March 2, 2017- State of New Mexico v. Walter Ernest Brown, No. 34,388

34,388Nmctapp

Gesamter Gesetzestext

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number:___________
Filing Date: March 2, 2017
NO. 34,388
STATE OF NEW MEXICO,
Plaintiff-Appellant,
v.
WALTER ERNEST BROWN,
Defendant-Appellee.
APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
Briana H. Zamora, District Judge
Hector H. Balderas, Attorney General
Maris Veidemanis, Assistant Attorney General
Santa Fe, NM
for Appellant
Bennett J. Baur, Chief Public Defender
Mary Barket, Assistant Appellate Defender
Santa Fe, NM
for Appellee
OPINION
GARCIA, Judge.
{1} 	The State of New Mexico appeals the dismissal of Defendant Walter Brown’s
case on the grounds that Defendant’s constitutional right to a speedy trial was violated
by the forty-two-month delay in the prosecution of his case. We conclude that each
of the four Barker factors weigh in Defendant’s favor. See Barker v. Wingo, 407 U.S.
514, 530-32 (1972). Accordingly, we affirm the district court’s dismissal.
BACKGROUND
{2} 	Defendant was arrested on May 26, 2011, and charged with the murder of
James Moore (Victim), whose death occurred during an incident that took place on
May 13, 2011. Defendant, an individual with an intelligence quotient (IQ) of
approximately seventy, was asked by his friend, Rebecca Duran (Duran), to
accompany her to a home she had been staying at to get her belongings. Defendant,
Duran, and a friend arrived at the home to find it locked, and after no one came to the
front door the group entered through a sliding glass door in the rear of the house. Once
inside, they were confronted by Victim. An altercation ensued, Victim pushed
Defendant’s friend, and Defendant fatally stabbed Victim once in the heart with a
pocket knife.
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{3} 	To avoid a repetitious discussion of the pretrial events, we discuss the events
in detail here and refer to them more generally in our speedy trial analysis below.
Defendant’s case was joined with the cases of three other individuals charged as a
result of the stabbing incident. Defendant was indicted and charged with one count of
second degree murder, pursuant to NMSA 1978, Section 30-2-1(B) (1994), or the
lesser included offense of voluntary manslaughter, pursuant to NMSA 1978, Section
30-2-3(A) (1994), or in the alternative, one count of first degree felony murder,
pursuant to Section 30-2-1(A)(2); seven separate counts of conspiracy, pursuant to
NMSA 1978, Section 30-28-2 (1979), including numerous alternative theories; one
counts of aggravated battery, pursuant to NMSA 1978, Section 30-3-5(A), (C) (1969),
one count of aggravated burglary, pursuant to NMSA 1978, Section 30-16-4(A)
(1963); and two counts of tampering with evidence, pursuant to NMSA 1978, Section
30-22-5 (2003). Defendant’s bond was set at $250,000. Defendant remained in
custody for thirty-three months after his arrest until our Supreme Court addressed
Defendant’s appeal of his pretrial conditions of release. See State v. Brown, 2014-
NMSC-038, ¶ 1, 338 P.3d 1276.
{4} 	Defense counsel made his first appearance on June 28, 2011, and made a
written demand for speedy trial on behalf of Defendant. In December 2011 the
presiding judge retired, and his position remained vacant until March 2012. Between
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April 2, 2012, and April 19, 2012, Defendant and a co-defendant each exercised one
peremptory excusal. Trial was set before another district court judge to commence on
March 25, 2013.
{5} 	During the eleven-month period from April 20, 2012 to March 19, 2013, the
State asserted that it was “still working on the case some, but not as much.” During
this period, Defendant made a plea offer. The State took several months to review the
plea offer and eventually made a counter-offer. On February 12, 2013, the district
court moved the trial to April 29, 2013, to accommodate the joined cases. On March
19, 2013, after plea negotiations stalled, Defendant filed a motion to sever his case
from the co-defendants. In response, the State filed a motion to continue the April 29,
2013, trial setting. The State also claimed some confusion and stated that, while it did
not oppose the severance motion, it would have retained the March 25, 2013, trial
setting had it known of Defendant’s intent to sever his case from the co-defendants.
{6} 	With the April 2013 trial continued, the parties resumed preparations and
proceeded to file and address various motions, including Defendant’s motion to
review his conditions of release. At a hearing in July 2013, defense counsel argued its
position regarding the review of Defendant’s conditions of release and detailed
Defendant’s personal situation, including informing the district court that there were
two jobs available to Defendant. Defendant also asked the district court to interview
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or ask questions of pretrial services personnel who apparently supported Defendant’s
position and were present in court. The district court granted Defendant’s motion to
sever but denied Defendant’s motion to review conditions of release, citing only the
“nature of the allegations” as the basis for its denial. See Brown, 2014-NMSC-038, ¶¶
7, 48.
{7} 	Following the July 15, 2013 hearing, the parties continued their preparations
for the upcoming trial. The district court set a new trial date for November 12, 2013.
At the November 5, 2013 docket call, Defendant asked for a continuance for two
reasons, (1) because defense counsel was unavailable for trial the next week; and (2)
defense counsel believed the status of the pending motions indicated the case was not
ready to proceed to trial. The State argued that the motions could be disposed of
before the scheduled trial began. The district court granted Defendant’s request based
on counsel’s unavailability.
{8} 	At a hearing on November 27, 2013, the district court considered the
outstanding motions but did not rule on them until March 20, 2014. On December 18,
2013, the district court held a second hearing to review Defendant’s pretrial conditions
of release. The defense again presented evidence detailing the Defendant’s suitability
for pretrial release. Again, the court denied any changes to Defendant’s pretrial
conditions of release based solely on the nature of one of the allegations—a first
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degree murder charge. Under Rule 12-204 NMRA, Defendant appealed the denial of
his motion to amend his conditions of release. On February 19, 2014, our Supreme
Court heard Defendant’s appeal and ordered that the Defendant be released on
nonmonetary conditions pending trial. See Brown, 2014-NMSC-038, ¶¶ 11, 55.
{9} 	At the presentment hearing held on March 20, 2014, the presiding judge
appeared confused as to why the hearing had been scheduled and did not seem to
remember the issues, arguments, or matters that he took under advisement at the
November 27, 2013 hearing. After the presentment hearing, the parties expressed
concern regarding the district court judge’s ability to continue to preside over the case.
The parties filed a joint motion stipulating to the appointment of a new presiding
judge. The motion was eventually granted, and a new judge was appointed on July 24,
2014. The former presiding judge later publicly acknowledged his Alzheimer’s
disease diagnosis.
{10} 	Also following the March 20, 2014 presentment hearing, Defendant filed a
motion to dismiss on speedy trial grounds. The newly appointed presiding judge
denied this motion on September 30, 2014. The district court found that, although
three of the Barker factors weighed in Defendant’s favor, Defendant had not shown
sufficient prejudice. The district court further recognized that because no transcript
was provided from our Supreme Court’s hearing on the appeal of Defendant’s motion
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to amend his conditions of release, the district court could not “determine whether the
fact of pretrial incarceration itself was actual prejudice.”
{11} 	Our Supreme Court released the Brown opinion on November 6, 2014, and one
day later, Defendant filed a notice of correction and supplemental authority alerting
the district court to the Brown opinion. See 2014-NMSC-038. After reviewing
Defendant’s supplemental pleadings and the Brown opinion, the district court granted
Defendant’s speedy trial motion for dismissal. After a total delay of forty-two months,
the order dismissing the case was entered on November 25, 2014. The State filed a
timely appeal.
DISCUSSION
A. 	General Principles and Standard of Review
{12} 	The Sixth Amendment of the United States Constitution, as applied to the states
by the Fourteenth Amendment, provides that “[i]n all criminal prosecutions, the
accused shall enjoy the right to a speedy and public trial[.]” See State v. Garza, 2009-
NMSC-038, ¶ 10, 146 N.M. 499, 212 P.3d 387 (internal quotation marks and citation
omitted). The New Mexico Constitution offers similar protection and provides that
“[i]n all criminal prosecutions, the accused shall have the right to . . . a speedy public
trial.” N.M. Const. art. II, § 14. This right recognizes that “there is a societal interest
in bringing an accused to trial” and “[t]he heart of the right . . . is preventing prejudice
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to the accused.” Garza, 2009-NMSC-038, ¶ 12.
{13} 	Our Supreme Court adopted the United States Supreme Court’s balancing test
articulated in the Barker decision. See Garza, 2009-NMSC-038, ¶ 13. The United
States Supreme Court identified four factors to be weighed by the court in analyzing
a defendant’s claim: (1) the length of delay in bringing the case to trial, (2) the reasons
for the delay, (3) the defendant’s assertion of the right to a speedy trial, and (4) the
actual prejudice to the defendant caused by the delay. Id. “Each of these factors is
weighed either in favor of or against the [s]tate or the defendant, and then balanced
to determine if a defendant’s right to a speedy trial was violated.” State v. Spearman,
2012-NMSC-023, ¶ 17, 283 P.3d 272. “[T]he factors have no talismanic qualities, and
none of them are a necessary or sufficient condition to the finding of a violation of the
right [to a] speedy trial.” Id. ¶ 18 (alteration, internal quotation marks, and citation
omitted). “Rather they are related factors and must be considered together with such
other circumstances as may be relevant.” Id. (internal quotation marks and citation
omitted). In our review of a speedy trial ruling, this Court must “give deference to the
district court’s factual findings, but we review the weighing and the balancing of the
Barker factors de novo.” Spearman, 2012-NMSC-023, ¶ 19 (alteration, internal
quotation marks, and citation omitted); State v. Lujan, 2015-NMCA-032, ¶ 10, 345
P.3d 1103.
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B. 	Discussion and Weighing of the Factors
1. 	Length of Delay
{14} 	The “length of delay” factor serves a dual purpose when analyzing a speedy
trial violation. See State v. Serros, 2016-NMSC-008, ¶ 22, 366 P.3d 1121. First, it acts
as a threshold triggering mechanism used to determine whether the delay is
“presumptively prejudicial” so as to continue with a full speedy trial analysis. Id.
Second, it is the first independent Barker factor that must be addressed to determine
whether a defendant’s speedy trial rights have been violated. See Serros, 2016-NMSC-
008, ¶ 22. If the delay crosses the “presumptively prejudicial” threshold, a speedy trial
analysis is warranted. Id. A delay is presumptively prejudicial if the delay exceeds
“[twelve months] for a simple case, [fifteen] months for a case of intermediate
complexity, and [eighteen] months for a complex case.” Id. The parties agreed that
this case was complex, and the State also agreed that the delay of forty-two months
exceeded the eighteen-month benchmark and triggered a full speedy trial analysis.
{15} 	Evaluation of the length of delay factor is independent of the remaining three
Barker factors and may be found in favor of the defendant regardless of the fault of
the parties when addressing the reasons for delay. See Serros, 2016-NMSC-008, ¶ 26.
“A delay that crosses the threshold for presumptive prejudice necessarily weighs in
favor of the accused; the only question is, how heavily?” Id. As the delay increases,
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so does the weight of this first factor in favor of the defendant and against the state.
See id. ¶ 24. “A delay that scarcely crosses the bare minimum needed to trigger
judicial examination of the claim is of little help to a defendant claiming a speedy trial
violation.” 	Id. 	¶ 	26 	(internal 	quotation 	marks 	and 	citation 	omitted). 	“[A]n
extraordinary delay . . . weighs heavily in favor of [the] defendant[.]” Id.
{16} 	The district court found that the combination of the forty-two-month delay and
the parties’ agreement that this was a complex case warranted a finding that this first
Barker factor weighed in favor of Defendant. However, the district court did not
determine how much weight to assign to this first factor. We shall now address the
weight to be assigned to the forty-two-month delay as part of our de novo review. See
Spearman, 2012-NMSC-023, ¶¶ 19, 24.
{17} 	Defendant’s forty-two-month delay—the time period from the date of his arrest
in May 2011 to the date of the dismissal in November 2014—extended twenty-four
months past the presumptively prejudicial threshold of eighteen months for a complex
case. The additional twenty-four-month delay is more than double that of the
presumptively prejudicial time for a complex case. Based upon a review of our
appellate courts’ authorities addressing this issue, we conclude that the delay of forty-
two-months weighs heavily in Defendant’s favor. See Serros, 2016-NMSC-008, ¶ 24
(holding that a fifty-one-month delay in a case that was either complex or of
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intermediate complexity was “extraordinary, and therefore it weigh[ed] heavily in [the
d]efendant’s favor”); see also State v. Taylor, 2015-NMCA-012, ¶¶ 7, 9, 343 P.3d 199
(holding that a twenty-four-month delay in a simple case weighed heavily against the
state); State v. Vigil-Giron, 2014-NMCA-069, ¶¶ 19-20, 65, 327 P.3d 1129 (agreeing
with the district court’s analysis and determination that an additional eighteen-month
delay beyond the presumptively prejudicial threshold in a complex case weighed
heavily against the state); State v. Fierro, 2012-NMCA-054, ¶ 36, 278 P.3d 541
(holding that a fifty-five-month delay in a case of intermediate complexity weighed
heavily in the defendant’s favor); State v. Stock, 2006-NMCA-140, ¶¶ 15,18, 140
N.M. 676, 147 P.3d 885 (holding that a forty-two-month delay in a simple case
weighed 	heavily 	in 	the 	defendant’s 	favor). 	But 	see 	State 	v. 	Steinmetz,
2014-NMCA-070, ¶¶ 6, 65, 327 P.3d 1145 (holding that a twenty-eight-month delay
beyond the presumptively prejudicial threshold in a case of intermediate complexity
only weighed moderately against the state).
2. 	Reasons for Delay
{18} 	“Closely related to [the] length of delay is the reason the government assigns
to justify the delay.” Garza, 2009-NMSC-038, ¶ 25 (internal quotation marks and
citation omitted). These reasons may either lesson or increase the prejudice to the
defendant caused by the delay. Id. Our courts have recognized three types of delay
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that may be attributable to the state and one type attributable to the defense. First,
“intentional delay” that is a deliberate attempt to delay prosecution of the case in order
to hamper the defense. Id. ¶ 26. This type of delay weighs heavily against the state.
Id. Second, is “negligent or administrative delay.” Id. This type of delay weighs more
lightly against the state, but “it still falls on the wrong side of the divide between
acceptable and unacceptable reasons for delaying a criminal prosecution once it has
begun.” Id. (internal quotation marks and citation omitted). Additionally, as the length
of the delay increases, this type of delay begins to weigh more heavily against the
state. Id. Third, are various types of appropriate delay. Id. ¶ 27. These types of delay
would be justified for “valid reason[s], such as a missing witness,” which are neutral
and do not weigh against the state. Id. The final type of delay is delay caused by the
defense and this type of delay weighs against the defendant. See Serros, 2016-NMSC-
008, ¶ 29. The complicated circumstances of this case require that we analyze each
period of delay separately.
a. 	May 26, 2011 to December 2011 - Seven Months of Neutral Delay
{19} 	Both Defendant and the State agree that from May 26, 2011 when Defendant
was arrested, until December 2011, the case was proceeding normally toward trial.
These seven months, are therefore categorized as appropriate, neutral delay and do not
weigh against either party. See State v. Valencia, 2010-NMCA-005, ¶ 18, 147 N.M.
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432, 224 P.3d 659 (“[P]eriods of time considered ‘inevitable’ and periods during
which the case is moved ‘toward trial with customary promptness’ are not to be
weighed against the [s]tate.”).
b. 	December 2011 to March 2012 - Three Months in Defendant’s Favor
{20} 	In December 2011 the judge assigned to Defendant’s case retired and the
position remained vacant until March 2012. Therefore, this period necessarily weighs
in favor of Defendant as administrative delay. See Garza, 2009-NMSC-038, ¶ 29
(considering the “unavailability of judges” as negligent and weighed slightly in favor
of the defendant).
c. 	April 2, 2012 to April 19, 2012 - Seventeen Days in the State’s Favor
{21} 	From April 2, 2012 to April 19, 2012, Defendant and a co-defendant excused
two assigned judges. Defendant concedes that this seventeen-day period should weigh
in favor of the State. Considering Defendant was merely exercising a recognized
statutory right to excuse a judge, we weigh this delay slightly in the State’s favor. See
Rule 5-106 NMRA.
d. 	April 20, 2012 to March 19, 2013 - Eleven Months in Defendant’s Favor
{22} 	From April 20, 2012 to March 19, 2013, the parties were engaged in plea
negotiations and the State conceded it was not working on the case “as much.” Despite
this, the State argues that this period should not be weighed against them. While plea
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negotiations generally should not be weighed against either party in a speedy trial
analysis, State v. Maddox, 2008-NMSC-062, ¶ 24, 145 N.M. 242, 195 P.3d 1254,
abrogated on other grounds by Garza, 2009-NMSC-038, ¶¶ 46-47, plea negotiations
are not an absolute excuse for the delay of a prosecution and “unsuccessful plea
negotiations do not constitute a valid reason for suspending the defendant’s right to
a speedy trial.” Id. ¶ 25. Here, the State’s own admission “that [it] was not working
the case[,]” as well as the fact that it took several months to review Defendant’s plea
offer, despite Defendant’s repeated reminders and requests, appear to confirm that the
State was not attentively working on Defendant’s case. Accordingly, we weigh this
period of time slightly in favor of Defendant as neglect or negligent delay. See State
v. Lujan, 1991-NMCA-067, ¶ 14, 112 N.M. 346, 815 P.2d 642 (holding that plea
negotiations prolonged by delays in response by the prosecution “did not constitute
a valid reason for suspending the time period with regard to [the] defendant’s right to
a speedy trial” and weighing this period slightly against the state); see also State v.
Moreno, 2010-NMCA-044, ¶ 29, 148 N.M. 253, 233 P.3d 782 (holding that the state’s
repeated failure to schedule witness interviews, despite prodding by the defendant
constituted bureaucratic indifference).
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e. 	March 19, 2013 to July 15, 2013 - Four Months of Neutral Delay
{23} 	The 	delay 	from 	March 	19, 	2013 	to 	July 	15, 	2013, 	stemmed 	from
miscommunication between the parties regarding the severance of Defendant’s case
from co-defendants. The State moved to continue Defendant’s March 25, 2013 trial
setting, believing that the case was to be tried with the co-defendants. However,
Defendant had moved to sever on March 19, 2013. Additionally, both the State and
Defendant filed substantive motions with the district court that were not ruled on until
July 	15, 	2013. 	Accordingly, 	we 	weigh 	this 	time 	neutrally 	because 	of 	the
miscommunications between the parties and the actions taken in an attempt to move
the case forward in a customary fashion. See Garza, 2009-NMSC-038, ¶ 27
(recognizing that a delay that is justified by a valid reason is appropriate and will be
weighed neutrally); State v. Palacio, 2008-NMCA-074, ¶¶ 21, 23, 146 N.M. 594, 212
P.3d 1148 (recognizing that the parties’ confusion in an Interstate Agreement on
Detainers Act case would be one basis to justify weighing the period of delay
neutrally).
f. 	July 15, 2013 to November 5, 2013 - Three and One Half Months of
Neutral Delay
{24} 	This period is also weighed neutrally. Both parties were appropriately preparing
for trial. The district court held hearings and ruled on various motions filed by the
parties. The State filed a statement of facts, completed its psychological exam of
15
Defendant, and Defendant attempted to convince the State to reform the indictment
and filed a motion to exclude the State’s psychological exam. The record supports the
position that both parties were moving the case forward in a customary manner.
g. 	November 5, 2013 to March 20, 2014 - Four and One Half Months in the
State’s Favor
{25} 	At the November 5, 2013 docket call, Defendant requested that the November
12, 2013 trial setting be continued. Defendant gave two reasons for the continuance:
(1) three pending motions needed to be heard and ruled upon before the trial could
begin; and (2) defense counsel would be unavailable due to a scheduling conflict. The
State argued that the motions could be handled before the November 12, 2013 trial
setting, and that the trial could take place as scheduled. Defendant disagreed. Instead
of being disposed of quickly, the district court took the motion under advisement. A
ruling on the motion was not issued until March 20, 2014. Trial was continued until
March 31, 2014, due to defense counsel’s unavailability. Accordingly, we weigh this
period of delay slightly in favor of the State.
h. 	March 20, 2014 to July 24, 2014 - Four Months in Defendant’s Favor
{26} 	At the March 20, 2014 presentment hearing, both parties developed concern
regarding the judge’s ability to continue presiding over this case and filed a stipulated
joint motion for a new presiding judge. A new judge was assigned to the case on July
24, 	2014. 	The 	previous 	judge 	later 	resigned 	from 	the 	bench 	and 	publicly
16
acknowledged that he received an Alzheimer’s diagnosis. We weigh this period
slightly against the State as administrative delay due to the unavailability of the
presiding judge due to illness and the lack of any progress made by the court until a
new judge was assigned.
i. 	July 24, 2014 to November 25, 2014 - Four Months of Neutral Delay
{27} 	On August 22, 2014, the new judge held a hearing on Defendant’s pending
motion to dismiss on speedy trial grounds. An order denying Defendant’s motion was
entered on September 30, 2014. The district court then made appropriate preparations
for trial. However, our Supreme Court issued an opinion on Defendant’s appeal of his
bond amount and conditions of release on November 6, 2014. See Brown, 2014-
NMSC-038, ¶ 1. The next day, Defendant filed a supplemental authority for
reconsideration of the previous denial of his speedy trial motion. The district court
reconsidered Defendant’s speedy trial motion and dismissed the case on November
25, 2014. Given that the district court and parties were proceeding with customary
promptness during this time, we weigh this period of delay neutrally.
j. 	Overall Determination of the Reasons for Delay
{28} 	We 	conclude 	that 	forty-two 	months 	of 	delay 	occurred 	in 	this 	case.
Approximately five months weigh in favor of the State, approximately eighteen
months weigh in favor of Defendant, and approximately nineteen months weigh as
17
neutral delay. The State is the party responsible for the most delay and the amount of
delay caused by the State equals the eighteen-month presumptively prejudicial time
period. As a result, we concluded that the reasons for delay weigh slightly to
moderately in favor of Defendant.
3. 	Assertion of the Right
{29} 	“[T]he timeliness and vigor with which the right [to a speedy trial] is asserted
may be considered as an indication of whether a defendant was denied [the right] to
[a] speedy trial over his objection or whether the issue was raised on appeal as [an]
afterthought.” Garza, 2009-NMSC-038, ¶ 32. Accordingly, we consider Defendant’s
assertion or failure to assert his right to a speedy trial as a factor in determining
whether Defendant was deprived of that right. See id. ¶ 31. In this consideration, “[the
appellate courts] assess the timing of the defendant’s assertion and the manner in
which the right was asserted.” Id. ¶ 32. “[W]e accord weight to the ‘frequency and
force’ of the defendant’s objections to the delay” and “analyze the defendant’s actions
with regard to the delay.” Id. The individual circumstances of each case must be
closely analyzed. Id. ¶ 33.
{30} 	In ruling on Defendant’s initial motion to dismiss on speedy trial grounds, the
district court found that Defendant “clearly and repeatedly asserted his right to a
speedy trial.” We agree. Throughout the forty-two-month pretrial process, the district
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court recognized that Defendant made no fewer than twelve assertions in filed
pleadings, and also raised the assertion orally in open court. After his initial demand
for speedy trial on June 28, 2011, Defendant made demands for speedy trial on June
4, 2013, and a renewed request on June 18, 2013. He again asserted his speedy trial
right in an ex parte notice of delay on October 7, 2013. He cited ongoing delay in two
motions filed October 28, 2013. On November 4, 2013, Defendant asserted that “the
delays had infringed on his speedy trial rights and requested that all further delays be
weighed against the State for speedy trial purposes.” Defendant also mentioned his
speedy trial rights in two response briefs filed on November 15, 2013 and November
21, 2013. He again asserted his right in a motion for a presentment hearing on January
30, 2014, and finally filed his formal motion to dismiss on speedy trial grounds on
March 20, 2014.
{31} 	Although the district court recognized Defendant’s numerous assertions of his
right to a speedy trial, the district court weighed this factor only nominally in his
favor, finding that Defendant contributed to the delay. The court referenced
Defendant’s November 5, 2013 continuance request, and several motions that could
have been filed earlier to avoid delay. The court further likened Defendant’s conduct
to the dilatory acts recognized as “gamesmanship.” See Steinmetz, 2014-NMCA-070,
¶ 62 (commenting that because the defendant “invoked his right to a speedy trial in
19
words while simultaneously operating in a dilatory manner leads us to conclude that
[the d]efendant’s assertions of the right were at best nominal and at worst an act of
gamesmanship”).
{32} 	We partially disagree with the district court. Defendant’s “clear and repeated”
assertions throughout the entirety of his case weigh this factor more than nominally
in his favor. See Serros, 2016-NMSC-008, ¶ 77 (holding that three pro-forma
assertions of the right to speedy trial are entitled to some weight in favor of the
defendant); see also Garza, 2009-NMSC-038, ¶ 34 (holding that a single demand for
a speedy trial, “tucked within the waiver of arraignment and not guilty plea,” was
sufficient in combination with no evidence that the defendant had acquiesced to the
delay and weighed this factor slightly in the defendant’s favor). The question shifts
to the amount of weight that should be assigned to this factor. Though the district
court weakened the weight of Defendant’s assertions because Defendant contributed
to the delay, we hold that weighing of this factor nominally in Defendant’s favor was
not appropriate and we do not recognize any dilatory acts of gamesmanship in this
record. Because it is not critical to the final outcome in this case, we weigh this factor
clearly in Defendant’s favor, but not to the point of weighing strongly in his favor.
4. 	Prejudice
{33} 	“The ‘heart’ of the speedy trial right ‘is preventing prejudice to the accused.’ ”
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Lujan, 2015-NMCA-032, ¶ 20 (quoting Garza, 2009-NMSC-038, ¶ 12). Prejudice to
a defendant during a speedy trial analysis is determined through an investigation into
conditions that may arise from lengthy pretrial delays. The right to a speedy trial seeks
to “prevent oppressive pretrial incarceration[,] . . . minimize anxiety and concern of
the accused[,] . . . and . . . limit the possibility that the defense will be impaired.”
Serros, 2016-NMSC-008, ¶ 84 (internal quotation marks and citation omitted); Garza,
2009-NMSC-038, ¶ 35. Generally, the defendant has the burden of proof to show
“particularized prejudice.” Serros, 2016-NMSC-008, ¶ 86 (internal quotation marks
and citation omitted). Because “some degree of oppression and anxiety is inherent for
every defendant who is jailed awaiting trial,” the defendant bears the burden to
establish that “the pretrial incarceration or the anxiety suffered [by the defendant] is
undue.” Id. ¶ 89 (alterations, internal quotation marks, and citation omitted). However,
“if the length of delay and the reasons for the delay weigh heavily in [the] defendant’s
favor and [the] defendant has asserted his right and not acquiesced to the delay, then
the defendant need not show prejudice for a court to conclude that the defendant’s
right has been violated.” Id. ¶ 86 (internal quotation marks and citation omitted).
Because this Court has determined that the reasons for the delay factor did not weigh
heavily in Defendant’s favor, Defendant must establish the prejudice factor in order
to show that his right to a speedy trial has been violated. See id.
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{34} 	The first interest examined in the prejudice portion of the speedy trial analysis
is the oppressive nature of the pretrial incarceration. Whether the pretrial incarceration
is oppressive “depends on the length of incarceration, whether the defendant obtained
release prior to trial, and what prejudicial effects the defendant has shown as a result
of the incarceration.” Id. ¶ 89 (internal quotation marks and citation omitted). “It
cannot be denied that two-and-one-half years of pretrial incarceration[,] one’s life on
indefinite hold, waiting for one’s trial to commence—is very substantial prejudice, of
the precise kind that the [s]peedy [t]rial [c]lause was meant to avoid.” Moreno, 2010-
NMCA-044, ¶ 37 (alteration, internal quotation marks, and citation omitted); compare
Serros, 2016-NMSC-008, ¶ 90 (holding that pretrial incarceration of over four years
is “oppressive on its face”), with Salandre v. State, 1991-NMSC-016, ¶ 29, 111 N.M.
422, 806 P.2d 562 (holding that bond restrictions for one month were not oppressive).
{35} 	Defendant was incarcerated for thirty-three months, starting with his arrest on
May 26, 2011, until our Supreme Court ordered his release on nonmonetary bond on
February 19, 2014. See Brown, 2014-NMSC-038, ¶¶ 2, 55. Our Supreme Court held
that the district court failed in its responsibility to follow Rule 5-401 NMRA,
providing that the court take into account not only “(1) the nature and circumstances
of the offenses charged[, but also] (2) the weight of the evidence against the person[,]
(3) the history and characteristics of the person[,] . . . (4) the nature and seriousness
22
of the danger to any person or the community that would be posed by the person’s
release[,] and (5) any other facts tending to indicate the person is likely to appear” at
all court proceedings. Brown, 2014-NMSC-038, ¶ 39. Our Supreme Court further held
that the district court’s decision was “arbitrary and capricious and that the [district]
court abused its discretion,” reasoning that “[b]ail is not pretrial punishment and is not
to be set solely on the basis of an accusation of a serious crime.” Id. ¶¶ 47, 52. A
charged offense “does not permit the judge to put a price tag on a person’s pretrial
liberty,” and “[s]etting money bail based on the severity of the crime leads to either
release or detention, determined by a defendant’s wealth alone.” Id. ¶ 52.
{36} 	As thirty-three months of incarceration occurred in this case—more than “two-
and-one-half” years, a length of incarceration cited to be “very substantially
prejudicial” in Garza—we conclude that Defendant was substantially prejudiced by
his pre-trial incarceration. 2009-NMSC-038, ¶ 35. Other mitigating factors presented
by the State, including that Defendant finished his high school education, did not
suffer reported incidents of violence, and did not receive any behavioral misconduct
violations while incarcerated do not sufficiently affect the degree of prejudice suffered
as a result of Defendant’s extended pretrial incarceration. Because Defendant need not
prove both undue pretrial incarceration and undue anxiety suffered, but may prove
either, 	a 	determination 	of 	substantial 	prejudice 	arising 	from 	undue 	pretrial
23
incarceration is justified in this case. See Spearman, 2012-NMSC-023, ¶ 36 (“[W]e
weigh this factor in the defendant’s favor where the pretrial incarceration or the
anxiety suffered is undue.” (alteration, internal quotation marks, and citation
omitted)).
{37} 	A speedy trial analysis of prejudice also seeks to “minimize [the] anxiety and
concern of the accused.” Serros, 2016-NMSC-008, ¶ 84 (internal quotation marks and
citation omitted); Garza, 2009-NMSC-038, ¶ 35. In this case, Defendant lost two jobs
during his unlawful incarceration and received only three visits from his family, from
whom he had never lived apart, due to financial and travel constraints. After his
release from pretrial incarceration, Defendant was not able to secure employment
before the case was dismissed. These circumstances would also factor into the level
of prejudice suffered by Defendant and support the district court’s finding that
Defendant suffered prejudice due to his unlawful thirty-three-month period of pretrial
incarceration. As a result, we agree that Defendant also established undue anxiety
suffered during his thirty-three-months of pretrial incarceration.
{38} 	The district court denied Defendant’s initial speedy trial motion on September
30, 2014, finding that Defendant did not suffer sufficient prejudice as a result of his
pretrial incarceration. After the publication of the Brown decision by our Supreme
Court, the district court reconsidered and granted Defendant’s motion to dismiss on
24
speedy trial grounds. The district court did not explain its reallocation of the specific
weight and heightened prejudice suffered by Defendant as a result of his undue
pretrial incarceration, but determined that this unlawful pretrial incarceration weighed
more heavily in Defendant’s favor than it would have otherwise been weighed if such
incarceration had been lawfully imposed. Consistent with our Supreme Court’s
determination that Defendant’s unlawful and arbitrary bail “put a price tag on
[Defendant’s] liberty” and that it should not have been a “pretrial punishment . . .
[based] solely on the basis of an accusation of a serious crime[,]” it is equally
reasonable for the district court to determine that Defendant’s unlawful pretrial
incarceration heightened the prejudice factor and can be weighed more heavily in
Defendant’s favor. Brown, 2014-NMSC-038, ¶ 52.
{39} 	The State argues that because our Supreme Court was only able to consider the
denial of Defendant’s pretrial release from the time of his appeal, the time that
Defendant was unlawfully incarcerated was not thirty-three months, but limited to the
seven-month period from the time of the district court’s denial of Defendant’s motion
until the Supreme Court’s subsequent order of his release. The State asserts that,
because seven months is a much shorter time period and “pales in comparison to the
possible sentence that Defendant faced on his second degree murder charge[,]”
Defendant has not shown prejudice. We disagree.
25
{40} 	Our Supreme Court did not recognize that only a portion of Defendant’s pretrial
incarceration was undue and violated Rule 5-401, but determined that his entire
$250,000 bond amount was in error and ordered Defendant’s immediate release on
nonmonetary conditions. See Brown, 2014-NMSC-038, ¶¶ 1, 55. Because Defendant’s
thirty-three months of pretrial incarceration already demonstrates a substantial degree
of prejudice, any additional prejudicial factors would only add to the degree of
prejudice suffered. Therefore, even if we were to accept the State’s position that
Defendant’s 	thirty-three 	months 	of 	illegal 	pretrial 	incarceration 	did 	not 	add
significantly more prejudice to this analysis, it nevertheless concedes that some
heightened level of prejudice occurred. Combining these incarceration factors with the
numerous forms of additional anxiety suffered and the illegality of Defendant’s nearly
three years of incarceration, the district court was entitled to reconsider its previous
speedy trial ruling, and reasonably conclude that Defendant suffered undue prejudice
from his illegal thirty-three months of pretrial incarceration. We agree and hold that,
under these circumstances, Defendant presented substantial evidence to establish that
the prejudice factor weighed in his favor, even more than slightly.
{41} 	One final aspect of the prejudice factor that must be analyzed is “the possibility
that the defense will be impaired.” Serros, 2016-NMSC-008, ¶ 84 (internal quotation
marks and citation omitted). This aspect of prejudice is considered the most serious
26
of the three interests protected by the right to a speedy trial, and protects a defendant’s
ability to adequately defend against the charges filed. Garza, 2009-NMSC-038, ¶ 36
(emphasis added). Typical problems associated with this interest include the death or
disappearance of a witness or the loss of memory by witnesses. Id. To show this type
of prejudice, Defendant must show “with particularity what exculpatory evidence
would have been offered and that the delay caused the evidence’s unavailability.”
Serros, 2016-NMSC-008, ¶ 85 (alterations, internal quotation marks, and citation
omitted); Garza, 2009-NMSC-038, ¶ 36.
{42} 	Defendant asserts that his case was prejudiced because he was unable to
interview a “critical” witness due to the State’s inability to make the witness available.
Defendant asserts that when he was finally able to interview the witness, the witness
had a “faded memory of the event that happened [on May 13, 2011].” However,
Defendant failed to assert what the witness would have testified to had he been
interviewed earlier. The district court concluded that “[g]iven the lack of specificity
in Defendant’s arguments . . . these assertions are speculative . . . and . . . the delay in
interviewing” this witness did not impair the defense. We agree. However, the fact
that Defendant’s case was not further prejudiced by the specific details of a witness’s
faded memory does not change our overall conclusion that Defendant suffered
sufficient prejudice during the forty-two-month delay in this case, thirty-three months
27
of which was illegal pretrial incarceration after the date of his arrest.
C. 	Balancing the Four Factors
{43} 	The length of delay weighs heavily in Defendant’s favor. The assertion of the
right weighs in Defendant’s favor but not heavily in his favor. The reasons for the
delay weighs slightly to moderately in favor of Defendant. The undue prejudice
suffered as a result of the lengthy delay, the specific anxiety, and the illegality of
Defendant’s pretrial incarceration all weigh in Defendant’s favor. We agree with the
district court that none of the Barker factors weigh in favor of the State. Therefore, we
conclude that the Barker factors weigh sufficiently in Defendant’s favor to establish
a violation of his right to a speedy trial and that the district court appropriately
dismissed Defendant’s charges on speedy trial grounds.
CONCLUSION
{44} 	We affirm the district court’s order dismissing Defendant’s case with prejudice.
{45} 	IT IS SO ORDERED.
__________________________________
TIMOTHY L. GARCIA, Judge
28
WE CONCUR:
_________________________________
M. MONICA ZAMORA, Judge
_________________________________
J. MILES HANISEE, Judge

1 printed pages contain little extracted OCR body text; searchable legal-body completeness has not been established for those pages.

OCR transcription for search; preserved printed pages are authoritative

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

Opinion Number:

Filing Date: March 2, 2017

NO. 34,388

STATE OF NEW MEXICO,
Plaintiff-A ppellant,

V.

WALTER ERNEST BROWN,
Defendant-A ppellee.

APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
Briana H. Zamora, District J udge

Hector H. Balderas, Attomey General

Manis Veidemanis, Assistant Attomey General
Santa Fe, NM

for Appellant

Bennett J. Baur, Chief Public Defender

Mary Barket, Assistant Appellate Defender
Santa Fe, NM

for Appellee

OPINION
GARCIA, Judge.
{1} 	The State of New Mexico appeals the dismissal of Defendant Walter Brown’s
case on the grounds that Defendant’s constitutional right to a speedy trial was violated
by the forty-two-month delay in the prosecution of his case. We conclude that each
of the four Barker factors weigh in Defendant’s favor. See Barker v. Wingo, 407 U.S.
514, 530-32 (1972). Accordingly, we affirm the district court’s dismissal.
BACKGROUND
{2} 	Defendant was arrested on May 26, 2011, and charged with the murder of
James Moore (Victim), whose death occurred during an incident that took place on
May 13, 2011. Defendant, an individual with an intelligence quotient (IQ) of
approximately seventy, was asked by his friend, Rebecca Duran (Duran), to
accompany her to a home she had been staying at to get her belongings. Defendant,
Duran, and a friend arrived at the home to find it locked, and after no one came to the
front door the group entered through a sliding glass door in the rear of the house. Once
inside, they were confronted by Victim. An altercation ensued, Victim pushed
Defendant’s friend, and Defendant fatally stabbed Victim once in the heart with a
pocket knife.

2
{3} 	To avoid a repetitious discussion of the pretrial events, we discuss the events
in detail here and refer to them more generally in our speedy trial analysis below.
Defendant’s case was joined with the cases of three other individuals charged as a
result of the stabbing incident. Defendant was indicted and charged with one count of
second degree murder, pursuant to NMSA 1978, Section 30-2-1(B) (1994), or the
lesser included offense of voluntary manslaughter, pursuant to NMSA 1978, Section
30-2-3(A) (1994), or in the alternative, one count of first degree felony murder,
pursuant to Section 30-2-1(A)(2); seven separate counts of conspiracy, pursuant to
NMSA 1978, Section 30-28-2 (1979), including numerous alternative theories; one
counts of aggravated battery, pursuant to NMSA 1978, Section 30-3-5(A), (C) (1969),
one count of aggravated burglary, pursuant to NMSA 1978, Section 30-16-4(A)
(1963); and two counts of tampering with evidence, pursuant to NMSA 1978, Section
30-22-5 (2003). Defendant’s bond was set at $250,000. Defendant remained in
custody for thirty-three months after his arrest until our Supreme Court addressed
Defendant’s appeal of his pretrial conditions of release. See State v. Brown, 2014-
NMSC-038, ¶ 1, 338 P.3d 1276.
{4} 	Defense counsel made his first appearance on June 28, 2011, and made a
written demand for speedy trial on behalf of Defendant. In December 2011 the
presiding judge retired, and his position remained vacant until March 2012. Between

3
April 2, 2012, and April 19, 2012, Defendant and a co-defendant each exercised one
peremptory excusal. Trial was set before another district court judge to commence on
March 25, 2013.
{5} 	During the eleven-month period from April 20, 2012 to March 19, 2013, the
State asserted that it was “still working on the case some, but not as much.” During
this period, Defendant made a plea offer. The State took several months to review the
plea offer and eventually made a counter-offer. On February 12, 2013, the district
court moved the trial to April 29, 2013, to accommodate the joined cases. On March
19, 2013, after plea negotiations stalled, Defendant filed a motion to sever his case
from the co-defendants. In response, the State filed a motion to continue the April 29,
2013, trial setting. The State also claimed some confusion and stated that, while it did
not oppose the severance motion, it would have retained the March 25, 2013, trial
setting had it known of Defendant’s intent to sever his case from the co-defendants.
{6} 	With the April 2013 trial continued, the parties resumed preparations and
proceeded to file and address various motions, including Defendant’s motion to
review his conditions of release. At a hearing in July 2013, defense counsel argued its
position regarding the review of Defendant’s conditions of release and detailed
Defendant’s personal situation, including informing the district court that there were
two jobs available to Defendant. Defendant also asked the district court to interview

4
or ask questions of pretrial services personnel who apparently supported Defendant’s
position and were present in court. The district court granted Defendant’s motion to
sever but denied Defendant’s motion to review conditions of release, citing only the
“nature of the allegations” as the basis for its denial. See Brown, 2014-NMSC-038, ¶¶
7, 48.
{7} 	Following the July 15, 2013 hearing, the parties continued their preparations
for the upcoming trial. The district court set a new trial date for November 12, 2013.
At the November 5, 2013 docket call, Defendant asked for a continuance for two
reasons, (1) because defense counsel was unavailable for trial the next week; and (2)
defense counsel believed the status of the pending motions indicated the case was not
ready to proceed to trial. The State argued that the motions could be disposed of
before the scheduled trial began. The district court granted Defendant’s request based
on counsel’s unavailability.
{8} 	At a hearing on November 27, 2013, the district court considered the
outstanding motions but did not rule on them until March 20, 2014. On December 18,
2013, the district court held a second hearing to review Defendant’s pretrial conditions
of release. The defense again presented evidence detailing the Defendant’s suitability
for pretrial release. Again, the court denied any changes to Defendant’s pretrial
conditions of release based solely on the nature of one of the allegations—a first

5
degree murder charge. Under Rule 12-204 NMRA, Defendant appealed the denial of
his motion to amend his conditions of release. On February 19, 2014, our Supreme
Court heard Defendant’s appeal and ordered that the Defendant be released on
nonmonetary conditions pending trial. See Brown, 2014-NMSC-038, ¶¶ 11, 55.
{9} 	At the presentment hearing held on March 20, 2014, the presiding judge
appeared confused as to why the hearing had been scheduled and did not seem to
remember the issues, arguments, or matters that he took under advisement at the
November 27, 2013 hearing. After the presentment hearing, the parties expressed
concern regarding the district court judge’s ability to continue to preside over the case.
The parties filed a joint motion stipulating to the appointment of a new presiding
judge. The motion was eventually granted, and a new judge was appointed on July 24,
2014. The former presiding judge later publicly acknowledged his Alzheimer’s
disease diagnosis.
{10} 	Also following the March 20, 2014 presentment hearing, Defendant filed a
motion to dismiss on speedy trial grounds. The newly appointed presiding judge
denied this motion on September 30, 2014. The district court found that, although
three of the Barker factors weighed in Defendant’s favor, Defendant had not shown
sufficient prejudice. The district court further recognized that because no transcript
was provided from our Supreme Court’s hearing on the appeal of Defendant’s motion

6
to amend his conditions of release, the district court could not “determine whether the
fact of pretrial incarceration itself was actual prejudice.”
{11} 	Our Supreme Court released the Brown opinion on November 6, 2014, and one
day later, Defendant filed a notice of correction and supplemental authority alerting
the district court to the Brown opinion. See 2014-NMSC-038. After reviewing
Defendant’s supplemental pleadings and the Brown opinion, the district court granted
Defendant’s speedy trial motion for dismissal. After a total delay of forty-two months,
the order dismissing the case was entered on November 25, 2014. The State filed a
timely appeal.
DISCUSSION
A. 	General Principles and Standard of Review
{12} 	The Sixth Amendment of the United States Constitution, as applied to the states
by the Fourteenth Amendment, provides that “[i]n all criminal prosecutions, the
accused shall enjoy the right to a speedy and public trial[.]” See State v. Garza, 2009-
NMSC-038, ¶ 10, 146 N.M. 499, 212 P.3d 387 (internal quotation marks and citation
omitted). The New Mexico Constitution offers similar protection and provides that
“[i]n all criminal prosecutions, the accused shall have the right to . . . a speedy public
trial.” N.M. Const. art. II, § 14. This right recognizes that “there is a societal interest
in bringing an accused to trial” and “[t]he heart of the right . . . is preventing prejudice

7
to the accused.” Garza, 2009-NMSC-038, ¶ 12.
{13} 	Our Supreme Court adopted the United States Supreme Court’s balancing test
articulated in the Barker decision. See Garza, 2009-NMSC-038, ¶ 13. The United
States Supreme Court identified four factors to be weighed by the court in analyzing
a defendant’s claim: (1) the length of delay in bringing the case to trial, (2) the reasons
for the delay, (3) the defendant’s assertion of the right to a speedy trial, and (4) the
actual prejudice to the defendant caused by the delay. Id. “Each of these factors is
weighed either in favor of or against the [s]tate or the defendant, and then balanced
to determine if a defendant’s right to a speedy trial was violated.” State v. Spearman,
2012-NMSC-023, ¶ 17, 283 P.3d 272. “[T]he factors have no talismanic qualities, and
none of them are a necessary or sufficient condition to the finding of a violation of the
right [to a] speedy trial.” Id. ¶ 18 (alteration, internal quotation marks, and citation
omitted). “Rather they are related factors and must be considered together with such
other circumstances as may be relevant.” Id. (internal quotation marks and citation
omitted). In our review of a speedy trial ruling, this Court must “give deference to the
district court’s factual findings, but we review the weighing and the balancing of the
Barker factors de novo.” Spearman, 2012-NMSC-023, ¶ 19 (alteration, internal
quotation marks, and citation omitted); State v. Lujan, 2015-NMCA-032, ¶ 10, 345
P.3d 1103.

8
B. 	Discussion and Weighing of the Factors
1. 	Length of Delay
{14} 	The “length of delay” factor serves a dual purpose when analyzing a speedy
trial violation. See State v. Serros, 2016-NMSC-008, ¶ 22, 366 P.3d 1121. First, it acts
as a threshold triggering mechanism used to determine whether the delay is
“presumptively prejudicial” so as to continue with a full speedy trial analysis. Id.
Second, it is the first independent Barker factor that must be addressed to determine
whether a defendant’s speedy trial rights have been violated. See Serros, 2016-NMSC-
008, ¶ 22. If the delay crosses the “presumptively prejudicial” threshold, a speedy trial
analysis is warranted. Id. A delay is presumptively prejudicial if the delay exceeds
“[twelve months] for a simple case, [fifteen] months for a case of intermediate
complexity, and [eighteen] months for a complex case.” Id. The parties agreed that
this case was complex, and the State also agreed that the delay of forty-two months
exceeded the eighteen-month benchmark and triggered a full speedy trial analysis.
{15} 	Evaluation of the length of delay factor is independent of the remaining three
Barker factors and may be found in favor of the defendant regardless of the fault of
the parties when addressing the reasons for delay. See Serros, 2016-NMSC-008, ¶ 26.
“A delay that crosses the threshold for presumptive prejudice necessarily weighs in
favor of the accused; the only question is, how heavily?” Id. As the delay increases,

9
so does the weight of this first factor in favor of the defendant and against the state.
See id. ¶ 24. “A delay that scarcely crosses the bare minimum needed to trigger
judicial examination of the claim is of little help to a defendant claiming a speedy trial
violation.” 	Id. 	¶ 	26 	(internal 	quotation 	marks 	and 	citation 	omitted). 	“[A]n
extraordinary delay . . . weighs heavily in favor of [the] defendant[.]” Id.
{16} 	The district court found that the combination of the forty-two-month delay and
the parties’ agreement that this was a complex case warranted a finding that this first
Barker factor weighed in favor of Defendant. However, the district court did not
determine how much weight to assign to this first factor. We shall now address the
weight to be assigned to the forty-two-month delay as part of our de novo review. See
Spearman, 2012-NMSC-023, ¶¶ 19, 24.
{17} 	Defendant’s forty-two-month delay—the time period from the date of his arrest
in May 2011 to the date of the dismissal in November 2014—extended twenty-four
months past the presumptively prejudicial threshold of eighteen months for a complex
case. The additional twenty-four-month delay is more than double that of the
presumptively prejudicial time for a complex case. Based upon a review of our
appellate courts’ authorities addressing this issue, we conclude that the delay of forty-
two-months weighs heavily in Defendant’s favor. See Serros, 2016-NMSC-008, ¶ 24
(holding that a fifty-one-month delay in a case that was either complex or of

10
intermediate complexity was “extraordinary, and therefore it weigh[ed] heavily in [the
d]efendant’s favor”); see also State v. Taylor, 2015-NMCA-012, ¶¶ 7, 9, 343 P.3d 199
(holding that a twenty-four-month delay in a simple case weighed heavily against the
state); State v. Vigil-Giron, 2014-NMCA-069, ¶¶ 19-20, 65, 327 P.3d 1129 (agreeing
with the district court’s analysis and determination that an additional eighteen-month
delay beyond the presumptively prejudicial threshold in a complex case weighed
heavily against the state); State v. Fierro, 2012-NMCA-054, ¶ 36, 278 P.3d 541
(holding that a fifty-five-month delay in a case of intermediate complexity weighed
heavily in the defendant’s favor); State v. Stock, 2006-NMCA-140, ¶¶ 15,18, 140
N.M. 676, 147 P.3d 885 (holding that a forty-two-month delay in a simple case
weighed 	heavily 	in 	the 	defendant’s 	favor). 	But 	see 	State 	v. 	Steinmetz,
2014-NMCA-070, ¶¶ 6, 65, 327 P.3d 1145 (holding that a twenty-eight-month delay
beyond the presumptively prejudicial threshold in a case of intermediate complexity
only weighed moderately against the state).
2. 	Reasons for Delay
{18} 	“Closely related to [the] length of delay is the reason the government assigns
to justify the delay.” Garza, 2009-NMSC-038, ¶ 25 (internal quotation marks and
citation omitted). These reasons may either lesson or increase the prejudice to the
defendant caused by the delay. Id. Our courts have recognized three types of delay

11
that may be attributable to the state and one type attributable to the defense. First,
“intentional delay” that is a deliberate attempt to delay prosecution of the case in order
to hamper the defense. Id. ¶ 26. This type of delay weighs heavily against the state.
Id. Second, is “negligent or administrative delay.” Id. This type of delay weighs more
lightly against the state, but “it still falls on the wrong side of the divide between
acceptable and unacceptable reasons for delaying a criminal prosecution once it has
begun.” Id. (internal quotation marks and citation omitted). Additionally, as the length
of the delay increases, this type of delay begins to weigh more heavily against the
state. Id. Third, are various types of appropriate delay. Id. ¶ 27. These types of delay
would be justified for “valid reason[s], such as a missing witness,” which are neutral
and do not weigh against the state. Id. The final type of delay is delay caused by the
defense and this type of delay weighs against the defendant. See Serros, 2016-NMSC-
008, ¶ 29. The complicated circumstances of this case require that we analyze each
period of delay separately.
a. 	May 26, 2011 to December 2011 - Seven Months of Neutral Delay
{19} 	Both Defendant and the State agree that from May 26, 2011 when Defendant
was arrested, until December 2011, the case was proceeding normally toward trial.
These seven months, are therefore categorized as appropriate, neutral delay and do not
weigh against either party. See State v. Valencia, 2010-NMCA-005, ¶ 18, 147 N.M.

12
432, 224 P.3d 659 (“[P]eriods of time considered ‘inevitable’ and periods during
which the case is moved ‘toward trial with customary promptness’ are not to be
weighed against the [s]tate.”).
b. 	December 2011 to March 2012 - Three Months in Defendant’s Favor
{20} 	In December 2011 the judge assigned to Defendant’s case retired and the
position remained vacant until March 2012. Therefore, this period necessarily weighs
in favor of Defendant as administrative delay. See Garza, 2009-NMSC-038, ¶ 29
(considering the “unavailability of judges” as negligent and weighed slightly in favor
of the defendant).
c. 	April 2, 2012 to April 19, 2012 - Seventeen Days in the State’s Favor
{21} 	From April 2, 2012 to April 19, 2012, Defendant and a co-defendant excused
two assigned judges. Defendant concedes that this seventeen-day period should weigh
in favor of the State. Considering Defendant was merely exercising a recognized
statutory right to excuse a judge, we weigh this delay slightly in the State’s favor. See
Rule 5-106 NMRA.
d. 	April 20, 2012 to March 19, 2013 - Eleven Months in Defendant’s Favor
{22} 	From April 20, 2012 to March 19, 2013, the parties were engaged in plea
negotiations and the State conceded it was not working on the case “as much.” Despite
this, the State argues that this period should not be weighed against them. While plea

13
negotiations generally should not be weighed against either party in a speedy trial
analysis, State v. Maddox, 2008-NMSC-062, ¶ 24, 145 N.M. 242, 195 P.3d 1254,
abrogated on other grounds by Garza, 2009-NMSC-038, ¶¶ 46-47, plea negotiations
are not an absolute excuse for the delay of a prosecution and “unsuccessful plea
negotiations do not constitute a valid reason for suspending the defendant’s right to
a speedy trial.” Id. ¶ 25. Here, the State’s own admission “that [it] was not working
the case[,]” as well as the fact that it took several months to review Defendant’s plea
offer, despite Defendant’s repeated reminders and requests, appear to confirm that the
State was not attentively working on Defendant’s case. Accordingly, we weigh this
period of time slightly in favor of Defendant as neglect or negligent delay. See State
v. Lujan, 1991-NMCA-067, ¶ 14, 112 N.M. 346, 815 P.2d 642 (holding that plea
negotiations prolonged by delays in response by the prosecution “did not constitute
a valid reason for suspending the time period with regard to [the] defendant’s right to
a speedy trial” and weighing this period slightly against the state); see also State v.
Moreno, 2010-NMCA-044, ¶ 29, 148 N.M. 253, 233 P.3d 782 (holding that the state’s
repeated failure to schedule witness interviews, despite prodding by the defendant
constituted bureaucratic indifference).

14
e. 	March 19, 2013 to July 15, 2013 - Four Months of Neutral Delay
{23} 	The 	delay 	from 	March 	19, 	2013 	to 	July 	15, 	2013, 	stemmed 	from
miscommunication between the parties regarding the severance of Defendant’s case
from co-defendants. The State moved to continue Defendant’s March 25, 2013 trial
setting, believing that the case was to be tried with the co-defendants. However,
Defendant had moved to sever on March 19, 2013. Additionally, both the State and
Defendant filed substantive motions with the district court that were not ruled on until
July 	15, 	2013. 	Accordingly, 	we 	weigh 	this 	time 	neutrally 	because 	of 	the
miscommunications between the parties and the actions taken in an attempt to move
the case forward in a customary fashion. See Garza, 2009-NMSC-038, ¶ 27
(recognizing that a delay that is justified by a valid reason is appropriate and will be
weighed neutrally); State v. Palacio, 2008-NMCA-074, ¶¶ 21, 23, 146 N.M. 594, 212
P.3d 1148 (recognizing that the parties’ confusion in an Interstate Agreement on
Detainers Act case would be one basis to justify weighing the period of delay
neutrally).
f. 	July 15, 2013 to November 5, 2013 - Three and One Half Months of
Neutral Delay
{24} 	This period is also weighed neutrally. Both parties were appropriately preparing
for trial. The district court held hearings and ruled on various motions filed by the
parties. The State filed a statement of facts, completed its psychological exam of

15
Defendant, and Defendant attempted to convince the State to reform the indictment
and filed a motion to exclude the State’s psychological exam. The record supports the
position that both parties were moving the case forward in a customary manner.
g. 	November 5, 2013 to March 20, 2014 - Four and One Half Months in the
State’s Favor
{25} 	At the November 5, 2013 docket call, Defendant requested that the November
12, 2013 trial setting be continued. Defendant gave two reasons for the continuance:
(1) three pending motions needed to be heard and ruled upon before the trial could
begin; and (2) defense counsel would be unavailable due to a scheduling conflict. The
State argued that the motions could be handled before the November 12, 2013 trial
setting, and that the trial could take place as scheduled. Defendant disagreed. Instead
of being disposed of quickly, the district court took the motion under advisement. A
ruling on the motion was not issued until March 20, 2014. Trial was continued until
March 31, 2014, due to defense counsel’s unavailability. Accordingly, we weigh this
period of delay slightly in favor of the State.
h. 	March 20, 2014 to July 24, 2014 - Four Months in Defendant’s Favor
{26} 	At the March 20, 2014 presentment hearing, both parties developed concern
regarding the judge’s ability to continue presiding over this case and filed a stipulated
joint motion for a new presiding judge. A new judge was assigned to the case on July
24, 	2014. 	The 	previous 	judge 	later 	resigned 	from 	the 	bench 	and 	publicly

16
acknowledged that he received an Alzheimer’s diagnosis. We weigh this period
slightly against the State as administrative delay due to the unavailability of the
presiding judge due to illness and the lack of any progress made by the court until a
new judge was assigned.
i. 	July 24, 2014 to November 25, 2014 - Four Months of Neutral Delay
{27} 	On August 22, 2014, the new judge held a hearing on Defendant’s pending
motion to dismiss on speedy trial grounds. An order denying Defendant’s motion was
entered on September 30, 2014. The district court then made appropriate preparations
for trial. However, our Supreme Court issued an opinion on Defendant’s appeal of his
bond amount and conditions of release on November 6, 2014. See Brown, 2014-
NMSC-038, ¶ 1. The next day, Defendant filed a supplemental authority for
reconsideration of the previous denial of his speedy trial motion. The district court
reconsidered Defendant’s speedy trial motion and dismissed the case on November
25, 2014. Given that the district court and parties were proceeding with customary
promptness during this time, we weigh this period of delay neutrally.
j. 	Overall Determination of the Reasons for Delay
{28} 	We 	conclude 	that 	forty-two 	months 	of 	delay 	occurred 	in 	this 	case.
Approximately five months weigh in favor of the State, approximately eighteen
months weigh in favor of Defendant, and approximately nineteen months weigh as

17
neutral delay. The State is the party responsible for the most delay and the amount of
delay caused by the State equals the eighteen-month presumptively prejudicial time
period. As a result, we concluded that the reasons for delay weigh slightly to
moderately in favor of Defendant.
3. 	Assertion of the Right
{29} 	“[T]he timeliness and vigor with which the right [to a speedy trial] is asserted
may be considered as an indication of whether a defendant was denied [the right] to
[a] speedy trial over his objection or whether the issue was raised on appeal as [an]
afterthought.” Garza, 2009-NMSC-038, ¶ 32. Accordingly, we consider Defendant’s
assertion or failure to assert his right to a speedy trial as a factor in determining
whether Defendant was deprived of that right. See id. ¶ 31. In this consideration, “[the
appellate courts] assess the timing of the defendant’s assertion and the manner in
which the right was asserted.” Id. ¶ 32. “[W]e accord weight to the ‘frequency and
force’ of the defendant’s objections to the delay” and “analyze the defendant’s actions
with regard to the delay.” Id. The individual circumstances of each case must be
closely analyzed. Id. ¶ 33.
{30} 	In ruling on Defendant’s initial motion to dismiss on speedy trial grounds, the
district court found that Defendant “clearly and repeatedly asserted his right to a
speedy trial.” We agree. Throughout the forty-two-month pretrial process, the district

18
court recognized that Defendant made no fewer than twelve assertions in filed
pleadings, and also raised the assertion orally in open court. After his initial demand
for speedy trial on June 28, 2011, Defendant made demands for speedy trial on June
4, 2013, and a renewed request on June 18, 2013. He again asserted his speedy trial
right in an ex parte notice of delay on October 7, 2013. He cited ongoing delay in two
motions filed October 28, 2013. On November 4, 2013, Defendant asserted that “the
delays had infringed on his speedy trial rights and requested that all further delays be
weighed against the State for speedy trial purposes.” Defendant also mentioned his
speedy trial rights in two response briefs filed on November 15, 2013 and November
21, 2013. He again asserted his right in a motion for a presentment hearing on January
30, 2014, and finally filed his formal motion to dismiss on speedy trial grounds on
March 20, 2014.
{31} 	Although the district court recognized Defendant’s numerous assertions of his
right to a speedy trial, the district court weighed this factor only nominally in his
favor, finding that Defendant contributed to the delay. The court referenced
Defendant’s November 5, 2013 continuance request, and several motions that could
have been filed earlier to avoid delay. The court further likened Defendant’s conduct
to the dilatory acts recognized as “gamesmanship.” See Steinmetz, 2014-NMCA-070,
¶ 62 (commenting that because the defendant “invoked his right to a speedy trial in

19
words while simultaneously operating in a dilatory manner leads us to conclude that
[the d]efendant’s assertions of the right were at best nominal and at worst an act of
gamesmanship”).
{32} 	We partially disagree with the district court. Defendant’s “clear and repeated”
assertions throughout the entirety of his case weigh this factor more than nominally
in his favor. See Serros, 2016-NMSC-008, ¶ 77 (holding that three pro-forma
assertions of the right to speedy trial are entitled to some weight in favor of the
defendant); see also Garza, 2009-NMSC-038, ¶ 34 (holding that a single demand for
a speedy trial, “tucked within the waiver of arraignment and not guilty plea,” was
sufficient in combination with no evidence that the defendant had acquiesced to the
delay and weighed this factor slightly in the defendant’s favor). The question shifts
to the amount of weight that should be assigned to this factor. Though the district
court weakened the weight of Defendant’s assertions because Defendant contributed
to the delay, we hold that weighing of this factor nominally in Defendant’s favor was
not appropriate and we do not recognize any dilatory acts of gamesmanship in this
record. Because it is not critical to the final outcome in this case, we weigh this factor
clearly in Defendant’s favor, but not to the point of weighing strongly in his favor.
4. 	Prejudice
{33} 	“The ‘heart’ of the speedy trial right ‘is preventing prejudice to the accused.’ ”

20
Lujan, 2015-NMCA-032, ¶ 20 (quoting Garza, 2009-NMSC-038, ¶ 12). Prejudice to
a defendant during a speedy trial analysis is determined through an investigation into
conditions that may arise from lengthy pretrial delays. The right to a speedy trial seeks
to “prevent oppressive pretrial incarceration[,] . . . minimize anxiety and concern of
the accused[,] . . . and . . . limit the possibility that the defense will be impaired.”
Serros, 2016-NMSC-008, ¶ 84 (internal quotation marks and citation omitted); Garza,
2009-NMSC-038, ¶ 35. Generally, the defendant has the burden of proof to show
“particularized prejudice.” Serros, 2016-NMSC-008, ¶ 86 (internal quotation marks
and citation omitted). Because “some degree of oppression and anxiety is inherent for
every defendant who is jailed awaiting trial,” the defendant bears the burden to
establish that “the pretrial incarceration or the anxiety suffered [by the defendant] is
undue.” Id. ¶ 89 (alterations, internal quotation marks, and citation omitted). However,
“if the length of delay and the reasons for the delay weigh heavily in [the] defendant’s
favor and [the] defendant has asserted his right and not acquiesced to the delay, then
the defendant need not show prejudice for a court to conclude that the defendant’s
right has been violated.” Id. ¶ 86 (internal quotation marks and citation omitted).
Because this Court has determined that the reasons for the delay factor did not weigh
heavily in Defendant’s favor, Defendant must establish the prejudice factor in order
to show that his right to a speedy trial has been violated. See id.

21
{34} 	The first interest examined in the prejudice portion of the speedy trial analysis
is the oppressive nature of the pretrial incarceration. Whether the pretrial incarceration
is oppressive “depends on the length of incarceration, whether the defendant obtained
release prior to trial, and what prejudicial effects the defendant has shown as a result
of the incarceration.” Id. ¶ 89 (internal quotation marks and citation omitted). “It
cannot be denied that two-and-one-half years of pretrial incarceration[,] one’s life on
indefinite hold, waiting for one’s trial to commence—is very substantial prejudice, of
the precise kind that the [s]peedy [t]rial [c]lause was meant to avoid.” Moreno, 2010-
NMCA-044, ¶ 37 (alteration, internal quotation marks, and citation omitted); compare
Serros, 2016-NMSC-008, ¶ 90 (holding that pretrial incarceration of over four years
is “oppressive on its face”), with Salandre v. State, 1991-NMSC-016, ¶ 29, 111 N.M.
422, 806 P.2d 562 (holding that bond restrictions for one month were not oppressive).
{35} 	Defendant was incarcerated for thirty-three months, starting with his arrest on
May 26, 2011, until our Supreme Court ordered his release on nonmonetary bond on
February 19, 2014. See Brown, 2014-NMSC-038, ¶¶ 2, 55. Our Supreme Court held
that the district court failed in its responsibility to follow Rule 5-401 NMRA,
providing that the court take into account not only “(1) the nature and circumstances
of the offenses charged[, but also] (2) the weight of the evidence against the person[,]
(3) the history and characteristics of the person[,] . . . (4) the nature and seriousness

22
of the danger to any person or the community that would be posed by the person’s
release[,] and (5) any other facts tending to indicate the person is likely to appear” at
all court proceedings. Brown, 2014-NMSC-038, ¶ 39. Our Supreme Court further held
that the district court’s decision was “arbitrary and capricious and that the [district]
court abused its discretion,” reasoning that “[b]ail is not pretrial punishment and is not
to be set solely on the basis of an accusation of a serious crime.” Id. ¶¶ 47, 52. A
charged offense “does not permit the judge to put a price tag on a person’s pretrial
liberty,” and “[s]etting money bail based on the severity of the crime leads to either
release or detention, determined by a defendant’s wealth alone.” Id. ¶ 52.
{36} 	As thirty-three months of incarceration occurred in this case—more than “two-
and-one-half” years, a length of incarceration cited to be “very substantially
prejudicial” in Garza—we conclude that Defendant was substantially prejudiced by
his pre-trial incarceration. 2009-NMSC-038, ¶ 35. Other mitigating factors presented
by the State, including that Defendant finished his high school education, did not
suffer reported incidents of violence, and did not receive any behavioral misconduct
violations while incarcerated do not sufficiently affect the degree of prejudice suffered
as a result of Defendant’s extended pretrial incarceration. Because Defendant need not
prove both undue pretrial incarceration and undue anxiety suffered, but may prove
either, 	a 	determination 	of 	substantial 	prejudice 	arising 	from 	undue 	pretrial

23
incarceration is justified in this case. See Spearman, 2012-NMSC-023, ¶ 36 (“[W]e
weigh this factor in the defendant’s favor where the pretrial incarceration or the
anxiety suffered is undue.” (alteration, internal quotation marks, and citation
omitted)).
{37} 	A speedy trial analysis of prejudice also seeks to “minimize [the] anxiety and
concern of the accused.” Serros, 2016-NMSC-008, ¶ 84 (internal quotation marks and
citation omitted); Garza, 2009-NMSC-038, ¶ 35. In this case, Defendant lost two jobs
during his unlawful incarceration and received only three visits from his family, from
whom he had never lived apart, due to financial and travel constraints. After his
release from pretrial incarceration, Defendant was not able to secure employment
before the case was dismissed. These circumstances would also factor into the level
of prejudice suffered by Defendant and support the district court’s finding that
Defendant suffered prejudice due to his unlawful thirty-three-month period of pretrial
incarceration. As a result, we agree that Defendant also established undue anxiety
suffered during his thirty-three-months of pretrial incarceration.
{38} 	The district court denied Defendant’s initial speedy trial motion on September
30, 2014, finding that Defendant did not suffer sufficient prejudice as a result of his
pretrial incarceration. After the publication of the Brown decision by our Supreme
Court, the district court reconsidered and granted Defendant’s motion to dismiss on

24
speedy trial grounds. The district court did not explain its reallocation of the specific
weight and heightened prejudice suffered by Defendant as a result of his undue
pretrial incarceration, but determined that this unlawful pretrial incarceration weighed
more heavily in Defendant’s favor than it would have otherwise been weighed if such
incarceration had been lawfully imposed. Consistent with our Supreme Court’s
determination that Defendant’s unlawful and arbitrary bail “put a price tag on
[Defendant’s] liberty” and that it should not have been a “pretrial punishment . . .
[based] solely on the basis of an accusation of a serious crime[,]” it is equally
reasonable for the district court to determine that Defendant’s unlawful pretrial
incarceration heightened the prejudice factor and can be weighed more heavily in
Defendant’s favor. Brown, 2014-NMSC-038, ¶ 52.
{39} 	The State argues that because our Supreme Court was only able to consider the
denial of Defendant’s pretrial release from the time of his appeal, the time that
Defendant was unlawfully incarcerated was not thirty-three months, but limited to the
seven-month period from the time of the district court’s denial of Defendant’s motion
until the Supreme Court’s subsequent order of his release. The State asserts that,
because seven months is a much shorter time period and “pales in comparison to the
possible sentence that Defendant faced on his second degree murder charge[,]”
Defendant has not shown prejudice. We disagree.

25
{40} 	Our Supreme Court did not recognize that only a portion of Defendant’s pretrial
incarceration was undue and violated Rule 5-401, but determined that his entire
$250,000 bond amount was in error and ordered Defendant’s immediate release on
nonmonetary conditions. See Brown, 2014-NMSC-038, ¶¶ 1, 55. Because Defendant’s
thirty-three months of pretrial incarceration already demonstrates a substantial degree
of prejudice, any additional prejudicial factors would only add to the degree of
prejudice suffered. Therefore, even if we were to accept the State’s position that
Defendant’s 	thirty-three 	months 	of 	illegal 	pretrial 	incarceration 	did 	not 	add
significantly more prejudice to this analysis, it nevertheless concedes that some
heightened level of prejudice occurred. Combining these incarceration factors with the
numerous forms of additional anxiety suffered and the illegality of Defendant’s nearly
three years of incarceration, the district court was entitled to reconsider its previous
speedy trial ruling, and reasonably conclude that Defendant suffered undue prejudice
from his illegal thirty-three months of pretrial incarceration. We agree and hold that,
under these circumstances, Defendant presented substantial evidence to establish that
the prejudice factor weighed in his favor, even more than slightly.
{41} 	One final aspect of the prejudice factor that must be analyzed is “the possibility
that the defense will be impaired.” Serros, 2016-NMSC-008, ¶ 84 (internal quotation
marks and citation omitted). This aspect of prejudice is considered the most serious

26
of the three interests protected by the right to a speedy trial, and protects a defendant’s
ability to adequately defend against the charges filed. Garza, 2009-NMSC-038, ¶ 36
(emphasis added). Typical problems associated with this interest include the death or
disappearance of a witness or the loss of memory by witnesses. Id. To show this type
of prejudice, Defendant must show “with particularity what exculpatory evidence
would have been offered and that the delay caused the evidence’s unavailability.”
Serros, 2016-NMSC-008, ¶ 85 (alterations, internal quotation marks, and citation
omitted); Garza, 2009-NMSC-038, ¶ 36.
{42} 	Defendant asserts that his case was prejudiced because he was unable to
interview a “critical” witness due to the State’s inability to make the witness available.
Defendant asserts that when he was finally able to interview the witness, the witness
had a “faded memory of the event that happened [on May 13, 2011].” However,
Defendant failed to assert what the witness would have testified to had he been
interviewed earlier. The district court concluded that “[g]iven the lack of specificity
in Defendant’s arguments . . . these assertions are speculative . . . and . . . the delay in
interviewing” this witness did not impair the defense. We agree. However, the fact
that Defendant’s case was not further prejudiced by the specific details of a witness’s
faded memory does not change our overall conclusion that Defendant suffered
sufficient prejudice during the forty-two-month delay in this case, thirty-three months

27
of which was illegal pretrial incarceration after the date of his arrest.
C. 	Balancing the Four Factors
{43} 	The length of delay weighs heavily in Defendant’s favor. The assertion of the
right weighs in Defendant’s favor but not heavily in his favor. The reasons for the
delay weighs slightly to moderately in favor of Defendant. The undue prejudice
suffered as a result of the lengthy delay, the specific anxiety, and the illegality of
Defendant’s pretrial incarceration all weigh in Defendant’s favor. We agree with the
district court that none of the Barker factors weigh in favor of the State. Therefore, we
conclude that the Barker factors weigh sufficiently in Defendant’s favor to establish
a violation of his right to a speedy trial and that the district court appropriately
dismissed Defendant’s charges on speedy trial grounds.
CONCLUSION
{44} 	We affirm the district court’s order dismissing Defendant’s case with prejudice.
{45} 	IT IS SO ORDERED.
__________________________________
TIMOTHY L. GARCIA, Judge

WE CONCUR:

M. MONICA ZAMORA, Judge

J. MILES HANISEE, Judge

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