A-1-CA-36781•September 28, 2020- Melissa R. Velasquez v. Regents of Northern New Mexico College, No. A-1-CA-36781
September 28, 2020- Melissa R. Velasquez v. Regents of Northern New Mexico College, No. A-1-CA-36781
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IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Court of Appeals of New Mexico
Jumber: Filed 9/23/2202044-43 AM
Opinion
r
ViLZOrZue
Filing Date: September 28, 2020
ved
No. A-1-CA-36781 Mark Reynolds
MELISSA R. VELASQUEZ,
Plaintiff-A ppellee/Cross-Appellant,
oO
Vv.
REGENTS OF NORTHERN
10
NEW MEXICO COLLEGE,
Defendant-Appellant/Cross-A ppellee.
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APPEAL FROM THE DISTRICT COURT OF RIO ARRIBA COUNTY
Francis J. Mathew, District Judge
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Moody & Stanford, P.C.
Christopher M. Moody
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Albuquerque, NM
for Appellee
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Long, Komer & Associates, P.A.
Mark E. Komer
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Jonas M. Nahoum
Santa Fe, NM
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for Appellant
OPINION
LIVES, Judge.
a} ~—- Plaintiff Melissa Velasquez sued Defendant Northern New Mexico College
pursuant to the New Mexico Whistleblower Protection Act (WPA), NMSA 1978,
§§ 10-16C-1 to -6 (2010). A jury found that Defendant violated the WPA and
awarded damages to compensate Plaintiff for back pay and emotional distress, and
the district court ordered Defendant to reinstate Plaintiff. The district court denied
Defendant’s motion for a new trial, remitted the damages awards, and denied
Plaintiff's request for post-judgment interest on the back pay. Defendant appeals,
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and Plaintiff cross-appeals. Defendant argues that (1) the evidence does not suffice
to support the jury’s verdict with respect to the elements of protected conduct and
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retaliation, (2) the district court erroneously denied Defendant’s motion for a new
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trial, (3) the district court erroneously ordered Defendant to reinstate Plaintiff, and
(4) the WPA does authorize the award of back pay. Plaintiff argues that the district
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court erred by (5) ordering remittitur and (6) denying post-judgment interest on the
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back pay. We reverse the remittitur and post-judgment interest orders but otherwise
affirm.
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PROCEDURAL BACKGROUND
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gy At trial, Plaintiff sought to prove that Defendant removed her from her
position as director of Defendant’s campus in El Rito, New Mexico (El Rito
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campus), transferred her to another position, and then terminated her employment in
retaliation for her communications to Defendant’s administrators about Defendant’s
Ct ao ENS SE EEE WS bo oe Ge = ae = EGE PSE = DS GELS
failure to approve expenditures necessary for the successful implementation of a
plan to revitalize the El Rito campus. Plaintiffs position is that she communicated
to Defendant that Defendant was “jeopardizing the entire revitalization project at El
Rito” by not making relatively small expenditures, “that hundreds of thousands of
federal tax dollars were at risk of being totally wasted,” and that Defendant’s actions
prevented “the expenditure of federal funds that had already been approved for
use[.]” Specifically, according to Plaintiff, the campus revitalization depended on
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(1) completing various federally funded laboratories and (2) funding logistical
support necessary for events that Plaintiff had scheduled at the campus and for events
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she hoped to arrange. Plaintiff testified that she communicated to Defendant about
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the significant consequences of not funding these essential components of the
revitalization effort and that Defendant retaliated against her by removing her from
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her position as campus director and later terminating her employment. Plaintiff also
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testified that her termination caused her to lose income and benefits and suffer
emotional harm.
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{33 Defendant argued to the jury that the WPA does not protect the types of
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communications Plaintiff made. Defendant also contended that it was not retaliating
against Plaintiff when it transferred her to a new position and terminated her
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employment, and that it had legitimate business reasons for both actions. According
performance and terminated her based on a reduction in force.
44 Defendant repeatedly asked the district court to conclude that Plaintiffs
evidence was legally insufficient. At the close of Plaintiff's case, Defendant moved
for judgment as a matter of law, arguing, among other things, that a reasonable jury
could not find in favor of Plaintiff on the elements of protected conduct, retaliation,
and back pay. The court denied the motion. Defendant then objected to instructing
the jury on liability and damages and, at the close of the evidence, renewed its motion
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for judgment as a matter of law. The court allowed Plaintiffs claim to go to the jury.
45} | The jury concluded that Defendant had violated the WPA and returned a
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verdict for Plaintiff. It found by special verdict form that Plaintiff had communicated
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to Defendant about the occurrence of an improper act, that there was a reasonable
basis in fact for the improper act, and that Defendant retaliated against Plaintiff
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because of a communication about that improper act. The jury awarded $239,451 to
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compensate Plaintiff for back pay for the two years and ten months between her
termination and the time of trial and $180,000 to compensate her for emotional
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distress.
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{6} After the district court entered a judgment based on the jury’s verdict, the
parties filed several motions. The district court denied Defendant’s motion for new
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trial but granted its motion for remittitur, reducing the damages for back pay to
$84,513 and fo
motion for reinstatement but denied her request for post-judgment interest on the
back pay damages. It then entered an amended judgment reflecting these rulings.
DISCUSSION
I. Substantial Evidence Supports the Jury’s Verdict
(3 Defendant argues that Plaintiff did not introduce sufficient evidence that (1)
her communications with college administrators constituted conduct that the WPA
protects and (2) Defendant was retaliating against her when Defendant removed her
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from her position as campus director and transferred her to a new position and when
it ultimately terminated her employment.
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48} | Our task is to “review the evidence to determine whether there is evidence
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that a reasonable mind would find adequate to support a conclusion.” Dart v.
Westall, 2018-NMCA-061, 4 6, 428 P.3d 292 (internal quotation marks and citation
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omitted). We begin our analysis with the facts, “view[ing] the evidence in a light
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most favorable to the prevailing party and disregard[ing] any inferences and
evidence to the contrary.” /d. (internal quotation marks and citation omitted). We
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“defer to the jury’s determination regarding the credibility of witnesses and the
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reconciliation of inconsistent or contradictory evidence.” /d. (internal quotation
marks and citation omitted). We then apply the law set forth in the jury instructions,
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which are not challenged on appeal and are therefore the law of the case. /d. To the
our review is de novo. See Cates v. Mosher Enters., [nc., 2017-NMCA-063, § 14,
403 P.3d 687 (“We review interpretation of statutory provisions de novo.”’).
A. _ Summary of Facts
{9} | Viewing the evidence in the light most favorable to Plaintiff, a reasonable jury
could have found the following facts. Nancy Barcelo, President of Northern New
Mexico College, had concerns about the El Rito campus, and one of the provisions
of President Barcelo’s employment contract involved revitalization of the campus.
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President Barcelo asked Plaintiff, who was working as Director of Adult Basic
Education at the time, and Dr. James Biggs, the college’s Director of Environmental
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Studies, to draft a plan for revitalizing the campus by creating an Innovation Center.
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(103 Plaintiff and Dr. Biggs did so and, also at President Barcelo’s request,
presented a preliminary five-year plan for the Innovation Center to the college’s
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Board of Regents and Dean’s Council. Under the plan, the Innovation Center would
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include the El Rito Agroecology and Biological Research Station; the New Mexico
Cultural Heritage, Sustainable Tourism, Ecological Education Center; the Northern
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New Mexico Land Policy and Acéquia Center; and the Hospitality and Culinary
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Education Center. The college would make the centers available to students,
community members, and local agencies. The Innovation Center would also include
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laboratories devoted to soil testing, fire simulation, geographic information systems,
a sustainable kitchen
the labs would come from grants. As part of their presentation, Plaintiff and Dr.
Biggs explained that the growth of the Innovation Center depended on Defendant
committing to multi-year core funding, developing revenue center programs to
strengthen the center’s financial viability, building grant income, and developing
and expanding earned income revenue streams.
gay After Plaintiff and Dr. Biggs presented the plan, the Board of Regents
indicated that it fully supported the initiative and was excited about the possibility
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of moving forward immediately. Defendant directed Plaintiff to implement the plan
and, in February 2012, promoted her to Director of the El Rito campus.
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423 Through Plaintiffs efforts, Defendant obtained a federal grant, which
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included $265,000 for the labs at the El Rito campus. Defendant also obtained a
state-funded grant for a wildland fire simulation lab. Some of the grant money was
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allocated for improvements to the college’s greenhouse laboratory and kitchen,
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including purchases of a compost machine and a $100,000 greenhouse. As various
labs approached completion, Plaintiff and Dr. Biggs increased the number of student
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groups visiting the campus. Because these groups paid the college for food and
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lodging, the college’s revenue from bringing groups to the El Rito campus grew to
at least twice as much as it had been before the revitalization efforts began.
NO
3} Defendant recognized Plaintiff's accomplishments and rewarded her for them.
the institution” during a presentation Plaintiff made to the campus community in the
summer of 2012. In April 2013, Plaintiff received a positive review from her
supervisor, Dr. Anthony Sena, who served as Defendant’s Provost at that time. Dr
Sena gave Plaintiff an average score of 4.4 out of 5. Under Defendant’s rating
system, a score of 4 means “[c]ommendable,” which signifies that an employee’s
“Talccomplishments exceed [the] expected level or essential requirements,” and a
score of 5 means “[o]utstanding,” which signifies that an employee “[c]ontinuously
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exceeds expectations for the position.” Defendant then renewed Plaintiffs contract
for the next academic year, which began on July 1, 2013, increasing her salary from
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$60,000 to $70,700.
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a4; In July 2013, Plaintiff met with Domingo Sanchez, the college’s Vice
President for Finance and Administration, to discuss budgetary matters and sources
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of funding. During the meeting, Plaintiff informed Mr. Sanchez that in order to carry
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out scheduled activities at the El Rito campus, it would be necessary for Defendant
to budget $5,000 to pay temporary kitchen staff. Mr. Sanchez became angry and
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shouted at Plaintiff, ordering her to leave his office and telling her that the college
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did not need the kitchen staff, Plaintiff, or the El Rito campus. Mr. Sanchez ended
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the meeting by informing Plaintiff that if she told President Barcelo about his
415} Immediately after the meeting ended, Plaintiff went next door to Dr. Sena’s
office and recounted to Dr. Sena what had happened with Mr. Sanchez. Dr. Sena
apologized for Mr. Sanchez’s behavior. But when Plaintiff told Dr. Sena that she
wanted to report Mr. Sanchez and file a grievance, Dr. Sena “became nervous|,]|”
telling Plaintiff that she could either “put up with it” or “get out.”
(16; In August 2013, Plaintiff reported her interactions with Mr. Sanchez and Dr.
Sena to President Barcelo. President Barcelo begged Plaintiff not to file a grievance
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and promised Plaintiff that she would make sure that the incident would never be
repeated. Plaintiff explained to President Barcelo that the lack of funding for kitchen
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staff would make it impossible to accommodate groups at the El Rito campus; that
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cancelling the events for those groups would result in the labs not being utilized; that
the failure to use the labs would result in the federal grant criteria not being met; and
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that the money already spent on the labs would go to waste.
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73 One event at risk of being canceled was a weeklong youth camp at the El Rito
campus to be held in coordination with the United States Forest Service (USFS) in
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November 2013. The curriculum for the camp included classes about the
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environment, biology, and wildland fire science. Developing an official partnership
with the USFS was part of the Innovation Center plan, and the youth camp was one
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facet of an ongoing relationship with the USFS that had been developed. Under the
receive $45,000 in revenue. The contract required Defendant to, among other things,
pay for lodging, meals, and refreshments for all camp participants.
18} In September 2013, Plaintiff submitted two $5,000 purchase orders for
materials that were necessary to complete the greenhouse and student workstations
at the El Rito campus. Plaintiff explained to Dr. Sena that grant money had been
allocated for these expenditures and that, according to the grant office, the money
would need to be spent by September 30, 2013. Plaintiff informed Dr. Sena that if
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the labs were not finished and utilized, as the terms of the federal grant required,
“It]he repercussions could be severe for the [college].’’ Nevertheless, Defendant did
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not approve the purchase orders, and the greenhouse and workstations were
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consequently not completed.
419} On October 8, 2013, Plaintiff sent emails to Dr. Sena and other employees of
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Defendant regarding the approval of expenditures that were necessary to fulfill
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Defendant’s obligations to groups that had booked events at the El Rito campus. In
one of the emails, Plaintiff explained that if Defendant did not approve the
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expenditures, which included the two $5,000 purchase orders for equipment, it
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would be necessary to cancel scheduled events. Plaintiff stated that “the
repercussions [could] be severe.” In another email, Plaintiff explained that “the VP
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for Finance and Administration[, Mr. Sanchez,] ha[d] been unresponsive” and that,
“until some action [was] taken
= v¥ 2S os =) = v¥ oe © = Ce
420} Less than two weeks after Plaintiff sent these emails, Dr. Sena issued letters
of reprimand and reassignment to Plaintiff. In the letters, Dr. Sena stated that
Plaintiff was being immediately relieved of her duties at the El Rito campus and
advised her that “future transgressions and/or violations will result in further
disciplinary action up to and including termination.” One of the problems identified
in the letters was Plaintiff signing the USFS contract on behalf of Defendant without
authorization. However, the job description for the position of Director of the El Rito
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campus gave Plaintiff the authority to approve such agreements, she had done so in
the past with Defendant’s knowledge and without Defendant raising any concerns,
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and Defendant’s finance office was aware of the USFS agreement and knew Plaintiff
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was going to sign it but did not object until after she signed it. Defendant also relied
on an allegation that Plaintiff had allowed faculty members to stay overnight at the
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El Rito campus free of charge, but no policy prohibited Plaintiff from doing so.
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Finally, Defendant accused Plaintiff of failing to attend required meetings. However,
with the exception of two periodic meetings that Plaintiff alternated between because
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of a conflict in their timing, Plaintiff had gone to every meeting that she had been
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told to attend.
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213. Defendant’s removal of Plaintiff was inconsistent with Defendant’s
severe discipline would have been warranted. Defendant’s policy provided that
discipline imposed for performance deficiencies would ordinarily begin with a
verbal or written warning and increase incrementally in severity if concerns were
not resolved after an opportunity for correction. But Defendant removed Plaintiff
from her position at the El Rito campus without giving her prior notice of any
performance issues or any opportunity to address those issues, immediately
imposing what Dr. Sena testified at trial was “harsh” discipline.
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2} The letters of reprimand and reassignment directed Plaintiff to report to an
office at Defendant’s Espafiola campus, where her duties would involve the
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continuing education program. Defendant initially informed Plaintiff that her new
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job title was Coordinator of Continuing Education, which would have been a
demotion because coordinator was a lower position than director. When Plaintiff
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pointed this out, Defendant changed her title to Director of Continuing Education,
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which was the title of a position that Defendant had eliminated just a few months
earlier. When Plaintiff began in her new position, her job duties were essentially the
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same as the duties that another employee was already performing, Defendant did not
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assign Plaintiff any projects or tasks, Defendant failed to properly equip her office,
and Dr. Sena hardly communicated with her.
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23} Despite Plaintiff's efforts to do her new job well, Dr. Sena remained critical
in the communications he did make. He issued another reprimand letter in November
FEE NS = CONS EGE a = ‘ ¥ aoe
2013, purportedly for failure to obtain authorization to take annual leave, although
Plaintiff had submitted leave request forms. Dr. Sena also sent Plaintiff an email
falsely accusing her of not going to work
e4; Inthe spring of 2014, Plaintiff received two performance evaluations from Dr.
Sena. The first was for the final four months of Plaintiff's tenure as Director of the
EI Rito campus. The second was for the time she had spent as Director of Continuing
Education for the Espafiola campus. The average scores for these two evaluations
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were 1.4 and 2.2, respectively. Under Defendant’s system, a score of 1 is
“unsatisfactory,” meaning that “[p]erformance is substandard,” that the employee
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“requires a high degree of supervision and direction,” that “[d]eficiencies are clearly
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evident” and that “specific, remedial action is required[.]” A score of 2 is “needs
improvements,” meaning that the employee’s “[pJerformance does not meet all
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essential requirements of the job[,]” and that the employee’s “work requires frequent
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guidance and checking.” Plaintiff testified that the scores she received did not
accurately reflect her job performance.
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253 On May 6, 2014, Defendant sent Plaintiff a letter informing her that, because
oo!
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it was implementing a Reduction in Force (RIF) that included her position, she
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would not be reemployed during the upcoming fiscal year. Plaintiff was terminated
> W
B. — Substantial Evidence Supports the Jury’s Determination That Defendant
Retaliated Against Plaintiff for Engaging in Conduct Protected by the
WPA
26; We address Defendant’s challenges to (1) protected conduct and (2)
retaliation.
1. Protected Conduct
27 The WPA forbids public employers from, among other things, “tak/ing] any
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retaliatory action against a public employee because the public employee .. .
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communicates to the public employer or a third party information about an action or
a failure to act that the public employee believes in good faith constitutes an unlawful
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or improper act[.]” Section 10-16C-3(A). By creating a cause of action against
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employers who retaliate against an employee for engaging in conduct that the WPA
protects, § 10-16C-4(A), the WPA “promotes transparent government and the rule
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of law.” Flores v. Herrera, 2016-NMSC-033, J 9, 384 P.3d 1070.
17
gs} With respect to whether the WPA protects Plaintiff's communications to
Defendant, the district court instructed the jury that Plaintiff had the burden of
proving that she “communicated to [D]efendant about an ‘unlawful or improper act’
... related to [the] use of grant funds” and “|t]hat a reasonable basis exist[ed] in fact
of an ‘improper act’ by [D]efendant.” See § 10-16C-2(A) (providing that “ ‘good
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faith’ means that a reasonable basis exists in fact as evidenced by the facts available
to the public employee”); Young v. Merit Sys. Prot. Bd., 961 F.3d 1323, 1328 ed.
EES
=——?
Cir. 2020) (“Whether an individual has such a reasonable belief is determined by an
objective test: whether a disinterested observer with knowledge of the essential facts
known to and readily ascertainable by the employee would reasonably conclude that
the actions of the government evidence wrongdoing[.]””). The instructions defined
“improper act,” in pertinent part, as “a practice, procedure, action or failure to act on
the part of a public employer that .. . constitutes gross mismanagement [or] a waste
of funds[.]’' See § 10-16C-2(E)(3) (defining “unlawful or improper act[,]” in
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pertinent part, as a public employer’s “practice, procedure, action or failure to act”
that “constitutes gross mismanagement [or] a waste of funds”). We address the two
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types of improper conduct at issue here—a waste of funds and gross
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mismanagement—in turn.”
a. A Waste of Funds
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29} The evidence sufficed to prove that Plaintiff was communicating in good faith
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with Defendant about “a waste of funds” when she alerted President Barcelo, Dr.
'Tracking the statute, the instruction also included “abuse of authority” in its
definition of “improper act,” but Plaintiff did not urge the jury to find in her favor
based on a theory that Defendant abused its authority.
"Defendant frames these issues as purely legal ones that we review entirely de
novo. However, as we have explained, although we review the interpretation of the
WPA de novo, when applying the WPA to the evidence, we view the evidence in
the light most favorable to the verdict.
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Sena, and Mr. Sanchez to the importance of making the requested expenditures for
the revitalization of the El Rito campus._A waste of funds can be either an “action
a ea So A ta VY e SOE GL ae Git © =
or a “failure to act,” § 10-16C-2(E), and, since nothing in the WPA suggests that the
Legislature intended the contrary, we accord the phrase “waste of funds” its broad
ordinary meaning, construing it to refer to the “squander[ing]|” of funds—to their
“careless” expenditure or use—or to “allow[ing funds] to be used inefficiently or
become dissipated.” Waste, Merriam-Webster Dictionary, https://www.metriam-
webster.com/dictionary/waste (last visited Aug. 6, 2020). The evidence established
that substantial funds had already been spent in pursuing the unfinished
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revitalization project, and further funding contingent on group visits and grant
funding were integral to the project’s success. Cancelling the visits, Plaintiff warned,
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would deprive the El Rito campus of a revenue stream. Plaintiff further informed her
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superiors that if Plaintiff's funding requests were not approved, the equipment that
had been purchased for the project would go unused, and Defendant would violate
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the criteria under which it had obtained the project funds. The essence of Plaintiffs
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communications was that a failure to approve the comparatively modest funding
requests she was making would endanger the continued success of the revitalization
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project. The facts that Plaintiff was aware of gave her a reasonable basis to believe
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that Defendant’s refusal to authorize the expenditures would waste funds, including
the federal grant money Defendant had spent to buy equipment that would remain
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unused, the grant money that would remain unspent, and the money that Defendant
would_not_receive_ if the events_at_the El Rito campus did not_occur, such _as_ the
oe Boe eG Cte So oe oe CRE BS ves oe = ae
$45,000 in revenue from the USFS for the youth camp scheduled for the fall of 2013.
430} Defendant argues that the subject matter of Plaintiff's communications did not
qualify as a waste of funds as a matter of law, citing federal precedent that includes
the following definition: “a more than debatable expenditure that is significantly out
of proportion to the benefit reasonably expected to accrue to the government.” Nafus
v. Dep’t of Army, 57 M.S.P.R 386, 393 (1993), overruled on other grounds by
Frederick v. Dep’t of Justice, 65 M.S.P.R. 517, 530-31 (1994); accord Embree vy.
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Dep't of Treasury, 70 M.S.P.R. 79, 85 (1996); Van Ee v. E.P.A., 64 M.S.P.R. 693,
698 (1994). In Nafus, 57 M.S.P.R. at 393, the Merit Systems Protections Board
12
derived this definition largely from the plain language of the federal whistleblower
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statute, which protects an employee who makes a good-faith disclosure about “a
gross waste of funds.” 5 U.S.C. § 2302(b)(8)(A)Gi) (1988) (emphasis added)
15
(current version at 5 U.S.C. § 2302(a)(2)(D)(ii)) (2018)). The Board relied on a
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(<4
dictionary that defined “gross” in part as “ ‘[o]ut of all measure; beyond allowance;
flagrant; shameful” and “[s]uch conduct as is not to be excused.’ ” Nafus, 57
18
M.S.P.R at 393 (first alteration in original) (quoting Black’s Law Dictionary (6th ed.
19
1990)).
16
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{313 Because the adjective “gross” does not modify the phrase “waste of funds” in
the WPA, we donot
sa ¥V tk Se oo eo td Madd Gol eae = &. Sa oH ¥ =
determining the type of conduct New Mexico’s whistleblower statute protects.
Although we have observed generally that “[t]he WPA was modeled after its federal
counterpart|,|” Wills v. Bd. of Regents of Univ. of N.M., 2015-NMCA-105, 9.19, 357
P.3d 453, we have never concluded that the protections of the WPA are identical to
those of the federal statute in every respect or that we will interpret the WPA in
lockstep with federal precedent. A sound reason for departing from federal law is
obvious here: When the Legislature enacted the WPA in 2010, it chose not to track
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the limiting language that Congress used. Instead, our WPA protects a
communication if it pertains to “a waste of funds.” Section 10-16C-2(E)(3). Based
12
on this material difference between the plain language of the state and federal
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statutes, we decline to follow federal precedent interpreting the phrase “gross waste
of funds.” See Whitely v. N.M. State Pers. Bd., 1993-NMSC-019, 9 5, 115 N.M. 308,
15
850 P.2d 1011 (recognizing that a court’s task when interpreting a statute is to
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“determine and effectuate the intent of the [L]egislature,” and that “the plain
language of the statute [is] the primary indicator of legislative intent”). Because the
18
federal test does not govern claims under New Mexico’s WPA, we will not use that
19
test to evaluate the evidence in the case before us.
17
NO
4323 Defendant also argues that to the extent that Plaintiff relied on her
upon a chain of speculative causation,” and that the WPA does not protect such
“exhaustive conjecture.” Plaintiff responds that the WPA protects communications
about potential wastes of funds, including her communications to Defendant, which
were not speculative.
333 Both parties rely on Reid v. Merit Systems Protection Board, 508 F.3d 674
(Fed. Cir. 2007). In Reid, the employee alleged that her supervisor had instructed her
to take steps to justify the award of a sole-source contract, and that she
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communicated to the supervisor and others that such a contract would violate a
federal regulation. /d. at 676. An administrative law judge concluded that these
12
allegations were insufficient under the federal whistleblower statute because, among
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other reasons, the employee “could not believe that the information she disclosed
reasonably evidenced a violation of law, rule, or regulation because the course of
15
action she complained of was never taken[.]” /d. But the Court of Appeals for the
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Federal Circuit rejected that conclusion and reversed. Adopting the reasoning of
Ward vy. Department of Army, 67 M.S.P.R. 482 (1995), the court explained that
18
“requiring a violation of law, rule, or regulation to occur before the employee could
19
20
make a protected disclosure would force the employee either to act without
protection or to risk being partially responsible for the violation.” Reid, 508 F.3d at
18
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678; see also Ward, 67 M.S.P.R. at 488. The court recognized that “[t]he government
is far better served by having the opportunity to prevent
GE Wt 4 ¥ Ss
conduct than by notice that it may only act to reduce the adverse consequences from
such conduct that has already occurred.” Reid, 508 F.3d at 678. With respect to
potential violations of a law, rule, or regulation, the court explained that the test is
whether there is “[a] reasonable belief that a violation . . . is imminent.” /d. at 677.
oe 6
Stated differently, there must be a reasonable basis to believe that “ “potential
wrongdoing [is] real and immediate.’ ” /d. at 678 (quoting Ward, 67 M.S.P.R. at
488-89). The court held that the employee had alleged “a reasonable belief of a
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potential violation.” /d.
434 Notwithstanding this, Defendant seizes on the court’s statement that not every
12
“mere thought, suggestion, or discussion of an action that someone might consider
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to be a violation of a law, rule, or regulation is a justification for a whistleblower
complaint.” /d. But the court in Reid qualified this statement, explaining that
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[d]iscussion among employees and supervisors concerning various
possible courses of action is healthy and normal in any organization. It
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18
19
may in fact avoid a violation. When such discussion proceeds to an
instruction to violate the law must depend on the facts of a given case.
But a holding that an instruction to carry out an act can never qualify
20
under the WPA If the act never occurred 1s too bright a line. [he
determination depends on the facts.
N
N
7d. (emphasis added).
19
35} Reid would not support reversal here even if its analysis applied under the
communications were based on a reasonable belief that a waste of funds was
imminent. Plaintiff presented evidence that she warned Defendant that its refusal to
approve the expenditures at issue would make it impossible to hold specific events
at the El Rito campus, and that if those events were not held, the consequences would
include a loss of revenue, including $42,000 in anticipated profit from the USFS
youth camp contract, and the inability to use equipment purchased with grant money.
Under Reid, an employee need not wait for the wasteful act or failure to act to occur,
10
11
and the facts available to Plaintiff gave her a reasonable basis to believe that the
potential for a waste of funds was real and immediate. The failure to use the
12
equipment and loss of income were not speculative. Plaintiff established a sufficient
13
14
nexus between Defendant rejecting the proposed expenditures and a potential waste
of funds. Because there is a reasonable basis in fact to believe that a waste of funds
15
was imminent, we will not undo the jury’s determination that Plaintiff acted in good
16
17
faith. See § 10-16C-2(A).
b. Gross Mismanagement
18
436 The jury could also have reasonably concluded that Plaintiff's
19
20
communications pertained to what Plaintiff believed in good faith was “gross
r4
mismanagement.” The jury instructions defined “gross mismanagement” as “a
20
NO
management action or inaction which creates a substantial risk of significant adverse
summarized above, the jury could have determined that Plaintiff had a good faith
belief that Defendant’s refusal to approve the expenditures posed a substantial risk
of a significant adverse impact on Defendant’s ability to accomplish its mission
which included revitalizing the El Rito campus by implementing the plan for the
development of the Innovation Center. In a plan that the Board of Regents supported
and that President Barcelo directed Plaintiff to implement, Plaintiff had identified
strengthening the center’s financial viability through development of revenue
10
11
centers as an essential first step in successfully implementing the plan for the center,
and the jury could have reasonably concluded that refusing to approve the purchase
12
orders and fund the payment of kitchen staff for events jeopardized revenue streams
13
14
significant to the center’s financial viability.
37} Defendant argues that Plaintiff's communications pertained to Defendant’s
15
choices regarding the allocation of funds between competing priorities and
16
17
differences of opinion about how to approach a problem, neither of which amounts
to the kind of “severe wrongdoing” that must be involved for a disclosing employee
18
to obtain the WPA’s protection. Defendant presented these same defenses to the jury,
19
20
which was instructed that the following do not amount to “gross mismanagement”:
(1) “[d]ifferences of opinion between an employee and [her] agency superiors as to
21
NO
the proper approach to a particular problem or the most appropriate course of action”
and (2) “(t]he allocation of funds_amon ing priorities within an
WEEE we CE © Got
293
agency|.]”’ To the extent that the jury relied on the “gross mismanagement” theory
in returning a verdict for Plaintiff, it must have rejected Defendant’s arguments that
the communications did not pertain to decisions that rose to the level of gross
mismanagement. Substantial evidence supported that rejection. The jury could
rationally have concluded that Plaintiff's communications involved a fact-based
concern that her superiors’ proposed actions on a matter of importance within
Defendant’s operations were inconsistent with those any reasonable employer would
10
11
have taken in similar conditions. There was evidence from which the jury could have
found that grant funds and group visits were essential to the revitalization project,
The instructions that define gross mismanagement in this case are based on
precedent interpreting the federal whistleblower statute, see White v. Dep’t of Air
Force, 391 F.3d 1377, 1381 (Fed. Cir. 2004) (“Mere differences of opinion between
an employee and his agency superiors as to the proper approach to a particular
problem or the most appropriate course of action do not rise to the level of gross
mismanagement.”’); Nafus, 57 M.S.P.R. at 395 (“Gross mismanagement means a
management action or inaction which creates a substantial risk of significant adverse
impact upon the agency’s ability to accomplish its mission.”), and precedent
interpreting that precedent, see Winder v. Erste, 905 F. Supp. 2d 19, 36 (D.D.C.
2012) (“The allocation of funds among several competing priorities within an
agency is acommon problem, not a symptom of ‘gross mismanagement.’ ” (quoting
White, 391 F.3d at 1383)). Because this appeal does not present questions about
whether the instructions are correct under the WPA, we offer no opinion on any such
questions and instead measure the evidence against the given instructions. Goodman
v. OS Rest. Servs., LLC, 2020-NMCA-019, 9 16, 461 P.3d 906, cert. dismissed,
2020-NMCERT-__ (No. S-1-SC-37873, Jan. 13, 2020).
22
NO
that Defendant had demonstrated a high-level commitment to the project, and that
serious consequences would flow
expenditures. We hold that Plaintiff introduced sufficient evidence that her
communications did not involve a mere difference of opinion or a dispute involving
the allocation of funds among competing priorities
{383 Defendant points to evidence that it asserts required the jury to conclude that
the communications did not pertain to gross mismanagement. But the question
before us is whether that conclusion is the on/y reasonable one in light of a// of the
evidence, not just the evidence that supports Defendant’s theory. See Concerned
10
11
Residents of Santa Fe. N. v. Santa Fe Estates, Inc., 2008-NMCA-042, § 68, 143
N.M. 811, 182 P.3d 794 (“In reviewing a substantial evidence claim, the question is
12
not whether substantial evidence exists to support the opposite result, but rather
13
14
whether such evidence supports the result reached.” (alteration, internal quotation
marks, and citation omitted)). It was not. As we have explained, the evidence that
15
Plaintiff presented supported a reasonable conclusion that her communications
16
17
pertained to a good-faith belief about gross mismanagement by Defendant. Under
our deferential standard of review, it does not matter that a reasonable jury could
18
have reached the opposite conclusion by interpreting the evidence in a manner more
19
favorable to Defendant.
23
1] 393 We hold that the evidence sufficed to prove that Plaintiff engaged in conduct
2| that the WPA protects
3] 2. Retaliation
40} Substantial evidence also supported the jury’s finding that when Defendant
removed Plaintiff from her position as Director of the El Rito campus and, later
when it terminated her employment, Defendant did so in retaliation for Plaintiffs
protected conduct. The district court instructed the jury that Plaintiff had the burden
of proving that Defendant “engaged in a retaliatory action against [P]laintiff’ and
that Defendant “engaged in the retaliatory action against [P]laintiff because of the
10
11
communication about the unlawful or improper act.” “Retaliatory action” was
defined, in accordance with Section 10-16C-2(D), as “any discriminatory or adverse
12
employment action against a public employee in the terms and conditions of public
13
14
employment.” The instructions informed the jury that Plaintiff could “prove
retaliation through indirect evidence, . . . [i.e.] circumstantial evidence, showing that
15
[D]efendant’s explanations for its conduct are unworthy of belief and merely a
16
17
pretext for retaliation” and that the jury was “entitled to infer retaliation if [it]
2°
disbelieve[d D]efendant[’]s explanations for its actions.” This instruction 1s
18
consistent with our Supreme Court’s recognition that “i]t 1s rare a defendant keeps
19
20
documents or makes statements that directly indicate a retaliatory motive for
terminating an employee”; that “whether a proffered justification is legitimate, or is
24
NO
merely an excuse to cover up illegal conduct, is largely a credibility issue and often
normally be left exclusively to the province of the jury.” Juneau v. Intel Corp., 2006-
NMSC-002, ] 23, 139 N.M. 12, 127 P.3d 548. See generally id. 4§ 23-27 (reversing
the district court’s grant of summary judgment on a retaliation claim brought under
the New Mexico Human Rights Act (NMHRA) because there was a disputed issue
of material fact on the issue of whether a proffered justification for allegedly
retaliatory action was pretextual).
{413 Plaintiff presented circumstantial evidence from which the jury could
10
11
reasonably infer that Defendant’s innocent explanations for removing Plaintiff from
her position and then terminating her employment were pretexts designed to disguise
12
retaliatory motives. At trial, Plaintiff and Defendant presented competing theories to
13
14
explain the reasons for Defendant’s removal and termination of Plaintiff. Plaintiff
invited the jury to infer retaliation from a combination of circumstances, including
15
that Defendant removed her from the campus director position just a few weeks after
16
17
she communicated her concerns to Defendant’s administrators. Temporal proximity
between protected conduct and adverse employment action is one factor that may
18
support an inference of retaliatory motive. See id. § 22 (“The fact-finder should be
19
20
free to consider timing and proximity, along with all the other facts and
circumstances, in deciding the ultimate issue of causation.”).
25
NO
423 The evidence about Plaintiff's performance evaluations also supported an
Plaintiffs employment. It was undisputed that Dr. Sena gave her a positive
performance evaluation before she communicated her concerns but gave her two
negative evaluations after her communications. Dr. Sena’s pre-communication
average score was 4.4 out of 5, but his post-communication averages were 1.4 and
2.2. Based on this abrupt and dramatic change and Plaintiff's testimony that the post-
communication evaluations did not accurately reflect the quality of her work, the
jury could have reasonably concluded that the post-communication evaluations were
10
11
pretext designed to conceal retaliatory conduct, rather than genuine evaluations
scored fairly based on Plaintiff's actual job performance. Although Dr. Sena testified
12
that Plaintiff's performance “turned on a dime,” the jury was not required to accept
13
14
his testimony as the truth. And, under the jury instructions, a determination that Dr.
Sena’s explanation was “unworthy of belief’ was sufficient to support an inference
15
that Defendant was retaliating against Plaintiff when it gave her negative
16
17
evaluations, reprimanded her, removed her from her position as campus director and
transferred her to a different position. The jury could also have reasonably inferred
18
that Dr. Sena, acting on behalf of Defendant, transferred Plaintiff to the position of
19
Director of Continuing Education because he knew that that position, having been
26
NO
eliminated just months before Plaintiff's transfer, would be eliminated again at the
end_of the fiscal year.
{433 Such inferences would also have allowed the jury to reject Defendant’s
affirmative defense that it had legitimate business reasons for reprimanding and
reassigning Plaintiff and, later, for not renewing her employment contract for the
2014-15 fiscal year. See § 10-16C-4(B) (“It shall be an affirmative defense . . . that
the action taken by a public employer against a public employee was due to the
employee’s misconduct, the employee’s poor job performance, a reduction in work
force or other legitimate business purpose unrelated to conduct prohibited pursuant
10
11
to the [WPA] and that retaliatory action was not a motivating factor.”). Defendant
bore the burden of proving that retaliation was “not a motivating factor,” id.—that,
12
if Plaintiff had not engaged in protected conduct, Defendant would have
13
14
reprimanded her, removed her from her director position, and terminated her
nonetheless. See Strausberg v. Laurel Healthcare Providers, LLC, 2013-NMSC-
15
032, 4 3, 304 P.3d 409 (“[U]nder settled principles of New Mexico law, the party
16
17
asserting an affirmative defense has the burden of proof.”). Without being
unreasonable, the jury could have determined that Defendant failed to carry that
18
burden because its stated justifications for its decisions were not worthy of belief or
19
20
because mixed motives, including a forbidden retaliatory one, factored into its
decision-making.
27
NO
44, Sufficient evidence supported the jury’s finding that retaliation was at least
one_of the factors that motivat
position as Director of the El Rito campus and later when it declined to renew her
annual employment contract.
II. New Trial
{45} Defendant contends that the district court erred by denying Defendant’s
motion for a new trial, the premise of which was that the testimony of one of
Plaintiff's witnesses was highly prejudicial. Under Rule 1-059 NMRA, “t]he district
court has broad discretion in granting or denying a motion for new trial, and such an
10
11
order will not be reversed absent clear and manifest abuse of that discretion.” Estate
of Saenz ex rel. Saenz v. Ranack Constructors, Inc., 2018-NMSC-032, § 19, 420 P.3d
12
576 (internal quotation marks and citation omitted). Applying this deferential
13
14
standard, we see no basis for reversal.
{46} Defendant’s new trial motion pertained to the testimony of Dr. Carmen
15
Melendres, who began working for Defendant as a grant writer while Plaintiff was
16
directing the El Rito campus. The thrust of Defendant’s argument is that Dr.
“Plaintiff argues that Defendant failed to preserve this issue because it did not
move for a mistrial. We assume without deciding that Defendant’s multiple
objections to the admission of the testimony at issue preserved the issue.
28
NO
Melendres gave inadmissible and inflammatory testimony.° This testimony falls into
two categories: (1) testimony pertaining to $50,000 in Title V grant
Ge
according to Dr. Melendres, Defendant retained even though they were not used for
their intended purpose of completing laboratories at the El Rito campus; and (2)
testimony that Dr. Melendres stepped down as director of the grant after discussing
Defendant’s handling of the grant funds with a federal program officer, who advised
her that she “did not want to be responsible for what was potentially going to
happen” as a result of Defendant’s handling of the money.
°>In_addition to arguing that the testimony was substantively prejudicial,
Defendant asserts that the admission of the testimony involved procedural prejudice
because the testimony strayed beyond the scope of the summary of anticipated
testimony that Plaintiff provided as part of her pretrial disclosures. Defendant relies
on the proposition that discovery is designed to avoid surprise at trial and asserts that
Defendant was not able to effectively cross-examine Dr. Melendres because the
subject matter of her testimony was not fully disclosed. However, Defendant does
not cite any cases in which an abuse of discretion in denying a new trial has been
found based on a similar theory. Nor does Defendant explain why it could not have
availed itself of any additional discovery devices, such as a deposition of Dr.
Melendres, to gain more information about what testimony she might give. And
Defendant does not explain how any effective cross-examination enabled by a fuller
pretrial disclosure would have had any impact on the outcome at trial. See generally
Valerio v. San Mateo Enters., Inc., 2017-NMCA-059, 4 16, 400 P.3d 275 (“[W]e
will not set aside a judgment based on mere speculation that [an] error influenced
the outcome of the case.” (internal quotation marks and citation omitted)). Because
Defendant has failed to develop this argument, we do not consider it on the merits.
See Elane Photography, LLC v. Willock, 2013-NMSC-040, 4 70, 309 P.3d 53 (“We
will not review unclear arguments, or guess at what a party’s arguments might be.”
(alteration, internal quotation marks, and citation omitted)).
29
NO
47; The district court granted Defendant’s motion to strike the testimony in the
second category and promptly and clearly in
———eeeeee “Oo~ ie iid red — ee a “
= WEL YEE
we presume that the jury did as it was told. Vigil v. Miners Colfax Med. Ctr., 1994-
NMCA-054, § 22, 117 N.M. 665, 875 P.2d 1096. Under these circumstances, the
general rule is that a “prompt admonition” to “disregard and not consider
inadmissible evidence sufficiently cures any prejudicial effect which might
otherwise result.” State v. Hernandez, 2017-NMCA-020, 49 17, 388 P.3d 1016
(internal quotation marks and citation omitted); see Apodaca v. Miller, 1968-NMSC-
086, ¥ 21, 79 N.M. 160, 441 P.2d 200 (“[UJnless it is clear that prejudice resulted
10
11
because of evidence erroneously admitted, striking or instructing the jury to
disregard it will cure the error and avoid reversal.”). Defendant relies on an exception
12
applicable in criminal cases: When a lawyer intentionally elicits inadmissible
13
14
evidence, we do not presume the absence of prejudice. Hernandez, 2017-NMCA-
020, § 17. Defendant argues that counsel for Plaintiff acted intentionally, but counsel
15
stated unequivocally under oath that he did not, and Defendant has neither cited
16
17
evidence nor offered argument raising any doubt about counsel’s credibility, the
assessment of which was a task for the district court anyhow.° See Reed v. Furr’s
°Defendant argues in the alternative that if counsel for Plaintiff did not act
intentionally, Dr. Melendres must have done so because she came to the stand with
“an axe to grind,” and that this Court should treat prejudicial testimony deliberately
given by a witness the same way we treat such testimony deliberately elicited by a
30
Supermarkets, Inc., 2000-NMCA-091, 4 23, 129 N.M. 639, 11 P.3d 603 (discussing
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governs here. Because the curative instruction effectively nullified any prejudice,
the testimony in the second category did not require a new trial.
{48} Nor did the testimony in the first, though for different reasons. That testimony
was admitted, and it was potentially prejudicial because it implied that Defendant
engaged in misappropriation of public funds, which is arguably more inflammatory
than wasting public funds or engaging in gross mismanagement. However, we must
assess the possible prejudice in the context of the entire trial, deferring to the district
10
11
court judge, who observed all of the testimony as well as the jury’s reactions to that
testimony. See generally Rhein v. ADT Auto., Inc., 1996-NMSC-066, § 18, 122 N.M.
12
646, 930 P.2d 783 (“We apply [an] abuse-of-discretion standard because the trial
13
14
judge has observed the demeanor of the witnesses and has heard all the evidence[,]
and thus the function of passing on motions for new trial belongs naturally and
15
peculiarly to the trial court.” (alterations, omission, internal quotation marks, and
16
17
citation omitted)). The testimony at issue was a brief part of a four-day trial that
featured the testimony of Plaintiff, President Barcelo, Dr. Sena, Mr. Sanchez, and
lawyer. Because Defendant cites no precedent to support such an approach, we
assume none exists. See In re Adoption of Doe, 1984-NMSC-024, 4 2, 100 N.M.
764, 676 P.2d 1329. Moreover, Defendant provides no rationale for extending the
exception to witnesses, and we can identify no persuasive justification for doing so.
31
Dr. Biggs—the witnesses who had first-hand knowledge of the facts most pertinent
to_liability and damages
ww EEG EEE J Gol GHA ae ae Soo ae Gi’
testimony of those witnesses. Plaintiff's counsel did not highlight, or even mention,
the specific testimony at issue during his closing arguments.
493 Considering all of the circumstances, we are not persuaded that the district
court abused its discretion by denying Defendant’s motion for a new trial.
Ill. Reinstatement
450} Defendant contends that the district court erred by ordering Defendant to
reinstate Plaintiff pursuant to Section 10-16C-4(A). We disagree.
10
11
513, Because reinstatement is an equitable remedy, see Collado v. City of
Albuquerque, 2002-NMCA-048, {9 22-24, 132 N.M. 133, 45 P.3d 73, our standard
12
of review is abuse of discretion. State ex rel. King v. B&B Inv. Grp., Inc., 2014-
13
14
NMSC-024, § 28, 329 P.3d 658. “An abuse of discretion will be found when the trial
court’s decision is clearly untenable or contrary to logic and reason.” /d. (internal
15
quotation marks and citation omitted).
16
17
523, The WPA provides for reinstatement in Section 10-16C-4(A), which states, in
pertinent part, that “[a] public employer that violates the provisions of the [WPA]
18
shall be liable to the public employee for . . . reinstatement with the same seniority
19
20
Status that the employee would have had but for the violation[.]” As the statute’s
plain language indicates, one purpose of reinstatement is to make the employee
32
whole by putting her in the position she would have been in had her employer not
retaliated. Cf Collado, 2002-NMCA-048, q 2? (noting, 1n_a breach of employment
EWEGLLOACWS, ye EO Los ENN NS fe ‘i Se ey
contract case, that it is unexceptional to conclude that “equitable relief is the most
appropriate way to make an employee whole” and identifying reinstatement as a type
of equitable relief). The same purpose underlies the remedy of reinstatement
provided for by federal statutes that protect employees from unlawful retaliation and
discrimination.’ See, e.g., Franks v. Bowman Transp. Co., 424 U.S. 747, 763 (1976)
(recognizing that a central purpose of Title VII is to make victims of employment
discrimination whole and that Congress “effectuate[d] this ‘make whole’ objective”
10
11
in part by authorizing the remedy of reinstatement); Kerr v. Nat’! Endowment for the
Arts, 726 F.2d 730, 733 (Fed. Cir. 1984) (recognizing that the basic purpose of
12
reinstatement “is restoration of the situation, as nearly as possible, to that which
13
14
would have obtained but for” the employer’s unlawful action (internal quotation
marks and citation omitted)). “[RJeinstatement offers the most likely means of
15
making a plaintiff whole by allowing her to continue her career as if the [employer’s
16
17
unlawful action] had not occurred.” Farley v. Nationwide Mut. Ins. Co., 197 F.3d
1322, 1338 (11th Cir. 1999). When a person loses his or her job, money damages
7Although federal precedent is not controlling with respect to either the
interpretation of the WPA or the remedial powers of New Mexico courts, we find
that the cited federal precedent accurately describes the purposes of the
reinstatement remedy contemplated by the WPA.
33
NO
alone will not make the person whole because, although “[t]he psychological
re real and cannot be 1
So Gt Coie
benefits of work are intangible, they
quotation marks and citation omitted); see Jackson v. City of Albuquerque, 890 F.2d
225, 233-34 (10th Cir. 1989) (recognizing that reinstatement should ordinarily be
granted in wrongful discharge cases brought under 42 U.S.C. § 1983 (1988), in part
because when a person loses a job, money damages are insufficient to make the
person whole).
{53} Reinstatement also deters violations of the WPA, just as it deters violations of
other statutes that forbid discrimination and retaliation. See Reiter v. MTA NLY.C.
10
11
Transit Auth., 457 F.3d 224, 230 (2d Cir. 2006) (“Under Title VII, the best choice is
to reinstate the plaintiff, because this accomplishes the dual goals of providing make-
12
whole relief for a prevailing plaintiff and deterring future unlawful conduct.”);
13
14
Squires v. Bonser, 54 F.3d 168, 172-73 (3d Cir. 1995) (recognizing, in the context
of 42 U.S.C. § 1983, that “[rJeinstatement advances the policy goals of make-whole
15
relief and deterrence in a way which money damages cannot’). The deterrence
16
17
rationale is simple: “If an employer’s best efforts to remove an employee for
[unlawful] reasons are presumptively unlikely to succeed, there is . . . less incentive
18
to use employment decisions to chill the exercise of [legal] rights.” A//en v. Autauga
A= = 44
19
Cty. Ba. of Educ., 685 F.2d 1302, 1306 (11th Cir. 1982); accord Reiter, 457 F.3d at
34
NO
230; Hiraldo-Cancel v. Aponte, 925 F.2d 10, 13 (1st Cir. 1991); Jackson, 890 F.2d
at 235.
454} Mindful of these goals, we turn to Defendant’s arguments. Although Section
10-16C-4(A) states that public employers “shall be liable” for reinstatement and
does not explicitly identify any exceptions to this apparent mandate, Defendant
argues, based on federal precedent, that reinstatement is not appropriate under the
facts of this case. However, in the cases Defendant relies on, the courts did not apply
statutes that use mandatory language in connection with reinstatement. Even
assuming without deciding that the WPA grants courts the discretion to deny
10
11
reinstatement for the reasons the federal courts have identified, none of those reasons
compelled the district court to deny reinstatement here.
12
4553 This Court has recognized, consistent with federal precedent, that “[t]he
13
14
overarching preference in employment discrimination cases is for reinstatement.”
Maestas v. Town of Taos, 2020-NMCA-027, § 12, 464 P.3d 1056 (internal quotation
15
marks and citation omitted), cert. granted, 2020-NMCERT-__(No. S-1-SC-38171,
16
17
Apr. 27, 2020); see also Starrett v. Wadley, 876 F.2d 808, 824 (10th Cir. 1989)
(“[R]einstatement usually will be granted when a plaintiff prevails in a wrongful
18
discharge case brought under Section 1983.”’); Reeves v. Claiborne Cty. Bd. of Educ.,
>=
19
20
828 F.2d 1096, 1101 (Sth Cir. 1987) (recognizing that “[rjeinstatement is...
normally an integral part of the remedy for a[n] . . . impermissible employment
35
NO
action’); Allen, 685 F.2d at 1305 (“[R]einstatement is a basic element of the
appropriate remedy_in wroneful emplovee discharge cases and
rPree<Pr~ * * a“ ies eet * revsyY~ = o~ ——_—s ~~
a Gt
extraordinary cases, is required.”). Although a plaintiff does not have an absolute
right to reinstatement, “once the plaintiff establishes that his [or her] discharge
resulted from [unlawful] motives, he [or she] is presumed to be entitled to
reinstatement.” Reeves, 828 F.2d at 1101 (emphasis, internal quotation marks, and
citation omitted). “[A] denial of reinstatement is unwarranted unless grounded in a
rationale which is harmonious with the legislative goals of providing [the] plaintiff] ]
make-whole relief and deterring [the] employer[] from [unlawful] conduct.” Squires,
10
11
54 F.3d at 172. Defendant has not persuaded us that any such rationale mandated
denial of reinstatement here.
12
{56} The first of Defendant’s four arguments is that “[t]he evidence did not support
13
14
[reinstatement] due to the unduly speculative nature of prospective one-year contract
offers.” Even if we give Defendant the benefit of the doubt and assume that an
15
employee must prove, not just that an employer has unlawfully terminated her in
16
17
violation of the WPA, but also that she would have continued to be employed until
the time of trial, that does not aid Defendant. On the record before us, we cannot
18
conclude that the district court’s decision to order reinstatement was “untenable or
19
20
contrary to logic and reason” even if the assumption were correct. B&B Inv. Grp.,
Inc., 2014-NMSC-024, ¥ 28 (internal quotation marks and citation omitted). The jury
36
NO
implicitly determined that Plaintiff would have remained employed until the time of
trial. in awarding her back pay equivalent to the pay she would have received
thE EEE AVE, TENE = y = ¥¥ oe ta Y ¥ = a
the time of her termination until then. There was evidence that, before the reprisal
began, Plaintiff had been employed for multiple years pursuant to annual
employment contracts, had consistently received positive reviews, had been
described by President Barcelo as “a rising star,” had recently earned a promotion to
campus director, and had Defendant’s support for implementing a multi-year
campus revitalization project. The district court did not err, if the inquiry was even
necessary, in determining, on the basis of the same evidence available to the jury,
10
11
that Plaintiff would have remained employed as campus director going forward if
Defendant had not knocked her career off course by retaliating against her.
12
7) Defendant’s next rationale springs from /.L.0.C. v. Prudential Federal
13
14
Savings & Loan Ass’n, 763 F.2d 1166, 1172 (10th Cir. 1985), in which the Tenth
Circuit stated that “[rJeinstatement may not be appropriate . . . when the employer
15
has exhibited such extreme hostility that, as a practical matter, a productive and
16
amicable working relationship would be impossible.”* (Emphasis added.) Defendant
’The Tenth Circuit explained that when reinstatement is not possible, “an
award of future damages in lieu of reinstatement” will “assur[e] that the aggrieved
party is returned as nearly as possible to the economic situation he would have
enjoyed but for the defendant’s illegal conduct[,|” and that “[i]f this were not the
case, an employer could avoid the purpose of [an anti-discrimination law] simply by
making reinstatement so unattractive and infeasible that the wronged employee
37
NO
relies on a snippet of Plaintiff's testimony about why she did not obtain a job with
presidents had told another employee “that the only reason [Defendant] would hire
me was because I was suing the college.” When asked what effect that information
had_on her, Plaintiff testified, “I felt that I would have stepped in a position of
hostility, if I would have taken any of those positions.” She then described other
factors that played a role in her not being employed in one of those positions. One
position involved a salary $40,000 lower than her director salary, and Defendant told
her she was not qualified for the other position. Although this testimony indicated
10
11
that Plaintiff perceived some hostility, it did not require the district court judge to
conclude that the hostility was so “extreme” that it would be practically “impossible”
12
for Plaintiff and Defendant to work together amicably and productively. Prudential
13
Fred. Sav. & Loan Ass’n, 763 F.2d at 1172; see also Farley, 197 F.3d at 1339
would not want to return.” Prudential Fed. Sav. & Loan Ass’n, 763 F.2d at 1173;
see also Shore v. Fed. Express Corp., 777 F.2d 1155, 1159 (6th Cir. 1985)
(explaining that if “reinstatement is not possible, an award of front pay is sometimes
appropriate” and that such awards “should be evaluated under the standards applied
to all Title VII relief: whether the award will aid in ending illegal discrimination and
rectifying the harm it causes’). However, Defendant asserts that front pay is not
available under the WPA. Section 10-16C-4(A) does not authorize awards of front
pay, but Section 10-16C-4(C) states that “[t]he remedies provided for in the [WPA]
are not exclusive and shall be in addition to any other remedies provided for in any
other law or available under common law.” Because the district court ordered
Defendant to reinstate Plaintiff, it did not address her alternative request for front
pay. Reversal of the reinstatement order would revive that request. Affirmance
makes it unnecessary for us to resolve issues pertaining to front pay.
38
(emphasizing that “the presence of some hostility between parties . . . should not
receiving reinstatement”). Under these
qo EE Ga SENS za eae
circumstances, reversing the reinstatement order because of Defendant’s hostility
toward Plaintiff would be inharmonious with the legislative goal of deterring
unlawful conduct. See Squires, 54 F.3d at 172. To the extent that certain employees
of Defendant wanted the college to end its relationship with Plaintiff permanently,
denying reinstatement based on their hostility toward Plaintiff would help them
achieve that goal, thereby encouraging rather than discouraging retaliation against
whistleblowers. See Farley, 197 F.3d at 1339-40 (“Defendants found liable of
10
11
intentional discrimination may not profit from their conduct by preventing former
employees unlawfully terminated from returning to work on the grounds that there
12
is hostility between the parties. To deny reinstatement on these grounds is to assist
13
14
a defendant in obtaining his discriminatory goals.” (citations omitted)); Jackson, 890
F.2d at 235 (reversing the denial of reinstatement in part because affirmance would
15
accomplish the defendants’ purpose of “run[ning the] plaintiff... off the job”).
16
17
58} Defendant further argues that Plaintiff “did not meet her burden to show that
reinstatement was feasible” because Defendant has not “extended equivalent offers
18
for the El Rito or Continuing Education positions since 2014[,]” and Plaintiff
19
20
presented no evidence of any comparable openings that she was qualified to hold.”
This argument cannot be squared with the plain language of the WPA, which does
39
NO
not indicate that a plaintiff seeking reinstatement carries any burden in addition to
See § 10-16C-4(A) (“A public employer that violates the provisions of the [WPA]
shall be liable to the public employee for . . . reinstatement with the same seniority
status that the employee would have had but for the violation].]”). Nor can
Defendant’s argument be squared with federal precedent, under which reinstatement
is the rule and denial of reinstatement (accompanied, perhaps, by an award of front
pay, as noted above) is the exception. See Starrett, 876 F.2d at 824; Reeves, 828 F.2d
at 1101; Allen, 685 F.2d at 1305. Although reinstatement may place incidental
10
11
burdens on Defendant, such burdens are foreseeable consequences of Defendant’s
unlawful conduct, and Defendant has not established that those burdens mandated
12
the denial of reinstatement here. See Rosario-Torres v. Hernandez-Colon, 889 F.2d
13
14
314, 322 (1st Cir. 1989) (explaining that “in the real world, reinstatement in
unlawful-discharge cases often will place some burden on the [employer,]” which
15
might include displacement of “employees who have assumed duties previously
16
17
performed by the fired worker” and that such burdens are “usually insufficient,
without more, to tip the scales against reinstatement when first amendment rights
18
are at stake in a [S]ection 1983 action’); Sterzing v. Fort Bend Indep. Sch. Dist., 496
19
20
F.2d 92, 93 (Sth Cir. 1974) (per curiam) (recognizing, in the context of an
employee’s request for reinstatement based on a violation of constitutional rights,
40
NO
that the enforcement of those rights “frequently has disturbing consequences” and
Banks v. Burkich, 788 F.2d 1161, 1165 (6th Cir. 1986) (same); cf. Martinez v. Cities
of Gold Casino, 2009-NMCA-087, 4 31, 146 N.M. 735, 215 P.3d 44 (directing the
employer in a worker’s compensation case to provide a worker “with a position of
employment . . . substantially equivalent to the position [the worker] formerly held
in terms of pay and benefits” where the worker’s mandatory license had been
suspended and the worker’s compensation judge believed that it lacked authority to
order reissuance of the license).
10
11
459} Defendant’s final argument is that reinstatement is not appropriate because
Plaintiff failed to mitigate her damages by “pursu[ing] two open positions at the
12
[clollege” after the retaliation occurred. We find it unnecessary, in resolving this
13
14
appeal, to address the dubious proposition that a failure to mitigate damages by
seeking alternative employment precludes the equitable remedy of reinstatement.
15
But cf. Dilley v. SuperValu, Inc., 296 F.3d 958, 967 (10th Cir. 2002) (“A plaintiffs
16
17
ability to replace some of the income lost by virtue of [a] wrongful discharge
certainly affects how much lost income [the plaintiff] is due, but it does not bear on
18
whether the plaintiff is entitled to the job itself.”’). Defendant cites no authority
>a
19
20
supporting that proposition, see generally In re Adoption of Doe, 1984-NMSC-024,
4 2, and fails to articulate any rationale for “link[ing] a plaintiffs pursuit of
41
NO
alternative employment” to whether the plaintiff “should be reinstated to the position
from which [the plaintiff] was wrongfully discharged.” Dilley, 296 F.3d at 967-68.
We decline to address this undeveloped argument. Headley v. Morgan Memt. Corp.,
2005-NMCA-045, 4 15, 137 N.M. 339, 110 P.3d 1076.
{60} _ We hold that the district court did not err by ordering reinstatement
IV. Back Pay for Retaliatory Refusal to Renew Employment Contract
(613 Defendant argues that the WPA does not authorize an award of back pay to
compensate Plaintiff for income that she would have received had Defendant
renewed her employment contract. See § 10-16C-4(A) (providing that an employer
10
11
who violates the WPA “shall be liable” to the employee for, among other things,
“two times the amount of back pay with interest on the back pay’’). This argument
12
raises a question of statutory interpretation, which we review de novo. Cates, 2017-
13
14
NMCA-063, 9 14. Although the WPA expressly provides for back pay, and our
interpretation must begin with the statute’s plain language, State v. Suazo, 2017-
15
NMSC-011, § 16, 390 P.3d 674, Defendant does not identify any language in the
16
17
WPA that supports its argument, and we conclude that the pertinent language
authorizes an award when, as the jury found in this case, an employer retaliates by
18
refusing to renew an employee’s contract.
19
20
{62} Our analysis begins with the WPA’s fundamental command: “A public
employer shall not take any retaliatory action against a public employee because the
42
NO
public employee” engages in protected conduct. Section 10-16C-3. The statute
defines “public employee” as “a person w
WED pey saat
employer.” Section 10-16C-2(B). Contract employees fall within the plain language
of that definition, which includes all employees. Nothing in the WPA suggests that
whether the employment relationship is contractual has any bearing on the statute’s
application, and we will not add such language to the statute. See Janet v. Marshall,
2013-NMCA-037, § 23, 296 P.3d 1253. Based on the inclusion of contract
employees in the definition of “public employee” and the absence of language
elsewhere in the WPA that differentiates between contract employees and at-will
10
11
employees, we conclude that our Legislature intended for contract employees to
enjoy the same protection against retaliatory action that at-will employees enjoy.
Oy Pp g ry Pp
12
{63} Our next task is to determine whether nonrenewal of an employment contract
13
14
constitutes “retaliatory action,” which the WPA defines as “any discriminatory or
adverse employment action against a public employee in the terms and conditions
15
of public employment.” Section 10-16C-2(D) (emphasis added). This broad
16
17
definition encompasses the termination of public employment. Indeed, no action
with respect to the terms and conditions of employment could be more adverse than
18
termination. And termination is the lens through which we view retaliatory contract
19
20
nonrenewal. Whether something qualifies as an adverse employment action must be
determined in reference to an employee’s “terms and conditions of employment”—
43
NO
to the employment relationship that in fact existed between employer and employee.
The essence of a retaliatory nonrenewal claim _is that_retaliation caused the end_of
EWG Y = = ES VY GE. ao eae TOLL = Ge
that relationship—that the nonrenewal reflects, not mere passivity, but a conscious
effort to end employment that would have continued under circumstances in which
the employee had not engaged in whistleblowing. We conclude that a public
employer who refuses to renew a public employee’s contract because of the
employee’s protected conduct has taken an “adverse employment action . . . in the
terms and conditions of public employment” within the meaning of the WPA.
Section 10-16C-2(D). The WPA does not distinguish between the various methods
10
11
that an employer might use to achieve its retaliatory goal of putting an end to a
person’s employment.
12
{64 In sum, contract employees are “public employees” under the WPA, and
13
14
employers may not refuse to renew a contract employee’s contract because the
employee made a protected communication. Terminating an employment
15
relationship in retaliation for protected conduct violates the WPA and exposes the
16
17
employer to liability for back pay; no exception excuses such reprisal merely
because the victim is employed pursuant to a contract or because the method of
18
termination is nonrenewal. We hold that the WPA authorizes awards of back pay to
19
20
public employees who lose their jobs when their employers retaliate against them by
refusing to renew their contracts.
44
NO
65} Our holding is necessary to achieve the goals of the WPA: to encourage
whistleblowing
ss See ao ©. =
do so, to discourage employers from retaliating. See San Juan Agric. Water Users
Ass’nv. KNME-TYV, 2011-NMSC-011, 7 14, 150 N.M. 64, 257 P.3d 884 (“A statute
should be interpreted... to accomplish the ends sought to be accomplished by it.”
(internal quotation marks and citation omitted)). To somehow place contract
nonrenewal beyond the reach of the statute would discourage contract employees
from engaging in protected activity and limit the disclosure of information that
would remain unexposed without whistleblowing by contract employees. Under
10
11
Defendant’s proposed holding, an employee seeking the renewal of her employment
contract would have a powerful disincentive to refrain from, for example, making
12
good-faith reports of unlawful or improper acts—including reports made possible
13
14
only through her position as a contract employee. And a contract employee who
loses her job through retaliatory nonrenewal would have no remedy for lost income
15
under the WPA. Reading the WPA to exclude back pay for contract nonrenewal
16
17
would allow employers to circumvent the statute, enabling them to retaliate against
whistleblowers with impunity as long as the reprisal takes the form of contract
18
nonrenewal. Permitting that circumvention would undermine the WPA’s goal of
19
encouraging whistleblowing by public employees.
45
{66} A hypothetical illustrates the potential for mischief and injustice. One month
before her one-year renewable contract expires, an employee who has had annual
contracts for the past ten years reports that her employer is embezzling public funds.
renew her contract rather than terminating her current contract eilective
immediately. Under the holding Defendant requests, the employer could easily
sidestep the WPA, escaping liability for back pay, and the employee, who would
ave for the whictleblows
|have remained employed save for the whistleblowing, would be left without
9
compensation for her lost income under a statute designed in part to compensate
1
0
whistleblowers. We decline to interpret the WPA in a manner that would produce
I
1
such absurd and unjust results. Pucci Distrib. Co. v. Stephens, 1987-NMSC-075,
statute’s application absurd, unreasonable or unjust.”).
{67} In support of its argument, Defendant relies not on the language of our WPA.
but instead on one out-of-jurisdiction case, Wurtz v. Beecher Metropolitan. District,
UU CUIACTT. Th +L,
QAQ NT 94-191 AG ALAS 1 ee | ar, ee are a a
O46 IN. W.20 L121 UVC. 2 Ij, WOT We TMI UNDE SUdsive. Lee, Wie Supreme
Court of Michigan held that that state’s whistleblower statute “does not apply to
decisions regarding contract renewal,” id. at 128, because the court “discern[ed] no
legal difference between a contract employee seeking a new term of employment
an 4 ++: 1.
—
rons 6sL, 2 anonace
A bo 4 a 4 ~~ o oa gues bee
and a new applicant,” id. at 129, and the statute, “by its express language, only
46
NO
applie[d] to current employees.” /d. at 122. But the result and reasoning of Wurtz
oe: W rs ae
language_and_purposes_of New Mexico’s
whistleblower statute. Under the WPA, all people who “work[] for or contract[]
with” public employers are public employees, § 10-16C-2(B), and public employers
are prohibited from “tak[ing] any retaliatory action against” them in the first place
Section 10-16C-3. A public employer who retaliates against a contract employee by
refusing to renew the employee’s contract defies that express prohibition.
(683 Nothing in our WPA supports equating people who have an existing
employment relationship with a public employer—‘public employees|,]” as defined
10
11
in Section 10-16C-2(B)—with people who do not but are seeking to establish one—
prospective public employees.’ Our WPA treats contract employees and at-will
12
employees identically, as we have explained. New Mexico’s statute protects all
13
14
people who obtain public employee status, as Plaintiff did, giving them the security
to engage in protected conduct without fear of losing their jobs and providing for
°In equating contract employees to prospective employees, the Michigan
Supreme Court found it relevant that a contract employee “has absolutely no claim
to continued employment after his or her contract expires.” Wurtz, 848 N.W.2d at
125 n.10 (citing Bd. of Regents of State Colls. v. Roth, 408 U.S. 564, 578 (1972)).
We do not think that that proposition of law has any bearing on the present case.
Because the plain language of the WPA bars a public employer from taking “any
retaliatory action against[,]” § 10-16C-3, “a person who works for or contracts with”
the employer, § 10-16C-2(B), we find it unnecessary to look beyond that language
to determine whether an exception permits employers to take a particular kind of
retaliatory action against public employees who have no right to enter into a new
contract after their contract expires.
47
NO
remedies, including back pay, when an employer illegally retaliates against them by
protection for contract employees, affording them less protection from retaliatory
termination than other public employees, it could easily have said so somewhere in
the WPA, but it did not. Without textual support, we will not undermine the WPA’s
ban on “any retaliatory action,” § 10-16C-3, by turning the most adverse
employment action that exists into the weapon of choice for employers intent on
retaliating against whistleblowing contract employees.
V. Remittitur
10
11
69} In her cross-appeal, Plaintiff challenges the district court’s remittitur order,
which reduced the jury’s back pay award from $239,451 to $84,513 and its
12
emotional distress award of $180,000 to $90,000. Because we are not persuaded that
13
14
the jury’s awards were so grossly out of proportion to the harms Plaintiff suffered as
to shock the conscience, we reverse.
15
{70} “[T]o arrive at a reasonable award of damages,” the jury and the district court
16
17
judge should “work together, each diligently performing its respective duty|.|”
Sandoval v. Chrysler Corp., 1998-NMCA-085, 4 16, 125 N.M. 292, 960 P.2d 834.
18
However, determining damages “is a fundamental function of a jury[,]” A//sup’s
= oe val got 4 ea
19
20
Convenience Stores, Inc. v. N. River Ins. Co., 1999-NMSC-006, § 16, 127 N.M. T,
976 P.2d 1 (internal quotation marks and citation omitted), which has “wide latitude”
48
NO
to determine what amount is appropriate. Martinez v. Ponderosa Prods., Inc., 1988-
ENN NS oH
NMCA-115, 46, 108 N.M. 385,772 P.2d 1308; accord Mathis v. Atchison, Topeka
& Santa ke Ry. Co., 1956-NMSC-074, § 8, 61 N.M. 330, 300 P.2d 482. With respect
to damages findings, our Supreme Court has emphasized that the district judge “has
limited superintendence.” Nava_v. City_of Santa Fe, 2004-NMSC-039, 416, 136
N.M. 647, 103 P.3d 571 (internal quotation marks and citation omitted). The judge
owes significant deference to the jury, whose “verdict is presumed to be correct[,]”
Allsup’s Convenience Stores, Inc., 1999-NMSC-006, § 16, and whose findings with
respect to the appropriate amount of damages “will not be disturbed as excessive
10
11
except in extreme cases[.|” Vivian v. Atchison, Topeka & Santa Fe Ry. Co., 1961-
NMSC-093, § 10, 69 N.M. 6, 363 P.2d 620; accord Allsup’s Convenience Stores,
12
Inc., 1999-NMSC-006, § 16. Accordingly, “the mere fact that a jury’s award is
13
14
possibly larger than the court would have given is not sufficient to disturb a verdict.”
Hall v. Stiles, 1953-NMSC-041, 9 9, 57 N.M. 281, 258 P.2d 386; accord Allsup’s
15
Convenience Stores, Inc., 1999-NMSC-006, § 16. The trial judge may only
16
17
substitute the judge’s damages determination for the jury’s if “it appears that the
amount awarded is so grossly out of proportion to the injury received as to shock the
18
conscience.” Sandoval vy. Baker Hughes Oilfield Operations, Inc., 2009-NMCA-
Po 7 Rr
19] 0
20
| 20, 146 N.M. 853, 215 P.3d 791 (internal quotation marks and citation
omitted).
49
NO
<7; New Mexico’s “analytical framework for reviewing the grant of a
Nava, _2004-NMSC-039. 4 16
respects. the macyv_of
espects_ the y Ol
tA > NAV? > i >
determining damages. When a judge exercises the limited authority to override a
jury’s determination, the judge must provide “a clear articulation of how and why
damages are excessive.” A/lsup’s Convenience Stores, Inc., 1999-NMSC-006, 417
Specifically, the order of remittitur “must be supported by express reasons”
establishing that the jury acted based on “passion, prejudice, partiality, sympathy,
undue influence or some corrupt cause or motivel,]’ Nava, 2004-NMSC-039, 4 16
(internal quotation marks and citation omitted), or that “the jury has mistaken the
10
11
measure of damages.”!° A//sup’s Convenience Stores, Inc., 1999-NMSC-006, § 16
(internal quotation marks and citation omitted).'! If the judge “sets forth certain
!OThe parties disagree about (1) whether the absence _of.a “clear articulation
The-pa disagree absence of a “clear articulation
of how and why damages are excessive,” A//sup ’s Convenience Stores, Inc., 1999-
NMSC-006, § 17, suffices, standing alone, to warrant reversal; (2) whether the
appropriate remedy for such error_is_reversal_with instructions _to_amend_the
judgment consistent with the jury’s verdict or reversal for a further explanation of
the judge’s reasons; (3) whether the explanation in this case was sufficiently clear
and specific; and (4) whether Plaintiff was required to preserve this claim of error
and if so, whether she preserved it. Because we reverse on other grounds, we do not
address these questions.
''We analyze the remittitur granted in this case by applying the standard our
Supreme Court approved of in A//sup’s and Nava. This Court has indicated—as had
our Supreme Court prior to A//sup ’s—that New Mexico law recognizes two tests for
determining whether an award is shockingly excessive. E.g., Chavez v. Atchison,
Topeka & Santa Fe Ry. Co., 1967-NMSC-012, 9 13, 77 N.M. 346, 423 P.2d 34.
Compare Sandoval v. Chrysler Corp., 1998-NMCA-085, § 9, 125 N.M. 292, 960
P.2d 834 (“New Mexico case law provides two tests for determining whether an
50
NO
reasons for which the appellant asserts there is a lack of support in the record, the
burden then shifts to the appellee to show that the [judge] was correct.” Nava, 2004-
NMSC-039, 4 16 (internal quotation marks and citation omitted). We will affirm
only if the appellee shows that “the opinion of the trial judge is demonstrably more
reliable than that of the jury[.|” A//sup’s Convenience Stores, Inc., 1999-NMSC-006
17.
A. Back Pay
473 The jury awarded $239,451 to compensate Plaintiff for lost back pay for two
years and ten months, which is the amount of time that Plaintiff was unemployed
10
between her termination and the time of trial. The judge remitted this award to
award is so excessive that it shocks the conscience: (1) whether the evidence, viewed
in the light most favorable to plaintiff, substantially supports the award; and (2)
whether there is an indication of passion, prejudice, partiality, sympathy, undue
influence or a mistaken measure of damages on the part of the fact[-|finder.”
(internal quotation marks and citation omitted)); Morga v. Fedex Ground Package
Sys., Inc., 2018-NMCA-039, 4 12, 420 P.3d 586 (same), cert. granted, 2018-
NMCERT-____ (No. S-1-SC-36918, June 4, 2018); Salopek v. Friedman, 2013-
NMCA-087, ¥ 30, 308 P.3d 139 (same); Wachocki v. Bernalillo Cty. Sheriff's Dep't,
2010-NMCA-021, 9 48, 147 N.M. 720, 228 P.3d 504 (same), separate holding aff'd,
2011-NMSC-039, 150 N.M. 650, 265 P.3d 701; and Sandoval, 2009-NMCA-095,
44 13-17 (same); with Nava, 2004-NMSC-039, | 16-20 (describing only the second
test as part of “the analytical framework” governing remittitur in New Mexico,
id. 916, and concluding that that test had been satisfied, partly because “the jury was
presented with insufficient evidence to place a high dollar value on [the] plaintiff's
emotional harm,” jd. § 19 (internal quotation marks and citation omitted)); and
Allsup’s Convenience Stores, Inc., 1999-NMSC-006, § 17 (requiring courts to
“apply[ the second] standard”). We do not think anything in this case turns on
whether we frame the inquiry as proceeding under one test or two, and Defendant
has not argued that the analysis under the two tests differs.
51
NO
$84,513, the equivalent of back pay for the 2014-15 fiscal year, based on the
‘
¥ Ge. Ce oe EE GY YY
conclusion that any additional award of back pay “would be speculative with the
evidence that was presented.” We infer from the ruling itself, and the explanation
for it, that the judge reasoned that only through speculation could the jury have found
that Defendant’s retaliation probably caused Plaintiff to be unemployed for more
than one year—i.e. that the evidence did not support a rational conclusion but for the
retaliation, Defendant probably would have renewed Plaintiffs annual contract
beyond the 2014-15 fiscal year.
(733 Defendant has not persuaded us that the judge’s opinion with respect to the
10
11
quantity of back pay damages “is demonstrably more reliable than that of the jury.”
Allsup’s Convenience Stores, Inc., 1999-NMSC-006, § 17. We begin with the
12
presumption that the jury followed the instruction, Britton v. Boulden, 1975-NMSC-
13
14
029, | 6, 87 N.M. 474, 535 P.2d 1325, that its “verdict should not be based on
speculation, guess or conjecture.” See Mascarenas v. Jaramillo, 1991-NMSC-014,
15
q 22, 111 N.M. 410, 806 P.2d 59 (“Damages based on surmise, conjecture or
16
17
speculation cannot be sustained.”). The jury did not need to speculate to find that it
was more likely than not that Plaintiff would have remained employed as a director
18
through the time of trial had Defendant not retaliated against her. Importantly, the
19
20
jury instructions required Plaintiff to prove by a preponderance of the evidence that
the retaliation “contribute[d]” to her not being employed by Defendant through the
52
NO
time of trial. As we have explained, the jury had a reasonable basis for rejecting
Defendant’s affirmative defense —that—it__would have terminated — Plaintiff's
Ct Ww SE ta Y
employment even if she had not engaged in protected activity. And, as described in
our affirmance of the district court’s reinstatement order, the jury also heard
evidence that Plaintiff's career at the college was ona positive path until the reprisals
began. Plaintiff had previously and repeatedly renewed her annual employment
contracts, had received praise and recognition—including a recent promotion—from
her superiors, and had been tasked with implementing a revitalization project
projected to last several years. From this evidence the jury could have concluded,
10
11
reasonably and without speculation, that Plaintiff would have remained in her
position as campus director at the time of trial if Defendant had not retaliated against
12
her.
13
14
‘744 Defendant argues that the positions Plaintiff held before her removal as
Director of the El Rito campus no longer existed after the 2014-15 fiscal year; that
15
Plaintiff had been employed pursuant to one-year employment contracts that
16
17
Defendant could have declined to renew for legitimate reasons; and that there was
no evidence that the El Rito revitalization plan continued after the 2014-15 fiscal
18
year. Defendant contends that Plaintiff failed to present evidence “of a highly paid
19
20
director conducting programs and events to revitalize the El Rito campus in recent
years.” But Plaintiff was not required to prove that her campus director position and
53
NO
the revitalization project continued to exist despite Defendant’s retaliation against
her. Instead, Plaintiff's burden under the jury_instruction was_to_prove_that_if
stead, tif urden_under_ the _jury_instruction
Defendant had vot retaliated against her, it is more likely than not that she would
have remained in a director position. The jury was instructed that “[a]n act is a
‘cause’ of damages if it contributes to bringing about the damages and _if [the]
damages would not have occurred without it.” As we have explained, the jury could
have concluded that it was more likely than not that without the retaliation, Plaintiff
would have remained in the director position through the time of trial. We recognize
that financial considerations or other factors apart from retaliation might have caused
10
11
Defendant not to renew Plaintiff's contract after the 2014-15 fiscal year. Yet the jury
was not compelled to reach that conclusion. It was free to conclude, as 1t must have
12
in returning its verdict in accordance with the jury instructions, either that (1)
13
14
retaliation was probably the only cause and that the other factors were probably not
causes or (2) the causes were probably a combination of retaliation and the other
15
factors. Speculation was not necessary to reach either conclusion.
16
17
75} We hold that the evidence substantially supports the jury’s award of back pay
damages and that the verdict does not shock the conscience.
18
B. Emotional Distress
19
20
{76 With respect to emotional distress, the judge provided the following
justification: “[G]iven the testimony in this case and the amount of damages, I do
54
NO
believe that the damages awarded are excessive, and that those damages would have
been the result of sympathy or prejudice.” As we understand this explanation and
a a tk
the judge’s ruling on the remittitur motion, the judge concluded that $180,000 was
$90,000 more than necessary to compensate Plaintiff for the emotional harm she
suffered, and the judge inferred that unidentified sympathy or prejudice must have
accounted for the $90,000 difference between his opinion and the jury’s. We
recognize that a sufficiently large variance between the evidence of harm and the
amount of damages can support an inference that improper considerations influenced
the jury’s verdict. See Nava, 2004-NMSC-039, § 20 (affirming remittitur because
10
11
the jury’s award was “so unrelated to the injury and actual damages proven as to
plainly manifest passion and prejudice rather than reason or justice” (internal
12
quotation marks and citation omitted)); Vivian, 1961-NMSC-093, 4 14 (inferring
13
14
that a “grossly excessive” verdict resulted from “passion, prejudice, partiality,
sympathy” or the application of an incorrect measure of damages). However,
15
Defendant has not demonstrated that such a variance exists in this case.
16
17
177; The jury heard evidence that Plaintiff suffered from significant emotional
distress beginning in October 2013, when Defendant reprimanded her and removed
18
her from her position as campus director in retaliation for whistleblowing. Plaintiff
19
20
testified that the retaliation amounted to being “punished severely for trying to do a
good job” and explained that Defendant’s actions came as a shock to her. When she
55
1] was removed and transferred, she was “shoved in a corner with nothing to do [her]
21 job with” and “completely ostracized from the entire campus community.” This had
a negative impact on her self-confidence in the workplace. Her physician
recommended that she see a counselor to “adjust to the punishment,” and she did so
several times between October 2013 and June 2014. However, she was unable to
continue with mental health treatment as a result of her termination and resulting
loss of health insurance. Her termination ended a relationship with the college that
she had developed over the course of more than four years, during which she devoted
a great deal of time to her work, earned positive reviews until the reprisal began,
10
11
took the initiative to create and implement a plan to revitalize one of Defendant’s
campuses, and was promoted to campus director. Plaintiffs depression continued
12
while she was unemployed, as she endured the stress of losing her job, her income,
13
14
her insurance, and her residence on campus. She struggled to get up in the morning
and found it impossible to socialize. At the time of trial, nearly three years after her
15
termination, Plaintiff, though still unemployed, was doing better emotionally. '
16
17
783} Determining how much money would justly compensate Plaintiff for the
emotional harm she described entails the exercise of subjective judgment. Cf
18
Mathis, 1956-NMSC-074, § 8 (“In every case of personal injury a wide latitude is
"Defense counsel did not cross-examine Plaintiff about the nature, intensity,
or duration of her emotional harm.
56
NO
allowed for the exercise of the judgment of the jury[. |”); Powers v. Campbell, 1968-
NMSC-111, 49,79 N.M. 302, 442 P.2d 792 (recognizing that the amot
SENAY > TI TF . 4 EGE CoS EEE Git
and suffering awards “rests with the [fact-finder’s] good sense and deliberate
judgment” about “what is just compensation” based on the facts and circumstances
of the individual case). Neither judges nor juries have a mathematical formula or
precise measuring tool that will generate a single correct answer to the difficult
problem of assigning monetary value to a person’s suffering. See Sweitzer v.
Sanchez, 1969-NMCA-055, § 19, 80 N.M. 408, 456 P.2d 882 (‘[T]here is no
standard by which damage from emotional distress may be measured.”’); Powers,
10
11
1968-NMSC-111, 4 9 (recognizing that there is no “fixed measure of compensation”
for pain and suffering); Montgomery ex rel. Montgomery v. Vigil, 1958-NMSC-133,
12
411,65 N.M. 107, 332 P.2d 1023 (“We recognize the difficulty of determining what
13
14
is proper recompense for the pain and suffering of the plaintiff in this or any other
case.”); Mathis, 1956-NMSC-074, ¥ 8 (‘There is no standard fixed by law for
15
measuring the value of human pain and suffering.”); Sandoval, 1998-NMCA-085,
16
17
4 13 (T]he valuation of pain and suffering is a difficult, inexact undertaking at
best.”); Grammer v. Kohlhaas Tank & Equip. Co., 1979-NMCA-149, 9 58, 93 N.M.
18
685, 604 P.2d 823 (“No one can measure another’s pain and suffering[.]’’).
19
20
Reasonable people who conscientiously consider the same evidence can arrive at
different answers.
57
NO
79 In our view, that is what happened in this case. We presume that the jury
[P]laintiff’ when it awarded $180,000. The judge disagreed, concluding that
Plaintiff's emotional harm did not warrant $180,000, though it was substantial
enough to warrant $90,000. We think that both the jury and the judge selected
amounts within a reasonable range in light of the facts. Plaintiff presented evidence
that she suffered from significant emotional harm over a prolonged period of time,
while she was employed and after she was terminated, as a result of unlawful reprisal
that derailed Plaintiff's career, which had been on a positive trajectory for years until
10
11
Defendant began retaliating against her. The jury could have reasonably concluded
that $180,000 was just compensation and that a lower amount was insufficient based
12
on the likely emotional impact of the type of retaliation Defendant directed at
13
14
Plaintiff, the severity of the emotional harm that the jury believed was likely to flow
from the damage to her career and finances, her testimony about the specific ways
15
in which her depression manifested itself, and the jury’s assessment of her demeanor
16
17
while testifying. The jury’s opinion about damages is presumptively correct, and
Defendant has not persuaded us that the judge’s opinion “is demonstrably more
18
reliable than that of the jury.” A//sup ’s Convenience Stores, Inc., 1999-NMSC-006,
4d
19
417. The difference of opinion between the jury and the judge therefore does not
58
NO
justify the remittitur. To hold otherwise would shrink the deference to juries that
New Mexico precedent mandates and expand j
D ]
LO-p de at GAH}
80} We do not agree with Defendant’s contention that the remittitur here is
consistent with the remittitur our Supreme Court affirmed in Nava. In that case, the
jury found that the plaintiff's emotional distress damages for being subjected_to
sexual harassment in the workplace were $285,000, an amount equal to the
plaintiffs salary for five years. Nava, 2004-NMSC-039, ¢¥ 2, 16, 18-19. The judge
remitted the verdict to $90,250, concluding that it was based on “either sympathy or
an improper motive to punish [the d]efendant.” /d. ¢ 17. In support of this
10
11
conclusion, the judge found that: (1) “[the pJlaintiff was not fired, demoted,
suspended, or disciplined”; (2) “[the p]laintiff presented no evidence of concrete
12
special damages”; (3) “[the p]laintiff received no professional mental health care”;
13
14
(4) “the discrimination was limited to a nineteen-month period”; and (5) “[the
pllaintiff received two-and-a-half times the amount requested in her closing
15
argument.” /d. But no similar facts are present in the case before us. In contrast to
16
17
Nava, here (1) Plaintiff was both disciplined and terminated; (2) Plaintiff presented
evidence of concrete damages in the form of lost income and benefits; (3) Plaintiff
18
received professional mental health care for several months, stopping only because
19
20
she lost her health insurance; (4) no evidence narrowed the duration of Plaintiff's
emotional distress to a time frame that would call the jury’s verdict into question;
59
1} and (5) the verdict did not exceed any requested amount as Plaintiff did not request
2a specific amount. Because of these significant differences between Nava_and this
3] case, Nava does not support affirmance here. '3
813, Defendant has not carried its burden of demonstrating that this is an extreme
case in which it is necessary to correct an emotional distress verdict so excessive as
to shock the conscience.
'3Plaintiff and Defendant invite us to compare the facts and verdict in this case
with the facts and verdicts in other cases. Whether such comparisons may. be of any
use is not entirely clear. Compare Montgomery, 1958-NMSC-133, 4 11 (deeming “‘it
helpful to consider other verdicts in similar cases insofar as it is possible to make
such comparison” but explaining that “each case must be ruled chiefly upon its own
facts and circumstances” (internal quotation marks and citation omitted)), and Nava,
2004-NMSC-039, ¥ 19 (making such comparisons), with Sandoval, 2009-NMCA-
095, 718 (“We are skeptical about the usefulness of comparing awards for pain and
suffering in other cases.”); Robinson v. Mem’! Gen. Hosp., 1982-NMCA-167, 4 20,
99 N.M. 60, 653 P.2d 891 (stating that a comparison of the verdict at issue to those
in other cases was improper because “the question of excessive damages must be
determined from the evidence in this case”); Sweitzer, 1969-NMCA-055, { 5 (stating
that “[w]hat this [C]ourt may have done in other cases, . . . [was] of no consequence”
because the measure of damages must be determined from the evidence in each case
(internal quotation marks and citation omitted)). Assuming without deciding that
courts may compare similar cases despite the wide latitude the law gives juries in
assessing emotional distress damages and the inexactness of such assessments, we
decline to do so here because the parties have not cited cases that are factually similar
enough to allow any meaningful comparison. Another obstacle to helpful
comparison is that the verdicts in several of the cited cases are two or three decades
older than the verdict in this case. Because of the impact of inflation over long spans
of time, we doubt that the verdicts in such dated cases could serve as useful
yardsticks for measuring the verdict in this one, even if the cases were factually
similar.
60
IQ
ae
VI. Interest on Back Pay
82
wm
Ct
The final issue_on appeal is whether the district_court erroneously denied
Plaintiff's request for post-judgment interest on her damages for back pay. Under
NMSA 1978, Section 56-8-4(D) (2004), the state enjoys sovereign immunity from
awards of interest on judgments “except as otherwise provided by statute or common
law.” The issue here is one of first impression: whether the WPA provides for a
statutory exception in Section 10-16C-4(A), which states that a public employer
found to have violated the WPA “shall be liable” for, among other things, “two times
the amount of back pay with interest on the back pay.” Because our analysis hinges
10
11
on statutory interpretation, our standard of review is de novo. See Cates, 2017-
NMCA-063, ¥ 14.
12
{833 Three precedents of our Supreme Court interpreting Section 56-8-4(D) shape
13
14
our analysis. In Trujillo v. City of Albuquerque, 1998-NMSC-031, {§ 44-47, 125
N.M. 721, 965 P.2d 305, the question was whether NMSA 1978, Section 41-4-19(B)
15
(1991), which explicitly barred awards of pre-judgment interest against state entities
16
17
and employees, implicitly provided for awards of post-judgment interest. The Court
explained:
18
19
AL
Section 56-8-4(D) contemplates that the state and its political
subdivisions will not be immune from post-judgment interest where a
20
21
22
cam eae}
statute or the common law explicitly provides. Section 41-4-19(B) does
not so provide. The Section does not expressly state that the immunity
provided to the state and its political subdivisions for post-judgment
Lo
interest 1s waived under the TCA.
61
Trujillo, 1998-NMSC-031, § 47. The Court applied Section 56-8-4(D) again in
Gonzales v. New Mexico Department of Health, 2000-NMSC-029, 9§ 37-38, 129
N.M. 586, 11 P.3d 550, this time to NMSA 1978, Section 28-1-13(D) (1987,
amended 2005), a provision of the NMHRA, which “states that, with respect to
actual damages and attorney[] fees, “the state shall be liable the same as a private
person.’ ” Gonzales, 2000-NMSC-029, 4 37. The Court held that Section 28-1-13(D)
does not create a statutory exception for purposes of Section 56-8-4(D). The Court
reasoned, in pertinent part, that “Section 28-1-13(D) makes no mention of the
assessment of interest,” and that the plaintiff “offered no authority suggesting that
10
the phrase ‘actual damages and reasonable attorney|] fees’ should be expanded to
11
12
include interest.” Gonzales, 2000-NMSC-029, § 38. The Court reaffirmed Gonzales
in Nava, 2004-NMSC-039, § 22, holding that the plaintiff was “not entitled to post-
13
judgment interest for her claim under the NMHRA because Section 28-1-13(D) does
14
15
not explicitly waive the [s|tate’s immunity from post-judgment interest.” Nava,
2004-NMSC-039, § 23.
16
{84} Critically, unlike the statutes in Trujillo, Gonzales, and Nava, Section 10-16C-
T7/
18
4(A) explicitly imposes hability for “interest” on the state and its subdivisions. See
§ 10-16C-2(C) (defining “public employer” to include, among other things, “any
department, agency, office, institution, board, commission, committee, branch or
N
&
district of state government”; “any political subdivision of the state... that receives
62
NO
or expends public money from whatever source derived”; and “any entity or
no doubt that the Legislature intended to waive sovereign immunity for “interest”
on back pay. To conclude otherwise would render the word “interest” meaningless,
contrary to a “favored canon of statutory construction—the maxim that the
[L]egislature 1s presumed not to have used any surplus words in a statute[ and that
therefore] each word is to be given meaning.” State ex rel. Helman v. Gallegos,
1994-NMSC-023, 4 32, 117 N.M. 346, 871 P.2d 1352. So, in contrast to the issues
before our Supreme Court in 7rujillo, Gonzales, and Nava, the question in this case
10
11
is not whether the statute implicitly waives immunity for interest but instead whether
the explicit waiver for “interest” encompasses post-judgment interest.
12
{85} We find the answer in the plain language of Section 56-8-4 and Section 10-
13
14
16C-4(A). See Whitely, 1993-NMSC-019, 4 5 (recognizing that “the plain language
[is] the primary indicator of legislative intent”). We begin with Section 56-8-4,
15
which addresses each type of interest in a separate provision: post-judgment interest
16
17
in Subsection A and pre-judgment interest in Subsection B. This is significant
because the sovereign immunity provision in Subsection D creates an “exempt[ion]
18
from the provisions of this section except as otherwise provided by statute or
19
20
common law.” /d. (emphasis added). By its plain language, Subsection D applies to
all of the provisions of Section 56-8-4, exempting the state and its subdivisions from
63
NO
both post-judgment interest (Subsection A) and pre-judgment interest (Subsection
when the Legislature enacted the WPA, including Section 10-16C-4(A), it was
aware that Section 56-8-4(D) would immunize the state from both pre- and post-
judgment interest on back pay awards unless the Legislature explicitly provided for
a waiver of some kind. See [In re Kira M., 1994-NMSC-109, ¥ 15, 118 N.M. 563,
883 P.2d 149 (“We presume the [L]egislature is aware of existing law when it enacts
legislation.”’); Janet, 2013-NMCA-037, § 20 (interpreting the WPA in light of the
“principle that the Legislature is fully aware of both statutory and common law when
10
11
crafting statutes”). The choices before the Legislature were therefore whether to
waive immunity, which it clearly did, as we have explained, and whether that waiver
12
should include both types of interest or just one of the two. By selecting the generic
13
14
word “interest” in Section 10-16C-4(A), rather than more specific language, the
Legislature waived immunity for both pre- and post-judgment interest on awards of
15
back pay. Had the Legislature intended to waive immunity for just one type of
16
17
interest and preserve immunity for the other, it could have easily done so by, for
example, simply inserting “pre-judgment” or “post-judgment” before “interest.” See
18
Chatterjee v. King, 2011-NMCA-012, 4 15, 149 N.M. 625, 253 P.3d 915
19
20
(recognizing that “the Legislature knows how to include language in a statute 1f 1t so
desires”), rev’d on other grounds by 2012-NMSC-019, 280 P.3d 283. Instead of
64
narrowing the scope of the waiver in this manner, the Legislature chose not to limit
the type of “interest” in any way.To conclude that “interest includes only pre-
de He do Ga v¥ ey = SEAL de He SEAN
judgment interest and excludes post-judgment interest, we would have to rewrite the
statute by adding the word “pre-judgment.” We will not do so because the statute
makes sense as written. See State ex rel. Barela v. N.M. State Bd. of Educ., 1969-
NMSC-038, 4 7, 80 N.M. 220, 453 P.2d 583 (“We are not permitted to read into a
statute language which is not there, particularly if 1t makes sense as written.”);
Martinez v. Sedillo, 2005-NMCA-029, 4 7, 137 N.M. 103, 107 P.3d 543 (“We will
not rewrite a statute.”).
10
11
86} Defendant argues that Section 10-16C-4(A) does not meet our Supreme
Court’s explicitness requirement for waivers of immunity because the statute does
12
not include the phrase “post-judgment interest.” If Defendant is correct, then the
13
14
Legislature must use a phrase such as “pre-judgment and post-judgment interest on
the back pay,” rather than just using the word “interest,” if it wishes to waive
15
immunity for both types of interest. Neither Section 56-8-4(D) nor the precedent
16
17
interpreting it mandates this hyper-technical approach. The teaching of 7rujillo,
Gonzales, and Nava is that courts may not infer a waiver; a waiver exists only when
18
a statute explicitly makes the state liable for interest. Section 10-16C-4(A) does so.
19
20
And it would serve no useful purpose to require the Legislature to add unnecessary
adjectives such as “pre-judgment” and “post-judgment” to modify the noun
65
“interest” because its broad meaning is clear without such elaboration. Requiring
2| superfluous language would undermine the Legislature’s objective by draining all
3] meaning from the statutory mandate that public employers be held liable for “interest
Alon the back pay” and instead treating public employers as immune from such
5] liability. We decline to do so
6] 487} We hold that by explicitly making public employers liable for “interest on the
7| back pay” in Section 10-16C-4(A), our Legislature waived sovereign immunity for
8|| post-judgement interest pursuant to Section 56-8-4(D).
9] CONCLUSION
10] 88:3 | We reverse the orders regarding remittitur and post-judgment interest, affirm
11}}as to all other issues, and remand for further proceedings consistent with this
12] opinion, including any proceedings necessary to resolve Plaintiff's request that
13] Defendant pay her litigation costs and reasonable attorney fees for this appeal
14] pursuant to Section 10-16C-4(A).
15] <9} IT ISSO ORDERED. an
6 (hf
17 ZACHARBA A. IVES, Judge
18} WE CONCUR
1 _ 2 Md
20] J MILES HAN
a ere DUFFY, ffudge
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