98642858•Assef Trading Est.
Gesamter Gesetzestext
This Opinion Is Not a Precedent of the TTAB Mailed: April 20, 2026 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Assef Trading Est. _____ Serial No. 98642858 _____ Sebastian Lovera Riso, of Ladas & Parry LLP, for Assef Trading Est. Philip Liu, Trademark Examining Attorney, Law Office 109, Michael Kazazian, Managing Attorney. _____ Before English, Thurmon and Elgin, Administrative Trademark Judges. Opinion by Thurmon, Administrative Trademark Judge: Assef Trading Est. (“Applicant”) seeks registration on the Principal Register of the mark shown below
Serial No. 98642858 - 2 - for “Perfumery; Bleaching preparations for laundry use; Cleaning, polishing, scouring and abrasive preparations; Essential oils; Non-medicated cosmetics; Non-medicated dentifrices; Non-medicated toiletry preparations,” in International Class 3.1 The Trademark Examining Attorney issued a final refusal of registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), finding a likelihood of confusion, based on a Registration of the mark ASSAF, in standard characters, for “Clothing, namely, hats, caps, and beanies,” in International Class 25.2 The appeal is briefed3 and ready for final decision. We affirm the refusal to register. 1 Application Serial No. 98642858 was filed on July 11, 2024, under Section 44(e) of the Trademark Act, 15 U.S.C. § 1126(e), based on a registration of the mark in Saudi Arabia (Registration No. 1443026125). The mark is described as follows: “The mark consists of the wording ‘ASSAF’ in gold stylized font, above Arabic characters in gold, all below a gold shield with gold bands separating the shield into three components with a gold horseshoe in the upper left, a gold castle in the upper right, and a gold knight on a gold horse holding a gold sword on the bottom. The white background is not claimed as part of the mark and represents a transparent background.” The color gold is claimed as a feature of the mark. The Application further states that “[t]he non-Latin characters in the mark transliterate to ASSAF and this has no meaning in a foreign language.” Citations to the prosecution file are to entries in the USPTO’s Trademark Status & Document Retrieval (“TSDR”) system in .pdf format. Citations to the appeal record are to TTABVUE, the Board’s online docketing system. 2 Registration No. 7664349, issued January 21, 2025. 3 Applicant submitted four exhibits containing evidence with its Appeal Brief. The same materials were submitted during prosecution and, therefore, are part of the record. There was no need to resubmit such evidence with the Appeal Brief. The record in an application should be complete prior to the filing of an appeal. Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d); see also TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE §§ 1203.02(e), 1207.01; TRADEMARK MANUAL OF EXAMINING PROCEDURE § 710.01(c) (Nov. 2025).
Serial No. 98642858 - 3 - Section 2(d) – Applicable Law Our determination under Section 2(d) is based on an analysis of all of the probative evidence of record bearing on a likelihood of confusion. In re E. I. DuPont de Nemours & Co., 476 F.2d 1357, 1361 (CCPA 1973) (“DuPont”), cited in B&B Hardware, Inc. v. Hargis Indus., Inc., 575 U.S. 138 (2015); see also In re Majestic Distilling Co., 315 F.3d 1311, 1314 (Fed. Cir. 2003). We must consider each DuPont factor for which there is evidence and argument. See, e.g., In re Guild Mortg. Co., 912 F.3d 1376, 1378-79 (Fed. Cir. 2019). “Whether a likelihood of confusion exists between an applicant’s mark and a previously registered mark is determined on a case-by-case basis, aided by application of the thirteen DuPont factors.” Omaha Steaks Int’l, Inc. v. Greater Omaha Packing Co., 908 F.3d 1315, 1318 (Fed. Cir. 2018). When analyzing these factors, the overriding concerns are not only to prevent buyer confusion as to the source of the goods or services, but also to protect the registrant from adverse commercial impact due to use of a similar mark by a newcomer. See In re Shell Oil Co., 992 F.2d 1204, 1208 (Fed. Cir. 1993). “Each case must be decided on its own facts and the differences are often subtle ones.” Indus. Nucleonics Corp. v. Hinde, 475 F.2d 1197, 1199 (CCPA 1973). Varying weights may be assigned to each DuPont factor depending on the evidence presented. See Citigroup Inc. v. Cap. City Bank Grp. Inc., 637 F.3d 1344, 1356 (Fed. Cir. 2011); Shell Oil, 992 F.2d at 1206 (“the various evidentiary factors may play more or less weighty roles in any particular determination”). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the
Serial No. 98642858 - 4 - similarities between the goods or services. See In re i.am.symbolic, llc, 866 F.3d 1315, 1322 (Fed. Cir. 2017) (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1164-65 (Fed. Cir. 2002)); In re Chatam Int’l Inc., 380 F.3d 1340, 1342 (Fed. Cir. 2004); Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 1103 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). Likelihood of Confusion – Analysis The Applicant and the Trademark Examining Attorney focused on the first two DuPont factors, with some additional argument submitted under factors three and four. We address factors one through four below. A. Similarity of the Marks To evaluate the similarity of the marks under the first DuPont factor, we consider the marks in their entireties as to appearance, sound, connotation and commercial impression. See, e.g., Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1371 (citing DuPont, 476 F.2d at 1361). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Inn at St. John’s LLC, No. 87075988, 2018 TTAB LEXIS 170, *13 (quoting In re Davia, No. 85497617, 2014 TTAB LEXIS 214, *4), aff’d mem., 777 F. App’x 516 (Fed. Cir. 2019); accord Krim-Ko Corp. v. Coca-Cola Bottling Co., 390 F.2d 728, 732 (CCPA 1968) (“It is sufficient if the similarity in either form, spelling or sound alone is likely to cause confusion.”) (citation omitted).
Serial No. 98642858 - 5 - “The proper test is not a side-by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that persons who encounter the marks would be likely to assume a connection between the parties.” Coach Servs. Inc. v. Triumph Learning, LLC, 668 F.3d 1356, 1368 (Fed. Cir. 2012). The focus is on the recollection of the average purchaser, who normally “retains a general rather than a specific impression of marks.” In re i.am.symbolic, llc, No. 85916778, 2018 TTAB LEXIS 281, *11. The applied-for mark includes as its sole English word the entire cited mark ASSAF. For consumers familiar with the cited mark, the additional features of the applied-for mark may be viewed merely as an extension of the ASSAF mark. We have found marks similar in prior cases where one mark subsumes the other. See, e.g., China Healthways Inst. Inc. v. Wang, 491 F.3d 1337, 1340 (Fed. Cir. 2007) (applicant’s mark CHI PLUS is similar to opposer’s mark CHI both for electric massagers). We find the marks are visually similar because of the shared ASSAF element. The additional elements of the applied-for mark distinguish the two marks, but not in a way that is likely to reduce the risk of confusion. The non-Latin script in Applicant’s mark transliterates to ASSAF, so consumers who can read the English word ASSAF and the Arabic script will not find that this script distinguishes the marks, but instead will see the literal elements of the mark as ASSAF ASSAF. For those consumers who cannot read Arabic, the Arabic script will likely be viewed as
Serial No. 98642858 - 6 - another design element of the mark, one that does not provide much distinction from the cited ASSAF mark. The shield design is distinctive and is likely to be noticed and remembered by consumers. But words matter, and the only English word in the applied-for mark is identical to the cited mark. This type of similarity can lead to consumer confusion, even when one of the marks contains a design element. The marks are similar in appearance. Perhaps most importantly, the marks are identical in sound for consumers who do not attempt to pronounce the Arabic script in Applicant’s mark. These consumers will use the ASSAF literal element of Applicant’s mark to ask for the goods. When the goods are promoted or discussed, the literal ASSAF element of Applicant’s mark will be used. It is unlikely that consumers will describe the shield design to ask for or promote Applicant’s goods. For those consumers who understand both English and Arabic, Applicant’s mark may be spoken as ASSAF ASSAF, which is also similar to the cited mark. Or these consumers may “shorten” the literal parts of Applicant’s mark to just ASSAF. For all relevant consumers, the marks are highly similar in sound. The word ASSAF has no established meaning in English, but because the same word is used in both marks, the marks will share the same meaning. In re Embiid, No. 88202890, 2021 TTAB LEXIS 168, at *20-21 (finding no evidence to support a different meaning of the applied-for mark with different goods). Applicant’s mark includes a rider on a horse and a horseshoe within the shield design, and these elements are absent from the cited mark. These additional elements of Applicant’s
Serial No. 98642858 - 7 - mark create a commercial impression somewhat different from that of the cited mark. But the dominant, and sole English literal element, of both marks is the word ASSAF, so the dominant or primary commercial impression created by the two marks will be the same. When the marks are considered in their entireties, the commercial impressions created are also similar. Applicant argues that its mark focuses on horses, which, according to Applicant, are used in the branding for exclusive and expensive goods.4 We offer no view on how common horses are as elements of third-party marks, as we lack sufficient evidence, but we have considered the horse-related elements of the applied-for mark. While these elements create some difference between the marks, the dominant element of Applicant’s mark is the word ASSAF. For the reasons set out above, we find the design elements of Applicant’s mark do not significantly distinguish the marks. Indeed, consumers familiar with the cited mark, may view the applied-for mark as a more complete version of the ASSAF mark (i.e., a version showing additional elements connected with registrant), and as a result, may conclude that Applicant’s mark with the horse-themed shield design is being used by the registrant. Finally, we note that if Applicant is correct about the common use of horses in trademarks for similar goods, then the horse elements in its own mark are less 4 6 TTABVUE 16 (“For instance, luxury fashion houses (e.g. Hermès, Coach, Polo Ralph Lauren and Burberry) and luxury automotive brands (Ferrari and Porsche), incorporate horse imagery in their brand logos to evoke luxury and pedigree.”). Applicant provided evidence that these brands use horses as part of their marks, but no evidence concerning the practices of other businesses in the same markets (fashion houses or luxury automobiles). There is not enough evidence to provide the needed context to determine whether horses are commonly used in luxury brands.
Serial No. 98642858 - 8 - distinctive and less likely to be relied upon by consumers than the other elements of the mark. We make no findings on this point, as we lack sufficient evidence, but if Applicant’s argument about horses was proven, it could undermine Applicant’s position in this appeal, rather than support it. Based on a careful consideration of the marks in their entireties, we find the marks are similar in appearance, sound, meaning, and overall commercial impression. This factor supports the Section 2(d) refusal. B. Similarity or Relatedness of the Goods We evaluate the second DuPont factor based on the goods identified in the Application and the cited Registration. See Stone Lion Cap. Partners, LP v. Lion Cap. LLP, 746 F.3d 1317, 1323 (Fed. Cir. 2014); Octocom Sys., Inc. v. Hous. Comput. Servs. Inc., 918 F.2d 937, 942 (Fed. Cir. 1990). It is sufficient for a finding of likelihood of confusion as to a class of goods in the application if relatedness is established between any of the goods identified in that class and the cited Registration. Tuxedo Monopoly, Inc. v. Gen. Mills Fun Grp., 648 F.2d 1335, 1336 (CCPA 1981); see also Double Coin Holdings Ltd. v. Tru Dev., No. 92063808, 2019 TTAB LEXIS 347, *18; In re Aquamar, Inc., No. 85861533, 2015 TTAB LEXIS 178, *9 n.5. In addition, the goods need only be sufficiently related that a relevant consumer would be likely to assume, upon encountering goods marketed under the marks at issue, that the goods originate from, are sponsored or authorized by, or are otherwise connected to the same source. See Black & Decker Corp. v. Emerson Elec. Co., Nos. 91158891 and 91158941, 2007 TTAB LEXIS 50, *25-26.
Serial No. 98642858 - 9 - The cited Registration identifies “Clothing, namely, hats, caps, and beanies,” in International Class 25. The Application identifies “Perfumery; Bleaching preparations for laundry use; Cleaning, polishing, scouring and abrasive preparations; Essential oils; Non-medicated cosmetics; Non-medicated dentifrices; Non-medicated toiletry preparations,” in International Class 3. The identified goods are distinct. There is no obvious overlap in the goods. But that does not end the analysis, because we are interested in whether there is some connection between the goods in the mind of the consuming public. Shen Mfg. Co., Inc. v. Ritz Hotel, Ltd., 393 F.3d 1238, 1244 (Fed. Cir. 2004) (“[G]oods that are neither used together nor related to one another in kind may still ‘be related in the mind of the consuming public as to the origin of the goods. It is this sense of relatedness that matters in the likelihood of confusion analysis.”’) (quoting Recot, Inc. v. Becton, 214 F.3d 1322, 1329 (Fed. Cir. 2000)). To answer this question, we may look for evidence in the record showing that these two groups of products, though distinct, are often sold together under a single trademark. The more often consumers see other trademarks used with both types of goods, the more consumers will become conditioned to expect to find such goods sold under a single mark. The Trademark Examining Attorney submitted evidence showing that marks used on clothing, including caps and hats, are also often used with perfumes. The following examples are illustrative of this evidence. • Perfumes, hats and caps are sold under the Prada mark;5 5 Office Action dated February 12, 2025, at 10-11 (perfume), 12-13 (hats and caps).
Serial No. 98642858 - 10 - • Perfumes, hats and caps are sold under the Burberry mark;6 • Perfumes and caps are sold under the Nautica mark;7 • Perfumes, hats and caps are sold under the Banana Republic mark;8 • Perfumes and caps are sold under the Ralph Lauren mark;9 and • Perfumes and caps are sold under the Coach mark.10 The Trademark Examining Attorney also submitted evidence of thirteen third- party, use-based registrations that identify both perfume (as identified in the Application) and hats or caps (as identified in the cited Registration).11 Additional third-party, use-based registrations show essential oils (as identified in the Application) and hats or caps (as identified in the cited Registration) under the same mark.12 This is further evidence suggesting that the goods are of a type that may emanate from a single source.13 See, e.g. In re Albert Trostel & Sons Co., No. 74186695, 1993 TTAB LEXIS, *7. 6 Id. at 16-17 (perfume), 14-15 (caps and hats). 7 Final Office Action dated May 17, 2025, at 52 (perfume), 51 (caps). 8 Id. at 61 (perfume), 62 (hats and caps). 9 Id. at 68 (perfume), 67 (caps). 10 Denial of Request for Reconsideration dated August 18, 2025, at 28 (perfumes), 29 (caps). 11 Office Action dated February 12, 2025, at 14-46; Denial of Request for Reconsideration dated August 18, 2025, at 14-15. 12 Denial of Request for Reconsideration dated August 18, 2025, at 18-50. The two groups of registrations overlap, as some identify both perfumes and essential oils, plus hats or caps. 13 The Trademark Examining Attorney also submitted third-party, use-based registrations that identify other goods from the Application (e.g., bleaching preparations) and hats or caps from the cited Registration. This evidence shows additional examples of relatedness, but there is no evidence that these other goods from the Application are related to perfume. The majority of the evidence of record shows perfume and hats or caps sold under a single mark.
Serial No. 98642858 - 11 - Applicant argues that its goods have a different nature and purpose than hats and caps. While this is surely true—perfumes are not head coverings, as hats and caps are—it is largely irrelevant. Differences of this type might be important for some goods, but as we noted above, the key question here is whether the evidence shows that these different goods are related in the minds of consumers. The record evidence shows that these goods are often sold under a single mark, and that is what renders the goods related for likelihood of confusion purposes. Such a finding says nothing at all about how the goods are used. Relatedness in the context of a likelihood of confusion analysis is focused on the confusion issue, not on other characteristics of the goods. The evidence shows that the goods are related (i.e., that perfumes, hats and caps are often sold under the same mark). The second DuPont factor supports the refusal. C. Trade Channels and Customer Care – The Third and Fourth DuPont Factors The third DuPont factor asks whether the trade channels overlap or are similar. This consideration is important because when goods travel through the same trade channels, consumers will see the goods together in those channels, thus increasing consumers’ exposure to both marks. The fourth DuPont factor considers the likely care exercised by relevant consumers. DuPont, 476 F.2d at 1361 (considering “[t]he conditions under which … sales are made, i.e. “impulse” vs. careful, sophisticated purchasing”). Most of the third-party evidence we discussed above (i.e., under the second DuPont factor) came from retail internet sites. This evidence not only shows that perfumes,
Serial No. 98642858 - 12 - hats and caps are often sold under the same mark, but also that these goods are sold through the same internet stores. The trade channels, therefore, overlap and the third DuPont factor supports the refusal. Applicant also argues that the goods are expensive and that consumers of these goods are sophisticated and careful.14 This argument fails for two reasons. First and foremost, the goods identified in the Application and the cited Registration are not limited to particular price points. Indeed, perfumes, hats and caps appear to be (based on the record) conventional consumer goods purchased at some point, by almost every consumer. With no limits on the goods, we find that the perfume goods identified in the Application may include products at any price point. Similarly, the hats and caps identified in the cited Registration may include such goods at any price point. The lack of limitations on the goods effectively refutes Applicant’s consumer sophistication argument. The second reason this argument fails is for lack of evidence. The evidence of record shows these goods actually are sold at varied price points, meaning we can see no consistent practice of high-pricing for perfumes, hats or caps.15 Arguments presented without supporting evidence are entitled to little weight in our analysis. Martahus v. Video Duplication Servs. Inc., 3 F.3d 417, 420 (Fed. Cir. 1993) (“[M]ere attorney arguments unsubstantiated by record evidence are suspect at best.”). 14 6 TTABVUE 24. 15 For example, there is evidence of beanie caps selling for less than $10, ball caps for $480 and perfumes with a wide range of pricing. Final Office Action dated May 17, 2025, at 58 (Abercrombie & Fitch beanie for $9.99); Office Action dated February 12, 2025, at 14 (Burberry baseball cap for $480).
Serial No. 98642858 - 13 - Finally, we are required to base our decision “on the least sophisticated potential purchasers.” Stone Lion Capital Partners, 746 F.3d at 1325. We find that the “least sophisticated potential purchasers” of perfumes, hats and caps, which are ordinary consumer goods, are likely to exercise ordinary care in making purchasing decisions, which does not alter the likelihood of confusion. The fourth DuPont factor is neutral. D. Conclusion: Weighing the Factors We have reviewed and evaluated all the evidence of record and all the arguments presented. Only the first three DuPont factors are probative in this appeal, and all three support the Section 2(d) refusal. The marks are similar and the goods are related. The trade channels overlap. We evaluated the fourth DuPont factor, but find it neutral. The record supports the refusal. Confusion is likely. Decision: The Section 2(d) refusal is affirmed.
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