Magi XXI, Inc. v. Stato della Città del Vaticano 1

12-568United States Court Of Appeals For The 2nd Circuit30 avr. 2013

Texte intégral

12-568-cv
Magi XXI, Inc. v. Stato della Città del Vaticano
1
UNITED STATES COURT OF APPEALS 2
FOR THE SECOND CIRCUIT 3
4
August Term, 2012 5
6
(Argued: February 21, 2013 Decided: April 30, 2013) 7
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Docket No. 12-568-cv 10
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MAGI XXI, INC., 15
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Plaintiff-Appellant, 17
18
v. 19
20
STATO DELLA CITTÀ DEL VATICANO A/K/A THE HOLY SEE, 21
22
Defendant-Appellee, 23
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GERALD P. COLAPINTO, SECOND RENAISSANCE, LLC, 25
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Defendants.*
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Before: CHIN and DRONEY, Circuit Judges, and RESTANI, Judge.**
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32
Sublicensee to an agreement allowing reproductions of the Vatican library collection 33
brought action against the licensee, the licensee’s president, and the Vatican State, alleging 34
breach of contract and related torts. The United States District Court for the Eastern District of 35
New York (Mauskopf, J.) dismissed the claims against the Vatican State based on forum 36
selection clauses contained in sublicense agreements. We hold the Vatican State may invoke the 37
forum selection clauses in the sublicense agreements because the licensee and the Vatican State 38
were “closely related” parties and it was foreseeable that the Vatican State would enforce the 39
forum selection clauses. Accordingly, the judgment of the district court is AFFIRMED. 40
41
42
43
* The Clerk of the Court is directed to amend the official caption to conform to the above.
** The Honorable Jane A. Restani, of the United States Court of International Trade, sitting by designation.

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2
BERNARD KOBROFF, Goetz Fitzpatrick LLP, 1
New York, New York, for Appellant. 2
3
DAVID DUNN (Benjamin J.O. Lewis, on the 4
brief), Hogan Lovells US LLP, New York, 5
New York, for Appellee. 6
7
DRONEY, Circuit Judge: 8
9
Plaintiff-Appellant Magi XXI, Inc. (“Magi”) appeals from a judgment of the United 10
States District Court for the Eastern District of New York dismissing the counts of its amended 11
complaint directed against Defendant-Appellee Stato della Città del Vaticano a/k/a The Holy See 12
(the “Vatican State”). Those counts allege fraud, negligence, breach of contract, unjust 13
enrichment, and conversion, in connection with a licensing program involving artwork and 14
artifacts in the Vatican Library collection. The district court held that venue in the Eastern 15
District of New York was improper based on forum selection clauses contained in sublicense 16
agreements. We AFFIRM the judgment of the district court. 17
18
BACKGROUND 19
20
Magi is a New York corporation with its principal place of business in Long Beach, New 21
York. The Vatican State is the territory over which the Holy See of the Roman Catholic Church 22
exercises sovereignty. The Vatican Office of Publications, acting on behalf of the Vatican State, 23
has the authority to enter into contracts with third parties for the commercial exploitation of the 24
artwork and artifacts in the Vatican Library collection. Defendant Second Renaissance, LLC 25
(“Second Renaissance”) is a limited liability company with its principal place of business in 26
Corona, California. Defendant Gerald P. Colapinto is the President of Second Renaissance. 27
28
On May 22, 2000, the Vatican Office of Publications and Second Renaissance entered 29
into a Master License Agreement. The Master License Agreement stated that the Vatican State 30
“owns or controls all artwork, artifacts, manuscripts, and items within or under the control of the 31
[Vatican Library],” and that the Vatican Office of Publications “alone has the power to license 32
the right to make reproductions and adaptations of items in the Vatican Library Collection.” 33

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3
Under the Master License Agreement, the Vatican Office of Publications granted to Second 1
Renaissance the rights to produce and market specific lines of products based on reproductions 2
of artifacts in the Vatican Library and, subject to certain conditions, to sublicense those rights. 3
As to sublicensing, the Master License Agreement provided that Second Renaissance would 4
5
have the right to sell, sublicense or assign the rights granted herein, provided that: (1) the proposed 6
buyer, assignee and/or sublicensee is identified by [Second Renaissance] in writing; (2) the buyer, 7
sublicensee and/or assignee is approved in writing by [the Vatican Office of Publications] or is 8
fifty percent (50%) or more owned or controlled by [Second Renaissance], and (3) the proposed 9
buyer, sublicensee or assignee agrees to be bound by the terms and conditions of this Agreement. 10
11
The Master License Agreement also contained a forum selection clause and a choice of law 12
clause, which provided: 13
14
Any disagreements between [the Vatican Office of Publications] and [Second Renaissance] shall 15
be resolved exclusively in the Sovereign State of Vatican City.1 [Second Renaissance] hereby 16
consents to jurisdiction in the Sovereign State of Vatican City. All disputes relating to this 17
Agreement between [the Vatican Office of Publications] and [Second Renaissance] shall be 18
governed by the laws of the Sovereign State of Vatican City, and [Second Renaissance] and [the 19
Vatican Office of Publications] hereby consent thereto. Any proceedings shall be conducted in the 20
English language. 21
22
On July 18, 2001, pursuant to the Master License Agreement, Magi entered into seven 23
sublicense agreements with Second Renaissance (the “Sublicense Agreements”) for the 24
production by Magi of candles, chocolates, confections, flowers, stamps, wrapping paper/gift 25
bags, and fundraising materials, which would all bear the name, logo, and seal of the Vatican 26
Library.2 The Sublicense Agreements were approved by the Vatican Office of Publications, as 27
required by the Master License Agreement. The Sublicense Agreements also all contained the 28
following forum selection and choice of law clauses, which were identical to the ones contained 29
in the Master License Agreement: 30
31
1 The Sovereign State of Vatican City is the same as the Vatican State.
2 Magi was formerly known as E-21 Global, Inc., and signed the Sublicense Agreements under that title.

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4
Any disagreements between [Second Renaissance] and [Magi] shall be resolved exclusively in the 1
Sovereign State of Vatican City. [Second Renaissance] and [Magi] each hereby consents to 2
jurisdiction in the Sovereign State of Vatican City. All disputes relating to this Agreement 3
between [Second Renaissance] and [Magi] shall be governed by the laws of the Sovereign State of 4
Vatican City, and [Second Renaissance] and [Magi] each hereby consents thereto. All proceedings 5
shall be conducted in the English language. 6
7
The Sublicense Agreements also provided that if any conflict arose between the Sublicense 8
Agreements and the Master License Agreement, the latter would control. 9
10
On July 17, 2007, Magi filed suit against Colapinto, Second Renaissance, and the Vatican 11
State in the United States District Court for the Eastern District of New York. In its amended 12
complaint, Magi alleged that Colapinto and Second Renaissance did not provide Magi with the 13
contracted-for access to artwork and commercially usable images of the materials that Second 14
Renaissance had, in turn, licensed from the Vatican Library. Magi further alleged that Colapinto 15
and Second Renaissance had misrepresented the nature of Colapinto’s relationship with the 16
Vatican State as well as the availability of certain images in the Vatican Library. Magi also 17
claimed that the Vatican State was aware of Second Renaissance’s and Colapinto’s purported 18
misrepresentations, and that Second Renaissance and Colapinto had acted as agents for the 19
Vatican State in the course of breaching the Sublicense Agreements. Magi alleged fraud, 20
negligence, breach of contract, unjust enrichment, and conversion, and sought damages and 21
rescission of the Sublicense Agreements.3 On October 12, 2010, the Vatican State filed separate 22
motions to dismiss based on (1) subject matter jurisdiction, pursuant to Federal Rule of Civil 23
Procedure 12(b)(1), and (2) the forum selection clauses and/or forum non conveniens.4
24
3 The Vatican Office of Publications and the Vatican Library, as well as numerous John Does, were formerly
defendants. The only parties that remain are plaintiff Magi and defendants Second Renaissance, Colapinto, and the
Vatican State. Magi asserted jurisdiction pursuant to 28 U.S.C. §§ 1330, 1331, 1332, and 1367; we assume
jurisdiction on the basis of diversity of citizenship, pursuant to 28 U.S.C. § 1332.
4 The Vatican State did not cite to Rule 12(b) in its memorandum of law in support of its motion to dismiss on the
basis of the forum selection clauses. Neither the U.S. Supreme Court nor the Second Circuit has “specifically
designated a single clause of Rule 12(b) as the ‘proper procedural mechanism to request dismissal of a suit based
upon a valid forum selection clause.’” Asoma Corp. v. SK Shipping Co., 467 F.3d 817, 822 (2d Cir. 2006) (quoting
New Moon Shipping Co. v. MAN B & W Diesel AG, 121 F.3d 24, 28 (2d Cir. 1997)). Courts in this Circuit have
treated requests for dismissal based on forum selection clauses as if brought under Rule 12(b)(1) for lack of subject
matter jurisdiction or under Rule 12(b)(3) for improper venue. Compare AVC Nederland B.V. v. Atrium Inv. P’ship,
740 F.2d 148, 152 (2d Cir. 1984) (Rule 12(b)(1)), with Paterson, Zochonis (U.K.) Ltd. v. Compania United Arrows,
S.A., 493 F. Supp. 626, 629 (S.D.N.Y. 1980) (Rule 12(b)(3)). Because the Vatican State moved in the alternative to

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5
1
On August 24, 2011, after reviewing the amended complaint and declarations submitted 2
by the parties, the district court (Mauskopf, J.) granted the Vatican State’s motion to dismiss for 3
improper venue on the basis of the forum selection clauses in the Sublicense Agreements, and 4
therefore found it unnecessary to decide the Vatican State’s motion to dismiss for lack of subject 5
matter jurisdiction. See Magi XXI, Inc. v. Stato della Città del Vaticano, 818 F. Supp. 2d 597 6
(E.D.N.Y. 2011). In its Memorandum and Order, the district court identified five separate 7
grounds for determining that the Vatican State is a “closely related” party to Second 8
Renaissance, and that it was foreseeable to Magi that the Vatican State would seek to enforce the 9
forum selection clauses against Magi. The district court summarized its reasoning as follows: 10
11
There are multiple grounds for this conclusion: (1) the Vatican State’s interests in the sublicense 12
agreements are derivative of and directly related to [Second Renaissance]’s conduct in entering 13
into and allegedly violating those agreements; (2) [Second Renaissance]’s rights in the sublicense 14
agreements are derivative of and depend on the rights it acquired from the Vatican State; (3) the 15
Master License Agreement entitled the Vatican State to exercise significant control over the form 16
and content of the sublicense agreements; and (4) plaintiff alleges the signatories ([Second 17
Renaissance] and Colapinto) are the non-signatory’s (Vatican State) agents for liability purposes 18
and its claims against all three defendants are essentially identical. Moreover, the Vatican State 19
may enforce the forum selection clause in the Master License Agreement as a signatory because 20
plaintiff asserts claims for breach of contract on the theory that it is a third-party beneficiary of 21
that agreement. 22
23
Id. at 606. Because this Memorandum and Order disposed only of the claims against one 24
defendant, the district court (Kuntz, J.) issued an Order for Entry of Final Judgment pursuant to 25
Federal Rule of Civil Procedure 54(b).5 The Order of Final Judgment was entered on February 2, 26
2012. Magi then brought the instant appeal. 27
28
dismiss on the basis of forum non conveniens, which is a “supervening venue provision,” Sinochem Int’l Co. v.
Malay. Int’l Shipping Corp., 549 U.S. 422, 429 (2007) (internal quotation marks omitted), the district court treated
the Vatican State’s motion to dismiss based on the forum selection clauses as a Rule 12(b)(3) motion to dismiss for
improper venue. Because we resolve this matter on the basis of the forum selection clauses, we need not reach the
forum non conveniens issues.
5 The case had been transferred to Judge Kuntz after the decision of Judge Mauskopf dismissing the claims against
the Vatican State.

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DISCUSSION 1
2
I. Standard of Review 3
4
“Where the district court has relied on pleadings and affidavits to grant a Rule 12(b)(3) 5
motion to dismiss on the basis of a forum selection clause, our review is de novo.” Phillips v. 6
Audio Active Ltd., 494 F.3d 378, 384 (2d Cir. 2007). “In analyzing whether the plaintiff has 7
made the requisite prima facie showing that venue is proper, we view all the facts in a light most 8
favorable to plaintiff.” Id. “Contract interpretation as a question of law is also reviewed de novo 9
on appeal.” Id. 10
11
II. Analysis6
12
13
“[F]orum selection clauses are prima facie valid and should be enforced unless 14
enforcement is shown by the resisting party to be unreasonable under the circumstances,” 15
TradeComet.com LLC v. Google, Inc., 647 F.3d 472, 475 (2d Cir. 2011) (quoting M/S Bremen v. 16
Zapata Off-Shore Co., 407 U.S. 1, 10 (1972)) (internal quotation marks omitted), or unless the 17
forum selection clause “was invalid for such reasons as fraud or overreaching,” Bense v. 18
Interstate Battery Sys. of Am., Inc., 683 F.2d 718, 721 (2d Cir. 1982) (internal quotation marks 19
omitted). We give “substantial deference” to the forum selected by the parties, particularly where 20
this choice “was made in an arm’s-length negotiation by experienced and sophisticated 21
businessmen.” New Moon Shipping Co. v. MAN B & W Diesel AG, 121 F.3d 24, 29 (2d Cir. 22
1997) (quoting M/S Bremen, 407 U.S. at 12). Because “[q]uestions of venue and the enforcement 23
of forum selection clauses are essentially procedural, rather than substantive, in nature,” federal 24
6 We need not consider whether this Court lacks subject-matter jurisdiction by virtue of the Vatican State having
immunity under the Foreign Sovereign Immunities Act, 28 U.S.C. §§ 1602-1611, because “[i]n appropriate
circumstances, . . . a court may dismiss for lack of personal jurisdiction without first establishing subject-matter
jurisdiction.” Sinochem, 549 U.S. at 431 (internal citation omitted). As forum non conveniens is a “non-merits
ground for dismissal,” a court may “dispose of an action by a forum non conveniens dismissal, bypassing questions
of subject-matter and personal jurisdiction, when considerations of convenience, fairness, and judicial economy so
warrant.” Id. at 432 (internal quotation marks omitted). Enforcement of a forum selection clause may be similarly
characterized, and because the considerations of convenience, fairness, and judicial economy weigh in favor of
addressing the appropriate forum first in this case, we need not address any issues of immunity of the Vatican State
under the FSIA. See Sucampo Pharms., Inc. v. Astellas Pharma, Inc., 471 F.3d 544, 550 n.3 (4th Cir. 2006). The
parties have also not raised this issue in this appeal.

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law applies to the interpretation of forum selection clauses in diversity cases. Jones v. Weibrecht, 1
901 F.2d 17, 19 (2d Cir. 1990) (per curiam). 2
3
We apply a four-part analysis to determine whether to dismiss a claim based on a forum 4
selection clause: 5
6
The first inquiry is whether the clause was reasonably communicated to the party resisting 7
enforcement. The second step requires us to classify the clause as mandatory or permissive, i.e., to 8
decide whether the parties are required to bring any dispute to the designated forum or simply 9
permitted to do so. Part three asks whether the claims and parties involved in the suit are subject to 10
the forum selection clause. 11
12
If the forum clause was communicated to the resisting party, has mandatory force and covers the 13
claims and parties involved in the dispute, it is presumptively enforceable. The fourth, and final, 14
step is to ascertain whether the resisting party has rebutted the presumption of enforceability by 15
making a sufficiently strong showing that “enforcement would be unreasonable or unjust, or that 16
the clause was invalid for such reasons as fraud or overreaching.” 17
18
Phillips, 494 F.3d at 383-84 (quoting M/S Bremen, 407 U.S. at 15) (internal citations and italics 19
omitted). The district court determined that the forum selection clauses in the Sublicense 20
Agreements were reasonably communicated and were mandatory, rather than permissive. Magi 21
XXI, 818 F. Supp. 2d at 605. The parties do not contest these determinations. In addition, 22
although Magi argued that enforcement of the forum selection clauses here would be 23
“unreasonable or unjust” before the district court, it does not raise that argument on appeal.7 We 24
therefore focus our analysis on the third factor: “whether the claims and parties involved in the 25
suit are subject to the forum selection clause.” Phillips, 494 F.3d at 383. 26
7 We note that the “unreasonable and unjust” factor is to be “interpreted narrowly,” meaning that the forum selection
clauses should not be enforced
only “(1) if their incorporation into the agreement was the result of fraud or overreaching; (2) if
the complaining party will for all practical purposes be deprived of his day in court, due to the
grave inconvenience or unfairness of the selected forum; (3) if the fundamental unfairness of the
chosen law may deprive the plaintiff of a remedy; or (4) if the clauses contravene a strong public
policy of the forum state.”
S.K.I. Beer Corp. v. Baltika Brewery, 612 F.3d 705, 711 (2d Cir. 2010) (quoting Roby v. Corp. of Lloyd’s, 996 F.2d
1353, 1363 (2d Cir. 1993)).

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1
In general, “the fact a party is a non-signatory to an agreement is insufficient, standing 2
alone, to preclude enforcement of a forum selection clause.” Aguas Lenders Recovery Grp. LLC 3
v. Suez, S.A., 585 F.3d 696, 701 (2d Cir. 2009). In Aguas Lenders, we held that a non-signatory 4
successor in interest to a signatory of a contract is subject to the “presumption of the 5
enforceability of mandatory forum selection clauses” in the contract. Id. We reasoned that this 6
conclusion would prevent “parties to contracts from using evasive, formalistic means lacking 7
economic substance to escape contractual obligations.” Id. We also noted that “a forum selection 8
clause involving sophisticated parties to an international transaction is an obligation that is 9
calculated by parties into the cost of a contract.” Id. (citing M/S Bremen, 407 U.S. at 14). On this 10
basis, we concluded that “a forum selection clause is integral to the obligations of the overall 11
contract, and a successor in interest should no more be able to evade it than any other obligation 12
under the agreement.” Id. 13
14
The enforceability of forum selection clauses as to non-signatories need not be limited to 15
successors in interest. “A literal approach to interpreting forum selection clauses – an approach 16
that always ignored affiliates of the signatories – could . . . undermine the contribution that such 17
clauses have been praised for making to certainty in commercial transactions.” Adams v. 18
Raintree Vacation Exch., LLC, 702 F.3d 436, 441 (7th Cir. 2012). Forum selection clauses have 19
the “salutary effect of dispelling any confusion about where suits arising from the contract must 20
be brought and defended, sparing litigants the time and expense of pretrial motions to determine 21
the correct forum and conserving judicial resources that otherwise would be devoted to deciding 22
those motions.” Carnival Cruise Lines, Inc. v. Shute, 499 U.S. 585, 593-94 (1991). They also 23
“further[] vital interests of the justice system,” including judicial economy and efficiency, 24
Stewart Org., Inc. v. Ricoh Corp., 487 U.S. 22, 33 (1988) (Kennedy, J., concurring), ensure that 25
parties will not be “required to defend lawsuits in far-flung fora[,] . . . and promote uniformity of 26
result.” Hodes v. S.N.C. Achille Lauro ed Altri-Gestione, 858 F.2d 905, 913 (3d Cir. 1988) 27
(internal citations and quotation marks omitted), overruled on other grounds by Lauro Lines s.r.l. 28
v. Chasser, 490 U.S. 495 (1989). As a result, “where the alleged conduct of the nonparties is 29
closely related to the contractual relationship, a range of transaction participants, parties and non- 30

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parties, should benefit from and be subject to forum selection clauses.” Holland Am. Line Inc. v. 1
Wärtsilä N. Am., Inc., 485 F.3d 450, 456 (9th Cir. 2007) (internal quotation marks omitted)).8
2
3
We hold that a non-signatory to a contract containing a forum selection clause may 4
enforce the forum selection clause against a signatory when the non-signatory is “closely 5
related” to another signatory. Id.9 In such instances, the relationship between the non-signatory 6
and that (latter) signatory must be sufficiently close that the non-signatory’s enforcement of the 7
forum selection clause is “foreseeable” to the signatory against whom the non-signatory wishes 8
to enforce the forum selection clause.10 See Hugel v. Corp. of Lloyd’s, 999 F.2d 206, 209 (7th 9
Cir. 1993); In re Optimal U.S. Litig., 813 F. Supp. 2d 351, 369 (S.D.N.Y. 2011). As the 10
signatories to the contract have already assented to a forum selection clause and thus have agreed 11
to litigate disputes relating to the contract in the chosen forum, this holding comports with the 12
“legitimate expectations of the parties, manifested in their freely negotiated agreement.” M/S 13
Bremen, 407 U.S. at 12. 14
15
Here, the Vatican State was closely related to Second Renaissance by virtue of the Master 16
License Agreement. In addition, the Vatican State’s relationship with Second Renaissance was 17
sufficiently close with regard to the licensing of reproductions of items in the Vatican Library 18
collection that it was foreseeable to Magi that the Vatican State would seek to enforce the forum 19
selection clauses in the Sublicense Agreements.11 Several observations inform our reasoning. 20
8 Other circuits have endorsed the “closely related” doctrine for applying forum selection clauses. See, e.g., Marano
Enters. of Kan. v. Z-Teca Rests., L.P., 254 F.3d 753, 757-58 (8th Cir. 2001); Lipcon v. Underwriters at Lloyd’s,
London, 148 F.3d 1285, 1299 (11th Cir. 1998); Baker v. LeBoeuf, Lamb, Leiby & MacRae, 105 F.3d 1102, 1105-06
(6th Cir. 1997); Manetti-Farrow, Inc. v. Gucci Am., Inc., 858 F.2d 509, 514 n.5 (9th Cir. 1988); see also Coastal
Steel Corp. v. Tilghman Wheelabrator Ltd., 709 F.2d 190, 203 (3d Cir. 1983) (refusing to absolve a third-party
beneficiary from the strictures of a forum selection clause which was foreseeable), overruled on other grounds by
Lauro Lines s.r.l. v. Chasser, 490 U.S. 495 (1989).
9 We reach this conclusion without disturbing our holding in Smoothline Ltd. v. North American Foreign Trading
Corp. that the “closely related” test does not apply to the question of whether a non-signatory is bound by a
mandatory arbitration clause. 249 F.3d 147, 155 & n.4 (2d Cir. 2001). That question is governed by the analysis set
out in Thomson-CSF, S.A. v. American Arbitration Ass’n, which recognizes “five theories for binding nonsignatories
to arbitration agreements: 1) incorporation by reference; 2) assumption; 3) agency; 4) veil-piercing/alter ego; and 5)
estoppel.” 64 F.3d 773, 776 (2d Cir. 1995).
10 In so holding, we do not reach the question of when a signatory may enforce a forum selection clause against a
non-signatory.
11 We do not define every circumstance in which two parties may be considered “closely related.” Rather, we hold
only that the Vatican State and Second Renaissance were closely related by virtue of their close involvement in this
case.

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First, the Sublicense Agreements stated that their form and content, as well as Second 1
Renaissance’s right to assign the rights granted by the Sublicense Agreements to Magi, were 2
subject to the approval of the Vatican State. Second, all of the artwork, artifacts, and manuscripts 3
made available to Magi for reproduction were owned by the Vatican State and made available 4
through the Vatican Library. Third, the Sublicense Agreements stated that any products made by 5
Magi were subject to approval by the Vatican State. Fourth, Magi’s interests in the Sublicense 6
Agreements were wholly derivative of the rights Second Renaissance acquired from the Vatican 7
State through the Master License Agreement. Fifth, the Sublicense Agreements stated that, if any 8
conflicts between the Sublicense Agreements and the Master License Agreement arose, the latter 9
would control. Sixth, the Master License Agreement and Sublicense Agreements had identical 10
forum selection clauses. Lastly, Magi alleged that Second Renaissance and the Vatican State 11
“acted in concert” while fraudulently inducing Magi to enter into the Sublicense Agreements.12
12
13
In sum, the Vatican State was known by Magi as the source of the contractual authority 14
granted to Magi by the Sublicense Agreements. The Sublicense Agreements also specifically 15
provided for the extensive and continuing involvement of the Vatican State in the execution of 16
Magi’s obligations and authority under the Sublicense Agreements. As a result of these 17
considerations and the other factors described above, the Vatican State and Second Renaissance 18
were “closely related” parties, and it was foreseeable that the Vatican State would enforce the 19
forum selection clauses in the Sublicense Agreements against Magi. Magi’s claims were thus 20
properly dismissed by the district court. 21
22
Magi also argues that the choice of law clauses in the Sublicense Agreements have a 23
broader ambit than the forum selection clauses and so this dispute is not covered by the latter. 24
However, Magi did not raise this argument before the district court. See Magi XXI, 818 F. Supp. 25
2d at 605 n.9 (“Plaintiff does not argue that the forum selection clauses do not apply to the 26
claims in this case.”). “It is a well-established general rule that an appellate court will not 27
consider an issue raised for the first time on appeal.” In re Nortel Networks Corp. Sec. Litig., 539 28
12 Magi alleged in its complaint that it was a third-party beneficiary of the Master License Agreement, which
contained a virtually identical forum selection clause to that of the Sublicense Agreements. The Vatican State
arguably could also enforce the forum selection clause in the Master License Agreement against Magi. See Hugel v.
Corp. of Lloyd’s, 999 F.2d 206, 209 n.7 (7th Cir. 1993).

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11
F.3d 129, 132 (2d Cir. 2008) (per curiam) (internal quotation marks and alteration omitted). 1
However, this rule is “prudential, not jurisdictional,” and we have exercised our discretion to 2
hear otherwise waived arguments “where necessary to avoid a manifest injustice or where the 3
argument presents a question of law and there is no need for additional fact-finding.” Bogle- 4
Assegai v. Connecticut, 470 F.3d 498, 504 (2d Cir. 2006) (internal quotation marks omitted). 5
“Therefore, where an allegedly forfeited claim raises a pure question of law, we may choose to 6
reach the merits.” Krumme v. WestPoint Stevens Inc., 238 F.3d 133, 142 (2d Cir. 2000) (internal 7
quotation marks omitted). We do so here. 8
9
Magi contends that the forum selection clauses in the Sublicense Agreements do not 10
apply to its tort claims against the Vatican State. To substantiate this argument, Magi notes that 11
the forum selection clauses stated that they applied to any “disagreements” between the Vatican 12
Office of Publications and Second Renaissance, while the choice of law clauses stated that they 13
applied to “[a]ll disputes relating to this Agreement.” Magi asserts that this difference in 14
language suggests that the parties intended the choice of law provisions to apply to both 15
contractual and tort claims while the forum selection clauses applied only to contractual claims. 16
17
Magi misapprehends the scope of the forum selection clauses. A contractually-based 18
forum selection clause also covers tort claims against non-signatories if the tort claims 19
“ultimately depend on the existence of a contractual relationship” between the signatory parties. 20
Coastal Steel Corp. v. Tilghman Wheelabrator Ltd., 709 F.2d 190, 203 (3d Cir. 1983), overruled 21
on other grounds by Lauro Lines, 490 U.S. 495. “Whether a forum selection clause applies to 22
tort claims depends on whether resolution of the claims relates to interpretation of the contract.” 23
Manetti-Farrow, Inc. v. Gucci Am., Inc., 858 F.2d 509, 514 (9th Cir. 1988); see also Lambert v. 24
Kysar, 983 F.2d 1110, 1121-22 (1st Cir. 1993) (“[C]ontract-related tort claims involving the 25
same operative facts as a parallel claim for breach of contract should be heard in the forum 26
selected by the contracting parties.”).13 We must therefore determine whether Magi’s tort claims 27
require interpretation of the Sublicense Agreements. 28
13 Of course, this situation differs from the circumstance in which a party seeks to enforce a forum selection clause
that another party alleges was itself the product of fraud or coercion. The forum selection clause in that case would
be unenforceable. See Scherk v. Alberto-Culver Co., 417 U.S. 506, 519 n.14 (1974); Adams v. Raintree Vacation
Exch., LLC, 702 F.3d 436, 443 (7th Cir. 2012).

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1
Magi’s complaint alleges that the Vatican State failed to correct certain misleading 2
misrepresentations made by Colapinto and Second Renaissance regarding the availability of 3
images from the Vatican Library for licensing, negligently oversaw aspects of its licensing 4
program, breached the Master License Agreement, and was unjustly enriched by its breach of the 5
Master License Agreement. Each of these claims relates to the rights and duties set out in the 6
Sublicense Agreements and the Master License Agreement. These claims cannot be properly 7
adjudicated without determining whether the parties were in compliance with the Sublicense 8
Agreements and the Master License Agreement. Because the resolution of these claims requires 9
interpretation of the contracts at issue, they fall within the scope of the forum selection clauses in 10
the Sublicense Agreements. The slight difference in language in the two clauses (that is, the use 11
of the terms “disagreements” and “disputes” in the forum selection clauses and choice of law 12
clauses, respectively) does not alter this conclusion. The Vatican State may therefore enforce the 13
forum selection clauses in the Sublicense Agreements against Magi as to both Magi’s contract 14
and tort claims. 15
16
CONCLUSION 17
18
For the reasons stated above, we AFFIRM the district court’s judgment dismissing 19
Magi’s claims on grounds of improper venue based on the forum selection clauses contained in 20
the Sublicense Agreements. 21

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