*The Honorable William W Schwarzer, United States District Judge for the Northern District of California,
sitting by designation.
RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 07a0220p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
_________________
YIDONG BU ,
Petitioner,
v.
ALBERTO GONZALES , Attorney General,
Respondent.
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N
No. 05-4663
On Petition for Review of an Order
of the Board of Immigration Appeals.
No. A95 309 928.
Argued: April 17, 2007
Decided and Filed: June 15, 2007
Before: MARTIN and DAUGHTREY, Circuit Judges; SCHWARZER, District Judge.*
_________________
COUNSEL
ARGUED: E. Dennis Muchnicki, Dublin, Ohio, for Petitioner. Robert C. Bartlemay, Sr., UNITED
STATES ATTORNEY, Dayton, Ohio, for Respondent. ON BRIEF: E. Dennis Muchnicki, Dublin,
Ohio, for Petitioner. Laura I. Clemmens, UNITED STATES ATTORNEY, Dayton, Ohio, for
Respondent.
_________________
OPINION
_________________
MARTHA CRAIG DAUGHTREY, Circuit Judge. In this asylum case, petitioner Yidong
Bu challenges the decision of the Board of Immigration Appeals (BIA) summarily affirming the
immigration judge’s denial of Bu’s asylum application. Because we conclude that the immigration
judge misapprended the nature of Bu’s claim that he had suffered past persecution in his native
China based on political opinion, and because substantial evidence fails to support the denial of
asylum, we find it necessary to remand the case to the immigration court for reconsideration.
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I. FACTUAL BACKGROUND
The facts in Bu’s case were not disputed, and the immigration judge found him to be fully
credible. According to Bu, prior to fleeing China he had served as the elected chairman of the labor
union at a state-owned optical equipment factory. As union chairman, Bu represented over 1800
workers and oversaw the provision of food, clothing, and housing for all of them. He also
“negotiate[d] with the head of the factory” for these workers’ salaries and retirement insurance. Bu
testified that the factory had “a history of . . . corruption and bribery” and that the problem became
markedly worse when, in 1997, the government appointed a new factory director. Under the new
director, Bu stated, “[t]he management of the factory was in a mess and corruption by factory
officials became more and more severe.” The workers that Bu represented took the brunt of this
corruption. As Bu detailed in his asylum application:
The new factory director sold production equipment at good conditions to his
relatives at the prices of discarded equipment. Then, he purchased new equipment
at high prices to make a profit for himself. He also rented the factory office building
facing the road to his son at very low rent so that his son could open a computer
company. His relatives and friends worked in the Supply Department and Financial
Department of the factory. Raw materials were purchased at high prices and quality
was poor. The cost of our products skyrocketed and lost market competitiveness.
The factory officials drove luxury cars and lived in luxury houses. On the other
hand, the workers’ wages/salaries, medical expenses and pensions were all past due.
The workers were angry, but didn’t dare to say anything. The factory was depleted
slowly and operated at a loss.
At his asylum hearing, Bu added that “[f]rom the head of the factory and down to some department
heads or leaders in the units, they were all putting monies into their own pocket and ignoring the
benefit of these old workers.” As a result of this official corruption, the workers lost both their
wages and their retirement insurance.
According to Bu, by 2001 “[t]he state policy to ‘close down, merge and to reorganize
businesses running at losses’ gave the factory officials an other [sic] chance to make a fortune for
themselves.” This policy enabled the head of Bu’s factory to attempt the sale of the state-owned
enterprise to a private party. “[O]n the verge of bankruptcy,” Bu said, “the factory officials decided
to sell the factory” at a very low price, and a prospective buyer bribed the factory officials to reach
an agreement to sell. But the buyer wanted only the factory and not the factory workers – especially,
Bu said, not those in “poor health conditions or over 40 years old.” In an effort to forestall sale of
the factory, the workers pleaded with the factory director, who “turned a deaf ear to the[ir] requests.”
As a result, “about 1,800 workers in the factory, led by [Bu], staged a sit-in strike in front of the
factory director’s office building on or about March 8, 2001 . . . protesting the factory officials’
corrupt acts of putting monies into their own pockets at the expense of factory workers’ benefits and
livelihood.”
The protest was peaceful but at the end of the day, as Bu left the strike and headed home, he
was followed by two police officers who stopped him and ordered him to accompany them to the
police department. There, they put him in an “interrogation room,” where they questioned him
about his involvement in the strike. Bu admitted to the officers that he had organized the strike.
They informed him that he had been “reported for gathering a crowd to make trouble and disturbing
social stability,” but that if he could “dissuade the workers from having another strike” they would
cease investigating him. When Bu declined to cooperate, the police refused to release him.
According to Bu, he was then “intentionally put into a cell with other criminal inmates who
cruelly beat him up at the instruction of the policemen.” Bu was taken to a cell occupied by eight
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“common criminals.” An officer placed Bu in the cell and then told the other occupants that Bu had
“lost his mind” and instructed them to “help him out.” The officer then “stepped out to smoke” and
“[t]he prisoners in the cell started to beat [Bu] cruelly.” Bu explained: “They hit me and kicked me.
I had nowhere to hide. I screamed and passed out.” Bu stated that he was “beaten up hard” and that
his “mouth and nose were bleeding,” but the “police ignored [him].”
Bu was detained for a total of seven days, during which he was “beaten up severely by
inmates everyday.” He elaborated:
Sometimes when I was sleeping, the other inmates hit me hard with a sheet of quilt
covered me. It could last for over twenty minutes. Sometimes they had someone
seize my legs and arms, and someone sit on my back jolting. It was very painful.
I could even hear the cluck sound on my back. When we had meals, they always
robbed my food. When I was sleeping, they placed the toilet beside my head and did
not allow me to move it. The smell of the toilet was so disgusting that I almost
thrown up. They spattered the urine to me on purpose when they urinated. I
reported to the police but I was told to forbear it. They said that I would never get
a good result if I went against the government.
Bu’s family was finally able to bail him out of jail, but for a sum far in excess of the annual
income for an urban worker. The police department’s “decision notice on bailing out and awaiting
for trial” stated that Bu had “organized illegal meeting, gathered workers to disturb the public
security, stroke [sic] and harassed the social order.” When he was released, the police again “told
[Bu] to dissuade the workers from having another strike” or he “would have to spend the rest of [his]
life in jail.” He was also advised that his “case was not over yet” and “told not to go against the
government.” As a condition of his release, Bu was required to report to the police regularly and
was subject to surveillance.
After Bu was released, his wife took him to the hospital because he had “bruise[s]
everywhere.” According to hospital records, Bu entered the hospital on the day of his release
complaining that he had a “[s]urgical injury on face and head with headache for one week,” that he
“was hit on head and face in a week,” and that “[a]fter being beaten, patient felt headache, dizziness
and sickness, and thrown up several times.” The hospital records describe “a 5.5 cm hematoma on
head, painful when touched; left face swelled; 4.6 cm wound, painful when touched; chest and back
has several blood clot; left eyelid swelled, conjunctiva become bloodshot.”
Meanwhile, the director of the factory had lodged charges against Bu, discharging him and
accusing him of “abus[ing] [his] official powers, incit[ing] crowd to harassed [sic] public security
and strike, which affected the production, violated the social order and caused a serious result.”
While Bu was in the hospital, policemen “constantly . . . came to [his] house to inquire about [him].”
Bu testified that as a result of his treatment in jail, he “was so afraid, [he] just stayed home and . . .
didn’t get in touch with anybody” in an effort to avoid being re-arrested. After a week, he escaped
to an aunt’s house in Beijing, where he “didn’t dare to go out” and “just stay[ed] in” until he was
able to secure the means to leave the country. Since his arrival in the United States, his wife has
reported that police have come to his house in China searching for him and indicating that he was
“guiltier” because he had “escaped during [his] time of release on bail.” Bu’s wife has also received
many threatening phone calls. In addition, Bu learned that, after he left China, some of his co-
workers had gone to the city government and reported that the head of the factory had “sold the
equipment, the facilities, and put money into his own pocket” and that, as a result, they had been
incarcerated for “accusing the head of the factory of being corrupt.”
What occurred at Bu’s workplace was consistent with the 2002 U.S. Department of State
Country Report on Human Rights Practices for China, which notes that China was “transition[ing]
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from a centrally planned to a market-based economy” by “privatiz[ing] many small and medium
state-owned enterprises (SOEs) and allow[ing] private entrepreneurs increasing scope for economic
activity.” The “massive restructuring of state-owned enterprises” impacted “tens of millions of”
workers, causing job losses, lost wages and benefits, and delayed wages and benefits. The Country
Report also reveals that official corruption was a major problem in China at the time of Bu’s
encounter with the local police, “as demonstrated by the prosecution and sentencing of roughly
18,000 officials on corruption-related charges in 2000,” and identifies “managerial corruption” as
one of the specific problems protested at labor demonstrations. The Country Report further notes
that in response to such protests, “[p]ersons critical of official corruption or malfeasance . . .
frequently were threatened, detained, or imprisoned,” citing as an example a journalist imprisoned
for “‘subverting state power’” by “writ[ing] a series of articles exposing official corruption.”
According to the Country Report, large worker protests occurred, based on allegations “that
managers and local government officials had stolen funds earmarked for plant modernization and
pension plans,” and the leaders of some of these protests were detained without being charged.
Specifically, it describes a protest against “unpaid wages, layoffs, and alleged corruption” that
resulted in the arrests of four protest leaders.
In China, according to the Country Report, “[n]either the Constitution nor the law provides
for the right to strike,” and the government treated worker protests as illegal. But labor activists
were not merely prosecuted for breach of China’s anti-strike provisions. Instead, many were
detained for “‘counterrevolutionary’ offenses.” In addition, “[w]orker activists” were “found guilty
of subversion” and “‘incitement to subvert state power’” and, according to “credible reports,” “trade
union dissidents” were committed to government-run “high-security psychiatric hospitals for the
criminally insane,” alongside religious dissidents and “persons who petitioned the Government for
redress of grievances.” In listing specific political prisoners, the Country Report includes labor
activists and a journalist who had “disclos[ed] news of labor demonstrations to Radio Free Asia.”
The Country Report also explains that although “[t]he Prison Law forbids prison guards from . . .
beating or encouraging others to beat prisoners,” “[r]eleased [political] prisoners reported that
common criminals have beaten political prisoners at the instigation of guards.”
II. ASYLUM PROCEEDINGS
Bu filed a timely asylum application with INS in which he stated that he had “been
persecuted by the Chinese government for organizing and participating in the workers’ strike in his
factory” and “was forced to escape to the U.S.A.” Bu also expressed his “reasonabl[e] belie[f] that”
if he returned to China he would “be arrested and be subjected to further persecution” based on
outstanding warrants there. Following an evidentiary hearing, the immigration judge nevertheless
rejected Bu’s asylum application, found him ineligible for withholding, and granted him voluntary
departure. Although the immigration judge noted Bu’s contention that the Chinese government had
imputed a political opinion to him and persecuted him on that basis, the judge concluded that Bu had
failed to articulate a “political opinion” during his testimony.
In reaching this conclusion, the immigration judge had analogized Bu’s situation to that of
individuals fired by new factory owners in the Rust Belt of the United States and asked Bu, “[I]f he
owns the factory, why can’t he do that?” In explaining why he did not believe that Bu was detained
and beaten up on the basis of political expression, the judge asserted that Bu was “in the same
situation as other workers in China who lost their jobs when the government sold the plants and
moved out of the business of operating these economic enterprises.” Bu attempted to clarify the
judge’s misconception about the timing of the workers’ protest that Bu led, which apparently
occurred in an effort to prevent the sale of the factory, and that his arrest was based on “opposition
to the government,” not merely a protest over the loss of his employment. The immigration judge
nevertheless held that Bu was not persecuted for a perceived political opinion but “rather that
respondent was roughed up and jailed for violating a law of general application and not on account
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of one of the five protected grounds.” The Board of Immigration Appeals summarily affirmed the
denial immigration judge’s denial of relief.
III. ANALYSIS
An immigration judge “has discretion to grant asylum to any alien who qualifies as a
refugee.” Yu v. Ashcroft, 364 F.3d 700, 702 (6th Cir. 2004) (citing 8 U.S.C. § 1158(a), (b)) (footnote
omitted). Accordingly, “fielding a request for asylum ‘involves a two-step inquiry: (1) whether the
applicant qualifies as a “refugee” . . . , and (2) whether the applicant merits a favorable exercise of
discretion.’” Id. (quoting Ouda v. INS, 324 F.3d 445, 451 (6th Cir. 2003)). “Refugee” is defined
as:
any person who is outside any country of such person's nationality or, in the case of
a person having no nationality, is outside any country in which such person last
habitually resided, and who is unable or unwilling to return to, and is unable or
unwilling to avail himself or herself of the protection of, that country because of
persecution or a well-founded fear of persecution on account of race, religion,
nationality, membership in a particular social group, or political opinion.
8 U.S.C. § 1101(a)(42)(A). “[W]e review the [immigration judge]’s factual determination as to
whether the alien qualifies as a refugee under a substantial evidence test.” Yu, 364 F.3d at 702.
Specifically, the immigration judge’s “findings of fact are ‘conclusive unless any reasonable
adjudicator would be compelled to conclude to the contrary.’” Id. at 702 (quoting 8 U.S.C.
§ 1252(b)(4)(B)). “Regarding the second step, the discretionary judgment to grant asylum to a
refugee is ‘conclusive unless manifestly contrary to the law and an abuse of discretion.’” Id. at 703
(quoting 8 U.S.C. § 1252(b)(4)(D)).
Even giving the immigration judge’s determination the appropriate deference, we conclude
that the decision in this case is not supported by substantial evidence in the record. It is clear from
Bu’s accredited testimony, corroborated by the hospital documents and dovetailing with the State
Department’s 2002 Country Report on China, that Bu was persecuted not merely as a striker
protesting his potential loss of employment, but as a political activist attempting to expose
corruption by government officials and to protect the workers’ interests. The evidence is thus
compelling that Bu was detained not as a “common criminal” for violating China’s anti-strike laws,
but as a political prisoner who was guilty of opposition to the government. Bu not only organized
the protest but refused to accede to the order by police to forestall further protests.
It is well-recognized that “[i]n order to demonstrate that an applicant has been persecuted
on account of a political opinion . . . , it is not enough to present evidence that the applicant had a
political opinion . . . . Evidence must be presented which suggests that the applicant was persecuted
on account of or because of the political opinion.” Marku v. Ashcroft, 380 F.3d 982, 986 (6th Cir.
2004) (citing 8 U.S.C. § 1101(a)(42)(A)) (additional citations omitted). Thus, a petitioner must
show that “she acted based on a political opinion” and that her actions were “interpreted . . . as such”
by her alleged persecutors. Id. at 987. A petitioner “is not expected to provide direct proof of [her
alleged persecutor’s] motive, but must show ‘some evidence of it, direct or circumstantial.’” Id.
(quoting INS v. Elias-Zacarias, 502 U.S. 478, 483 (1992)).
Reviewing the immigration judge’s ruling against that standard, we conclude that the record
clearly refutes his determination that Bu failed to articulate a political opinion as the cause of his
persecution by the government. Bu presented credible evidence that he acted upon his political
opinion about government corruption and that his detention and abuse were motivated by this
activity. He further testified that after he had fled, a group of co-workers who had participated in
the demonstration with him had been jailed for reporting to the local government that the head of
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1Although Bu’s appellate brief focuses on his “new” argument that he protested Chinese economic policy, he
also addresses his protest of government corruption. Bu undeniably argued to both the immigration judge and the BIA
that he was persecuted because he had protested government corruption. He contended before the immigration judge
that he had been persecuted on the basis of imputed or overt political opinion as expressed through his challenge to
corruption. He then presented the issue to BIA in terms of “[w]hether the IJ erred in not finding [him] persecuted on
account of political opinion, or at least an imputed one, even though [he] articulated his opinion against governmental
managerial corruption and presented evidence on being persecuted for such acts.” He also contended in his brief to BIA
that “[t]he IJ’s finding of no articulated political opinion is contrary to the fact[s] in the case and is also in direct
contradiction to case law in that refusal to accede to government corruption can constitute a political opinion for purpose
of an asylum applicant’s refugee status.” This claim is preserved in his appeal to this court. In his appellate brief, Bu
contends that he “saw his struggle against his employers as a form of protest against the result of government action.”
He also questions “whether having other prisoners beat Petitioner until he passed out is a legitimate method of enforcing
‘laws of general application’” and describes his abuse as an effort to “suppress unwanted political dissent.”
the factory was corrupt. Moreover, Bu was not merely detained for engaging in a protest, nor was
he merely “roughed up.” During the week he was jailed, he was beaten up so severely that it caused
him to vomit and eventually to pass out, he was hit in the head and face to the point of bleeding, and
he was periodically spattered with urine. When released, Bu was hospitalized and found to be
covered in bruises, his face was swollen, and he was suffering from blood clots on his head, chest,
and back.
None of this evidence was challenged at the hearing, nor has it been challenged by the
government on appeal. Indeed, the government conceded at oral argument in this court that, on the
merits, the case should be remanded to the immigration court for further consideration of the
Country Report for the time period in question. At the same time, however, the government insists
that the appeal must be dismissed because the petitioner has abandoned the claim that would permit
him to prevail on the merits, in favor of a “substantively different” claim not raised below and,
therefore, new and unexhausted. Thus, the government contends, “at no point in his hearing or in
his appeal to the BIA did Bu argue that he believed [his] actions could be construed by the Chinese
government as anti-government or subversive,” and “there is no mention of Bu’s opposition to the
‘economic policy of the Chinese government to pursue a market economy’” in Bu’s BIA appeal.
The petitioner responds that his argument on appeal is no more than a refinement of his long-
standing contention that “[he] was persecuted by the Chinese government for a political opinion
adverse to the Chinese government which the Chinese government imputed to him.” We agree. To
the extent the petitioner now argues that his challenge was to the implementation of “the Chinese
government’s economic policy choice to embrace a capitalistic market driven economy rather than
a communist government direct economy,” we read this theory as merely a response to the
immigration judge’s characterization of the situation in which Bu undertook the activity he did. We
are not persuaded that he should be deprived of the opportunity to have a full review of his case,
based on a matter of semantics rather than substance.
In this case, the factual predicate for the petitioner’s asylum request is clear and
uncontroverted. There is also no question that Bu has exhausted his claim that his protest of
government corruption caused the persecution that he suffered.1 Moreover, case law supports Bu’s
argument. The courts have held that whistleblowing against corrupt government officials may
constitute political activity sufficient to form the basis of persecution “on account of political
opinion,” as can the refusal to accede to government corruption. See, e.g., Grava v. INS, 205 F.3d
1177, 1181 (9th Cir. 2000) ( “whistleblowing against one’s supervisors at work is not, as a matter
of law, always an exercise of political opinion[,] . . . [but] where the whistle blows against corrupt
government officials, it may constitute political activity sufficient to form the basis of persecution
on account political opinion” (citations omitted)); see also Reyes-Guerrero v. INS, 192 F.3d 1241,
1246 (9th Cir. 1999) (Colombian attorney who prosecuted corruption by members of the opposition
party established “a causal connection between the persecution suffered by [him] and his political
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opinion”); Marquez v. INS, 105 F.3d 374, 381 (7th Cir. 1997) (“political agitation against state
corruption” can provide a basis for grant of asylum); Desir v. Ilchert, 840 F.2d 723, 727 (9th Cir.
1988) (Haitian citizen who resisted extortion by the government’s semi-official security guards, the
Ton Ton Macoutes, effectively “challenge[d] the underpinnings of the political system” and
“bec[a]me an enemy of the government” despite his lack of overt expression of opinion).
Taken as a whole, the record in this case fails to provide substantial evidence to support the
immigration judge’s conclusion that Bu’s detention and abuse were not based on the political
opinion he expressed through his protest against corruption on the part of factory officials. The
relevant Country Report makes very clear that the Chinese government deems criticism of
government corruption to be political expression, indicating that “[p]ersons critical of official
corruption or malfeasance . . . were frequently threatened, detained, or imprisoned.” The report also
indicates that some who spoke out against government corruption were detained without charges,
while others were charged with “subverting state power.” Moreover, Bu’s treatment while
incarcerated was consistent with the government’s treatment of political prisoners as described in
the Country Report, including the fact that political prisoners were seriously abused by other
prisoners at the instigation of prison guards.
Given this information from the State Department, the government concedes that “[t]here
is some evidence on the record, though not fully developed, that Bu and his colleagues were
subjected to persecution because he and his union posed a political threat to government authority
(evidenced by his co-workers arrest and detention after writing a letter to the Mayor of the city
protesting the corruption at the factory).” The government also acknowledges that “[t]he record in
Bu’s case shows that the [immigration judge failed to make] any inquiry as to the possible political
motivation of Bu’s persecutors” and suggests that “[a]dditional inquiry” be made into the motives
of Bu’s persecutors. We agree.
IV. CONCLUSION
For the reasons set out above, we REMAND this case to the immigration court for further
proceedings.
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