1:22-cv-00124•Smith v. Jackson et al
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IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF ALABAMA SOUTHERN DIVISION DAVID LEE SMITH, AIS # 164818, * * Plaintiff, * * vs. * CIVIL ACTION NO. 22-00124-CG-B * HEATH JACKSON, et al., * * Defendants. * REPORT AND RECOMMENDATION Plaintiff David Lee Smith, an Alabama prison inmate proceeding without the assistance of counsel (pro se), filed a complaint seeking relief under 42 U.S.C. § 1983. The complaint alleges that Heath Jackson, Sheriff of Escambia County, Alabama; Richard Hetrick, Warden of the Escambia County Jail; and Nurse Kristy Godwin acted with deliberate indifference to Smith’s serious medical conditions, namely the human immunodeficiency virus (“HIV”), based on their actions in addressing coronavirus disease 2019 (“COVID-19”) at the Escambia County Jail (“the Jail”), which caused a worsening of Smith’s health.1 (Doc. 59). Smith 1 Smith’s initial complaint was filed in March 2022 and did not include Nurse Godwin as a defendant. (See Doc. 1). After being afforded two opportunities to amend his compliant, Smith sought, nearly eighteen months after the filing of his initial complaint, to add Nurse Godwin as a defendant. (Doc.36). Defendants opposed Smith’s motion on the grounds of unreasonable delay and unfair prejudice. (Doc.37). The undersigned initially granted Smith’s motion to the extent he sought to expand on the allegations against Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 1 of 47 PageID# <pageID>
2 seeks monetary relief in the amount of $1,960,000 for pain and suffering (“$10k for each day from date COVID-19 testing was refused leaving symptoms unabated and medical condition worsening”). (Id. at 6). Defendants have answered the complaint and filed special reports, along with supporting evidentiary materials, in support of their denial of the claims asserted against them. (Docs. 28, 29, 75, 76, 77, 78, 79). After review of Defendants’ filings, the Court converted Defendants’ answers, special reports, and attached affidavits, medical records, institutional records, and guidelines Defendants Jackson and Hetrick, but denied Smith’s motion to add Nurse Godwin given the eighteen month delay. (Doc. 47). Smith sought reconsideration with respect to Nurse Godwin and argued that “he learned for the first time through Defendant[s’] Special Report that Defendants had (or have) in place a written plan for Covid-19” and “that Nurse Godwin[ ] participated in the creation of said plan, which the Plaintiff contends is exemplary of the Defendant’s deliberate indifference.” (Doc. 49 at 1). Upon reconsideration, the undersigned granted Smith’s request to add Nurse Godwin as a defendant with respect to her alleged participation in the creation of a COVID-19 plan at Escambia County Jail. (Doc. 52) However, because Smith was admittedly aware of the facts supporting his assertions regarding Nurse Godwin’s alleged denial of medical treatment, improper diagnoses and licensures, when he filed this action in March 2022, and certainly when he was transferred away from the facility in September 2022, he was not permitted to add those claims given the eighteen-month delay and the fact that such claims were not the basis of his lawsuit or alleged in his initial pleadings. (Id. at 3; see Docs. 1, 5, 16). Smith was cautioned that claims outside the scope set by the Court would be stricken. (Doc. 52 at 3). Additionally, Smith was clearly instructed that his “fourth amended complaint will become the operative pleading in this case” and he “shall not reference or seek to incorporate his prior complaints.” (Doc. 55 at 2; see also Doc. 52 at 4). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 2 of 47 PageID# <pageID>
3 into a motion for summary judgment. (See Docs. 81, 82). The Court directed Smith to respond to the motion with affidavits, sworn or verified declarations, or statements made under penalty of perjury, and other evidentiary materials (Doc. 82), and Smith filed a response in opposition to the motion. (Doc. 84). Smith’s response, however, was not made under penalty of perjury and does not appear to be properly signed as required by the Federal Rules of Civil Procedure. (See id.). Therefore, it is not to be considered by the Court on summary judgment. See Adickes v. S.H. Kress & Co., 398 U.S. 144, 158 n.17 (1970) (unsworn statements are not admissible at summary judgment stage of proceedings); see also Carr v. Tatangelo, 338 F.3d 1259, 1273 n.26 (11th Cir. 2003) (court may not consider unsworn statements when ruling on motion for summary judgment). Presently before the Court is Defendants’ converted motion for summary judgment (Doc. 81). This case has been referred to the undersigned Magistrate Judge for appropriate action pursuant to 28 U.S.C. § 636(b)(1)(B) and S.D. Ala. GenLR 72(a)(2)(R). For the reasons set forth below, it is RECOMMENDED that Defendants’ motion for summary judgment be GRANTED, and that this action be DISMISSED with prejudice. I. Summary Judgment Standard of Review. Summary judgment is proper if the party asking for summary judgment “shows that there is no genuine dispute as to any material Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 3 of 47 PageID# <pageID>
4 fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The “substantive law will identify which facts are material.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). The court does not “weigh the evidence and determine the truth of the matter” on summary judgment. Id. at 249. Rather, the court “determine[s] whether there is a genuine issue for trial.” Id. at 250. “The mere existence of a scintilla of evidence” supporting the nonmoving party is not sufficient to defeat a motion for summary judgment. Id. at 252. Because Defendants are asking for summary judgment, they must demonstrate, by identifying evidence in the record, the absence of a genuine dispute of material fact or show that the nonmoving party, Smith, does not have evidence in support of some element of his case on which he bears the ultimate burden of proof at trial. See Celotex Corp. v. Catrett, 477 U.S. 317, 322-24 (1986). If Defendants carry their burden, then Smith is required to “‘go beyond the pleadings,’ and by [his] own affidavits, or by ‘depositions, answers to interrogatories, and admissions on file,’ designate specific facts showing that there is a genuine issue for trial.” Jeffery v. Sarasota White Sox, Inc., 64 F.3d 590, 593-94 (11th Cir. 1995) (per curiam) (quoting Celotex, 477 U.S. at 324). “[I]f the record taken as a whole could lead a rational trier of fact to find for the nonmoving party,” then a genuine issue of Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 4 of 47 PageID# <pageID>
5 material fact exists. Hickson Corp. v. Northern Crossarm Co., Inc., 357 F.3d 1256, 1260 (11th Cir. 2004). In considering a motion for summary judgment, courts are required to “view the evidence, draw all reasonable factual inferences, and resolve all reasonable doubts in favor of the non- movant.” Baxter v. Roberts, 54 F.4th 1241, 1253 (11th Cir. 2022) (quoting Stryker v. City of Homewood, 978 F.3d 769, 773 (11th Cir. 2020)). This requirement extends only “to the extent supportable by the record.” Id. (quoting Scott v. Harris, 550 U.S. 372, 381 n.8 (2007)). Where “opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a motion for summary judgment.” Scott, 550 U.S. at 380. II. Relevant Facts on Summary Judgment.2 The crux of Smith’s complaint is that Defendants’ policies and actions caused a worsening of his HIV condition. His decline is reflected by his CD4 and viral load levels. In December 2019, Smith had a CD4 count of 449 and viral load level of 39. (Doc. 75-8 at 67). Smith was incarcerated at the Jail from June 27, 2021, to September 27, 2022, and he was informed during that time 2 The “‘facts,’ as accepted at the summary judgment stage of the proceedings, may not be the ‘actual’ facts of the case.” Priester v. City of Riviera Beach, Fla., 208 F.3d 919, 925 n.3 (11th Cir. 2000). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 5 of 47 PageID# <pageID>
6 (in July 2022) that his CD4 count was 208 and his viral load level was 147,000. (Doc. 75-4 at 122, 125). While Smith believes he contracted COVID-19 while incarcerated at the Jail, it is not his claim that COVID-19 worsened his condition. Instead, Smith’s claim is more broad, alleging that with knowledge of his serious health conditions, namely HIV, Defendants Jackson and Hetrick acted with deliberate indifference to his health and safety by: (1) ignoring CDC guidelines concerning quarantining of close contact persons and those symptomatic of the COVID-19 virus; (2) allowing unqualified nurses to make medical diagnoses; (3) allowing nurses to diagnose without objective medical tests – COVID-19 tests; (4) creating and implementing policies that harmed Smith; (5) failing to adequately train and instruct and supervise the Jail as to quarantining inmates during outbreak of COVID-19, including quarantining close contacts; (6) ignoring Smith’s numerous requests, grievances, and other communications submitted concerning his serious medical condition and risk of exposure; (7) failing to mandate testing upon the request of detainees, especially high-risk inmates; and (8) failing to pursue an “own recognizance” bond as means to protect Smith, instead of as means to reduce health care costs of HIV medications.3 (Doc. 59 at 4, 7-10). He further claims that Nurse Godwin knew of his serious 3 For clarity, the claims have been renumbered in this report from Smith’s complaint. (See Doc. 59). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 6 of 47 PageID# <pageID>
7 medical conditions and acted with deliberate indifference to his health and safety by: (1) ignoring CDC guidelines concerning quarantining of close contact persons and those who are symptomatic of COVID-19; (2) allowing nurses to diagnose without objective medical tests – COVID-19 tests; and (3) going beyond her authority as a nurse (as opposed to a physician) to participate in and create the COVID-19 plan for the Jail. (Id. at 10-11).4 Defendants generally maintain that they have responded reasonably to the risks to Smith, and all inmates, regarding the measures taken to combat COVID-19, and Defendants specifically contend that they have not acted with deliberate indifference to Smith’s medical conditions. A. The Jail’s COVID-19 Response. When COVID-19 emerged in March 2020, Sheriff Jackson, Warden Hetrick, the Director of Nursing, Meagan Langford,5 and the Jail’s 4 In addition to the identified claims, Smith alleges that Nurse Godwin is liable for: (1) failing to notify Sheriff Jackson and Warden Hetrick of his serious medical needs and conditions and high-risk status and (2) allowing unqualified nurses to make medical diagnosis. (Doc. 59 at 10-11). Because the Court specifically instructed Smith that in amending his complaint, he was “not allowed to assert allegations against Nurse Kristy Godwin related to denial of medical treatment, improper diagnoses, licensure, etc.” and warned Smith that claims unrelated to her creation and implementation of the Jail’s COVID-19 policy would be stricken (Doc. 54 at 3), these claims against Nurse Kristy Godwin are STRICKEN and will not be addressed herein. 5 The Director of Nursing, Meagan Langford, is not a party to this action. Nurse Langford left her position in June 2022, and Nurse Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 7 of 47 PageID# <pageID>
8 doctor, Dr. Elizabeth Low,6 coordinated to develop a plan of action to address COVID-19 at the Jail. This plan included adopting measures in compliance with the Guidance on Management of Coronavirus Disease 2019 (COVID-19) in Correctional and Detention Centers published by the U.S. Centers for Disease Control and Prevention (“CDC”) (hereinafter referred to as the “CDC guidelines”). (See Doc. 75-1 at 2-3, 24-396; Doc. 75-2 at 2-3). The medical staff at the Jail were instructed to follow the guidance of the CDC. (Doc. 76-1 at 3). Some of the actions the Jail took to manage and prevent the COVID-19 virus were: • Providing education to inmates and staff in both oral and written format about the signs and symptoms of COVID-19, proper hygiene, and social distancing; • Encouraging proper hygiene practices and social distancing among inmates and staff; • Ensuring there was sufficient soap in bathroom areas and hand sanitizer available to allow for all persons in the Jail to frequently wash their hands; • Continuing to provide medical appointments and care to the extent possible; • Engaging in enhanced cleaning and disinfecting procedures; • Developing a plan for quarantining new inmates before they were introduced to the general Jail population; • Performing screening checks on those entering the Jail for symptoms of COVID-19; Kristy Godwin became the Director of Nursing. (Doc. 75-1 at 2). 6 The Jail physician, Dr. Elizabeth Low, is not a party to this action. Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 8 of 47 PageID# <pageID>
9 • Implementing some social distancing measures; • Providing inmates with facemasks and instructions for proper wearing and care of facemasks; • Providing staff members with facemasks and gloves along with instructions for staff members on use and cleaning of these items and proper social distancing strategies related to inmates; • Implementing a quarantine plan for inmates and staff consistent with the CDC’s guidance; and • Monitoring both inmates and staff for COVID-19. (Doc. 28-1 at 4-5). More specifically, Defendants have testified that to protect the inmates, Jail staff were screened for COVID-19 upon arriving to work, which included a temperature check and questioning as to symptoms and exposure. (Doc. 75-2 at 4). Staff were required to wear facemasks and other personal protective equipment and complete enhanced cleaning procedures. (Id.). Inmates were screened for COVID-19 upon entry into the Jail, and intake inmates were held in quarantine upon their arrival for three days unless they came from another correctional facility. (Doc. 28-1 at 4-5; Doc. 75-1 at 398-400, 411-13; Doc. 75-2 at 4). If an inmate tested positive for COVID-19, the inmate was placed in isolation in an individual holding cell for the CDC-recommended quarantine period to the extent possible. (Doc. 28-3 at 3; Doc. 75-1 at 4; Doc. 76- 1 at 3). Inmates who tested positive for COVID-19 were offered --- Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 9 of 47 PageID# <pageID>
10 medication, including COVID-19 specific medication. (Doc. 28-3 at 3; Doc. 75-3 at 16). If an inmate who tested positive for COVID- 19 did not see improvement in their symptoms within two to three days, then they were seen by the Jail’s physician for further treatment. (Doc. 76-1 at 3). The Jail provided information on the number of COVID-19 positive inmates to the Department of Justice on a weekly basis. (Doc. 28-1 at 5; Doc. 75-1 at 401-08; Doc. 75-2 at 2). All officers at the Jail were trained on the signs and symptoms of COVID-19, proper hygiene, social distancing, cleaning and disinfecting procedures, screening inmates for COVID- 19, quarantining, and the Jail’s COVID-19 policy. (Doc. 75-1 at 3; Doc. 75-2 at 3-4). Staff members were instructed to monitor inmates for health issues and symptoms. (Doc. 75-2 at 4). To the extent possible, inmates who tested positive for COVID-19 were separated from the other inmates and quarantined in line with the CDC’s guidelines. (Doc. 63 at 4-5; Doc. 76-1 at 3). To accomplish the isolation of COVID-19 positive inmates, Defendants converted areas of the Jail, including medical holding cells, the egress (an isolated room with a toilet near the sally port), and the assembly, to be used as isolation areas. (Doc. 63 at 4-5). Facemasks and information on the proper way to wear a facemask were provided. (Doc. 75-2 at 4). As the pandemic continued and the CDC guidelines changed, the Jail kept abreast of the changes, and Sheriff Jackson and Warden Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 10 of 47 PageID# <pageID>
11 Hetrick worked with the medical team at the Jail to implement policies that followed the CDC recommendations to the best of the Jail’s ability considering spacing, security, and supply chain constraints. (Doc. 75-1 at 3; Doc. 75-2 at 3). When it became available, the Jail took steps to ensure the inmates could receive the COVID-19 vaccine. (Doc. 28-2 at 6; Doc. 75-2 at 5). And, in the fall of 2021, the Jail purchased a testing machine to increase its ability to test inmates for COVID-19. (Doc. 75-1 at 4, 415). For most of the relevant period, the Jail employed two or three nurses, including Nurse Godwin, and a doctor who came to the Jail once a week, Dr. Low. (Doc. 75-2 at 5; Doc. 76-1 at 2). The Jail relies on the medical staff to provide medical care to inmates. (Doc. 75-2 at 4). The nurses at the Jail worked under the supervision of the doctor as permitted by Alabama law. (Doc. 75- 1 at 2). Pursuant to standing orders issued by Dr. Low, the Jail nurses could treat certain qualifying conditions without having to first obtain a physician’s order. (Doc. 76-1 at 2). Inmates were assessed by medical staff to determine if the symptoms they exhibited were related to COVID-19, as opposed to some other medical condition. (Id. at 3). If the symptoms were determined by medical staff to be COVID-19 symptoms, the inmate was tested for COVID-19. (Id.). All positive COVID-19 cases were reported to Dr. Low, and standing orders were implemented to provide certain vitamins and other medications to inmates who tested positive for Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 11 of 47 PageID# <pageID>
12 COVID-19. (Id.). If an inmate who tested positive for COVID-19 did not see improvement in their symptoms within two to three days, they were seen by Dr. Low for further treatment. (Id.). Inmates who tested positive for COVID-19 were quarantined in individual holding cells and egress areas, unless there was an issue with spacing. (Doc. 75-2 at 5-6). Where spacing was an issue, inmates who tested positive may have been quarantined together in an area separate and apart from other inmates to ensure that they were separated from the general inmate population. (Id. at 6). Inmates who tested positive for COVID-19 were monitored by medical staff. (Id.). Efforts were made to ensure that inmates who were in isolation or quarantine due to COVID-19 did not encounter the general population of the Jail. (Id.). During outbreaks of COVID-19, like the one in January 2022 which is pertinent here, inmates who contracted COVID-19 were quarantined and isolated to the extent possible, which meant inmates were kept in their units because, due to space and security issues, they could not be held in individual holding cells, the egress, and inmate assembly areas, nor could they be moved between units safely. (Doc. 28-2 at 8; Doc. 63 at 5; Doc. 75-2 at 6). B. January 2022 COVID-19 Outbreak at the Jail. The Jail had no confirmed cases of COVID-19 in the weeks leading up to January 2022. (See Doc. 75-2 at 6; Doc. 75-3 at 2- 43). On January 14, 2022, however, three inmates in Unit 3, where Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 12 of 47 PageID# <pageID>
13 Smith was housed, tested positive for COVID-19. (Doc. 75-2 at 7). As of January 19, 2022, seventeen inmates at the Jail were diagnosed with COVID-19 and/or quarantined due to COVID-19, and five of those inmates were from Unit 3. (Doc. 75-2 at 7; Doc. 75- 6 at 1). Due to spacing issues and constraints, the Jail was placed on “lockdown,” and COVID-19 positive inmates were not isolated or quarantined outside of their units. (Doc. 63 at 5; Doc. 75-2 at 6). Stated another way, there was no room to quarantine inmates in the designated areas of holding cells, the egress, and the assembly. (Doc. 63 at 7). Instead, all inmates were secured inside their assigned cells and units such that they remained with the same individuals they had been in close contact with, and no new inmates were exposed to the virus. (Id. at 7-8). Still, to the extent possible, the inmates who tested positive for COVID-19 were held separately from the other inmates in cells within the units. (Id. at 5, 8). During this time, the Jail continued to remind inmates of the importance of social distancing, proper hygiene, and masking, and it continued to perform enhanced cleaning measures. (Doc. 63 at 5-7; Doc. 75-2 at 6). By February 1, 2022, there was only one positive COVID-19 case at the Jail, and that inmate was quarantined in an individual holding cell because there was room in the Jail to hold him individually. (Doc. 75-6 at 2, 7). By February 8, 2022, there were no cases of COVID- 19 at the Jail. (Id. at 3). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 13 of 47 PageID# <pageID>
14 C. Smith’s Detainment at the Jail. Smith was booked into the Jail on June 27, 2021. (Doc. 28-5 at 3). During intake, he informed medical staff of his medical history, including HIV, diabetes, mental illness, seizures, and throat cancer. (Id. at 2-3). He also presented with symptoms of congestion and sinus drainage. (Id.). At that time, Smith refused all treatment. (Id.). Indeed, the chart notes indicate: “Not wanting to be on meds. Does not want sick call. Refuses any help at this time[,]” and they reflect Smith stating: “If it’s my time, it’s my time.” (Id.). The next day, however, Smith claims he “attempted” to inform Defendants Jackson and Hetrick of his serious medical conditions, but both Defendants told him to submit his concerns via the kiosk and refused to listen to him. (Doc. 59 at 12). Smith claims he submitted his concerns multiple times through the kiosk while at the Jail but never received a response from either Defendant Jackson or Defendant Hetrick. (Id.). Defendants Jackson and Hetrick deny knowledge of Smith’s medical conditions and have submitted certified records from the Jail’s kiosk, which show no grievance was ever sent from Smith to Sheriff Jackson. (See Doc. 28-1 at 2-3; Doc. 28-2 at 2-3; Doc. 75-1 at 2; Doc. 75- 2 at 1; Doc. 75-7). Sheriff Jackson testifies that he does not recall Smith otherwise contacting him about his HIV. (Doc. 28-1 at 3). Nor do the certified records from the Jail show that Smith Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 14 of 47 PageID# <pageID>
15 ever told Warden Hetrick he had HIV. (See Doc. 28-2 at 2; Doc. 75-7). On June 30, 2021, Smith suffered a seizure and claims he requested to receive all required medications. (Doc. 28-5 at 4). He notified the medical staff that he previously received medication and treatment from 1917 Clinic in Birmingham, Alabama. (Id.). The Jail contacted the 1917 Clinic, but it could find no records for Smith. (Id.). Smith inquired about his medications again on July 1, 2021, but he received no HIV medications. (See id.). In July 2021, Smith was placed in Unit 3 by the supervisor on shift. (Doc. 28-2 at 3). The medical records reflect that from July 2021 to the end of the year, Smith was seen by Nurse Godwin and treated for diabetic complaints including a foot infection and dry, sensitive skin, as well as sinus issues and thumb pain. (See Doc. 28-5 at 4; Doc. 75-8 at 70-73). Smith claims he was seen in the health care unit on January 1, 2022, for “a productive cough, sinus issues and shortness of breath,” and he claims he requested a COVID-19 test on that date but was denied a test “per policy” and treated for allergies with sinus medications. (Doc. 59 at 12). Smith claims he “was not quarantined, but was simply returned to the housing unit from which he came.” (Id. at 12-13). However, there is no record of Smith seeking medical attention on January 1, 2022, or of him requesting Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 15 of 47 PageID# <pageID>
16 a COVID-19 test. Smith further asserts that he filed a grievance complaining about the refusal of a COVID test - voicing his concerns about the possibility of having undiagnosed COVID and the serious risk the virus posed to his health - but the grievance was ignored, as were his kiosk messages addressed to Defendants Jackson and Hetrick. (Id. at 13). However, the record is devoid of any grievance by Smith complaining of undiagnosed COVID-19 or requesting a COVID-19 test. (See Docs. 75-7, 75-8). Nor are there records of any grievances by Smith regarding the refusal of a COVID-19 test. (See Doc. 75-7). The medical records instead reflect that on January 7, 2022, Smith was evaluated by Nurse Godwin for severe heartburn and sinus issues, with complaints of feeling dizzy. (Doc. 75-8 at 91). Per verbal order of Dr. Low, Smith was prescribed Protonix for his heartburn and Mucinex for his sinus issues. (Id.). On January 10, 2022, Smith submitted a sick call request stating: “I’m sick with a severe cold. I believe it is the flu. I’m hot then cold as well as I can’t breathe. I need a sick to be seen again as I have a weak immune system.” (Id. at 68). Nurse Langford’s chart notation from that day records Smith having no fever (with a body temperature of 98 degrees Fahrenheit) and reflects that he was prescribed a “Z-pack” and that she would “get records from Unity Wellness Clinic @ Opelika Alabama.” (Id. at 91). Those records were requested and received the same day and Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 16 of 47 PageID# <pageID>
17 confirmed Smith’s HIV-positive status. (See Doc. 28-5 at 5; Doc. 75-8 at 15-35). On January 12, 2022, Smith was evaluated and found to have “sinus allergy problems” and prescribed Sinex nasal spray and Zyrtec. (Doc. 75-8 at 87). Based on the signature, the medical evaluation appears to have been conducted by Dr. Low. (See id.). The medical records do not reflect that Smith reported to the medical unit for the rest of January 2022, or that he filed another sick call request in January 2022. On January 14, 2022, however - during the time the Jail was on lockdown due to the COVID-19 outbreak - Smith sent a grievance to Warden Hetrick at around 8:25 p.m., stating: “I WOULD LIKE A 1983 FORM TO FILE A LAWSUIT DUE TO COVID BEING IN THE DORM DUE TO MY HEALTH AND MY DUE PROCESS BEING VIOLATED. ASAP PLEASE.” (Doc. 75-7 at 5). When no immediate response was received, Smith filed another grievance at 10:39 p.m., stating: “[I] asked for a 1983 federal lawsuit form and still havent [sic] got one because it has violated my due process by not giving me a preliminary hearing and now youve [sic] brought 7 people who tested positive for covid back in the dorm.” (Id. at 6). Smith maintains that on February 2, 2022, he was offered his HIV medications and was told they would be provided, but they were --- --- Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 17 of 47 PageID# <pageID>
18 not.7 (Doc. 59 at 13). The medical records, however, reflect that on February 2, 2022, when asked about his medications, “[Smith] still stat[ed] he does want to receive treatment for it while incarcerated because he ‘won’t be here long.’” (Doc. 75-8 at 9). On May 13, 2022, Smith was evaluated by the Jail’s medical staff for complaints of a sore throat. (Doc. 28-5 at 6). The examination revealed redness and “pus pockets” to Smith’s throat, and he was treated with a ten-day course of antibiotics, without any objective tests being performed. (Id.). On June 18, 2022, the nurse again asked Smith “if he still was not wanting to receive any healthcare for HIV,” and Smith replied, “Well yea I do because it don’t look like I’m getting out no time soon. I wasn’t going to worry y’all or myself about it & just do it when I got out but I’m not getting out no time soon.” (Doc. 75-8 at 81). The medical staff scheduled Smith for an 7 Smith asserts that because of previously failed grievance attempts, he “became very vocal about the lack of medical care at the jail and the fact that there were prisoners in his housing unit who displayed symptoms of COVID-19.” (Doc. 59 at 13). He claims this resulted in him being moved to another unit with inmates who were also displaying COVID-19 symptoms, in violation of CDC guidelines. (Id.). Defendants, however, testify that Smith was moved from housing Unit 3 to housing Unit 2 on February 28, 2022, for disciplinary reasons. (Doc. 75-2 at 7). Defendants further testify that Unit 2 cells are individual cells, where there is no interaction with other inmates in the unit, and there were no confirmed COVID-19 cases at that date. (Id.). Smith was moved back to Unit 3 on March 6, 2022 (and notably raises no COVID exposure after this time), and then to the Gym on April 30, 2022, where he remained until his release from the Jail in September 2022. (Id. at 18). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 18 of 47 PageID# <pageID>
19 appointment to be seen at the Mobile County Health Department. (Doc. 28-5 at 7-8; Doc. 75-4). When Smith was taken to the Mobile County Health Department on July 27, 2022, his sore throat symptoms continued, and a strep test and COVID-19 test were performed, which were both negative. (Doc. 75-4 at 18, 116). Smith was prescribed an antibiotic, as well as HIV medication.8 (Id. at 18, 141). Smith claims he was released on bond in July 2022 following this appointment. (Doc. 59 at 14). However, the Jail records indicate that Smith remained in the Jail until September 27, 2022, when Sheriff Jackson signed a release on own recognizance bond that allowed Smith to be transferred to the custody of the Lee County Sheriff’s Department pursuant to a detainer placed on March 23, 2022. (See Doc. 75-2 at 8, 43-44). At the time of his release, the Jail records reflect that Smith was being provided with HIV medication from the Jail 8 Smith also tested positive and was treated for latent syphilis at this appointment. (Doc. 75-4 at 8, 10). Though outside the scope of the complaint, the Court notes that Smith attempts to argue that Defendants are liable for not notifying him of and treating him for syphilis while detained at the Jail. Such argument is meritless. First, the records from the Mobile County Health Department identify an onset date for syphilis of January 6, 2016. (Id. at 8). Thus, Smith should have been aware of his contraction of the infection prior to entering the Jail. This is further supported by the Mobile County Health Department record, which states, “H[istory] of t[reatment] questionable, [Smith] is unsure where or what treated with ‘while back.’” (Id. at 10). Second, the record confirms that Smith received a 28-day course of oral antibiotics to treat the latent syphilis. (Id.). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 19 of 47 PageID# <pageID>
20 (Doc. 75-8 at 78), which were paid for through an outside organization. (Doc. 75-1 at 2). Smith asserts that since being transferred from the Jail, “his levels have bounced back considerably, but he still suffers from the ill effects of his medical treatment and exposure to COVID-19 at the Escambia County Jail.” (Doc. 59 at 14). III. Discussion. A. Immunity Defenses. Defendants have asserted immunity defenses. (Doc. 78 at 2- 3; Doc. 79 at 4). To the extent Defendants Jackson and Hetrick are being sued in their official capacities, as county deputies and officers, they are considered employees of the State and are immune from suit pursuant to the Eleventh Amendment, which bars “suits against a state brought in federal court by citizens of that state.” Harbert Int’l, Inc. v. James, 157 F.3d 1271, 1277 (11th Cir. 1998); see Haywood v. Alexander, 121 So. 3d 972, 978 (Ala. 2013) (county sheriffs and their deputies are employees of the State); Dean v. Barber, 951 F.2d 1210, 1215 n.5 (11th Cir. 1992) (“Dean’s suit, to the extent that it attempts to hold Sheriff Bailey or other members of the Jefferson County Sheriff’s Department liable in their official capacity under section 1983, is barred because the sheriffs are employees of the State of Alabama. Dean’s suit against the sheriffs in their official capacity, therefore, is prohibited by the Eleventh Amendment Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 20 of 47 PageID# <pageID>
21 because the State of Alabama is the real party in interest.”). Nurse Godwin, however, is not a sheriff or deputy but a staff nurse and director of nursing at the Jail. Unlike the sheriff and deputy defendants, the actions taken by Nurse Godwin in the scope of her employment do not inherently constitute actions by the state. See Melton v. Abston, 841 F.3d 1207, 1234 (11th Cir. 2016). It is unclear from the record whether Nurse Godwin is employed by the Jail or a contracted private entity. Due to this ambiguity, Nurse Godwin is not entitled to Eleventh Amendment immunity. See Hennessey v. Univ. of Kan. Hosp. Auth., 53 F.4th 516, 530 (10th Cir. 2022) (noting that the party asserting Eleventh Amendment immunity bears the burden of establishing it is an arm of the state). “Qualified immunity protects government officials performing discretionary functions from suits in their individual capacities unless their conduct violates ‘clearly established statutory or constitutional rights of which a reasonable person would have known.’” Dalrymple v. Reno, 334 F.3d 991, 994 (11th Cir. 2003) (quoting Hope v. Pelzer, 536 U.S. 730, 739 (2002)). Because there is no dispute that the correctional defendants in this action were acting within their discretionary authority at all times when the acts in question occurred, “the burden shifts to the plaintiff to establish that qualified immunity is inappropriate.” Garcia v. Casey, 75 F.4th 1176, 1185 (11th Cir. 2023) (quotation omitted). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 21 of 47 PageID# <pageID>
22 To do so, the plaintiff must show both that (1) the defendants violated a constitutional right of plaintiff, and (2) the right was clearly established at the time of the alleged violation. See, e.g., Jacoby v. Baldwin County, 835 F.3d 1338, 1344 (11th Cir. 2016). Accordingly, the Court turns to examine whether there was a constitutional violation. B. Conditions of Confinement Claims. Liberally construed, Smith alleges constitutional violations regarding the conditions of his confinement. That is, Smith asserts the Defendants acted with deliberate indifference to his serious medical conditions, namely HIV. Prison officials violate the Eighth Amendment9 through “the unnecessary and wanton infliction of pain.” Farmer v. Brennan, 511 U.S. 825, 834 (1994) (quotation omitted). The Supreme Court has defined wantonness as “deliberate indifference to a substantial risk of serious harm to a prisoner.” Id. at 836. Thus, to establish an Eighth Amendment violation, a prisoner must prove both an objective and a subjective component; regardless of whether the treatment received by the prisoner is characterized as 9 Because Smith was a pretrial detainee at the time his complaint arose, his claims fall under the Fourteenth Amendment; however, the standards for evaluating such claims are the same as evaluating “a prisoner’s claim of inadequate care under the Eighth Amendment.” Swain v. Junior, 961 F.3d 1276, 1285 (11th Cir. 2020) (quotation omitted). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 22 of 47 PageID# <pageID>
23 “inhumane conditions of confinement, failure to attend to his medical needs, or a combination of both, it is appropriate to apply the ‘deliberate indifference’ standard . . . .” Helling v. McKinney, 509 U.S. 25, 32 (1993). An Eighth Amendment claim is said to have two components, an objective component, which inquires whether the alleged wrongdoing was objectively harmful enough to establish a constitutional violation, and a subjective component, which inquires whether the officials acted with a sufficiently culpable state of mind. Sims v. Mashburn, 25 F.3d 980, 983 (11th Cir. 1994). To prevail, a plaintiff must prove that there was “a substantial risk of serious harm,” and that the defendant was subjectively deliberately indifferent to that risk. Farmer, 511 U.S. at 832- 34. In defining “deliberate indifference,” the Supreme Court has stated: With deliberate indifference lying somewhere between the poles of negligence at one end and purpose or knowledge at the other, the Courts of Appeals have routinely equated deliberate indifference with recklessness. See e.g., LaMarca v. Turner, 995 F.2d 1526, 1535 (CA11 1993) . . . . It is, indeed, fair to say that acting or failing to act with deliberate indifference to a substantial risk of serious harm to a prisoner is the equivalent of recklessly disregarding that risk. Id. at 836. Thus, the Court has concluded that the “subjective recklessness” standard of criminal law is the test for “deliberate indifference” under the Eighth Amendment. Id. at 839-40. Under this test, there is no liability for “an official’s failure to alleviate a significant risk that he should have perceived but did Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 23 of 47 PageID# <pageID>
24 not . . . .” Id. at 838. It is not enough that an inmate proves the defendant should have known of the risk but did not, as actual knowledge is the key. See, e.g., Cottrell v. Caldwell, 85 F.3d 1480, 1491 (11th Cir. 1996). In addition, prison officials who actually knew of a substantial risk to inmate health or safety may be found free from liability if they responded reasonably to the risk, even if the harm ultimately was not averted. A prison official’s duty under the Eighth Amendment is to ensure “reasonable safety,” . . . a standard that incorporates due regard for prison officials’ unenviable task of keeping dangerous men in safe custody under humane conditions. Whether one puts it in terms of duty or deliberate indifference, prison officials who act reasonably cannot be found liable under the Cruel and Unusual Punishments Clause. Farmer, 511 U.S. at 844–45 (internal quotations and citations omitted). Indeed, a plaintiff bears the burden of showing that the defendant acted with more than gross negligence. Hoffer v. Sec’y. Fla. Dep’t of Corr., 973 F.3d 1263, 1270 (11th Cir. 2020). Accordingly, to prevail on his deliberate indifference claims, Smith must show: (1) an objectively serious risk to his health/safety; (2) the defendants’ deliberate indifference to that risk or his health/safety; and (3) causation between that indifference and his injury. Mann v. Taser Int’l, Inc., 588 F.3d 1291, 1306-07 (11th Cir. 2009). Here, there is no dispute as to the objective component. (See Doc. 28-1 at 3; Doc. 28-2 at 3; Doc. 77 at 15). Rather, the issue turns on the subjective component and causation. See Swain v. Junior, 961 F.3d 1276, 1286 (11th Cir. Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 24 of 47 PageID# <pageID>
25 2020) (“[E]ven where ‘prison officials . . . actually knew of a substantial risk to inmate health or safety,’ they may nonetheless ‘be found free from liability if they responded reasonably to the risk’ — and, importantly for present purposes, ‘even if the harm ultimately was not averted.’”) (quoting Farmer, 511 U.S. at 844). Because Smith’s allegations primarily relate to Defendants’ actions, policies, and procedures in response to COVID-19, this is where the Court begins. 1. Quarantining of Close Contact Persons and those Symptomatic of COVID-19. Smith claims Defendants Jackson, Hetrick, and Godwin ignored CDC guidelines concerning the quarantining, screening, and movement of close contact persons and those symptomatic of COVID- 19. (See Doc. 59 at 4, 7-8, 10). To the extent Smith’s claims rest on the premise that Defendants did not follow the CDC guidelines, that he was harmed, and that Defendants are thus liable for a constitutional violation, his claims fail.10 This simply is 10 To the extent Smith claims Defendants were deliberately indifferent to his medical needs for failing to treat him, his claim is not properly before the Court. (See Docs. 52, 55). Nor is it borne out by the record. Indeed, review of the record reveals that Smith repeatedly received treatment from the medical staff at the Jail. Furthermore, he was never refused requested treatment. For medical treatment to rise to the level of a constitutional violation, it must be “so grossly incompetent, inadequate, or excessive as to shock the conscience or to be intolerable to fundamental fairness.” Hoffer v. Sec’y. Fla. Dep’t. of Corr., 973 Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 25 of 47 PageID# <pageID>
26 not the law. The seminal decision of Swain v. Junior guides the Court in addressing Smith’s claims. In Swain, the Eleventh Circuit examined the measures a Florida jail took to combat the spread of COVID-19. While the Court compared the defendants’ actions to the CDC guidelines, it made clear that the CDC guidelines did not set a constitutional standard. See Swain, 961 F.3d at 1287-90; see also F.3d 1263, 1271 (11th Cir. 2020) (quotation omitted). At worst, Smith has alleged negligence in the failure of medical staff to encourage Smith to resume his HIV treatment. The record reflects that on June 30, 2021, Smith provided his previous prescriber’s name and information, but when contacted, the facility did not have records for Smith. (Doc. 28-5 at 4). Smith inquired about his medications the following day. (Id.). Thereafter, however, Smith did not mention his HIV medications to medical staff until January 10, 2022 (and the records were obtained that same day). (Doc. 75-8 at 23-24, 91). This is despite having submitted five sick call requests for various complaints (and having been evaluated) between July 2021 and January 2022. (See id. at 69-73, 89, 91). Moreover, when the record is read as a whole, it reflects that Smith repeatedly refused HIV medication because he did not think he would be incarcerated at the Jail for any substantial length of time. The record supports that it was not until June 18, 2022, that Smith stated he wanted to begin receiving HIV treatment. Specifically, Smith was asked “if he still was not wanting to receive any healthcare for HIV - [and Smith] state[d] to th[e] nurse, ‘Well yea I do because it don’t look like I’m getting out no time soon. I wasn’t going to worry y’all or myself about it & just do it when I got out but I’m not getting out no time soon.’” (Doc. 28-5 at 7; Doc. 75-8 at 81). Notably, Smith’s initial § 1983 complaints filed in March and April 2022 - before Smith decided to start receiving HIV treatment at the Jail - raised challenges to his bond and the Jail’s response to COVID-19, not the denial of medical care or failure to treat his HIV. (See Docs. 1, 5). Thus, the record before the Court supports that Smith refused treatment for his HIV condition until the summer of 2022 and directly contradicts Smith’s factual allegations. Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 26 of 47 PageID# <pageID>
27 Mays v. Dart, 974 F.3d 810, 823 (7th Cir. 2020), cert. denied, 142 S. Ct. 69 (2021) (qualifying that the CDC guidelines — like other administrative guidance — do not themselves set a constitutional standard, while noting that the CDC guidelines provide the authoritative source of guidance on prevention and safety mechanisms for a novel coronavirus in a historic global pandemic where the public health standards are emerging and changing). The CDC guidelines provide that modifications should be made based on the individual facility, institutional setting, and resources. (Doc. 75-5 at 2 (“The [CDC] guidance may need to be adapted based on individual facilities’ physical space, staffing, population, operations, and other resources and conditions.”)); see also Swain, 961 F.3d at 1288. The Swain Court recognized the measures the jail had taken in response to the COVID-19 virus and determined that based on the implemented procedures, it could not “conclude that, when faced with a perfect storm of a contagious virus and the space constraints inherent in a correctional facility, the defendants here acted unreasonably by ‘doing their best.’ Because the defendants ‘act[ed] reasonably,’ they ‘cannot be found liable’ under the Eighth Amendment.” Id. at 1289 (citing Farmer, 511 U.S. at 845).11 11 Similarly, courts outside this circuit have consistently held, in the context of the COVID-19 pandemic, that a plaintiff must provide more than conclusory allegations that defendants have not Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 27 of 47 PageID# <pageID>
28 Here, the record similarly does not support that Defendants turned a blind eye and deaf ear to the COVID-19 pandemic and the risks it posed to inmates generally or Smith specifically. See Money v. Pritzker, 453 F. Supp. 3d 1103, 1131-32 (N.D. Ill. 2020) (denying inmates’ preliminary injunction motion because defendants listed steps they were taking in response to COVID-19 and “[t]he record simply does not support any suggestion that Defendants have turned the kind of blind eye and deaf ear to a known problem that would indicate ‘total unconcern’ for the inmates’ welfare”) (citation omitted); Coates v. Arndt, 2020 U.S. Dist. LEXIS 216371, at *3, 2020 WL 6801884, at *2 (E.D. Wisc. Nov. 18, 2020) (“The plain fact is that the country is experiencing a pandemic and cases done enough to prevent or control the spread of the virus. See Valentine v. Collier, 978 F.3d 154, 164 (5th Cir. 2020) (stating that a facility’s mere failure to comply with CDC guidelines does not rise to the level of a constitutional violation, and that the Constitution does not require penal officials to implement “long- term changes” or sanitize facilities “to the minimum extent required to avoid the spread of COVID-19”); Hope v. Warden York Cty. Prison, 972 F.3d 310, 330 (3rd Cir. 2020) (rejecting petitioners’ arguments that exposure to COVID-19 was per se unconstitutional and that the government must entirely eliminate their risk of exposure in order to comply with constitutional mandates); Wilson v. Williams, 961 F.3d 829, 842–43 (6th Cir. 2020) (rejecting the contention that “the [Bureau of Prisons] was deliberately indifferent to petitioners’ health and safety because [its] actions have been ineffective at preventing the spread of COVID-19,” where the evidence showed the Bureau of Prisons had implemented numerous safeguards to combat the risk posed by COVID- 19); cf. King v. Fairman, 997 F.2d 259, 261 (7th Cir. 1993) (“[T]o sustain his constitutional claim, [the inmate] must demonstrate something approaching a total unconcern for his welfare in the face of serious risks, or a conscious, culpable refusal to prevent harm.”) (internal citations and quotation marks omitted). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 28 of 47 PageID# <pageID>
29 of COVID-19 are breaking out in prisons and communities across the country. This does not mean that the correctional officers in charge of those prisons are subjecting inmates to cruel and unusual punishment. People, both inside and outside prisons and jails, are contacting COVID-19 . . . .”). Smith challenges Defendants’ failure to follow the “strong recommendations” of the CDC guidelines, yet they are just that – recommendations. 12 To determine liability, the Court must look not at what Defendants failed to do, but at what Defendants did. See Valentine v. Collier, 956 F.3d 797, 801 (5th Cir. 2020) (determination of whether prison conditions pose a substantial risk of serious harm from COVID-19 that amounts to cruel and unusual punishment must be determined “after accounting for the protective measures [the prison or jail] has taken”). As previously discussed, the record reflects that Defendants took ample measures to prevent the spread of COVID-19 at the Jail through the creation of a written COVID-19 plan and implementation of the same, including the screening of Jail staff upon arriving to work, requiring staff to wear facemasks and other personal protective equipment, screening and quarantining of intake inmates, 12 The CDC emphasizes in its interim guidance: “At this time, different facility types (e.g., prison vs. jail) and sizes are not differentiated. Administrators and agencies should adapt these guiding principles to the specific needs of their facility.” (Doc. 75-5 at 4). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 29 of 47 PageID# <pageID>
30 distribution of facemasks to inmates, increased cleaning, and separate isolation and quarantine housing when the spacing allowed for it. Also, inmates who tested positive for COVID-19 were provided medication specific to the treatment of the virus. Defendants tracked the number of cases and locked down the Jail when necessary to stop the spread of the virus – indeed, this is what occurred during the time most pertinent to Smith’s complaint, January 2022. To the extent Smith takes exception to Defendants’ use of cohorting13 inmates in their assigned cells and locking down the Jail in January 2022, Smith cannot establish deliberate indifference. The CDC guidelines present cohorting as a means of containment for jails and detention centers when space is limited, as Defendants testify was the case at the Jail. While the CDC suggests that cohorting be used as, arguably, a last resort,14 that is how Defendants utilized it. Cohorting was implemented by 13 The CDC defines “cohorting” as “the practice of isolating multiple laboratory-confirmed COVID-19 cases together as a group, or quarantining close contacts of a particular case together as a group.” (Doc. 75-5 at 4). 14 The CDC guidelines state: “Ideally, cases should be isolated individually, and close contacts should be quarantined individually. However, some correctional facilities and detention centers do not have enough individual cells to do so and must consider cohorting as an alternative.” (Doc. 75-5 at 4). “If an entire housing unit is under quarantine due to contact with a case from the same housing unit, the entire housing unit may need to be treated as a cohort and quarantine in place.” (Id. at 20). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 30 of 47 PageID# <pageID>
31 Defendants during an active, Jail-wide outbreak of the virus. It was not the normal, day-to-day practice of the Jail. And Smith does not allege otherwise. According to the CDC guidelines, “[i]f an entire housing unit is under quarantine due to contact with a case from the same housing unit, the entire housing unit may need to be treated as a cohort and quarantine in place.” (Doc. 75-5 at 20). This is what Defendants practiced during the January 2022 outbreak. The record reflects that Defendants took quick action to lock down the Jail and to secure inmates in their assigned cells within their units. The record further reflects that this practice resulted in halting the active virus in mid-January 2022 and stopping the spread of the virus within the Jail within approximately two weeks. Indeed, this result confirms that Defendants acted in a reasonable manner under the circumstances and were not deliberately indifferent to the risk the virus posed to inmates. Nor does the record support that Defendants were deliberately indifferent to Smith’s serious medical conditions concerning the risks posed by COVID-19 based on the protocols and policies implemented at the Jail. There is no evidence to suggest that Defendants were aware of any COVID-19 positive cases in Unit 3 when Smith was returned to his cell on January 1, 7, 10, and 12, as there were no confirmed cases of the virus until January 14, 2022. (Doc. 75-6 at 5). Accordingly, it cannot be said that Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 31 of 47 PageID# <pageID>
32 Defendants ignored a risk of harm to Smith at that time, when they had no knowledge a positive COVID-19 case existed. Nor did Smith alert any defendant, officer, or medical staff member to the development of new symptoms, the worsening of symptoms, or the need to see medical, and he did not request to be moved during the time of the COVID-19 outbreak. Smith’s January 14, 2022 grievances to Warden Hetrick do nothing to change this, as Smith did not articulate any specific risk of harm posed to himself, he listed no serious chronic health conditions or worsening of any condition, and he did not describe experiencing COVID-19 symptoms or worsening of symptoms. (See Doc. 75-1 at 9-10). Instead, the core of his grievance was his desire to promptly file a § 1983 complaint, partly (if not primarily) based on his alleged failure to receive a preliminary hearing. (See Doc. 75-7 at 5-6). Smith’s grievances were simply insufficient to put Defendants on notice of a substantial serious risk of harm to his health from COVID-19. Smith appears to argue that Defendants should have recognized that he faced a high risk of serious harm from being housed with or near inmates who tested positive for COVID-19 or those who were symptomatic of the virus because he suffered from HIV and other chronic conditions. Taking this as true, the record supports that there were no isolation options available. Defendants have testified, and Smith has not disputed, that there were no alternative locations to place sick inmates or to isolate Smith Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 32 of 47 PageID# <pageID>
33 after he had been exposed to the virus in January of 2022. (Doc. 63 at 5-8; Doc. 75-2 at 6). According to the record, once the COVID-19 outbreak began, it spread to all units of the Jail, and no designated isolation areas were available. Since Smith was assigned to Unit 3 and had been in close contact with those inmates, he was cohorted with the same group to limit further exposure. While this practice is far from ideal, Smith has failed to put forth sufficient facts showing that Defendants were deliberately indifferent in making the decision to quarantine all close contact inmates inside their assigned units, along with those symptomatic of the COVID-19 virus. This is particularly true given that during the lockdown, the Jail attempted to place the COVID-19 positive inmates in cells separate from the general population to the extent possible. Thus, the record confirms that Defendants responded reasonably to the risk posed by an outbreak of the novel COVID-19 virus at the Jail and followed CDC guidance for such situation, given the space constraints at the Jail. Moreover, the record confirms that the outbreak was stopped quickly by Defendants’ actions. Consequently Claim 1 against Defendants Jackson and Hetrick, as well as Claim 1 against Nurse Godwin, should be dismissed. Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 33 of 47 PageID# <pageID>
34 2. Failure to Adequately Train, Instruct and Supervise the Jail. Smith claims Defendants Jackson and Hetrick are liable for “failing to adequately instruct, train and/or supervise the jail staff under [their] direct authority, in the proper identification and quarantining of ‘close contacts’ and the process for safely changing the housing assignments of detainees, during the COVID- 19 outbreak at the Escambia County Jail, as stated in the CDC guidelines, which failure did result in the preventable exposure of other detainees to COVID-19, including, but not limited to the Plaintiff.” (Doc. 59 at 7, 9). The only evidence Smith offers to support these claims are the allegations of his verified complaint, in which he alleges that after reporting to sick call in January 2022, where he requested but was denied a COVID-19 test, he “was simply returned to the housing unit from which he came.” (Doc. 59 at 12-13). Smith claims “that there were prisoners in his housing unit who displayed symptoms of COVID-19” and that he “was moved to another Housing unit without taking any of the appropriate measures prescribed by the CDC’s guidelines and placed in another housing unit with other detainees, also displaying symptoms of COVID-19.” (Id. at 13). “[U]nder § 1983, a supervisor can be held liable for failing to train his or her employees only where the failure to train amounts to deliberate indifference to the rights of persons with Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 34 of 47 PageID# <pageID>
35 whom the [officers] come into contact.” Keith v. DeKalb County, Ga., 749 F.3d 1034, 1052 (11th Cir. 2014) (quotation omitted). For the reasons previously discussed, Smith’s return to his Unit 3 cell does not establish deliberate indifference where the Jail was on lockdown due to a viral outbreak. When Smith was moved to Unit 2, Defendants have shown that it was for disciplinary reasons (not arbitrarily), and he was held in an individual cell (not with symptomatic inmates). Smith has not disputed this. To the extent Smith argues the CDC guidelines were not followed during his moves throughout the Jail, as previously discussed, the CDC guidelines are not federal laws in and of themselves. Furthermore, “[a] pattern of similar constitutional violations by untrained employees is ordinarily necessary to demonstrate deliberate indifference for purposes of failure to train.” Weiland v. Palm Beach Cty. Sheriff’s Office, 792 F.3d 1313, 1328 (11th Cir. 2015) (quotation omitted). This is simply lacking here, as the record is devoid of evidence of a pattern of similar constitutional violations by Defendants or correctional officers at the Jail. Accordingly, Claim 5 asserted against Defendants Jackson and Hetrick should be dismissed. 3. Ignored Grievances and Requests Concerning Serious Medical Condition. Smith claims he made numerous requests, grievances, and other communications to Defendants Jackson and Hetrick concerning his Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 35 of 47 PageID# <pageID>
36 serious medical condition and the risk to his health from exposure to COVID-19. (Doc. 59 at 7, 9). This, however, is not borne out by the record. Indeed, Defendants have provided grievances and medical requests submitted through the kiosk system and certified the accuracy of the same. None indicate an attempt by Smith to inform Defendants Jackson and Hetrick of his underlying health conditions, and none complain of or identify a personalized, specific risk to Smith posed by COVID-19. Defendants Jackson and Hetrick have also testified that they have no recollection of Smith verbally (or by any means) communicating to them that he was at high risk of serious health complications from the COVID-19 virus. (See Doc. 75-1 at 1; Doc. 75-2 at 2). While the Court is required to view all factual inferences in a light most favorable to Smith as the nonmovant, this does not relieve Smith of his burden to defeat a properly supported motion for summary judgment. See Brown v. Crawford, 906 F.2d 667, 670 (11th Cir. 1990). Smith bears the burden at this stage of coming forth with evidence that a reasonable factfinder could use to find in his favor at trial. See Celotex, 477 U.S. at 322 (holding that summary judgment is due to be granted where a plaintiff fails to establish the existence of an element essential to his case, for which he bears the burden at trial). Based on the record before the Court, Smith has not established that Defendants Jackson and Hetrick had knowledge of Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 36 of 47 PageID# <pageID>
37 his serious health conditions and acted with deliberate indifference to a known risk of harm to him. Accordingly, Smith has failed to establish that there is a genuine issue as to a material fact to preclude summary judgment as to Claim 6 against Defendants Jackson and Hetrick. 4. Medical Diagnosis and Testing at the Jail. Smith also alleges that Defendants are constitutionally liable for allowing unqualified nurses to make medical diagnoses and requiring nurses to diagnose health conditions without objective medical tests, including COVID-19. (Doc. 59 at 7-11). These conclusory allegations, however, are not borne out by the record. Nurse Godwin has testified that she is a licensed practical nurse (“LPN”) in the State of Alabama, licensed on August 26, 2010. (Doc. 76-1 at 1). She maintains that as a nurse at the Jail, she “assess[ed] inmate medical issues” and “would consult with Dr. Low who would make final medical diagnoses.” (Id. at 2). According to the Alabama Board of Nursing Regulations, a “licensed nurse may receive handwritten, verbal, or electronic medical orders from the legally authorized prescriber relayed by another licensed or registered health care professional, or registered or certified medical assistant.” Ala. Admin. Code 610-X-6-.10(1). A “licensed nurse may implement approved medical protocols and standing orders at the direction of a legally authorized prescriber.” Ala. Admin. Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 37 of 47 PageID# <pageID>
38 Code 610-X-6-.10(2). In Alabama, LPNs who practice under the supervision of a physician, like Nurse Godwin, are authorized to participate in the following types of nursing care: (a) Completing independent or comprehensive patient assessments of the health status of the patient under approved standardized procedures. (b) Collecting objective and subjective data from observations, nursing examinations, interviews, and written records in an accurate and timely manner, as appropriate to the patient’s health care needs. (c) Distinguishing abnormal from normal data. (d) Recording and reporting the data. (e) Anticipating and recognizing changes or potential changes in patient status; identifying signs and symptoms of deviation from current health status. (f) Reporting findings of the focused nursing assessment to the registered nurse, licensed physician, advanced practice nurse, or dentist. (g) Participating and contributing to the development, modification, and implementation of a patient centered healthcare plan for unstable, unpredictable, or emergent patients to include the evaluation of patient responses, and identification of patient needs and goals. (h) The licensed practical nurse may plan the nursing care for a patient whose condition is stable or predictable consistent with state and federal regulations. Ala. Admin. Code 610-X-6-.09(3)(a)-(h). Review of the record reveals that each nursing note made by Nurse Godwin (and all Jail medical staff) falls within these parameters. This Court has found no state or federal law that requires objective testing to diagnosis a patient, and Smith has Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 38 of 47 PageID# <pageID>
39 provided none. Accordingly, to the extent Smith desired a different course of treatment or action, he has not stated a constitutional violation. See, e.g., Hamm v. DeKalb County, 774 F.2d 1567, 1575 (11th Cir. 1985) (“Although Hamm may have desired different modes of treatment, the care the jail provided [which consisted of multiple infirmary visits and prescribed medication] did not amount to deliberate indifference”). Furthermore, the record confirms that Dr. Low approved all diagnoses of Smith and all prescribed medications and plans of actions for him when treated by Nurse Godwin. (See Doc. 75-8). Notably, the medical record most relevant to this action - that of January 12, 2022, when Smith was evaluated days before the COVID-19 outbreak was documented at the Jail – reveals that Smith was seen and treated by Dr. Low, not Nurse Godwin or any nurse. (See id. at 9). Thus, his claims are belied by the record. Smith also alleges that Defendants acted with deliberate indifference by failing to mandate or provide COVID-19 tests upon the request of detainees, especially those at “high risk” of serious illness from the virus. (Doc. 59 at 7-9, 11). Defendants maintain that “the decision to test an inmate for COVID-19 was a medical decision that was made by [the Jail’s] medical staff.” (Doc. 75-2 at 5; see also Doc. 75-1 at 3). “There was no policy dictating whether or not nurses or medical staff could use a COVID- 19 test to assess an inmate’s symptoms. The medical staff at the Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 39 of 47 PageID# <pageID>
40 Jail could order a COVID-19 test for any inmate when they believed such testing was warranted in their professional clinical judgment.” (Doc. 75-1 at 3; Doc. 75-2 at 5). And the record confirms that COVID-19 tests were administered at the Jail. (See Doc. 75-3). Sheriff Jackson and Warden Hetrick had “no reason to believe that [the Jail’s] medical staff was not properly treating inmates.” (Doc. 75-1 at 3; Doc. 75-2 at 5). And Smith has not put forth evidence showing otherwise. It is undisputed that Smith did not receive a COVID-19 test from the Jail’s medical staff. However, the record reflects that Smith received abundant medical treatment while incarcerated at the Jail. In fact, Smith was evaluated numerous times and repeatedly received treatment for his complaints. See Waldrop v. Evans, 871 F.2d 1030, 1035 (11th Cir. 1989) (“[W]hen a prison inmate has received medical care, courts hesitate to find an Eighth Amendment violation.”). Deliberate indifference to medical needs typically includes grossly inadequate care, a decision to take an easier but less efficacious course of treatment, and/or medical care that is so cursory as to amount to no treatment at all. Melton, 841 F.3d at 1223. The decision not to provide Smith a COVID-19 test, but where he received treatment for his symptoms, can rise only to the level of negligence, not deliberate indifference. It is well-settled that “a complaint that a physician has been negligent in diagnosing or treating a medical Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 40 of 47 PageID# <pageID>
41 condition does not state a valid claim of medical mistreatment under the Eighth Amendment.” Estelle v. Gamble, 429 U.S. 97, 106 (1976). Medical malpractice does not become a constitutional violation merely because the victim is a prisoner. In order to state a cognizable claim, a prisoner must allege acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical needs. It is only such indifference that can offend “evolving standards of decency” in violation of the Eighth Amendment. Id. The failure to provide a COVID-19 test alone falls drastically short of establishing deliberate indifference under the circumstances of this case. See Keohane v. Fla. Dep’t of Corr. Sec’y, 952 F.3d 1257, 1266 (11th Cir. 2020) (listing circuit court cases holding that deliberate indifference is not established when inmates are provided “medical treatment even if it is subpar or different from what the inmate wants”) (citations omitted). Accordingly, Claims 2, 3, and 7 asserted against Defendants Jackson and Hetrick, and Claim 2 asserted against Nurse Godwin, are due to be dismissed. 5. Creation of COVID-19 Plan and Policies. Smith alleges that Defendants coordinated to create and implement a COVID-19 plan at the Jail, which he claims was insufficient and deliberately indifferent to his high-risk medical conditions. (Doc. 59 at 4, 7-11). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 41 of 47 PageID# <pageID>
42 As to Nurse Godwin, she has testified that she served as a staff nurse at the Jail from 2017 to June 2022 and became the Director of Nursing at the Jail in June 2022. (Doc. 76-1 at 1). Thus, she had no part in creating the COVID-19 plan for the Jail. Defendants Jackson and Hetrick have testified that they worked with the Director of Nursing at the time, Meagan Langford, and with the Jail’s physician, Dr. Low, to establish the COVID-19 plan in March 2020. (See Docs. 75-1 at 2; 75-2 at 3). Because there is no genuine dispute that Nurse Godwin did not participate in the creation of the COVID-19 plan and policies, this claim against her should be dismissed. As previously discussed, the Jail’s COVID-19 plan was guided by the CDC’s recommendations for correctional and detention centers. The Jail implemented the CDC’s policies and recommendations “to the best of its ability considering spacing, security, staffing, and supply chain constraints.” (Doc. 75-1 at 3). As laid out, supra, at Sections II.A. and III.B.1., the policies and procedures created and implemented by the Jail evidence reasonable mitigation measures to abate the risks associated with COVID-19, such that Smith’s claim of deliberate indifference fails. See Henry v. Hulett, 969 F.3d 769, 783 (7th Cir. 2020) (en banc) (“When evaluating reasonableness, . . . courts must afford prison administrators ‘wide-ranging deference in the adoption and execution of policies and practices that in their Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 42 of 47 PageID# <pageID>
43 judgment are needed to preserve internal order and discipline and to maintain institutional security.’”) (quoting Bell v. Wolfish, 441 U.S. 520, 547 (1979)). Taken as a whole, the actions taken by Defendants to prevent or curb the spread of COVID-19 at the Jail do not satisfy the requisite state of mind indicative of subjective deliberate indifference, which has been likened by the Supreme Court to be recklessness, and Smith has failed to carry his burden to show otherwise. Accordingly, it is recommended that summary judgment be granted in favor of Defendants as to the Eighth Amendment claims asserted against them. Thus, Claim 4 asserted against Defendants Jackson and Hetrick, and Claim 3 asserted against Nurse Godwin, should be dismissed. 6. Transfer from the Jail. Smith claims that Sheriff Jackson and Warden Hetrick are liable for failing to pursue an “own recognizance” bond to protect him, instead of as a means to reduce their healthcare costs, namely that of his HIV medications. (Doc. 59 at 4, 7-10). As best the Court can discern, Smith appears to claim that he was released from the Escambia County Jail because the Jail did not want to pay for his HIV medications. This claim is belied by the record. First, Warden Hetrick has provided unrebutted testimony that he “cannot sign a signature bond for inmates or choose to release inmates.” (Doc. 75-2 at 7). Second, the record reflects that “[o]n March 23, 2023, the Jail received a request from Lee County Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 43 of 47 PageID# <pageID>
44 to hold Smith upon the resolution of his charges in Escambia County.” (Id. at 7-8, 43-44). And Sheriff Jackson executed a signature bond to release Smith into the custody of the Lee County Jail in September 2022, so that he could deal with pending criminal charges in that county. (Doc. 75-1 at 2). Third, the record reflects that Smith’s HIV medications were being provided or funded by the Mobile County Health Department and/or Ryan White Services. (See Doc. 75-1 at 2; Doc. 75-8 at 37). Thus, the Jail was not responsible for purchasing Smith’s HIV medications. Accordingly, Smith has failed to carry his burden of establishing his claim, and summary judgment is due to be granted. Claim 8 asserted against Defendants Jackson and Hetrick should be dismissed. C. Causation. Smith has further failed to carry his burden to present sufficient evidence demonstrating causation between a worsening of his medical conditions and Defendants’ actions. No doubt, the record supports that in December 2019, Smith had CD4 and viral load levels of 449 and 39, respectively (Doc. 75-8 at 67), and in July of 2022 his levels fell to a CD4 count of 208 and viral load level of 147,000 (Doc. 75-4 at 122, 125). However, the record also reflects that Smith refused HIV treatment for months while incarcerated. While Smith disputes this, arguing that he requested his medications days after his booking in late June 2021, the Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 44 of 47 PageID# <pageID>
45 medical records show that the medical staff attempted to obtain Smith’s HIV prescriptions to no avail based on the information he provided them. (See Doc. 75-8 at 10). Thereafter, despite multiple sick call requests and medical evaluations, Smith never inquired about his HIV medication again, not through a grievance, sick call request, or in person during an evaluation. Rather there is no mention of his HIV treatment until January 2022, when Nurse Langford noted that she would get records from his previous provider. (Id. at 91). Thereafter, in February 2022, Smith again refused HIV medication. (Id. at 9). To the extent Smith denies he refused medication, his denial is not supported when the record is read as whole. (Compare February 2, 2022 chart note (id. at 9), with June 18, 2022 chart note (id. at 6)). Indeed, any assertion that Smith was actively seeking his HIV medication is contradicted by the record, which is devoid of any request for HIV medication or inquiry into receiving HIV treatment, despite multiple sick call requests and medical evaluations, until months later, in June 2022, when medical staff asked Smith about resuming his HIV treatment. (Id. at 81). While the record may support that Smith’s HIV condition worsened from December 2019 through July 2022,15 based on the totality of the record, no rational trier of fact could find that 15 It is noteworthy that Smith was only incarcerated at the Jail for a portion of that time (from June 2021 to September 2022). Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 45 of 47 PageID# <pageID>
46 the cause of the deterioration was due to deliberate indifference on the part of Defendants or any denial of requested HIV treatment. Cf. Hoffer, 973 F.3d at 1271 (emphasizing that medical treatment violates the Eighth Amendment “only when it is so grossly incompetent, inadequate, or excessive as to shock the conscience or to be intolerable to fundamental fairness”) (quotation omitted). Consequently, summary judgment is due to be granted in favor of Defendants. IV. Conclusion. Based on the foregoing analysis, the undersigned concludes that there are no genuine issues of material fact, and that Defendants are entitled to judgment as a matter of law on all claims and causes of action interposed by Plaintiff Smith. Therefore, it is recommended that Defendants’ motion for summary judgment (Doc. 81) be GRANTED on all counts, and that Plaintiff Smith’s action against Defendants Heath Jackson, Richard Hetrick, and Kristy Godwin be DISMISSED with prejudice. The instructions below contain important information regarding objections to the report and recommendation of the Magistrate Judge. NOTICE OF RIGHT TO FILE OBJECTIONS A copy of this report and recommendation shall be served on all parties in the manner provided by law. Any party who objects to this recommendation or anything in it must, within fourteen (14) Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 46 of 47 PageID# <pageID>
47 days of the date of service of this document, file specific written objections with the Clerk of this Court. See 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b); S.D. Ala. GenLR 72(c). The parties should note that under Eleventh Circuit Rule 3-1, “[a] party failing to object to a magistrate judge’s findings or recommendations contained in a report and recommendation in accordance with the provisions of 28 U.S.C. § 636(b)(1) waives the right to challenge on appeal the district court’s order based on unobjected-to factual and legal conclusions if the party was informed of the time period for objecting and the consequences on appeal for failing to object. In the absence of a proper objection, however, the court may review on appeal for plain error if necessary in the interests of justice.” 11th Cir. R. 3-1. In order to be specific, an objection must identify the specific finding or recommendation to which objection is made, state the basis for the objection, and specify the place in the Magistrate Judge’s report and recommendation where the disputed determination is found. An objection that merely incorporates by reference or refers to the briefing before the Magistrate Judge is not specific. DONE this 3rd day of December, 2024. /s/ SONJA F. BIVINS UNITED STATES MAGISTRATE JUDGE Case 1:22-cv-00124-CG-B Doc# 85 Filed 12/03/24 Page 47 of 47 PageID# <pageID>
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