18020005 Informal Interpretation

us-ftc-hsr-informal-interpretations-3cc8c45d226467134c4aabfc2290add418020005 Informal InterpretationGuidance

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Date

Tags:

Rule
803.12
Staff
Kristin Shaffer
Response/Comments

While a refiling may be submitted by DVD, the new DVD will replace the old one. Therefore, the refiling must contain all of the original attachments, in addition to updated and new material.

Question

From: Shaffer, Kristin

Sent: Tuesday, February 20, 2018 9:31:09 AM (UTC-05:00) Eastern Time (US & Canada)


To: [Redacted]


Cc: [Redacted]


Subject: RE: refiling by dvd

[Redacted]

While a refiling may be submitted by DVD, the new DVD will replace the old one. Therefore, the refiling must contain all of the original attachments, in addition to updated and new material.

Best regards,

Kristin

---------

From: [Redacted]

Sent: Monday, February 19, 2018 11:30 AM


To: [Redacted]


Cc: [Redacted]


Subject: refiling by dvd

To Whom It May Concern:

Please confirm that refiled HSR forms can be submitted by DVD. Also confirm that we do not need to resubmit previously submitted attachments, but that we only need to submit a new affidavit, certification, and form (to the extent there are updates, for example, to the Item 4 document logs), and any new Item 4 documents.

Thank you.

[Redacted]

1
Sheinberg, Samuel I.
From:
Sent: 	Tuesday, February 20, 2018 9:31 AM
To: 	Walsh, Kathryn E.; Berg, Karen E.; Carson, Timothy; Sheinberg, Samuel I.; Whitehead,
Nora
Subject: 	FW: refiling by dvd
From: Shaffer, Kristin
Sent: Tuesday, February 20, 2018 9:31:09 AM (UTC-05:00) Eastern Time (US & Canada)
To:
Cc: HSRHelp
Subject: RE: refiling by dvd
While a refiling may be submitted by DVD, the new DVD will replace the old one. Therefore, the refiling must contain all
of the original attachments, in addition to updated and new material.
Best regards,
Kristin
Kristin Shaffer
Attorney
Premerger Notification Office
Federal Trade Commission
202‐326‐3434 | kshaffer@ftc.gov
From:
Sent: Monday, February 19, 2018 11:30 AM
To: HSRHelp
Cc:
Subject: refiling by dvd
To Whom It May Concern:
Please confirm that refiled HSR forms can be submitted by DVD. Also confirm that we do not need to resubmit
previously submitted attachments, but that we only need to submit a new affidavit, certification, and form (to the
extent there are updates, for example, to the Item 4 document logs), and any new Item 4 documents.
Thank you.
2

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