CJEO Formal Opinion No. 2020-014 — Judicial Participation in Public Demonstrations and Rallies

CJEO Formal Opinion No. 2020-014Calcjeo20 juil. 2020

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CALIFORNIA SUPREME COURT
COMMITTEE ON JUDICIAL ETHICS OPINIONS
350 McAllister Street, Room 1144
San Francisco, CA 94102
(855) 854-5366
www.JudicialEthicsOpinions.ca.gov
CJEO Formal Opinion 2020-014
[Issued July 20, 2020]
JUDICIAL PARTICIPATION IN PUBLIC DEMONSTRATIONS AND RALLIES
I. 	Question
May judicial officers ethically participate in public demonstrations and rallies about racial
justice and equality, or make public statements about those matters, under the Code of Judicial
Ethics? 1
II. 	Summary of Conclusions
In view of recent events that have focused attention on concerns regarding racial justice
and equality in our communities, judicial officers may feel a moral obligation to support these
1 	All further references to canons, the code, terminology, and advisory committee
commentary are to the California Code of Judicial Ethics unless otherwise indicated.
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issues, and other social justice issues, by participating in public demonstrations and rallies, or by
making public statements. Chief Justice Cantil-Sakauye has recognized the importance of these
issues by acknowledging the need to “continue to strive to build a fairer, more equal and
accessible justice system for all.” 	(Cantil-Sakauye, Statement on Racism and Bias (June 8,
2020) <https://newsroom.courts.ca.gov/news/california-chief-justice-speaks-on-removing-
barriers-to-justice-addressing-bias-and-racism> (as of July 20, 2020).
At the same time, judges have a paramount duty to comply with the judicial canons to
promote the public’s confidence in judicial impartiality, which is the foundation of our system
of justice. Judges must not allow their conduct outside the courthouse to affect their ability to
fulfill their judicial obligations on the bench. For these reasons, before attending or otherwise
participating in a public demonstration or rally, or making a public statement on matters of
public concern, judges must examine whether their conduct is ethically permissible, under the
Code of Judicial Ethics.
Judges may not participate in a public demonstration or rally if: (a) participation might
undermine the public’s confidence in the judiciary; (b) the event relates or is likely to relate to a
case pending before a court, relates to an issue that is likely to come before the courts, or is
reasonably likely to give rise to litigation and the judge’s attendance might lead to
disqualification; (c) participation would or is likely to cause a violation of the law, for example
by violating a curfew; (d) participation would create the appearance of speaking on behalf of, or
lending the prestige of office to, a political candidate or organization; or (e) participation would
interfere with the proper performance of judicial duties.
In determining whether participation would be appropriate, judges should examine the
official title of the demonstration or rally, its stated mission, its sponsors, and its organizers.
Judges should also take reasonable efforts to determine the messages that will be delivered by
other participants and the risks that the demonstration or rally might depart from its original
mission. Practically speaking, this may be difficult. Judges must remain vigilant and be
prepared to leave if remaining at the demonstration or rally might result in a violation of their
ethical duties or interfere with judicial obligations. Judges should also assume that their identity
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will likely be known and that their participation will be scrutinized, publicized, and depicted in
reports of a demonstration or rally, including in press coverage or on social media.
In addition to or in place of attending and personally participating in a public
demonstration or rally, judges also may write a public statement about matters relating to racial
justice and equality, as the Chief Justice and the Supreme Court have done. (See ante & Section
IV.E, post.) Since judges can maintain control of the substance and tone of a written statement,
a writing that addresses issues of racial justice and equality may present fewer ethical risks than
participating in a public demonstration or rally on those same issues.
III. 	Authorities
A. 	Applicable Canons
Terminology: “Law, the legal system, or the administration of justice.” When a judge
engages in an activity that relates to the law, the legal system, or the administration of justice,
the judge should also consider factors such as whether the activity upholds the integrity,
impartiality, and independence of the judiciary (Canons 1 and 2A), whether the activity impairs
public confidence in the judiciary (Canon 2), whether the judge is allowing the activity to take
precedence over judicial duties (Canon 3A), and whether engaging in the activity would cause
the judge to be disqualified. [¶] . . . [¶]
“Pending proceeding” is a proceeding or matter that has commenced. A proceeding
continues to be pending through any period during which an appeal may be filed and any
appellate process until final disposition. [¶] . . . [¶]
“Impending proceeding” is a proceeding or matter that is imminent or expected to occur
in the near future.
Canon 1: “A judge shall uphold the integrity and independence of the judiciary.”
Advisory Committee Commentary following canon 1: “. . . Although judges should be
independent, they must comply with the law and the provisions of this code. Public confidence
in the impartiality of the judiciary is maintained by the adherence of each judge to this
responsibility. Conversely, violations of this code diminish public confidence in the judiciary
and thereby do injury to the system of government under law.”
Canon 2: “A judge shall avoid impropriety and the appearance of impropriety in all of
the judge’s activities.”
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Canon 2A: “A judge shall respect and comply with the law and shall act at all times in a
manner that promotes public confidence in the integrity and impartiality of the judiciary. A
judge shall not make statements, whether public or nonpublic, that commit the judge with
respect to cases, controversies, or issues that are likely to come before the courts or that are
inconsistent with the impartial performance of the adjudicative duties of judicial office.”
Advisory Committee Commentary following canon 2A: “. . . A judge must expect to be
the subject of constant public scrutiny. A judge must therefore accept restrictions on the judge’s
conduct that might be viewed as burdensome by other members of the community and should do
so freely and willingly. [¶] . . . [¶] The test for . . . impropriety is whether a person aware of the
facts might reasonably entertain a doubt that the judge would be able to act with integrity,
impartiality, and competence.”
Canon 3A: “All of the judicial duties prescribed by law shall take precedence over all
other activities of every judge. In the performance of these duties, the following standards
apply.”
Canon 3B(9): “A judge shall not make any public comment about a pending* or
impending* proceeding in any court, and shall not make any nonpublic comment that might
substantially interfere with a fair trial or hearing.”
Canon 4A(1), (3) & (4): “A judge shall conduct all of the judge’s extrajudicial activities
so that they do not [¶] . . . cast reasonable doubt on the judge’s capacity to act impartially [¶] . . .
interfere with the proper performance of judicial duties, or [¶] . . . lead to frequent
disqualification of the judge.”
Advisory Committee Commentary following canon 4A: “Complete separation of a judge
from extrajudicial activities is neither possible nor wise; a judge should not become isolated
from the community in which he or she lives. Expressions of bias or prejudice by a judge, even
outside the judge’s judicial activities, may cast reasonable doubt on the judge’s capacity to act
impartially as a judge. [¶] . . . [¶] Because a judge’s judicial duties take precedence over all
other activities (see Canon 3A), a judge must avoid extrajudicial activities that might
reasonably result in the judge being disqualified.”
Canon 5: “A judge or candidate for judicial office shall not engage in political or
campaign activity that is inconsistent with the independence, integrity, or impartiality of the
judiciary. [¶] Judges and candidates for judicial office are entitled to entertain their personal
views on political questions. They are not required to surrender their rights or opinions as
citizens. They shall, however, not engage in political activity that may create the appearance of
political bias or impropriety. Judicial independence, impartiality, and integrity shall dictate the
conduct of judges and candidates for judicial office.”
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Advisory Committee Commentary following canon 5A: “Although attendance at political
gatherings is not prohibited, any such attendance should be restricted so that it would not
constitute an express public endorsement of a nonjudicial candidate or a measure not affecting
the law, the legal system, or the administration of justice otherwise prohibited by this canon.”
B. 	Other Authorities
California Code of Civil Procedure, section 170.1, subdivision (a)(6)(A)(iii).
Rothman et al., California Judicial Conduct Handbook (4th ed. 2017) sections 5:32, 7:57,
8:32, 10:40, 10:47, and 11:3.
Attending Political Fundraising or Endorsement Events, CJEO Formal Opinion No.
2016-008 (2016).
Judicial Appearance in an Educational Documentary, CJEO Informal Opinion Summary
No. 2014-004 (2014).
IV. 	Discussion
Recent events have sparked a national conversation about racial justice and equality, with
thousands of people joining in demonstrations and rallies in cities throughout the state, often just
outside of courthouse doors. As our Supreme Court has acknowledged, judicial officers have a
particular duty to “confront the injustices that have led millions to call for a justice system that
works fairly for everyone.” (Supreme Court of California, Statement on Equality and Inclusion
(June 11, 2020) <https://newsroom.courts.ca.gov/news/supreme-court-of-california-issues-
statement-on-equality-and-inclusion> (as of July 20, 2020) (Supreme Court Statement). Having
devoted themselves to the cause of justice from the bench, judicial officers may feel compelled
to attend, speak at, or otherwise participate in demonstrations or rallies to manifest their support
for racial justice and equality. (Advisory Com. commentary, foll. canon 4A [judges are not to
be isolated from the larger community].) Although such demonstrations and rallies are not
necessarily partisan, they address matters that are the subject of current debate and litigation and
can relate to subjects over which passions run high. Given the intense societal focus on public
events that address these issues, a judge’s participation in them is likely to be the subject of
public scrutiny. For these reasons, judges must accept certain restrictions that might be viewed
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as burdensome by other members of the community. (Advisory Com. commentary, foll. canon
2A [judges must expect to be the subject of constant public scrutiny and must therefore accept
restrictions on their conduct; the test judges must apply to all of their conduct is whether a
person aware of the facts might reasonably entertain a doubt as to impartiality].)
A. A Judge’s Ethical Duties Take Precedence Over Other Considerations
Judicial participation in public demonstrations and rallies necessarily implicates a number
of canons that judges are required to uphold, regardless of the merits of the message or the
urgency of the cause. 2 For example, canons 1 and 2 require judges to maintain public
confidence in the judiciary, while provision 2A forbids them from making “statements, whether
public or nonpublic, that commit the judge with respect to cases, controversies, or issues that are
likely to come before the courts or that are inconsistent with the impartial performance of the
adjudicative duties of judicial office.” Canon 4 requires judges to conduct themselves outside
the courtroom so “as to minimize the risk of conflict with judicial obligations.” Canon 5
prohibits judges from engaging in political or campaign activity that is inconsistent with their
roles in the judiciary.
The proper maintenance and functioning of our system of justice depends on judicial
officers following these restrictions, which are based on the principle of public trust in an
impartial judiciary. As the Advisory Committee commentary to canon 1 recognizes, “[a]lthough
judges should be independent, they must comply with the law and the provisions of this code.
Public confidence in the impartiality of the judiciary is maintained by the adherence of each
judge to this responsibility. Conversely, violations of this code diminish public confidence in
the judiciary and thereby do injury to the system of government under law.” (Id.) For that
reason, when judges consider participating in demonstrations or rallies, among the factors they
2 	In another restraint on extrajudicial conduct under the code, Judge Rothman has observed
that judges are not allowed to solicit on behalf of charitable causes, even if they are causes of
extraordinary worth or profound virtue. (Rothman et al., California Judicial Conduct Handbook
(4th ed. 2017) § 10:42, p. 718 (Rothman) [there is no “really-worthy-charity” exception to the
fundraising ban].)
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should take into account are whether the activity impairs public confidence in the judiciary
(canon 2), whether they are allowing the activity to take precedence over judicial duties (canon
3A), and whether engaging in the activity would cause them to be disqualified (canon 4A(4)).
(Terminology [defining “[l]aw, the legal system, or the administration of justice”].)
B. Deciding Whether to Attend a Demonstration or Rally
When participating in a public demonstration or rally, judges should always assume that
their attendance will be known and that their conduct may be subject to comment and reporting
in press coverage or on social media. In small gatherings, for example, it is likely that the judge
will be recognized by other participants. In larger demonstrations, it is likely that there will be
members of the public or press present recording the event, and modern facial recognition
technology makes it difficult to remain anonymous in a crowd. As a result, judges should
always conduct themselves at a demonstration or rally as if their presence will become known,
and they must consider the public perception of their participation before deciding whether to
attend.
a. 	Promoting Public Confidence in the Judiciary
While the canons recognize that judges “are not required to surrender their rights or
opinions as citizens,” a judge’s obligation to promote public confidence in the judiciary is
paramount. (Canon 2A; canon 5 [prohibiting judges from engaging in political activities that
may create an appearance of political bias].) In fulfilling this duty, a key determination judges
should make before deciding whether to attend a demonstration or rally is whether a person
aware of their presence at the event might reasonably entertain a doubt that they would be able
to act in their official capacity with impartiality. (Advisory Com. commentary, foll. canon 2A.)
For that reason, before attending, judges should investigate the agenda for the demonstration or
rally, including the objectives of the event’s organizers, and evaluate the risk that organizers or
supporters will express views that might reasonably be perceived to compromise the judge’s
independence and impartiality. (California Supreme Court Committee on Judicial Ethics
Opinions, CJEO Formal Opinion No. 2016-008, Attending Political Fundraising or Endorsement
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Events, at p. 10 (CJEO) [judge’s attendance at political event would be prohibited if it could
reasonably be construed to constitute a public endorsement of a political candidate or
organization or otherwise create the appearance of political bias].) For example, if a
demonstration or rally is promoted using derogatory or disrespectful references to individuals,
groups of people or communities, the judge should not attend. (Canons 4A, 5D.) Furthermore,
if an invitation or other promotional materials use unfamiliar terms, symbols or abbreviations,
judges should make reasonable efforts to determine their meaning and should decline to
participate if they cannot do so.
b. Avoiding Demonstrations and Rallies that Relate to Matters Pending
Before a Court or that Are Likely to Come Before a Court
Judges cannot comment on any pending 3 or impending 4 legal proceedings, and as a result
they must avoid demonstrations and rallies concerning current and future cases. (Canons
3B(7), 3B(9) [prohibiting judges from making public comments about proceedings in any court
that might substantially interfere with a fair trial and requiring them to make reasonable efforts
to avoid communications in matters before them].) The fundamental reason for these
prohibitions is the duty to maintain impartiality and avoid conduct that might influence the
outcome or impair the fairness of the proceeding. Further, if a judge participates in a
demonstration or rally on an issue that may involve litigation, for example, if a demonstration
lacks proper permits, the judge’s presence at the event could lead to disqualification. (Canons
3E(3)(a), 3E(4)(c) [appellate justice disqualification required when a reasonable person aware
of the facts would doubt the justice’s ability to remain impartial]; Code Civ. Proc., §
170.1(a)(6)(A)(iii) [trial judge disqualification required if a person aware of the facts might
3 	A “pending proceeding” is a proceeding or matter that has commenced. A matter
remains pending within the meaning of the code if there is sufficient time for a party to petition
the United States Supreme Court seeking review of the appellate decision. (Terminology; CJEO
Oral Advice Summary No. 2018-024, Reporting Misconduct by a Superior Court Research
Attorney in a Pending Matter, pp. 2-3.)
4 	An “impending proceeding” is a proceeding or matter that is imminent or expected to
occur in the near future. (Terminology.)
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reasonably entertain a doubt that the judge would be able to be impartial].) If a demonstration
or rally is sponsored or organized by individuals or entities that regularly appear in state court
proceedings, a reasonable person may have cause to question the judge’s independence and
impartiality when making decisions about those individuals or entities in subsequent cases,
which may result in frequent disqualification and violate the judge’s duty to avoid extrajudicial
activities that may lead to disqualification. (Canon 4A(4); Rothman, Cal. Judicial Conduct
Handbook (3d ed. 2007) § 7:57, p. 476 (Rothman) [judges must consider whether potential
disqualification requires them to avoid public activities].)
If it seems likely that a demonstration or rally might result in a confrontation between
participants and others, including law enforcement, and might lead to unlawful acts by either
side, the judge should likewise not participate or be a witness to such events. A judge’s
appearance at such demonstrations or rallies could create future disclosure and disqualification
issues.
c. 	Minimizing the Risk of Breaking the Law
A judge should not attend a demonstration or rally if it is reasonably foreseeable that by
doing so the judge may violate the law. For example, if a rally is scheduled to begin at a time
that makes it possible that the event will not conclude before a lawful curfew, judges should not
attend unless they can be certain that they will be able to leave early to comply with the law.
(Canon 2A [requiring judges to respect and comply with the law].)
d. Avoiding Endorsements at Politicized Events
Although demonstrations and rallies for racial justice and equality are often nonpartisan, in
certain circumstances they may be sponsored by or associated with a political party, politician or
candidate for political office, or relate to a political measure. Although attendance at political
gatherings is not prohibited, any such attendance should be restricted so that it would not
constitute an express public endorsement of, or lend the prestige of office to, a nonjudicial
candidate or a political measure not affecting the law, the legal system, or the administration of
justice otherwise prohibited by the code. (CJEO Formal Opinion No. 2016-008, supra,
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Attending Political Fundraising or Endorsement Events, at p. 6 [judges attending political event
must consider whether their presence may create the appearance of endorsement or bias];
Advisory Com. commentary, foll. canons 2A & 5A.)
e. 	Ensuring that Judicial Duties Are Unaffected
As noted, a judicial officer should not attend any demonstration or rally that might lead to
disqualification because the subject matter, sponsors, organizers, or the event itself is or is likely
to be the subject of litigation. (Canon 4A(4); Advisory Com. commentary, foll. canon 4A
[judge must avoid extrajudicial activities that might reasonably result in the judge being
disqualified].) In addition, any participation should be avoided that might interfere with any of
the judge’s other official duties. (Canon 4A(3); Advisory Com. commentary, foll. canon 4A [“a
judge’s judicial duties take precedence over all other activities.” (emphasis added)].) For
example, if a demonstration is scheduled for a time that conflicts with the judge’s duties on the
bench, the judge may not reschedule his or her official duties in order to attend the
demonstration. (Rothman, supra, § 8:32 p. 517 [before engaging in any extrajudicial activity,
judges must test whether it will interfere with the proper performance of their judicial duties]; id.
at § 10:40, p. 716 [judicial activities have priority over extrajudicial activities].)
C. 	Maintaining Vigilance While at a Demonstration or Rally
After a judge has determined that he or she might ethically attend a demonstration or
rally, the judge should continue to be mindful of any risks that the demonstration or rally might
evolve in ways that could violate the judge’s ethical duties. In that regard, judges should be
sensitive to how much, if any, control they will have over how an event will proceed, whether
the organizers or sponsors have the ability to control the event, and whether confrontations
between participants and law enforcement or others are likely. After arriving at a demonstration
or rally, if a judge sees other participants with signs or hears crowds chanting slogans that are
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inflammatory, derogatory, and inconsistent with the judge’s own ethical duties, the judge should
leave the event.5
D. Engaging in Symbolic Gestures or Speaking at a Demonstration or Rally
Even where judges may ethically attend a demonstration or rally, they should consider
whether engaging in a symbolic act, carrying a sign, wearing clothing or buttons that might
identify them as siding with a particular viewpoint, or making a public statement on even
permissible topics would undermine the public’s confidence in the judiciary. (CJEO Formal
Opinion No 2016-008, supra, Attending Political Fundraising or Endorsement Events, at p. 15
[speech relating to the permissible subjects of the legal system or the administration of justice
could compromise judicial integrity by creating the appearance of political bias].) Judges must
also consider whether there is a risk that, by making a verbal statement or engaging in a
symbolic act at a demonstration or rally, they would be lending the prestige of their office to
further the personal interests of the individuals or entities organizing the event. (Canon 2B(2) [a
judge shall not lend the prestige of judicial office or use the judicial title to advance the interests
of others and shall not permit others to convey the impression that they are in a special position
to influence the judge]; CJEO Formal Opinion No. 2018-012, Providing Educational
Presentations at Specialty Bar Events, Cal. Supreme Ct., Com. Jud. Ethics Opns., at p. 10 [the
prestige of the judicial office and judicial title should not be used to advance the interests of a
specialty bar association]; CJEO Formal Opinion No. 2017-007, supra, at 2 [judges should
consider whether speechmaking would create the appearance of lending the prestige of office to
a political candidate or organization].)
Judges should avoid engaging in symbolic gestures or wearing apparel likely to be seen as
one-sided statements that may call into question their impartiality. (Canons 2A and 5; Advisory
Com. commentary, foll. canon 2A [judges should not create a reasonable doubt in the minds of
5 	Before joining in a group chant, judges should consider whether the substance of the
message and the dynamics of delivering the message as part of a crowd are appropriate. (See
Section IV.D., post, [discussing ethical considerations when a judge participates in symbolic
gestures or makes a statement at a public event].)
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others as to their impartiality].) Similarly, speaking at a demonstration or rally on a topic likely
to come before the courts in a way that commits a judge to taking a position is prohibited.
(Canon 2A.) Furthermore, a judge should not make any statement or make any symbolic
reference at a demonstration or rally about a pending or impending proceeding. (Canon 3B(9);
CJEO Informal Opinion Summary No. 2014-004, Judicial Appearance in an Educational
Documentary, Cal. Supreme Ct., Com. Jud. Ethics Opns., p. 9 [judge may not comment on the
substance of pending case]; Rothman, supra, § 5:32, pp. 302-03 [noting a judge’s discipline for
making public comments about cases in which the judge was not involved].)
E. Written Expression of Views
Rather than participating in a public demonstration or rally, judges who wish to make their
views known might consider writing a letter or providing a written statement or opinion to the
press. By doing so judges may make their views on a subject known while avoiding many of
the risks inherent in participating in a public demonstration or rally, and can maintain control
over the tone and substance of the message they wish to convey. (Rothman, supra, § 10:47 p.
723 [providing examples of permissible and impermissible letters]; id. at § 11:3 p. 739
[providing examples of appropriate written advocacy].) The Supreme Court’s recent Statement
on Equality and Inclusion provides an example of the kind of statement that is ethically
permissible:
We state clearly and without equivocation that we condemn racism in all its forms:
conscious, unconscious, institutional, structural, historic, and continuing. We say
this as persons who believe all members of humanity deserve equal respect and
dignity; as citizens committed to building a more perfect Union; and as leaders of an
institution whose fundamental mission is to ensure equal justice under the law for
every single person. (Supreme Court Statement, supra.)
A written statement of this kind advances the cause of racial justice and equality while
promoting public confidence in the judiciary, without violating the canons by creating an
appearance of partiality, referencing any pending or impending case, or committing the courts to
taking a position on an issue likely to come before them.
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The need for “equal justice under the law” in our society will always be of manifest
concern. (Supreme Court Statement, supra.) As judicial officers, committed to the ideals of our
constitutional democracy, we must fulfill our role to ensure equal justice under the law to all.
This commitment applies to proceedings in our courtrooms and, as this opinion details, in all our
extra-judicial activities.

This opinion is advisory only (Cal. Rules of Court, rule 9.80(a), (e); Cal. Com. Jud.
Ethics Opns., Internal Operating Rules & Proc. (CJEO) rule 1(a), (b)). It is based on facts and
issues, or topics of interest, presented to the California Supreme Court Committee on Judicial
Ethics Opinions in a request for an opinion (Cal. Rules of Court, rule 9.80(i)(3); CJEO rule
2(f), 6(c)), or on subjects deemed appropriate by the committee (Cal. Rules of Court, rule
9.80(i)(1); CJEO rule 6(a)).

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