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us-ftc-hsr-informal-interpretations-43e7b291e1ba2161f143127ba7b8e90d•0112006 Informal Interpretation
0112006 Informal Interpretation
us-ftc-hsr-informal-interpretations-43e7b291e1ba2161f143127ba7b8e90d0112006 Informal InterpretationGuidance
Date
Rule
801.4
Staff
Michael Verne
Response/Comments
Advised that both the principal and secondary acquisitions would be reportable if the jurisdiction threshold was satisfied for each.
Question
From: (redacted)
To: mike verne'<mverne@ftc.gov>
Date: 12/12/01 6:17PM
Subject: Question
Good morning, Mike. I hope that you are well. I have a straight forward question.
Company A will acquire, through merger, 100% of the voting securities of Company B. Company B's only asset is a minority voting security interest in Company C. All jurisdictional tests are satisfied. Does this transaction require one filing (i.e., the acquisition by Company A of voting securities of Company C) or two (Company A's acquisition of Company C voting securities and Company A's acquisition of 100% of Company B's voting securities)?
Thank you.
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