Thomas W. Rockwood, Iii v. Douglas A. Collins, Secretary of Veterans Affairs

23-1121Court of Appeals for the Federal Circuit24 févr. 2025

Texte intégral

N OTE: This disposition is nonprecedential.
United States Court of Appeals
for the Federal Circuit
______________________
THOMAS W. ROCKWOOD, III,
Claimant-Appellant
v.
DOUGLAS A. COLLINS, SECRETARY OF
VETERANS AFFAIRS,
Respondent-Appellee
______________________
2023-1121
______________________
Appeal from the United States Court of Appeals for
Veterans Claims in No. 18-6535, Judge Joseph L. Toth.
______________________
Decided: February 24, 2025
______________________
N AOMI F ARVE , New Orleans, LA, for claimant-appel-
lant.
T ANYA K OENIG, Commercial Litigation Branch, Civil
Division, United States Department of Justice, Washing-
ton, DC, for respondent-appellee. Also represented by
BRIAN M. B OYNTON, MARTIN F. HOCKEY , J R., P ATRICIA M.
MCCARTHY ; EVAN SCOTT G RANT , Y. K EN L EE , Office of Gen-
eral Counsel, United States Department of Veterans Af-
fairs, Washington, DC.
Case: 23-1121 Document: 67 Page: 1 Filed: 02/24/2025

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ROCKWOOD v. COLLINS 2
______________________
Before D YK, T ARANTO, and STOLL , Circuit Judges.
STOLL , Circuit Judge.
Thomas W. Rockwood, III, appeals a decision of the
United States Court of Appeals for Veterans Claims (Vet-
erans Court) affirming the Board of Veterans’ Appeals
(Board) decision with respect to Mr. Rockwood’s claim of
clear and unmistakable error (CUE) in his 1991 rating de-
cision and claim for an earlier effective date, and dismiss-
ing his claim of CUE in his 1982 rating decision for lack of
jurisdiction. For the following reasons, we affirm-in-part
and dismiss-in-part.
BACKGROUND
Mr. Rockwood served in the Army from 1965 to 1968.
In August 1991, Mr. Rockwood sought service connection
for PTSD. He was provided with Veterans Affairs (VA) ex-
aminations in September and October 1991. The Septem-
ber examiner diagnosed him with “Specific Delusional
Disorder, Somatic Type” and provided no comment as to
post-traumatic stress disorder (PTSD). J.A. 12.1 The Oc-
tober examiner diagnosed him with “Schizophrenia, Para-
noid, Chronic” and opined that “[PTSD] is not diagnosed
because the traumatic event has not been persistently re-
experienced.” Id. During the exam, Mr. Rockwood denied
experiencing any Vietnam War flashbacks or intrusive
thoughts.
In December 1991, the regional office (RO) issued a rat-
ing decision that denied service connection for PTSD be-
cause there was no diagnosis of PTSD in the record.
1 Citations to “J.A.” refer to the corrected Joint Ap-
pendix filed with Appellant’s Corrected Opening Brief. See
ECF Nos. 45, 47.
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ROCKWOOD v. COLLINS 3
Mr. Rockwood did not appeal that decision, which became
final. In 1998, however, Mr. Rockwood moved to reopen his
previously denied PTSD claim, and after the VA reopened
the claim, Mr. Rockwood was diagnosed with PTSD in
2003. The RO granted service connection for PTSD with a
100% evaluation effective July 20, 1998. Mr. Rockwood ap-
pealed, seeking an earlier effective date. During that ap-
peal, he raised the CUE theories that the Board and
Veterans Court addressed and are at issue in this appeal.
The Board determined that there was no error of fact
or law in the RO’s December 1991 decision. The Veterans
Court agreed, concluding Mr. Rockwood “has not demon-
strated that the Board’s negative CUE finding was errone-
ous.” J.A. 16. Before the Veterans Court, Mr. Rockwood
also raised—for the first time—a specific allegation of CUE
in a September 1982 rating decision. The Veterans Court
concluded that it lacked jurisdiction to address this claim
because Mr. Rockwood’s “theory of CUE in the RO’s 1982
decision was not presented to the RO and subsequently de-
cided by the Board.” Id.
Separately, the Board also denied Mr. Rockwood’s
claim for an effective date earlier than July 1998.
Mr. Rockwood appealed the Board’s denial generally but
again raised a new argument before the Veterans Court.
Specifically, Mr. Rockwood argued that he was entitled to
an earlier effective date for PTSD because he filed an infor-
mal claim for a nervous disorder in 1975 that was never
adjudicated by the VA. The Veterans Court recognized
that “[t]he Board did not have an opportunity to address
this argument as the veteran raised it for the first time on
appeal,” J.A. 17, but still found that “the Board made suf-
ficient factual findings to dispatch [Mr. Rockwood’s] chal-
lenge.” Id. The Board found that entitlement to service
connection arose in January 2003, when Mr. Rockwood was
first diagnosed with PTSD, yet the RO had granted service
connection effective July 20, 1998. And on appeal to the
Veterans Court, Mr. Rockwood could not point to a
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ROCKWOOD v. COLLINS 4
diagnosis of PTSD before either July 20, 1998, or January
2003. Thus, the Veterans Court reasoned, “even if
[Mr. Rockwood] did file a claim for PTSD in 1975, he is not
entitled to an earlier effective because he cannot show en-
titlement to service connection before July 20, 1998,” the
date that the RO granted service connection for PTSD. Id.
Mr. Rockwood appeals.
D ISCUSSION
Our jurisdiction to review decisions of the Veterans
Court is “limited by statute.” Goodman v. Shulkin,
870 F.3d 1383, 1385 (Fed. Cir. 2017). We may review “the
validity of a decision of the [Veterans] Court on a rule of
law or of any statute or regulation . . . or any interpretation
thereof (other than a determination as to a factual matter)
that was relied on by the [Veterans] Court in making the
decision.” 38 U.S.C. § 7292(a). Absent a constitutional is-
sue, we “may not review (A) a challenge to a factual deter-
mination, or (B) a challenge to a law or regulation as
applied to the facts of a particular case.” Id. § 7292(d)(2).
The court’s ability to review alleged legal errors be-
comes narrower in the context of CUE. A CUE motion “is
a statutorily authorized collateral attack on a final decision
of the Board or RO that, if successful, results in a ‘reversed
or revised’ decision having ‘the same effect as if [it] had
been made on the date of the [original] decision.’” George
v. McDonough, 991 F.3d 1227, 1233 (Fed. Cir. 2021) (alter-
ations in original) (quoting 38 U.S.C. §§ 7111, 5109A). To
demonstrate CUE, a claimant must show that the alleged
error (1) is “based on the record and the law that existed at
the time of the prior adjudication in question”; (2) is “unde-
batable”; and (3) “would have manifestly changed the out-
come at the time it was made.” Id. (cleaned up). That is,
“to constitute CUE, the alleged error must be both ‘outcome
determinative’ and ‘based upon the evidence of record at
the time of the original decision.’” Szemraj v. Principi,
357 F.3d 1370, 1376 (Fed. Cir. 2004) (citation omitted).
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ROCKWOOD v. COLLINS 5
Whether the Veterans Court lacks jurisdiction is an is-
sue of statutory construction, see 38 U.S.C. § 7252, which
we review de novo. Howard v. Gober, 220 F.3d 1341, 1343
(Fed. Cir. 2000). The Veterans Court has jurisdiction “to
review decisions of the Board.” 38 U.S.C. § 7252(a). If the
Board has not rendered a decision on a claim, that claim is
outside of the Veterans Court’s jurisdiction. See Ledford
v. West, 136 F.3d 776, 779 (Fed. Cir. 1998).
We reviewed Appellant’s brief and discerned three pri-
mary issues on appeal. We address each in turn.
A
First, Mr. Rockwood appears to assert CUE in the 1982
rating decision, as he did before the Veterans Court.
Mr. Rockwood’s opening brief focuses on a factual argu-
ment that he was entitled to an effective date of PTSD as
of December 1968 under the “benefit of the doubt” doctrine.
See Appellant’s Br. 8, 21–25, 27. Mr. Rockwood asserts
that the VA medical examiners and the VA Rating special-
ists neither considered nor brought to the attention of the
Board that PTSD and schizophrenia are comorbid condi-
tions. Appellant’s Br. 23–24. Mr. Rockwood’s argument
that he was entitled to a PTSD diagnosis as of December
1968 is, in essence, a contention that an earlier rating de-
cision (as amended by a 1982 rating decision) finding ser-
vice connection for schizophrenia contained CUE by not
also finding that Mr. Rockwood should have been diag-
nosed with PTSD.
A CUE claim, however, must be raised to the RO in the
first instance. We have explained that “[b]ecause a CUE
claim involves an allegation of an error with ‘some degree
of specificity,’ a veteran’s assertion of a particular clear and
unmistakable error by the RO constitutes a distinct claim.”
Andre v. Principi, 301 F.3d 1354, 1361 (Fed. Cir. 2002).
The Veterans Court properly found that Mr. Rockwood’s
distinct theory of CUE in the 1982 rating decision “was not
presented to the RO and subsequently decided by the
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ROCKWOOD v. COLLINS 6
Board,” so “the [Veterans] Court lack[ed] jurisdiction to ad-
dress it.” J.A. 16 (citing Andre, 301 F.3d at 1361–62). Be-
cause that claim was not addressed on the merits by the
Board or the Veterans Court, it likewise is not reviewable
by this court. See 38 U.S.C. §§ 7252, 7292; Howard,
220 F.3d at 1344 (holding that “when the Board has not
rendered a decision on a particular issue, the [Veterans
Court] has no jurisdiction to consider it”). Thus, we affirm
the Veterans Court’s dismissal of Mr. Rockwood’s claim of
CUE for lack of jurisdiction.
B
To the extent Mr. Rockwood also challenges the 1991
RO decision based on CUE, we lack jurisdiction to review
that challenge. While we can review the Veterans Court’s
decision to assess whether the correct legal standards were
applied in determining whether a given decision contained
CUE, we cannot review the Veterans Court’s conclusions
on whether a given set of facts constitutes CUE. Willsey
v. Peake, 535 F.3d 1368, 1372 (Fed. Cir. 2008) (“[T]he issue
before this court is whether the Veterans Court applied its
decision in Russell to the question of whether there was
CUE in [the relevant decision], not whether the application
of that rule to the particular facts of this case was correct.”);
see also Guillory v. Shinseki, 603 F.3d 981, 986 (Fed. Cir.
2010).
Here, we do not possess jurisdiction over Mr. Rock-
wood’s claim. Mr. Rockwood does not allege that the Vet-
erans Court committed any error. Instead, his arguments
focus exclusively on the purported relationship between
PTSD and schizophrenia and the alleged errors in the 1991
rating decision. Appellant’s Br. 22–26. Also, the Veterans
Court decision did not elaborate or expound upon any stat-
ute, regulation, or rule of law. See generally J.A. 10–17.
And it did not address any constitutional issues. See gen-
erally id. We are persuaded that the Veterans Court
merely applied settled law to the facts of Mr. Rockwood’s
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ROCKWOOD v. COLLINS 7
case when it affirmed the Board’s finding that Mr. Rock-
wood’s entitlement to PTSD benefits arose in 2003 when he
was first diagnosed with PTSD. J.A. 16–17. Because we
are not permitted to review this direct application of law to
the factual circumstances of this case, we dismiss this
claim for lack of jurisdiction. See 38 U.S.C. § 7292(a),
(d)(2); Conway v. Principi, 353 F.3d 1369, 1372 (Fed. Cir.
2004).
C
Mr. Rockwood’s opening brief, in the “Statement of the
Issues,” also asks us to review “[w]hether [his] written re-
quest to the VA in 1975 is an ‘informal claim’ for VA bene-
fits.” Appellant’s Br. 8. But as the Veterans Court
recognized, this argument was forfeited because
“[Mr. Rockwood] raised it for the first time on appeal” to
the Veterans Court. J.A. 17. “The Veterans Court’s deter-
mination that [the veteran’s] argument is forfeited involves
an application of a law or regulation to fact which is outside
this court’s jurisdiction.” Harbin v. McDonough, No. 21-
2026, 2022 WL 821444, at *2 (Fed. Cir. Mar. 18, 2022) (cit-
ing 38 U.S.C. § 7292(d)(2)). Accordingly, we dismiss this
claim for lack of jurisdiction.
CONCLUSION
We have considered Appellant’s remaining arguments
and do not find them persuasive. For the reasons above,
we affirm the Veterans Court’s dismissal of Mr. Rock-
wood’s CUE claim for lack of jurisdiction and dismiss the
remainder of Mr. Rockwood’s appeal for lack of jurisdiction.
AFFIRMED-IN-PART, DISMISSED-IN-PART
COSTS
No costs.
Case: 23-1121 Document: 67 Page: 7 Filed: 02/24/2025

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