us-ftc-hsr-informal-interpretations-e2ff4f507e88a936964793a5bcc0b530•1905003 Informal Interpretation
1905003 Informal Interpretation
us-ftc-hsr-informal-interpretations-e2ff4f507e88a936964793a5bcc0b5301905003 Informal InterpretationGuidance
Tags:
Parent cannot cross-reference but can limit its response to documents created in connection with the backside transactions.
Question
From: Six, Anne
Sent: Thursday, May 30, 2019 3:03:21 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: [Redacted]
Subject: FW: Quick Item 4(c)/(d) question
[Redacted]
Parent cannot cross-reference but can limit its response to documents created in connection with the backside transactions.
Anne
From: [Redacted]
Sent: Thursday, May 30, 2019 12:36:17 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: [Redacted]
Subject: Quick Item 4(c)/(d) question
Dear all, we would be grateful for your thoughts:
· Company A, which is controlled by Parent, plans to acquire Company B (the “Transaction”). An HSR filing will be submitted for the Transaction.
· Company B Shareholders will receive voting securities of Company A as consideration for the Transaction. Some of these shareholders will need to submit back-side HSR filings for their acquisition of Company A voting securities.
In Parent’s HSR filing as the Acquired Person, can Parent cross-reference the Item 4(c) and Item 4(d) documents that were submitted by both parties in connection with the Transaction? If they need to be reproduced, can Parent limit the Item 4(c) and Item 4(d) documents it produces to those created specifically in connection with the Company B Shareholder’s acquisition of Company A voting securities (if any)?
Thank you.
1 Sheinberg, Samuel I. From: Sent: Thursday, May 30, 2019 3:03 PM To: Walsh, Kathryn E.; Berg, Karen E.; Biagioli, Kimberley; Carson, Timothy; Sheinberg, Samuel I.; Whitehead, Nora Subject: FW: Quick Item 4(c)/(d) question From: Six, Anne Sent: Thursday, May 30, 2019 3:03:21 PM (UTC-05:00) Eastern Time (US & Canada) To: Cc: Subject: FW: Quick Item 4(c)/(d) question Parent cannot cross‐reference but can limit its response to documents created in connection with the backside transactions. Anne From: Sent: Thursday, May 30, 2019 12:36:17 PM (UTC-05:00) Eastern Time (US & Canada) To: Cc: Subject: Quick Item 4(c)/(d) question Dear all, we would be grateful for your thoughts: Company A, which is controlled by Parent, plans to acquire Company B (the “Transaction”). An HSR filing will be submitted for the Transaction. Company B Shareholders will receive voting securities of Company A as consideration for the Transaction. Some of these shareholders will need to submit back‐side HSR filings for their acquisition of Company A voting securities. In Parent’s HSR filing as the Acquired Person, can Parent cross‐reference the Item 4(c) and Item 4(d) documents that were submitted by both parties in connection with the Transaction? If they need to be reproduced, can Parent limit the Item 4(c) and Item 4(d) documents it produces to those created specifically in connection with the Company B Shareholder’s acquisition of Company A voting securities (if any)?
2 Thank you. .
Was bedeutet dieser Text für Ihre Situation?
Kostenlose und unverbindliche Beratung
Schildern Sie uns Ihre Situation. Unser Team meldet sich per E-Mail bei Ihnen für Ihre Beratung.
Setzen Sie Ihre Recherche in ChatGPT oder Claude fort
Verbinden Sie Omnilex, um den Rechtskorpus über Ihren KI-Assistenten zu durchsuchen.