2019005190•EEOC Appeal 2019005190
Gesamter Gesetzestext
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Enriqueta T.,1 Complainant, v. David Bernhardt, Secretary, Department of the Interior (Bureau of Land Management), Agency. Appeal No. 2019005190 Agency No. DOI-BLM-18-0352 DECISION On July 8, 2019, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s June 11, 2019, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq., and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Information Receptionist (OA), GS-4, at the Agency’s BLM Idaho State Office, Branch of Land, Mineral, and Water Rights facility in Boise, Idaho. On May 25, 2018, Complainant filed an EEO complaint alleging that the Agency subjected her to discrimination and/or harassment on the bases of race (Native American), national origin (Hispanic), sex (female), disability (intellectual), and reprisal for prior protected EEO activity when: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2019005190 2 1. On April 4, 2018, she was issued a letter of reprimand. 2. From April 4, 2018 through the present, the Agency a. Failed to follow FMLA procedures or protect her medical information; b. Subjected her to unwanted comments; c. Dictated how she was to participate in meetings; d. Interfered with her work and medical appointment schedule; e. Failed to act upon her allegations of harassment; f. Negatively affected her duties and assignments and micro-managed her; and g. Illegally searched her work area. The Agency accepted the complaint and conducted an investigation, which produced the following pertinent facts: Regarding her bases of retaliation/reprisal, Complainant alleged that she was retaliated against by her first-line and second-line supervisors (Supervisor1 and Supervisor2, respectively) due to her reports involving the targeting of a disabled colleague and her participation in the instant complaint. Complainant indicated that she first addressed management regarding the alleged discrimination against a disabled colleague on April 3, 2018. Supervisor1 identified himself as “of Latin descent,” of unknown race, and male, with no identified disabilities. Supervisor2 was identified as Hispanic/Mexican, Caucasian, and female, with no identified disabilities. On April 4, 2018, the Agency issued Complainant a letter of reprimand. Supervisor1 attested that Complainant was given the letter because of her failure to meet standards. He explained that Complainant was late for work from January 18 to April 3, 2018 and he had attempted several times to work with her on a schedule that would enable her to be on time. He further explained that reliable attendance and adherence to the prescribed work schedule is required for Complainant to meet the Fully Successful performance standard and he gave her verbal and written warnings about failing to meet standards. Supervisor1 provided a list of times Complainant was late, from January 18 to April 3, 2018, ranging from 6 minutes to 2 hours late, for various reasons offered by Complainant, including no explanation, waking up late, husband late from work, traffic, and not feeling well/stomach ache. Supervisor1 attested that he consulted with his management and the Employee Relations Specialist (ER Specialist) several times leading up to the issuance of the letter. Supervisor2 confirmed that the letter was issued by Supervisor1 due to Complainant’s pattern of tardiness. Complainant attested that she was informed that she should notify Supervisor1 prior to arriving late and that she had been apprised of “late procedures.” She also acknowledged that she was told that if she did not follow procedures regarding appropriately notifying Supervisor1 prior to being late, it could result in disciplinary action. Complainant alleged that all 14 late events were acknowledged and approved and were in accordance with Supervisor1’s request that he be notified in advance.
2019005190 3 Complainant also attested that the events were not coded as AWOL but were coded against her annual or sick leave balances and she had an FMLA agreement that was effective April 17, 2017. She supplied a log of her absences and late arrivals from December 27, 2016 through April 4, 2018, noting the reasons for the events, including those relating to maternity bed rest and caring for her prematurely born baby. Her log indicates that she returned to work full time on June 18, 2018 and indicates numerous late arrivals after that date. The record shows that, on April 17, 2017, Complainant was approved for leave from March 27, 2017 to June 27, 2017. The approval indicates she was approved for accrued annual and sick leave for care of family member and FMLA leave for birth/adoption/foster care. Complainant alleged that from January 18 to April 3, 2018, her baby had several illnesses that required constant care and alleges that her FMLA was active during this time. With respect to her allegations of harassment, Complainant alleged that the Agency failed to follow proper FMLA procedures and protect her medical information. She asserted that her FMLA agreement was approved to take care of her premature baby, as Supervisor1 and Supervisor2 were aware. She acknowledged that her FMLA agreement was for a limited time and she alleged that she was told it expired on April 16, 2018. She alleged that the Agency lied to her about the FMLA being expired and exposed her personal medical/disability information. Supervisor1 and Supervisor2 denied having knowledge of Complainant’s FMLA status or medical information. Complainant also alleged that Supervisor1 subjected her to unwanted comments, such as stating, “I have some puzzles for you to work on,” and “Do you know why Moms milk their calves? Because of caffeine.” Supervisor1 denied making unwanted comments to Complainant, but he acknowledged that the joke about the milk and calves sounds similar to a joke he shared with staff. He also recalled an incident when a family came to the Visitor’s Center and a young child played with the Agency’s puzzle and could not put it back together and, while he did not recall asking Complainant to put it back together, he did not think it would have been unreasonable to do so. Complainant also alleged the Agency dictated how she was to participate in meetings and interfered with her work and medical appointment schedule. She described mandatory meetings, including a performance review meeting, that were scheduled prior to her being asked about the time and date with more notice and included other employees. Supervisor1 denied interfering with Complainant’s work or medical appointments. Complainant also alleged the Agency failed to act upon her allegations of harassment, largely in reprisal for her protected EEO activity as described above. Complainant also alleged that the Agency negatively affected her duties and assignments and micromanaged her. She generally alleges that her duties were changed from those in her position description to those in a Letter of Expectation, dated July 17, 2018. Management explained that due to a change in business practices in the front lobby, Complainant was changed from an
2019005190 4 Administrative Support Assistant, supporting the Safety Officer in the Division of Support Services. Complainant also alleged the Supervisor1 illegally searched her work area when she was not present. She alleges that cameras documented him searching her work area. Supervisor1 attested that Complainant was out of the office and the back-up receptionist needed to find the conference room schedule and he assisted her by looking through the folders on the desk. Supervisor2 attested that, on several occasions, she has opened the reception desk drawers for the tool to unlock the front building doors and office supplies, and to retrieve office supplies. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). In accordance with Complainant’s request, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. The instant appeal followed. On appeal, Complainant makes numerous statements concerning the facts surrounding her allegations, including noting the proximity in time between her protected class activity and the adverse letter of reprimand towards her claims of retaliation, the fact that her performance reviews indicate her performance was fully satisfactory in opposition to the allegation that she failed to meet performance standards, and her medical problems and FMLA approval; asserting that tardiness was never an issue for others; and disputing management’s statements about her schedule, proposed changes, and counseling. In response, the Agency reiterated its findings in its final decision argues that Complainant failed to demonstrate discrimination, reprisal, or harassment. It asks that we deny the appeal and affirm its decision. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”).
2019005190 5 Disparate Treatment Claims Complainant has alleged that the Agency treated her disparately in issuing her a letter of reprimand. A claim of disparate treatment is examined under the three-part analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). For a complainant to prevail, she must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. See McDonnell Douglas, 411 U.S. at 802; Furnco Constr. Corp. v. Waters, 438 U.S. 567 (1978). The burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. See Tex. Dep’t of Cmty. Affairs v. Burdine. 450 U.S. 248, 253 (1981). Once the agency has met its burden, the complainant bears the ultimate responsibility to persuade the fact finder by a preponderance of the evidence that the agency acted on the basis of a prohibited reason. See St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502 (1993). Even if we assume that Complainant established a prima facie case of discrimination, her claim ultimately fails, as we find that the Agency articulated legitimate, non-discriminatory reasons for its actions. The Agency explained that the letter was in response to Complainant’s multiple instances of tardiness and her failure to adhere to procedures regarding late arrivals. We note that Complainant did not deny being frequently late and acknowledged that she was. We also note that the April 17, 2017 letter regarding FMLA leave approval indicates that it expired on June 27, 2017. We find the Agency’s actions of issuing a letter of reprimand under these circumstances to be legitimate. Therefore, although Complainant has alleged discrimination, she has not established by a preponderance of the evidence, that the legitimate, non-discriminatory reasons articulated by the Agency were a pretext for unlawful discrimination or motivated by some unlawful discriminatory animus with respect to her claim. Harassment Claim Complainant has alleged the Agency subjected her to harassment, noting several alleged instances. To establish a claim of hostile environment harassment, Complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on his statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the Agency. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982); Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). See also, Enforcement Guidance on Harris v. Forklift Systems Inc., EEOC Notice No. 915.002 (March 8, 1994). In other words, to prove her harassment claim, Complainant must establish that she was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in her position would have found the conduct to be hostile or abusive.
2019005190 6 She must also prove that the conduct was taken because of a protected basis – in this case, her race, national origin, sex, disability, and/or prior protected EEO activity. Only if she establishes both of those elements – hostility and motive – will the question of Agency liability present itself. Although Complainant asserts that the Agency acted discriminately, there is insufficient evidence to support the allegation that any of Complainant’s protected statuses played any role in the incidents at issue. Thus, Complainant’s allegations, even if true, are insufficient to support a claim of discriminatory harassment. Complainant’s harassment allegations can generally be described as relating to managerial decisions, such as time and attendance matters, scheduling of meetings, and re-assignment due to a change in policy, or as relating to being told things or spoken to in ways she did not like. Without evidence of an unlawful motive, we have found that similar disputes relating to managerial decisions do not amount to unlawful harassment. See Complainant v. Dep’t of Def., EEOC Appeal No. 0120122676 (Dec. 18, 2014) (The record established that the issues between the complainant and the supervisor were because of personality conflicts and fundamental disagreements over how work should be done and how employees should be supervised, and there is no indication that the supervisor was motivated by discriminatory animus towards the complainant's race, sex. or age); Lassiter v. Army, EEOC Appeal No. 0120122332 (Oct. 10, 2012) (personality conflicts, general workplace disputes, trivial slights and petty annoyances between a supervisor and a complainant do not rise to the level of harassment). We have also found allegations relating to statements a complainant found unpleasant or inappropriate may be insufficiently severe or pervasive to have altered the conditions of his or her employment. See Phillips v. Dep’t of Veterans Affairs, EEOC Request No. 05960030 (July 12, 1996) (the allegation that a supervisor had “verbally attacked” the complainant on one occasion, attempted to charge him with AWOL, and disagreed with the time the complainant entered into a sign in log, were found to be insufficient to state a harassment claim). The allegations, assuming they are true, were isolated incidents that are insufficient to support a prima facie case of harassment. See Rennie v. Dalton, 3 F.3d 1100 (7th Cir. 1993). Thus, her harassment claim fails as well. CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we AFFIRM the Agency’s final decision.
2019005190 7 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint.
2019005190 8 RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations May 7, 2020 Date
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