 (9th Cir. 2001). Next, Plaintiff points out that the Ninth Circuit Court of Appeals has “criticized the use of a lack of treatment to reject mental complaints both because mental illness is notoriously underreported and because ‘it is a questionable practice to chastise one with a Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 10 of 13
- 11 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 mental impairment for the exercise of poor judgment in seeking rehabilitation.’” (Opening Br. 7 (quoting Regennitter v. Comm’r of Soc. Sec. Admin., 166 F.3d 1294, 1299–1300 (9th Cir. 1999)); Reply Br. 4.) Plaintiff says that the record shows he had poor judgment, as he failed to comply with his knee treatment, “stopped taking psychotropic medications, refused a referral to a psychiatric provider, and failed to seek consistent mental health treatment.” (Opening Br. at 7–8.) While it is true that an ALJ must be careful when evaluating a claimant’s failure to seek mental health treatment, an ALJ may, under appropriate circumstances, weigh such failure against the claimant. Were it otherwise, any claimant could claim disabling mental impairments and assert that the absence of treatment is a byproduct of the impairment. This would make benefits “‘available for the asking, a result plainly contrary to’ the Social Security Act.” Smartt, 53 F.4th at 499 (quoting Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir. 2012), superseded on other grounds by 20 C.F.R. § 404.1502(a)). As for Plaintiff pointing to various poor choices he made regarding his treatment, there is “no medical evidence” that those choices were “attributable to [his] mental impairment rather than [his] own personal preference.” Molina, 674 F.3d at 1114. Thus, the choices do not undermine the ALJ’s conclusions. See id. (affirming the ALJ’s rejection of the plaintiff’s anxiety testimony where the plaintiff failed to seek psychiatric treatment and “there was no medical evidence that [her] resistance was attributable to her mental impairment rather than her own personal preference”); Garrison v. Colvin, 759 F.3d 995, 1018 n.24 (9th Cir. 2014) (“[W]e do not punish the mentally ill for occasionally going off their medication when the record affords compelling reason to view such departures from prescribed treatment as part of claimants’ underlying mental afflictions.” (emphasis added)). Next, Plaintiff argues that even if the ALJ could use his lack of treatment to discount his (nonexistent) symptom testimony, lack of treatment is still “not a valid reason to reject the medical opinions.” (Opening Br. 8; see Reply Br. 5.) He asserts that an ALJ’s “[r]easons for rejecting a claimant’s testimony are not valid reasons to reject a medical opinion where the opining doctor assumes that fact.” (Opening Br. 8.) But it is well-established that an Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 11 of 13
- 12 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 ALJ may reject an opinion that is unduly reliant on a claimant’s subjective statements. Ghanim, 763 F.3d at 1162 (quoting Tommasetti, 533 F.3d at 1041).3 Plaintiff points out that “the rule allowing an ALJ to reject opinions based on self-reports does not apply in the same manner to opinions regarding mental illness,” as psychiatry necessarily “depend[s] in part on the patient’s self-report, as well as on the clinician’s observations of the patient.” (Reply Br. 5–6 (quoting Buck v. Berryhill, 869 F.3d 1040, 1049 (9th Cir. 2017)).) While true, this does not mean that an ALJ may never reject a psychiatric opinion as unduly reliant on a claimant’s self-reports. Here, given the ALJ’s analysis of the longitudinal record—an analysis which Plaintiff does not seriously engage with—the ALJ’s finding was rational. Plaintiff next argues that the “ALJ is simply not qualified to interpret raw medical data in functional terms” and “may not substitute her own lay opinion for that of medical professionals.” (Opening Br. 8 (citations omitted).) He does not identify where the ALJ “interpret[ed] raw medical data.” And the ALJ did not rely on “her own lay opinion”; she analyzed the opinion evidence using the factors of supportability and consistency. Plaintiff also argues that Dr. Belton’s normal examination findings “do[] not detract from her opinion” because “[w]axing and waning of symptoms is typical of mental illness.” (Reply Br. 6 (citing Garrison, 759 F.3d at 1017).) As explained above, the ALJ rationally found that Dr. Belton’s opinion was not supported by her examination or the record generally. Plaintiff’s observation that symptoms can wax and wane does not affect that conclusion. Indeed, he points to no evidence that his symptoms were known to wax and wane. Conclusion The Court recommends that the Commissioner’s decision be affirmed. This recommendation is not immediately appealable to the United States Court of Appeals for the Ninth Circuit. The parties have 14 days to file specific written objections 3 Ogin v. Colvin, 608 F. App’x 519 (9th Cir. 2015), which Plaintiff cites in support of his argument, is not binding or on point. There, the claimant gave “lackluster effort” during a consultative examination, and the ALJ discounted the consulting physician’s opinion for that reason. Id. at 520. The court held that the claimant’s lack of effort was not a reason to reject the opinion, as the physician expressly accounted for the lack of effort in formulating the opinion. Id. The physician did not “assume” the truth of any “fact,” nor did the court hold that an ALJ must adopt assumptions made by an opining physician. In short, Plaintiff’s reading of Ogin is incorrect. Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 12 of 13
- 13 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 with the district court. Fed. R. Civ. P. 72(b)(2). The parties have 14 days to file responses to objections. Id. The parties may not file replies on objections absent the district court’s permission. A failure to file timely objections may result in the waiver of de novo review. United States v. Reyna-Tapia, 328 F.3d 1114, 1121 (9th Cir. 2003) (en banc). The Clerk of Court is directed to terminate the referral of this matter. Filed objections should bear the following case number: CV-25-00522-TUC-RM. Dated this 5th day of March, 2026. Case 4:25-cv-00522-RM Document 20 Filed 03/05/26 Page 13 of 13
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