Nonprecedential Disposition

09-1384Court of Appeals for the Seventh Circuit24 nov. 2009

Texte intégral

United States Court of Appeals
FortheSeventhCircuit
Chicago,Illinois60604
ArguedNovember17,2009
DecidedNovember24,2009
Before
FRANKH.EASTERBROOK,ChiefJudge
ILANADIAMONDROVNER,CircuitJudge
DIANES.SYKES,CircuitJudge
No.091384
UNITEDSTATESOFAMERICA,
PlaintiffAppellee,
v.
KEITHCOOK,
DefendantAppellant.
AppealfromtheUnitedStatesDistrict
CourtfortheNorthernDistrictofIllinois,
EasternDivision.
No.07CR1121
RubenCastillo,
Judge.
ORDER
OnthesecondtolastdayofKeithCook’strialforembezzlementandfalsifying
unionrecords,justbeforethegovernmentrested,Cook’slawyersinformedthedistrictcourt
thathewouldtestifybuttheyneededtimetohelphimprepare.Counselaskedthecourtto
adjournfortheday,butthecourtdeniedthisrequest.Cookthentestified,andonthenext
dayoftrialwasfoundguiltyofbothcharges.Onappealhechallengesthedenialofhis
requestforacontinuance.Weupholdthedistrictcourt’srulingandaffirmCook’s
convictions.

Throughhisworkasarailroadconductor,Cookbecamesecretarytreasurerofhis
localtransportationunion.Heservedfrom2002until2004,whenanauditordiscovered
NONPRECEDENTIALDISPOSITION
Tobecitedonlyinaccordancewith
FED. R. A PP. P.32.1

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No.091384 Page2
thatCookhadwrittenhimselfanumberofunauthorizedchecksonunionaccountstotaling
over$45,000.FollowinganinvestigationthegovernmentchargedCookwithembezzling
theassetsofalabororganization,29U.S.C.§501(c),andmakingafalseentryinunion
recordsrequiredtobekeptbylaw,id.§439(c).Overthenext17months,Cooktwice
succeededingettinghisappointedcounselreplaced—thesecondtimeontheeveof
trial—andtwicethepartiesreachedapleaagreementonlytohaveCookchangehismindat
thechangeofpleahearing.
Oncetrialbeganthedistrictcourt’sschedulerequiredmultiplebreaksinthe
proceedings,sothetrialranSeptember23,89,12,and15,2008.OnFriday,September12,
followingatwodayrecess,defensecounseltoldthecourtthatCookhaddecidedon
Tuesdaythathewouldtestify,buttheyhadnotsucceededinmeetingwithhimon
WednesdayorThursdaytogooverhistestimony.CounselexplainedthatCook,whowas
onbond,hadmissedmultipleappointmentswiththemduringtherecessbecausehewas
calledintowork,andtrafficthatmorninghadpreventedhimfromarrivingattheiroffice
earlyenoughtoprepare.Inlightofthislackofpreparation,Cook’scounselmovedfora
continuanceuntilMonday,September15.Prosecutorsopposedthemotion,arguingthat
theyalwayshadbelievedCookwouldtestifyandthathehadbeengivenadequatetimeto
preparegiventhedelaysinbringingthecasetotrial.Thecourtagreedthattherehadbeen
“ampleopportunity”toprepare.Thecourtexplainedthatthecasehadbeen“problematic”
togettotrialeventhoughitwasnotcomplicated,andoncethetrialgotunderwayCook
hadnotmadeitapriorityortakenadvantageofthe“veryliberal”schedule.Thecourtalso
notedthatithadanothercasescheduledfortrialimmediatelyafterCook’s,andwithonly
onejuryroomitcouldnot“riskanyfurtherday”inthecase.Inlightofwhatthecourt
characterizedasCook’s“machinations”inpreventingthetrialfromstartingsoonerandhis
“audacitytonotprepareandtowanttotestify,”thecourtdeniedthemotion.Butthecourt
didrecessforanearlyandlongerlunchtoallowCooksometimetoprepare;afterlunch
Cooktookthestand.TrialconcludedonMondaywithclosingarguments,andthejury
returnedguiltyverdictsonbothchargeslatethatsameday.ThecourtlatersentencedCook
toatotalofoneyearandadayinprison.
Wereviewthedenialofacontinuanceforabuseofdiscretionandwillnotreverse
absentashowingofactualprejudice.UnitedStatesv.Miller,327F.3d598,601(7thCir.
2003);UnitedStatesv.Tolliver,937F.2d1183,118788(7thCir.1991).Adistrictcourtmay
evaluateanynumberoffactorsindecidingwhetheracontinuanceisjustified,includingthe
ageandcomplexityofthecase,theamountoftimealreadymadeavailableforpreparation
andthedefendant’sroleinshorteningtheeffectivepreparationtime,whetherthedefendant
hastriedto“game”thesystem,theavailabilityofdiscovery,thelikelihoodthata
continuancewillsatisfythedefendant’sneeds,whetherthegovernmentopposesthe

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proposedcontinuance,theinconvenienceorhardshiptothecourtorothers,andthe
likelihoodthatdenyingacontinuancewillprejudicethedefendant.SeeUnitedStatesv.
Williams,576F.3d385,390(7thCir.2009);Miller,327F.3dat601;UnitedStatesv.Chiappetta,
289F.3d995,999(7thCir.2002).Theimportanceofanysinglefactordependsonthe
individualcircumstancesofacase,andassigningtherelativeweightofthefactorsisbest
lefttothediscretionofthedistrictcourt.Williams,576F.3dat389;Miller,327F.3dat601.
Twocaseswithoppositeoutcomeshelptoillustratetheapplicationofthesefactors.
InUnitedStatesv.Farr,weheldthatthetrialjudgedidnotabusehisdiscretionindenying
thedefendant’srequestforacontinuancemadeonthemorningoftrial.297F.3d651(7th
Cir.2002).Wereasonedthatthedenialwasproperbecausethedefendanthadbeengranted
twocontinuancesalreadyandcounsel’slackofpreparationfortrialclearlyresultedfrom
thedefendant’sconsistentrefusaltocooperatewithhisattorneyandassistinthe
preparationofhisdefense.Id.at656.Weconcludedthatwewouldnotfinderrorinthe
denialofacontinuance“[w]hereadefendant’sobstinatebehaviorplayedasignificantpart
inunderminingtheabilityofcounseltopreparefortrial.”Id.Conversely,inUnitedStates
v.Heron,weheldthatthedistrictcourtabuseditsdiscretionindenyingacontinuance
whereonthedaybeforetrialakeyprosecutionwitnesshadchangedhisplannedtestimony
inamannerthatportrayedthedefendantasanactive,ratherthanreluctant,participantin
thetransportationofdrugs.564F.3d879,88183(7thCir.2009).Wenotedthatthe
defendanthadessentiallynotimetoprepareforthechangedtestimonyanddidnot
contributetothetimepressure,andthatacontinuancewouldhaveallowedhimto
investigatethis“crucialpiece”ofnewevidence.Id.at883.

IndenyingCook’srequestforacontinuance,thedistrictcourtfocusedontheageof
thecase,Cook’sroleinshorteningtheavailabletimeforpreparation,Cook’sprevious
“machinations”indelayingthecasefortrial,andtheinconvenienceapostponementwould
causetothecourtgivenitspendingcaseload.Althoughtheseareacceptable
considerations,seeChiappetta,289F.3dat999;Williams,576F.3dat389,Cookarguesthatthe
districtcourtnonethelessabuseditsdiscretionbecauseanyinconveniencetothecourt
wouldhavebeenminimalwhiledenyingthecontinuancedirectlyprejudicedhisrightto
testify.Cook’sjuryreturnedguiltyverdictsatalmost5:00p.m.onMonday,sothecourt
guessedcorrectlythatpostponinghistestimonyuntilthatmorningwouldhavepushedthe
trialintoTuesdayanddelayedthestartofthecourt’snexttrial.WhateverCookmightthink
aboutthesignificancetothecourtoflosinganotherdayfromitsschedule,thejudgehad
discretiontoassesstheburdenonhiscaseloadalongwithanyoftheotherrelevantfactors.
SeeMiller,327F.3dat601.Wehavenotedthatthe“typicalreasonstodenyacontinuance
arethatthedefendantshortenedherownpreparationtimeandthatadelaywillburdenthe
court.”Williams,576F.3dat390.Cook’sfailuretomeetwithhisattorneysduringthetwo

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dayrecessbeforehetestifiedparallelsthedefendant’sactionsinFarr,whereweupheldthe
denialofacontinuanceinlightofthedefendant’s“obstinatebehavior”andconsistent
refusaltoassistinthepreparationofhisdefense.See297F.3dat656.UnlikeinHeron,
wherecircumstancesoutsidethedefendant’scontrolcreatedashortageoftimetoprepare,
Cookwasatfaultfordecidingthatgoingtoworkwasmoreimportantthankeepinghis
appointmentswithcounselduringthetwodayshecouldhavebeenpreparing.See564F.3d
at883.Evenifacontinuancewouldhavecausedonlyminimaldelaytothedistrictcourt’s
pendingtrialschedule,giventheamountoftimethathadelapsedbetweentheindictment
andthetrial,thetwodayrecessduringwhichCookcouldhavepreparedtotestifyifhehad
optedtomissadayofwork,andwhatthedistrictcourtperceivedasCook’shistoryof
“machinations”togamethesystem,wefindthatthecourtdidnotabuseitsdiscretionin
refusingtograntacontinuance.

ThatconclusionisreinforcedbyCook’sfailuretoexplainhowdenyingtherequested
continuanceprejudicedhim.Cookassertsthathislackofpreparationprejudicedhisright
totestify.Cookdidtestify,buthecontends—withoutelaboration—thatwithmore
preparationhewouldhavebeenbetterabletoanswerthegovernment’squestionsoncross
examination,andinturnthegovernmentwouldnothavebeenabletonegativelyfocuson
histestimonyduringitsclosingargument.Inordertofindprejudicewerequirea
defendanttoshowspecificallywhatmaterialdifferenceacontinuancewouldhavemade.
InUnitedStatesv.Vincent,weaffirmedthedenialofacontinuancewherethedefendant
claimedthatheneededmoretimetoexaminediscoverymaterialsandpreparetocross
examinethegovernment’switnessesbut“neitherpointedtoexculpatoryevidencehewould
havefoundinthediscoverynorproposedadditionalquestionshewouldhaveaskedthe
government’switnesses.”416F.3d593,599(7thCir.2005).Here,similarly,Cookdoesnot
explainhowhistestimonywouldhavedifferedandbenefittedhiscaseifhehadbeen
grantedacontinuance.Hedoesnotspecifywhatanswershewouldhavegivenduringthe
government’scrossexaminationifhehadadditionaltimetoprepareorhowthoseanswers
wouldhavepositivelyaffectedthejury.UnderVincenthisunsupportedassertionof
prejudiceisinsufficient.Seeid.

Accordingly,weAFFIRMthedistrictcourt’sjudgment.

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