1302003 Informal Interpretation

us-ftc-hsr-informal-interpretations-3aff8d816298173eb493be75f9f9abfa1302003 Informal InterpretationGuidance

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Date
Rule
802.71
Staff
Michael Verne
Response/Comments
Correct on both.

Question

From: (Redacted)

Sent: Wednesday,February 06, 2013 10:06 AM

To: Verne, B. Michael

Subject: Trust

A transfer by a settlor to an irrevocable trust isexempt under 802.71. And atransfer to a revocable trust is exempt because the settlor holds beneficial interest in the stock before and afterthe transfer, correct?

Verne, B. Michael
From:
Sent:
To:
Subject:
Wedne sd ay, February 06,
Verne, B. Michael
Trust
A transfer by a settlor to an irrevocable trust is exempt under 802.71. And a transfer to a revocable tru st is exempt
because t he settl or holds beneficial int erest in the st ock before and afte r the t ransfer, correct?
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