A-1-CA-36741•January 9, 2020- Mary K. Hilley v. Michael Cadigan, No. A-1-CA-36741
January 9, 2020- Mary K. Hilley v. Michael Cadigan, No. A-1-CA-36741
A-1-CA-36741Nmctapp
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IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Court of Appeals of New Mexico
PYISASAO
Filed 1/9/2020 8:10 AM
MARY K. HILLEY,
Plaintiff-A ppellant,
Mark Reynoltis
V. No. A-1-CA-36741
NN
MICHAEL CADIGAN, an individual,
CADIGAN LAW FIRM PC,
a New Mexico corporation,
Defendants-Appellees.
APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
Beatrice Brickhouse, District Judge
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Mary K. Hilley
Albuquerque, NM
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1&
Pro Se Appellant
Sheehan & Sheehan, P.A.
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Joshua A. Allison
Briggs F. Cheney
Albuquerque, NM
for Appellees
VANZI, Judge.
a3~—-s- Plaintiff Mary Hilley appeals the district court’s grant of summary judgment
in favor of Defendants Michael Cadi
on Plaintiff's claims for legal malpractice, breach of contract, negligent
I)
misrepresentation, fraud, and violations of the Unfair Practices Act (UPA), NMSA
1978, Section 57-12-2(D)A7)
X IX vA
5 © =o
district court should not have granted summary judgment on her malpractice claims
against Defendants because (1) the district court erred, and violated Plaintiffs
constitutional rights, by refusing to allow testimony from Plaintiff's proffered
expert, Mary Kay Root, at the summary judgment hearing, and/or in refusing to
consider Ms. Root’s affidavit; (2) the law of the case doctrine precluded the grant of
summary judgment; (3) no expert testimony was required to create a material issue
of fact regarding Defendants’ alleged breach of the standard of care, or the affidavit
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of Dennis Downey, D.D.S. was sufficient to create a material issue as to such breach;
and (4) the district court failed to consider the whole record. Plaintiff further argues
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that the district court erred in granting summary judgment on her fraud and
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misrepresentation claims against Defendants because there were genuine issues of
material fact, and because, again, the district court failed to consider the whole
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record. Finally, Plaintiff argues that the district court erred in refusing to grant
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Plaintiff's requests to audio-record all hearings. Unpersuaded by any of Plaintiff's
arguments, we affirm.
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BACKGROUND
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Undisputed Material Facts
INO
@3 Rule 1-056(D)(2) NMRA requires that the memorandum in opposition to a
facts as to which the party contends a genuine issue does exist. Each fact in dispute
shall be numbered, shall refer with particularity to those portions of the record upon
which the opposing party relies, and shall state the number of the moving party’s
fact that is disputed.” Rule 1-056(E) also requires that the response, “by affidavits
or as otherwise provided in this rule, must set forth specific facts showing that there
iS a genuine issue for trial.”
{33 Inher responses to Defendants’ two motions for summary judgment, Plaintiff
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failed to comply with the requirements of Rule 1-056(D)(2) and (E), but instead
argued about the legal significance of the facts as she understood them, and attached
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affidavits, without explaining how specific facts set out in the affidavits create a
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genuine issue for trial. While we appreciate that Plaintiff, as a pro se litigant, has no
formal legal training, neither the district court nor this Court are required to sift
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through Plaintiffs responses to attempt to discern which, if any, of the material facts
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presented in Defendants’ motions are allegedly disputed by Plaintiff. Clayton v.
Trotter, 1990-NMCA-078, 4 12, 110 N.M. 369, 796 P.2d 262 (“[A] pro se litigant is
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bound by all of the rules applicable to litigants represented by attorneys.”); see /n re
ERA gt 4445 77
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Estate of Heeter, 1992-NMCA-032, ¥ 15, 113 N.M. 691, 831 P.2d 990 (holding that
“(t]his court will not search the record to find evidence to support an appellant’s
I)
claims”). Rule 1-056(D)(2) provides that “[aJll material facts set forth in the
statement_of the movin
controverted.” See Valenzuela v. Snyder, 2014-NMCA-061, § 11, 326 P.3d 1120
(holding that, given the non-moving party’s noncompliance with Rule 1-056
requirements, the undisputed material facts _asserted_in_ the summary judgment
motion were appropriately deemed admitted by the district court). Accordingly, we,
like the district court, consider the following facts, properly set forth in Defendants’
motions, to be undisputed.
{4 — Plaintiffis alicensed dental hygienist, who was hired by Greg LoPour, D.D.S.,
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in or around May 2011. As part of her employment, Plaintiff administered local
anesthesia to patients. On August 11, 2011, the New Mexico Board of Dental Health
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Care’s Dental Hygienist Committee (Committee), sent Plaintiff a letter stating that
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Plaintiffs licensing file “[does] not include any supporting documentation that [you
have] ever applied for or [have] ever been issued a Local Anesthesia Permit in New
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Mexico.”! It further stated that, when the Committee met in July 2011, “the
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Committee voted to refer Plaintiff's case to the Attorney General’s Office for the
issuance of a Notice of Contemplated Action (NCA) for the violation of’ NMSA
'For context, it appears from the amended complaint that Plaintiff had
requested copies of her licensing materials from the Committee, prompting the
Committee’s response.
I)
1978, Section 61-SA-21(A)(5), (7) (2003, amended 2019);2 NMSA 1978, § 61-5A-
A(D) (2011):3 16.5.28(8)_ (9). (10) NMAC? and _ 16.5.30.10(B)(10) NMAC? “with
TX 7s VODs FT AY OIG?
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proposed early resolution that [Plaintiff] accept and comply with a ‘[clease &
[djesist’ from administering local anesthesia until you are properly certified.” The
cited laws and regulations were attached to the letter
3 On August 18, 2011, Plaintiff emailed Defendants, who was already
representing Plaintiff in a separate real estate matter, explaining the situation with
the Board and indicating that she was “already certified,” but that she could not
locate a copy of the certificate. Plaintiff stated that she had sent the Board proof of
? Providing, in relevant part, that “the board and, as relates to dental hygienist
licensure, [C]ommittee may fine and may deny, revoke, suspend, stipulate or
otherwise limit any license or certificate .. . upon findings by the board or the
[C]ommittee that the licensee, certificate holder or applicant: ... (5) is guilty of
unprofessional conduct as defined by [this] rule; .. . (7) has violated any provisions
of the Dental Health Care Act or rule or relation of the board or, as relates to the
practice of dental hygiene, the [C]ommittee[.]”
Providing that “[i]n addition to performing dental hygiene as defined in
Subsection B of this section, dental hygienists who have met the criteria as the
committee shall establish and the board shall ratify may administer local anesthesia
under indirect supervision of a dentist.”
‘Providing, in relevant part, that “[l]ocal anesthesia administration is not
included as a function of dental hygiene licensure; it may only be performed by
dental hygienists who have been separately certified by the [C]ommittee to perform
the expanded function.” Regulation 16.5.28.9 NMAC sets forth the necessary
qualifications and documentation for certification by curriculum or exam, and
Regulation 16.5.28.10 NMAC sets forth the necessary qualifications and
documentation for certification by credentials.
Defining “[uJnprofessional conduct” as including, but not limited to
“injudicious administration of any drug or medicine[. |”
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the requisite coursework and proof of her licensure to administer anesthesia in other
everything the Board Administrator asked her to do, and lamented that “I can’t work
for my boss because of this clerical error.” Plaintiff stated that this was “distressing
to say the least’? and asked Defendants “Do I need an attorney for this?’’ Defendants
responded to Plaintiffs email on August 19, 2011, stating: “To answer your
question, you must have a lawyer take care of this.” Defendants noted that Plaintiff
still had a “few thousand dollars in the trust account” from the real estate matter, and
offered that “[i]f it is [ok] with you, I will use that money to pay the fees in this
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matter.” Defendant asked Plaintiff if she was currently working, and advised that
“t]he [BJoard has not yet issued a ‘[c]ease and [d]esist’ so you should be able to
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work.” He indicated that he would get a letter out to the Board that day.
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6} Plaintiff replied, “Great, that will help.” Plaintiff also explained in further
detail her background, and how she believed she had previously become certified in
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New Mexico. Defendant responded, and asked: “Do I understand that you can take
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a short class and get the anesthesia certificate? That might be the path of least
resistance to pursue in the meantime.” Plaintiff replied, “Another class?” and noted
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that she believed the class was not being offered for six months. Plaintiff stated: “I'll
Seat
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do it 1f Ihave to, BUT they should have some accountability for the error and hassle
I am having to go through. Also the loss of income.”
INO
tj Defendants sent two letters to the Board on August 19, 2011. The first one
im was representing Plaintif€. noting that no
a OEE EGE hE eG
and [d]esist’” order was included in the Committee’s letter, and that Plaintiff had
heard nothing from the Attorney General’s Office. Defendants cited Plaintiff's
current licensure as a dental hygienist, stating that “[uJntil and unless the Board takes
proper administrative action to suspend her license she will continue to practice.
[Plaintiff is] not in a financial position to stop working.” He further noted that
Plaintiff previously submitted all required paperwork relating to her anesthesia
certificate, and suggested that the Board search for her records under her former last
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name. The second letter attached copies of documents (also submitted by Plaintiff
in an earlier letter) demonstrating that Plaintiff had previously applied for the
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requisite credentials for the administration of anesthesia. Plaintiff continued
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searching for her anesthesia certificate, but could not find it.
33 On January 13, 2012, Defendants spoke with Assistant Attorney General
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Gloria Lucero, and sent her an email attaching Plaintiffs licensing file, including
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copies of Plaintiff's licenses to administer anesthesia in California, Colorado, and
Utah and proof that she applied for the anesthesia certificate in New Mexico. He
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asked that Ms. Lucero discuss Plaintiffs situation with the Board staff, to see if they
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might avoid a “compliance action,” and get back to him.
INO
(93 Meanwhile, also on January 13, 2012, Plaintiff notified Defendants via email
Plaintiff completed the course, and the Western Regional Examining Board (WREB)
licensing examination, and was notified she passed on March 2, 2012. Around this
same time on February 28, 2012, Defendants terminated their representation of
Plaintiff, because Plaintiff accused Defendants of having a conflict of interest. In the
letter of termination, Defendants further stated that he considered the legal matters
in which he was representing her to be complete, and that “lilt appears that the
Dental Board will not take licensing action against you, based, at least in part, on my
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correspondence with the attorney for the Dental Board. I am glad that you chose to
take the classes necessary to avoid a costly dispute with the Dental Board.”
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Defendants noted that, since the costs in the real estate matter totaled $9,775.10, only
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$224.90 remained in Plaintiffs trust account with the firm. Defendants told Plaintiff
that he would accept that amount as payment in full on the Dental Board matter,
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“although it is much less than would be owed under my typical hourly rate.”
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Defendants and his firm received no more than $224.90 in payment for services on
the Dental Board matter. No NCA action was issued against Plaintiff. On February
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12, 2013, Plaintiff was notified that the Board had granted her application for a local
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anesthesia permit.
INO
410} Following the commencement of litigation in this case (and in support of their
summary judgment motions) Defendants filed the affidavit of Mary Emily (“Molly”)
EV GHELO ta ZS GV AVEC Y {AVR EE y
Schmidt-Nowara, Esq., who offered expert opinions on Defendants’ professional
conduct in Plaintiff's Dental Board matter. Ms. Nowara, an attorney who regularly
represents individuals and entities in an array of licensing Board proceedings in New
Mexico, stated in her affidavit that, in her opinion, Defendants’ handling of
Plaintiffs Board case from August 2011 to February 2012 was consistent with the
standard of care for lawyers practicing in New Mexico at the time. Specifically, she
stated that it was appropriate for Defendants to advise Plaintiff to retain counsel in
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response to the August 11, 2011 letter from the Board, because, in her extensive
experience, licensees have a much greater chance of success in disciplinary matters
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if they are represented by counsel, and boards are accustomed to such representation.
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Ms. Nowara further opined that Defendants’ August 18, 2011, communication with
the Board was timely, appropriate, informative, professional, represented good
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advocacy, and was addressed to the issues presented. Ms. Nowara opined that
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Defendants’ advice was correct, and not tantamount to advising Plaintiff to break
the law. According to Ms. Nowara, Defendants’ reliance on Plaintiffs
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representations about her certification was reasonable, particularly given that
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licensees have their own professional and ethical duties and are obligated to
understand the requirements of licensure. Moreover, 1t was reasonable for
INO
Defendants to interpret the Board’s August 11, 2011, letter as one which did not
constitute a “cease and desist” request in itsel
+ Gol & oe & Se a as Ee EO a eat Gk ‘ tk Gai
proposed settlement, including a cease and desist provision, would be forthcoming.
Ms. Nowara noted that she did not see Defendants’ actions as neglect of Plaintiffs
case, but rather that, by not demanding that Plaintiff's matter be placed on the Dental
Board’s agenda, he provided Plaintiff with the opportunity to either locate or replace
her certification while avoiding the issuance of an NCA. Of further significance to
Ms. Nowara was the fact that Defendants advised Plaintiff as early as September
2011 that she should consider retaking the necessary coursework to expedite the
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certification process and address the Board’s concerns in a proactive way, but that
Plaintiff did not pursue this option until January 2012. Finally, Ms. Nowara opined
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that Defendants did not abandon Plaintiff or prejudice her case before the Board by
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terminating their representation in February 2012, because no NCA had been issued
and there was no pending disciplinary action.
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Procedural History
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4113 Plaintiff, appearing pro se, initiated this action against Defendants on
December 15, 2014. Plaintiffs original complaint included claims for breach of
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fiduciary duty, ineffective assistance of counsel, negligence, intentional misconduct,
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non-performance, breach of contract, abandonment, and malpractice. Defendants
filed a motion to dismiss Plaintiff's claims of ineffective assistance of counsel,
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intentional misconduct, non-performance and abandonment, as failing to state
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cognizable claims. On Jun
judgment, seeking dismissal of Plaintiff's malpractice, breach of contract and breach
of fiduciary duty claims for lack of causation. On the date of the hearing on the
foregoing motions, Plaintiff filed a motion for leave to amend the complaint. The
district court granted Defendants’ motion to dismiss. However, on February 17,
2016, the court denied Defendants’ motion for summary judgment, finding that
Plaintiff's response was “sufficient to raise questions of fact as to whether
Defendants’ representation of Plaintiff before the Dental Board caused Plaintiff any
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damage as alleged.” The court also granted Plaintiff leave to file the proposed
amended complaint with claims for breach of contract, intentional misrepresentation
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and fraud, negligent misrepresentation, and unfair and deceptive trade practices and
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malpractice. Plaintiff filed her amended complaint on March 16, 2016.
412} A scheduling order was entered on November 10, 2016, setting trial for
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October 2017, and establishing a number of deadlines. According to the scheduling
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order, Plaintiff's expert witness disclosures were due January 13, 2017, and
Defendants’ were due on February 13, 2017. Consistent with Rule 1-026(B)(6)(a)
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NMRA, disclosures were to include, among other things, the subject matter on which
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the expert is expected to testify, the substance of the facts and opinions to which the
expert is expected to testify, and a summary of the grounds for each opinion.
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Discovery was scheduled to conclude on August 16, 2017, and dispositive motions
were required to be filed by August 30,2017. The conclusion of the Scheduling
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Order states that “[a] motion and order are required for any modification of this
[o|rder.”
413} Plaintiff filed an expert disclosure on January 9, 2017, listing five experts
including (as relevant here) Scott Fuqua, to testify regarding “procedures at the [New
Mexico| R[egulation] L[icensing] D[epartment]” (RLD), “the standard of care for
an attorney handling a licensing dispute, licensing law, specific matters related to
[Plaintiff's] case and [Defendants] handling of the license matter.” Plaintiff also
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disclosed Mary Kay Root, of the RLD, Boards and Commissions Division, to testify
“about [Defendants’] actions on behalf of [Plaintiff] during her licensing situation”
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and “other matters related to licensing disputes.” Plaintiff provided the addresses for
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these individuals, but no other information.
4; On January 31, 2017, Plaintiff filed an amended disclosure, providing no new
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information regarding Mr. Fuqua, except that he was “reconsidering his willingness
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to be [an] expert witness,” and that he had been an expert witness before. Plaintiff
also stated that she would “supplement information at a later date regarding his
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qualifications.” Ms. Root was removed from the disclosure. Defendants filed their
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expert witness disclosure on February 13, 2017, identifying Ms. Nowara as an expert
who would opine on “whether Defendants’ representation of Plaintiff in connection
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with Plaintiff[’s] letter from the... Dental Board . .. was consistent with the standard
a CV and an affidavit setting forth Ms. Nowara’s opinions and the facts and grounds
in support.
as} On June 20, 2017, Defendants filed two motions: one for summary judgment
on Plaintiff's malpractice claims and negligent misrepresentation claim (Counts 1,
3, and 5), and one for summary judgment on Plaintiff's fraud and UPA claims
(Counts 2 and 4). Defendants argued that Plaintiff lacked any expert opinion
evidence that Defendants’ conduct breached the standard of care and was therefore
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unable to prove one of the elements of her professional negligence counts (Counts 1
and 5). Defendants further argued that Plaintiff's fraud and misrepresentation claims
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fail, because the undisputed facts show no misrepresentations to Plaintiff, and/or
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show no intent to deceive Plaintiff. On July 5, 2017, Plaintiff filed opposition briefs,
not specifically controverting any of Defendants’ list of undisputed material facts
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(as discussed hereinabove), but attaching affidavits from Plaintiff and several lay
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witnesses, and a dentist, Dr. Downey.
{16} Simultaneously, Plaintiff filed a second amended expert witness list, adding
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(again) Ms. Root, and removing Mr. Fuqua. This time, Plaintiff indicated (for the
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first time) that she intended to offer Ms. Root’s testimony at the summary judgment
hearing, stating that “[Ms. Root] 1s expected to testify that [Defendants] breached
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[their] duty to [Plaintiff] by failing to convey to [Plaintiff] or otherwise pursue the
method of resolution which oot] informed him of.° [Ms. Root] is also
Ee = a A = ae . Ss e Se ae oe oe oe . Se So ee Sd
expected to testify that [Defendants] hindered the resolution of [Plaintiff's] case, and
that [Plaintiff] would have been better off if [Defendants] had never represented
[her.]” Plaintiff added that “I cannot say with any exactness what the full scope of
[Ms. Root’s] testimony will be[.]” Defendants filed a motion to strike Plaintiffs
expert witness lists and to exclude the expert testimony of Ms. Root, citing Plaintiff's
willful failure to follow the requirements of the scheduling order or to request a
modification of the order, and her proffer of undisclosed expert testimony “on the
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eve of the hearing” on Defendants’ motions. Defendants argued that the district court
should grant the motions both pursuant to its inherent authority, and as a discovery
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sanction. Plaintiff filed a response arguing that the district court should permit Ms.
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Root to testify because Plaintiff's expert disclosures were adequate, Defendants
would not be prejudiced by Ms. Root’s testimony, and the August 3, 2017 hearing,
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was before the close of discovery. On July 18, 2017, Plaintiff filed a third amended
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expert witness list, this time attaching Ms. Root’s CV.
Plaintiff had also disclosed Ms. Root as a fact witness in her capacity as the
acting director of the Boards and Commissions Division, because Ms. Root had at
some point spoken with Defendant Cadigan, and had advised him that anyone denied
a license or permit could request to be placed on the agenda of a licensing
Committee’s next meeting.
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7; At the summary judgment hearing on August 3, 2017, with respect to
request was untimely, because Plaintiff failed to include, in her written responses to
the motions, an affidavit setting forth the opinions of Ms. Root, citing Rule 1-056(D)
and (E). The court also found that Plaintiff failed to timely and fully disclose Ms
Root as an expert witness as required in the scheduling order and in response to
Defendants’ discovery requests. For the same reasons, the district court did not
consider the affidavit of Ms. Root. The district court found that Plaintiff failed to
controvert, with affidavits or other admissible evidence, the undisputed material
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facts set forth in Defendants’ motions. The court therefore deemed those facts
admitted, granted Defendants’ motions, and dismissed Plaintiff's complaint with
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prejudice. This appeal followed.
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DISCUSSION
Standard of Review
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183 We first consider the district court’s exclusion of Plaintiff's proffered expert
1,4 ££ die
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4044 A A 44 al, 4 4 Lane nay lags 44 man AL,
(OStinitO ly alia: ALMUdVIt, WITCIT WO TOVIOCW ITOr dil dUUSO OL QISCICUIOL IVLUP GUE, Vv.
Gomez, 1991-NMCA-066, § 20, 116 N.M. 626, 866 P.2d 354 (reviewing under an
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Ke)
abuse of discretion standard the district court’s exclusion of oral testimony and
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see Allred v. N.M. Dep’t of Transportation, 2017-NMCA-019, 4 51, 388 P.3d 998
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(holding that Rule 1-037(B) NMRA bestows on the district court authority to grant
and enforce _sanctions_for discovery violations
EVE = Ywry ¥ Gt
discretion the district court’s sanction excluding of the testimony of an expert
witness who had not been properly disclosed). An abuse of discretion occurs when
the trial court’s ruling is against the facts, logic, and circumstances of the case or is
untenable or unjustified by reason. See State v. Rojo, 1999-NMSC-001, ¥ 41, 126
N.M. 438, 971 P.2d 829.
4193 Next, we review de novo the district court’s grant of summary judgment in
favor of Defendants. See Self v. United Parcel Serv., Inc., 1998-NMSC-046, § 6, 126
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N.M. 396, 970 P.2d 582. We ordinarily review the entire record “in [the] light most
favorable to the party opposing summary judgment and draw all reasonable
12
inferences in support of a trial on the merits.” Romero v. Philip Morris Inc., 2010-
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NMSC-035, 9 7, 148 N.M. 713, 242 P.3d 280. “However, if no material issues of
fact are in dispute and an appeal presents only a question of law, we apply de novo
15
review and are not required to view the appeal in the light most favorable to the party
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Opposing summary judgment.” City of Albuquerque v. BPLW Architects & Eng’rs,
Inc., 2009-NMCA-081, 9 7, 146 N.M. 717, 213 P.3d 1146.
18
0} “Summary judgment is appropriate when a defendant negates an essential
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element of the plaintiff's case by demonstrating the absence of an issue of [material]
fact regarding that element.” Mayfield Smithson Enters. v. Com-Quip, Inc., 1995-
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NMSC-034, § 22, 120 N.M. 9, 896 P.2d 1156. “A defendant seeking summary
upon which the plaintiff's claims are grounded.” Blauwkamp v. Univ. of N.M. Hosp.,
1992-NMCA-048, ¥ 14, 114 N.M. 228, 836 P.2d 1249. Once the defendant has made
a prima facie case, the non-movant has the burden of establishing the existence of a
genuine issue of material fact relevant to any element negated by the movant. See
Bartlett v. Mirabal, 2000-NMCA-036, § 17, 128 N.M. 830, 999 P.2d 1062; see also
Romero, 2010-NMSC-035, 4 10. “[S]ummary judgment should not be granted when
material issues of fact remain or when the facts are insufficiently developed for
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determination of the central issues involved.” Bartlett, 2000-NMCA-036, § 17
(internal quotation marks and citation omitted). However, the non-movant may not
12
rely on allegations or speculation, but must come forward with admissible evidence
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demonstrating a genuine issue requiring trial and demonstrating that the facts
allegedly in dispute are material to the claims at issue. Rule 1-056(E); Romero, 2010-
15
NMSC-035, § 11 (holding that materiality is determined by the governing
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substantive law, such that a fact is material if it is necessary to give rise to a claim).
In short, “the party opposing the summary judgment motion must adduce evidence
18
to justify a trial on the issues.” Romero, 2010-NMSC-035, 4 10 (alteration, internal
19
quotation marks, and citation omitted).
17
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A. The District Court’s Exclusion of Plaintiffs Proffered Expert Witness
Testimony and Affidavit Was Not Improper
1. The District Court Did Not Abuse Its Discretion
1 Plaintiff_ argues that the district_court_erred_in refusing to_allow Ms. Root_to
testify in the summary judgment hearing, because Rule 1-043(C) NMRA, permits
evidence to be presented through oral testimony in motion hearings, and thus “the
[d]istrict [c]ourt’s conclusion that Rule 1-056 prohibited oral testimony was
erroneous.” When a motion for summary judgment is made and supported by
10
affidavits and other admissible evidence, “an adverse party may not rest upon the
mere allegations or denials of his pleading, but his response, by affidavits or as
11
otherwise provided in this rule, must set forth specific facts showing that there is a
12
13
genuine issue for trial.” Rule 1-056(E). Moreover, “[b]ecause Rule 1-056 is silent
conceming the use of oral testimony to support or oppose motions for summary
14
judgment... it is clear that such practice is to be used, if at all, only upon a proper
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showing that the party seeking to offer such testimony has first exercised due
diligence in attempting to secure affidavits or deposition testimony . . . and that for
17
reasons beyond his control has been unable to obtain [them].” Marquez, 1991-
1s
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NMCA-060, 4 24. [hus, although Rule 1-045(C) authorizes the use of oral testimony
during hearings on motions, generally, “the court should use oral testimony on a
20
summary judgment motion sparingly and with great care.” Marquez, 1991-NMCA-
18
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066, J 23 (citing and quoting 10A Charles Alan Wright, Arthur R. Miller & Mary
Kay Kane, Federal Practice and Procedure § 2723 (4th 2019)),
Ce
22} Here, the district court excluded the testimony of Ms. Root in the summary
judgment hearing, reasoning that Rule 1-056(E) obligated Plaintiff to proffer Ms.
Root’s affidavit in opposition to Defendants’ motions, which Plaintiff had failed to
do. Plaintiff made no showing that she exercised due diligence to obtain an affidavit
from Ms. Root, but was unable, for reasons beyond Plaintiff's control. To the
contrary, the district court found that Plaintiff disregarded the requirements of the
scheduling order, and failed to adequately respond to Defendants’ discovery requests
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and requests to depose Ms. Root. Accordingly, the district court did not abuse its
discretion in excluding Ms. Root’s testimony. See Marquez, 1991-NMCA-066, § 24.
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3} Plaintiff next argues that the district court erred in refusing to admit Ms.
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Root’s affidavit. Specifically, Plaintiff quotes Richards v. Upjohn Co., 1980-
NMCA-062, 4 22, 95 N.M. 675, 625 P.2d 1192, for the proposition that “an affidavit
15
submitted [on] the day of the summary judgment hearing should be allowed, unless
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the other party needs time to rebut the information contained in the affidavit, and
there is some reason that the hearing cannot be postponed.” Similarly, in Marquez,
18
we held that “[i]n the absence of a showing of prejudice” the trial court should have
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considered two affidavits filed on the day of the summary judgment hearing. 1991-
NMCA-066, § 25. But in Marquez, the defendants “did not argue that they were
19
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prejudiced by the matters contained in the affidavits tendered on the day of the
earing o
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Plaintiff did not comply with the scheduling order or provide a substantive disclosure
of Ms. Root’s proffered expert opinions, and the bases for those opinions, prior to
the date of the summary judgment hearing. Plaintiff spends a great deal of her brief
arguing that Defendants are not prejudiced by the belated proffer of Ms. Root’s
affidavit, as shown by Defendants’ failure to seek adjournment of the summary
judement hearing to a later date, and because discovery was not scheduled to close
until the end of August 2011. But consideration of an affidavit from Ms. Root on the
10
11
date of the summary judgment hearing would have precluded Defendants from
responding to or rebutting Ms. Root’s testimony without significantly delaying the
12
resolution of the motions. Indeed, Defendants would have received the substance of
13
14
Ms. Root’s opinions for the first time more than two years after Plaintiff filed her
complaint, more than seven months after the expert disclosure deadline set forth in
15
the scheduling order, and only two months before trial. The prejudice posed to
16
17
Defendants in these circumstances 1s apparent, and the district court did not abuse
its discretion in excluding Ms. Root’s affidavit from consideration on summary
18
judgment.
19
20
4; For similar reasons, the district court’s exclusion of Ms. Root’s testimony and
affidavit was also an appropriate discovery sanction. Rule 1-026(B)(6)(a) sets forth
20
INO
the expert discovery to which parties are entitled, including, inter alia, discovery of
“the substance of the facts
PALE aN to -Go ob EO WE So es e e e © kk Gis
a summary of the grounds for each opinion|[,]” and the qualifications of the expert
to give such opinions. These requirements were also set forth in the district court’s
scheduling order, entered November 10, 2016. Pursuant to that order, Plaintiff was
to disclose the required information regarding any expert expected to testify at trial,
by January 13, 2017. “A scheduling order shall not be modified except by order of
the court upon a showing of good cause.” Rule 1-016(B) NMRA.
5} Plaintiff argues that she disclosed Ms. Root “at the proper time[,]” but
10
11
Plaintiff's initial disclosure plainly fails to meet the requirements of Rule 1-
026(B)(6)(a) and the scheduling order, as it does not detail the substance of Ms.
12
Root’s expected opinion testimony or the basis for her opinion, nor does it provide
13
14
her qualifications or any other information. Plaintiffs first amended expert
disclosure removed Ms. Root entirely. Plaintiff did not provide substantive
15
responses to defense counsel’s expert-related discovery requests, but only referred
16
17
to the prior disclosures. When she was asked, in January and February 2017, to
supplement her disclosures, and to provide dates on which any experts would be
18
available for deposition, she did not do so. Plaintiff's second and third amended
19
expert disclosures were not filed until July 2017, after Defendants” motions for
21
INO
summary judgment, and these still did not adequately set forth the substance of Ms.
.oot’s expected testimon
26} “We will not interfere with the [district] court’s enforcement of pretrial
deadlines. Adherence to such scheduling orders [is] critical in maintaining the
integrity of judicial proceedings.” Reaves v. Bergsrud, 1999-NMCA-075, 4 28, 127
N.M. 446, 982 P.2d 497 (internal quotation marks and citation omitted). Moreover,
Rule 1-037(B)(2)(b) provides that “if'a party fails to obey an order under Rule 1-026
..., the court in which the action is pending may .. . prohibit[] that party from
introducing designated matters in evidence.” Accordingly, we have concluded that
10
11
failure to comply with expert disclosure requirements is “sufficient grounds to
exclude expert witness testimony.” A//red, 2017-NMCA-019, § 47. Plaintiff, who is
12
“bound by all of the rules applicable to litigants represented by attorneys|,|’’ Clayton,
13
14
1990-NMCA-078, § 12, was on notice of her noncompliance with the court’s
scheduling order and expert disclosure requirements for approximately six (6)
15
months prior to the August 11th hearing. Six weeks before that hearing, the district
16
17
court also admonished Plaintiff that a lack of expert testimony would likely be fatal
to Plaintiff's claims, and reminded Plaintiff that she was in violation of the court’s
18
scheduling order with respect to expert disclosures. Plaintiff did not seek
19
20
modification of the scheduling order, and did not attempt to submit an affidavit from
Ms. Root until the date of the summary judgment hearing. Thus, the district court’s
22
INO
exclusion of Ms. Root’s affidavit was not “unreasonably severe,” as Plaintiff argues,
but _well_within the court’s discretion.
Ee oe
2. Plaintiff's Due Process Claim on Exclusion Was Not Preserved
a7 Plaintiff argues that the district court denied Plaintiff her rights to procedural
due process and trial by jury under Article II, Sections 12 and 18 of the New Mexico
Constitution, by ruling on Defendants’ motion to strike and exclude Plaintiffs
experts in the summary judgment hearing, without notice to Plaintiff, and after
informing the parties (at the outset of the summary judgment hearing) that the court
would not be ruling on the motion. But Plaintiff did not preserve this argument. The
10
11
record citations to which Plaintiff directs us are her statements to the district court
in a hearing some six weeks prior to the summary judgment hearing, before
12
Defendants’ motion to strike and exclude Plaintiff's experts was even filed. “[O]n
13
14
appeal, the party must specifically point out where, in the record, the party invoked
the court’s ruling on the issue. Absent that citation to the record or any obvious
15
preservation, we will not consider the issue.” Crutchfield v. N.M. Dep’t of Taxation
16
17
& Revenue, 2005-NMCA-022, ¢ 14, 137 N.M. 26, 106 P.3d 1273.
B. The District Court’s Grant of Summary Judgment on Plaintiff's
13
Malpractice Claims Was Correct
1. The Law of the Case Doctrine Did Not Preclude Summary Judgment in
Favor of Defendants
23
10
11
12
13
14
15
16
17
18
19
20
238} Plaintiff argues that the district court’s denial of Defendants’ first motion for
summary judgment became the “law of the case,” such that the district court should
not have granted Defendants’ subsequent motion for summary judgment. Plaintiff
misunderstands the law of the case doctrine. |
{29} The law of the case doctrine prevents relitigation of issues, such that “a
decision on an issue of law made at one stage of a case becomes a binding precedent
in successive stages of the same litigation.” Cordova v. Larsen, 2004-NMCA-087,
4 10, 136 N.M. 87, 94 P.3d 830 (internal quotation marks and citation omitted). The
doctrine “is a matter of precedent and policy; it is a determination that, in the
interests of the parties and judicial economy, once a particular issue in a case is
settled it should remain settled.” Trujillo v. City of Albuquerque, 1998-NMSC-031,
4 40, 125 N.M. 721, 965 P.2d 305 (internal quotation marks and citation omitted).
The doctrine is “discretionary and flexible.” Jd. 7 41. “Whether law of the case
applies, as well as how it applies, are questions of law subject to de novo review.”
State ex rel. King v. UU Bar Ranch Ltd. P’ship, 2009-NMSC-010, § 20, 145 N.M.
769, 205 P.3d 816.
30} The elements of a cause of action for legal malpractice are discrete, and
require the plaintiff to prove each element, including: “(1) the employment of the
defendant attorney; (2) the defendant attorney’s neglect of a reasonable duty; and
(3) the negligence resulted in and was the proximate cause of loss to the [plaintiff].”
24
I)
Encinias v. Whitener Law Firm, P.A., 2013-NMSC-045, § 8, 310 P.3d 611 (internal
[so UJL 13-2401 NMRA. A defendant
Sée
te Seg
:
y
§
y
i
.
¢
quotation marks and citation omitted);
who moves for summary judgment has only to negate one of the essential elements
of the claim. Blauwkamp, 1992-NMCA-048, 4 14. Accordingly, a litigant may
address or the district court may decide the element of causation, without addressing
or deciding whether the defendant breached any duty. See, e.g., Andrews v. Saylor,
2003-NMCA-132, 4 19, 134 N.M. 545, 80 P.3d 482 (noting that the defendants’
“motion for summary judgment was limited to the issue of proximate [causation]”’);
see also Paez v. Burlington N. Santa Fe Ry., 2015-NMCA-112, 9] 9-26, 362 P.3d
10
11
116 (affirming the district court’s grant of summary judgment in favor of the
defendants because no reasonable jury could find that the allegedly negligent
12
conduct caused the plaintiffs’ damages).
13
14
313, Here, Defendants’ first motion for summary judgment sought to negate only
the element of causation. The district court denied the motion by way of order dated
15
February 17, 2016, reasoning that Plaintiffs response to the motion had raised
16
17
questions of fact “as to whether Defendants’ representation of Plaintiff before the
Dental Board caused Plaintiff any damage as alleged.” Subsequently, Plaintiff
18
amended her complaint, and the parties engaged in discovery. In June 2017
19
20
Defendants again filed motions for summary judgment, arguing that the undisputed
evidence showed no breach of the standard of care. Because the district court’s 2016
25
INO
decision addressed the element of causation, it was not the law of the case as to the
te the element of breach of duty. Even if this were
Ge ea = os = VN a
not so, the 2016 decision preceded discovery. Thus, in 2016 the district court did not
finally decide the question of causation as a matter of law, but held that in the early
stages of litigation, there were material disputes of fact foreclosing summary
judgment in favor of Defendants. Accordingly, the 2016 decision was not the law of
oO
the case as to the 2017 decision. See Cordova, 2004-NMCA-087, § 10.
2. Plaintiff Required Legal Expert Testimony to Show a Material Dispute
10
of Fact on the Element of Breach of Duty
{32} Plaintiff argues that summary judgment in favor of Defendants on Plaintiff's
11
malpractice claims was improper, because legal expert opinion evidence was not
12
13
necessary to demonstrate a breach of the standard of care in this case, where
(according to Plaintiff) such breaches fall within the common knowledge of lay
14
jurors. We disagree.
15
16
33} Plaintiff's breach of contract and malpractice claims (Counts 1 and 5) both
require a showing that Defendants breached the standard of care, “measured by the
17
duty to apply the knowledge, care, and skill of reasonably well-qualified
1s
19
professionals practicing under similar circumstances.” Adobe Masters, Inc. Vv.
Downey, 1994-NMSC-101, 93, 118 N.M. 547, 883 P.2d 133. In such cases, breach
of the standard of care “must be proved by expert testimony un/ess the case is one
N
—
where exceptional circumstances within the common experience or knowledge of
26
INO
the layman are present.” /d. § 9; Buke, LLC v. Cross Country Auto Sales, LLC, 2014-
NMCA-078, 4 51, 331 P.3d 942 (noting that “Te|xpert testimony_is generally
ENGAGE > i . ‘i = WHEN EGE i
necessary to explain the applicable standard of conduct, and a plaintiffs failure to
present expert testimony to support a professional malpractice claim is usually
fatal’’). In_ other words, expert testimony is essential unless negligence “can be
determined by resort to common knowledge ordinarily possessed by an average
person.” Pharmaseal Labs., Inc. v. Goffe, 1977-NMSC-071, 9 17, 90 N.M. 753, 568
P.2d 589. Courts in other states have found such exceptional circumstances where
an attorney missed deadlines or stole client funds. See Meyer v. Dygert, 156 F. Supp.
10
11
2d 1081, 1091 (D. Minn. 2001). Similarly, expert testimony was deemed
unnecessary where an attorney’s breach of the standard of care was “egregious and
12
obvious,” such as failing to “appear in court on his client’s behalf,” to “notify a client
13
14
of [the] termination of employment,” to “inform a client of a settlement offer,” to
“follow a client’s instructions and adequately insulate it from creditors,” or to “file
15
an action within the statute of limitations.” Wastvedt v. Vaaler, 430 N.W.2d 561,
16
17
565 (N.D. 1988) (citations omitted). On the other hand, expert testimony is required
where an attorney’s representation involves, for instance, trial tactics, or specialized
18
knowledge, since “a jury cannot rationally apply negligence principles to
19
20
professional conduct without evidence of what a reasonable attorney would have
done under the circumstances and the jury may not be permitted to speculate about
27
I)
what the professional custom may be.” /d. at 566; see Sanders v. Smith, 1972-
NMCA-016, 4-16, 83. N.M. 706, 496 P.2d 1102 (holdin
ENGAGE > TH =o
not have the experience, knowledge and wisdom to opinionate on the complexities
of trial practice”); see also Meller v. Bartlett, 580 A.2d 484, 485 (Vt. 1990) (holding
that “claims of failure to account, conflict of interest, and unauthorized_hiring of
another attorney should be judged against professional standards verified by an
expert”).
(343 Here, Plaintiff claims that expert testimony was unnecessary because a lay
person could conclude that Defendants committed malpractice by effectively
10
11
causing her to violate the law by advising Plaintiff that she could continue to work
even after the Board’s issuance of the August 11, 2011 letter. The undisputed
12
material facts do not support this assertion. Plaintiff consistently maintained that, at
13
14
the time the Committee referred Plaintiff to the Attorney General’s Office, she was
certified to administer anesthesia in New Mexico but was unable to find proof of her
15
certification. Plaintiff referred to the Board’s lack of a record of her certification as
16
17
a “clerical error.” Plaintiff produced documentation proving that she completed
anesthesia coursework, was licensed to perform anesthesia in other states, and had
18
applied for certification in New Mexico. Thus, Defendants advised Plaintiff that she
19
20
could continue working while they tried to resolve the issue of proving her
certification—they did not advise her to work uncertified. According to expert
28
INO
witness Ms. Nowara, Defendants’ reliance on Plaintiff's representations about her
WEEN GEESE
professional and ethical duties and is obligated to understand the requirements of
licensure. Ms. Nowara further opined that it was reasonable for Defendants to
understand that the August 11, 2011, letter was not a “cease and desist” request, in
and of itself, but a notification that a proposed settlement including compliance with
such an order would be forthcoming. There is no evidence that, after the August 11,
2011 letter, until the termination of Defendants’ representation of Plaintiff, any
action was taken with respect to Plaintiff's license, by the Committee or the Attorney
10
11
General’s Office. Thus, although Defendants’ advice that Plaintiff could continue
working may not have been the most prudent advice, we do not think that a lay
12
person could conclude that it amounted to a directive that Plaintiff should violate
13
14
Section 61-5A-4(D), or 16.5.28.8.10 NMAC (containing certification requirements
for local anesthesia administration).
15
435} Plaintiff asserts that, even if Defendants did not advise her to violate the law,
16
17
it 1s obvious that Defendants should have warned Plaintiff about the potential
consequences of continuing to administer anesthesia—including the possible
18
revocation of Plaintiff's license. But the August 11, 2011, letter from the Committee
19
20
contained the warning that Plaintiff was being referred to the Attorney General’s
Office for issuance of a NCA for violation of the laws and regulations governing
29
certification, including Section 61-5A-21(A)(7), which provides that the Committee
(<4
spend, stipulate or otherwise limit any license or certificate.
EEG et Y 7 a tO WEY TREES AE
. upon findings by the board or the committee that the licensee, certificate holder of
applicant . . . has violated any provisions of the Dental Health Care Act or rule or
regulation of the board or, as relates to the practice of dental hygiene, the
committee.” In other words, the potential impact on Plaintiff's license was apparent
from the letter that led Plaintiff to seek counsel from Defendants in the first place.
Plaintiff and Defendants’ email exchanges also imply that Plaintiff understood the
seriousness of the potential consequences, should she be unable to prove her
10
11
certification status; accordingly, the parties discussed Plaintiff re-taking the requisite
certification course and examination, which she did. For these reasons, the
12
reasonableness of Defendants’ failure to overtly advise Plaintiff that her license
13
14
could be revoked, should she be unable to prove her certification status, required
evidence of what a reasonable attorney would have done under the circumstances—
15
evidence in the form of the testimony of lawyers. Sanders, 1972-NMCA-016, ¥ 14.
16
17
36} Plaintiff further argues that a lay person would understand that Defendants
should not have “sat idly by and did nothing as Plaintiff lost the value of her case.”
18
See George v. Caton, 1979-NMCA-028, 9 40, 93 N.M. 370, 600 P.2d 822. But
19
20
George was “limited to the failure of defendants .. . to commence an action [on
behalf of plaintiff] within the statutory period of limitations.” /d. § 33. In that case,
30
INO
we held that “[iJt does not require expert testimony to establish the negligence of an
attorney who is ignorant of the applicable statute_of limitations or who sits idly by
Pow EEE YE a Gi ae DE GEN GARE OE te FO AG ro a
and causes the client to lose the value of his claim for relief.” /d. 4 40. Plaintiff argues
that, here, if Defendants had not simply advised her to “sit tight,” and had instead
advised Plaintiff to obtain reciprocal certification (through reactivating her
certification in another state), Plaintiff could have obtained a new certification in
New Mexico within six to eight weeks, and would not have lost her job, through
which she had been earning $70,000 per year. Setting aside that many of the
underpinnings for this argument cannot be gleaned from the undisputed factual
10
11
record, this is precisely the sort of issue that requires expert testimony from a lawyer.
Defendants advocated for Plaintiff through correspondence with the Committee and
12
the Attorney General’s Office, and advised Plaintiff as early as September 2011 that
13
14
becoming recertified in New Mexico through retaking the relevant course and exam
may be the “path of least resistance” toward resolving her need for proof of
15
certification. Furthermore, Defendants stated in the affidavit that it was a strategic
16
17
choice on his part not to request that Plaintiff's matter be placed on the Committee’s
agenda. According to Ms. Nowara, Defendants’ advice in this regard was sound, as
18
it allowed Plaintiff the opportunity to either locate or replace her certification while
19
20
avoiding the issuance of an NCA. The practice of law “is not an exact science[;]”
accordingly, “a lawyer is not liable for every mistake” or less favorable decision in
31
I)
the practice of law. /d. 7 39. A lay person would require guidance in order to weigh
the_reasonableness_of Defendants’ strategy and_counsel_in light of Plaintiff's
Get oe
contention that Defendants should have instead counseled her to reactivate a license
in another state and seek reciprocity.’
37; For all these reasons, we conclude that expert testimony was required to show
a material dispute of fact on Plaintiff's malpractice claims, Defendants having set
forth facts showing no breach of the standard of care, particularly here, where
Defendants negated the element of breach through an affidavit from a legal expert,
Ms. Nowara. These facts are (as we have discussed) deemed admitted. Rule 1-
10
11
056(D)(2). Moreover, even if Dr. Downey’s affidavit (attached to Plaintiffs
response) had been properly presented, we reject Plaintiff's final contention—that
12
Dr. Downey’s affidavit constituted an “expert opinion” sufficient to create a material
13
14
issue of fact as to breach of the standard of care applicable to an attorney.
38; Plaintiff argues that, because dentists regulate the Dental Board, they are “as
15
competent” as a lawyer would be to testify regarding professional standard of care
Plaintiff also argues, on appeal, that Defendants ought to have requested a
hearing from the Board under NMSA 1978, Section 61-1-4(D), (E) (2003), but she
did not raise this argument below. We do not address arguments raised for the first
time on appeal. Benz v. Town Ctr. Land, LLC, 2013-NMCA-111, ¥ 24, 314 P.3d 688
(holding that, in general, an issue is not preserved unless the appellant “fairly
invoked a ruling of the trial court on the same grounds argued in the appellate court”
(internal quotation marks and citation omitted)). Moreover, these subsections appear
to apply only where an NCA was issued—and there is no evidence of such issuance
here.
32
in proceedings before the Board. Specifically, she asserts that dentists, in the context
of Board proceedings, have the “knowledge and wisdom” to provide opinions_on
VEU GES Phe =
professional practice before the Board. See Sanders, 1972-NMCA-016, 4 16.
Proceedings before the Dental Board are administrative proceedings in which
licensees are entitled to procedural protections and representation by an attorney or
another licensed member of their profession (or both). See NMSA 1978, § 61-1-8
(1981). But the fact that licensed members of the profession may also assist a
licensee in proceedings before administrative boards does not render them experts
on /egal malpractice in such proceedings. “Expert testimony in claims of legal
10
11
malpractice means testimony of lawyers.” Sanders, 1972-NMCA-016, 414. A
lawyer and a dentist do not have the same training, education, experience, or
12
professional requirements, and they bring to bear different areas of expertise in
13
14
assisting a licensee before the Board. For instance, a dentist would not be
knowledgeable about the issuance of subpoena, but would be able to assist a licensee
15
in understanding oral health care regimens for patients. Therefore, although a dentist
16
17
holds certain knowledge about requirements for professionals appearing before the
Dental Board, a dentist is not qualified to opine about the standard of care for a
18
lawyer representing a licensee before the Dental Board. The relevant “recognized
19
20
standards of . .. practice in the community” are those in the legal community, and
Dr. Downey cannot opine on those standards. /d.
33
INO
4393} We briefly address and reject Plaintiff's contention that the grant of summary
record when rendering its decision. Plaintiff does not identify the evidence the
? 66.
district court purportedly failed to consider, with the exception of the court’s “prior
order denying summary judgment on causation[,]” which we have already held was
not the law of the case, and was irrelevant to the breach of duty issues raised by the
subsequent summary judgment motion. “We will not search the record for facts,
areuments, and rulings in order to support generalized arguments.” Muse v. Muse,
2009-NMCA-003, 9 72, 145 N.M. 451, 200 P.3d 104.
10
11
B. The District Judge Properly Granted Summary Judgment in Favor of
Defendants on Plaintiff's Misrepresentation and Fraud Claims
12
13
40} Plaintiff argues that Defendants’ motion for summary judgment on Plaintiff's
misrepresentation and fraud claims failed to meet its burden of showing the absence
14
of any genuine issues of material fact requiring trial. We disagree.
15
16
4143. Defendants had the “initial burden of negating at least one of the essential
elements” of each claim; however, “to satisfy the threshold requirement of making
17
a prima facie showing of entitlement to summary judgment, [Rule] 1-056(C) does
1s
19
not require a moving party to support its motion with affidavits of .. . experts or
other sworn testimony affirmatively disproving [the plaintiff]s’ claims.”
Blauwkamp, 1992-NMCA-048, {§ 14-15 (emphasis added). Rather, the moving
N
—
party may show through “the pleadings, depositions, answers to interrogatories and
34
INO
admissions on file, together with the affidavits” that “the nonmoving party’s
evidence is_insi
SOE So en tay at Ga SEG = So ae = ¥ =
claim.” /d. | 15-16 (internal quotation marks and citations omitted)).
2 66
442} Plaintiff argues that Defendants’ “statement to her that she must have a lawyer
represent her [in the Board matter] is enough to state a claim for fraud],]” because it
is demonstrably false, and because she relied on Defendants’ advice to her detriment
and if he had not made the statement, she would not have hired him. Fraud requires
proof, by clear and convincing evidence, that: (1) “a representation of fact was made
which was not true”; (2) “either the falsity of the representation was known to the
10
11
party making it or the representation was recklessly made”; (3) “the representation
was made with the intent to deceive and to induce [the claimant] to rely on the
12
representation”; and (4) “[the claimant] did in fact rely on the representation.” UJI
13
14
13-1633 NMRA. Here, assuming that Defendants’ email statement that “you must
have a lawyer take care of this” should be taken literally, as a statement that
15
representation by a lawyer is legally required in Board proceedings, and that this
16
17
representation was therefore false, there is no genuine dispute of material fact as to
Defendants’ intent. Defendant Cadigan, in his affidavit in support of summary
18
judgment, stated that he advised Plaintiff that she must have an attorney represent
19
20
her to convey that he believed Plaintiff should have a lawyer assist her in a matter
where she was threatened with an NCA against her professional license. Expert
35
INO
letter from the Board, because in Ms. Nowara’s extensive experience, licensees have
a greater chance of success in disciplinary matters if they are represented by counsel,
and the Boards are accustomed to such representation. As we have said, because
Plaintiff “failed to specifically controvert Defendants’ material facts with affidavits
or admissible evidence” these facts are deemed admitted. Rule 1-056(D)(2), (E).
Moreover, we agree with the district court that Plaintiffs affidavit (and attachments)
in support of summary judgment contains no evidence from which a fact-finder
10
11
could infer that Defendants, through saying that Plaintiff “must” have a lawyer
represent her, intended to deceive Plaintiff into believing that she was /egally
12
required to retain an attorney in the Board matter. Lopez v. Townsend, 1938-NMSC-
13
14
058, J 49, 42 N.M. 601, 82 P.2d 921 (stating that where “circumstantial evidence is
relied upon for recovery,” the inference sought by the plaintiff must be “the more
15
probable hypothesis’). Plaintiff's argument and speculation to the contrary, set forth
16
17
in her response and attached affidavit, are not evidence upon which a court can rely
ina summary judgment proceeding. See VP. Clarence Co. v. Colgate, 1993-NMSC-
18
022, 9 2, 115 N.M. 471, 853 P.2d 722; Springer Corp. v. Dallas & Mavis
ERA 4 go44 D4 m1 O4
19
Forwarding Co., 1976-NMCA-130, § 11, 90 N.M. 58, 559 P.2d 846 (“An inference
36
INO
which will support a judgment cannot be supposition or conjecture, but must be a
43} Plaintiff next argues that, in the affidavit attached to her summary judgment
responses, she set forth “several allegations of fraud” supported by documented
evidence in the form of emails and letters that Defendants wrote. and that these
allegations “are sufficient to establish a genuine issue of material fact[] sufficient to
withstand ... summary judgment.” Relatedly, Plaintiff (again) argues that the district
court failed to consider the whole record. But Plaintiff fails to identify any of the
several allegations that she claims create a material dispute of fact, and does not say
10
11
what portion of the record the district court failed to consider. We “will not search
the record to find evidence to support an appellant’s claims[,]” /n re Estate of Heeter,
12
1992-NMCA-032, 4 15, nor “search the record for facts, arguments, and rulings in
13
14
order to support generalized arguments.” Muse, 2009-NMCA-003, 4 72.
C. Audio Recording of Proceedings
15
(44; Plaintiff's final argument is that the district court should have granted her
16
17
request that the hearings in her case be recorded, citing her October 2015 motion for
“all hearings” to be audio recorded. Plaintiff claims that she “made important
18
statements in hearings that have been removed, scrambled or come out as inaudible,”
19
20
but does not explain or proffer an example of even one of these purported errors.
More importantly, Plaintiff cites no authority for the proposition that it was an abuse
37
1] of the district court’s discretion to refuse audio recording, when a stenographic
2| recording of the proceedings was taken. Where a party cites no authority fora
3] proposition, we assume that none exists, and we do not consider it on appeal. /77
A| Educ. Servs., Inc. v. Taxation & Revenue Dep’t of State of N.M., 1998-NMCA-078,
5} 4.10, 125 N.M. 244, 959 P.2d 969; see In re Adoption of Doe, 1984-NMSC-024, ¥ 2
6| 100 N.M. 764, 676 P.2d 1329.
7| CONCLUSION
8| (453 We affirm.
9} 46 IT ISSO ORDERED.
oe , ia
10 Cpr doe
11 LINDA. VANZI, Judge ~
12) WE CONCUR: /
yr .
13)_2, Ub MMe
14
J. MILES HANISEE, Chief Judge
i: pot
UU Sica 34
oO Ns
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