2020000589•EEOC Appeal 2020000589
Gesamter Gesetzestext
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Buck H.,1 Complainant, v. Louis DeJoy, Postmaster General, United States Postal Service (Capital Metro Area), Agency. Appeal No. 2020000589 Hearing No. 570-2018-00078X Agency No. 4K-200-0067-17 DECISION Complainant filed a timely appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s September 19, 2019, final order concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final order. ISSUE PRESENTED The issue is whether the Administrative Judge properly issued a decision without a hearing finding that Complainant did not establish that the Agency discriminated against him based on disability when his request for annual leave was denied and he was charged leave without pay; and he was allegedly sent home prior to the end of his tour. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2020000589 2 BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Letter Carrier at the Agency’s Washington, D.C. Post Office. Complainant stated that on March 14, 2017, he called to request annual leave due to a flare-up of his back stemming from an on-the-job injury he sustained on February 20, 2007. Report of Investigation (ROI) at 56. On March 17, 2017, Complainant submitted a leave request for 16 hours of annual leave for “OWCP” (Office of Workers’ Compensation Program) for March 14, and 15, 2017, which was disapproved due to “no supported medical.” ROI at 196. Complainant stated that on March 18, 2017, his first-line supervisor (S1) informed him that she placed him on leave without pay (LWOP) for March 14, and 15, 2017, because he did not have an on-the-job injury on file. ROI at 57. Complainant stated that on March 20, 2017, a different supervisor (S2) asked him to have his doctor complete a “CA-17” form and sent him home at the start of his tour. ROI at 60. Complainant filed a grievance, which was resolved on June 1, 2017. Complainant’s managers were instructed to change the LWOP for March 14, and 15, 2017, to either annual leave or OWCP leave, if there was an active case and the leave pertains to that case. ROI at 70-3. EEO Complaint On June 9, 2017, Complainant filed an EEO complaint alleging that the Agency discriminated against him based on disability (shoulder, legs, and back) when: 1. on March 14-15, 2017, his request for annual leave was denied and his time was changed to LWOP; and 2. on March 20, 2017, he was sent home prior to the end of his tour. At the conclusion of the investigation, the Agency provided Complainant with a copy of the ROI and notice of his right to request a hearing before an EEOC Administrative Judge (AJ). Complainant timely requested a hearing. When Complainant did not object, the AJ assigned to the case granted the Agency’s August 19, 2019, motion for a decision without a hearing and issued a decision without a hearing on September 16, 2019. The AJ noted that a prima facie inquiry may be dispensed with because the Agency articulated legitimate, nondiscrimatory reasons for its actions. The AJ found that Complainant was denied OWCP leave because he failed to provide appropriate documentation. In addition, the AJ noted that Complainant’s current supervisors were not aware of his 2007 OWCP claim, and that Complainant had not provided information regarding any ongoing restrictions or limitations for his job. The AJ then determined that Complainant did not present any evidence that management’s classification of his leave as LWOP, after his failure to provide information to verify that it was OWCP leave, was pretext for discrimination.
2020000589 3 For claim 2, the AJ found that Complainant did not provide evidence that the Agency’s legitimate reason for seeking additional information, after he requested time off for a 2007 injury, was pretext for discrimination. The AJ noted that Complainant’s bare allegations of discrimination were not sufficient to bar summary judgment. The AJ concluded that Complainant did not establish genuine issues of material facts or credibility, which require a hearing, and she granted the Agency’s motion for a decision without a hearing. The Agency subsequently issued a final order adopting the AJ’s finding that Complainant failed to prove that the Agency subjected him to discrimination as alleged. Complainant filed the instant appeal and submitted a brief in support of his appeal.2 The Agency opposed Complainant’s appeal. CONTENTIONS ON APPEAL Complainant’s contentions Complainant argues that S1 provided false statements and that her credibility was in question. For example, Complainant notes that S1 stated that she requested medical information from Complainant, but that he left a message on March 14, 2017, and did not speak with S1. Complainant also asserts that S1 falsely stated that Complainant did not provide medical documentation, and that he provided medical documentation to the Family Medical Coordinator Specialist for his Family and Medical Leave Act (FMLA) entitlement. Agency’s contentions The Agency argues that claim 1 is moot and should be dismissed because it was resolved through a grievance and presents no lingering effects. The Agency states that Complainant did not establish a prima facie case of disability discrimination because based on his testimony, he is not disabled. The Agency also argues that Complainant cannot rebut the Agency’s legitimate, nondiscriminatory reasons for its actions. The Agency notes that Complainant requested OWCP leave, and that his managers were not aware of his OWCP claim and requested supporting documentation. In addition, when Complainant stated that he could not work on March 20, 2017, due to his OWCP injury from ten years ago, a supervisor requested updated medical restrictions. The Agency states that Complainant did not provide the requested medical information and returned to work the following day. The Agency requests that the Commission uphold the AJ’s decision. 2 Complainant requested, and was granted, an extension to file his appeal brief. Complainant and the Agency subsequently filed timely briefs.
2020000589 4 ANALYSIS AND FINDINGS Standard of Review In rendering this appellate decision, we must scrutinize the AJ’s legal and factual conclusions, and the Agency’s final order adopting them, de novo. See 29 C.F.R. § 1614.405(a) (stating that a “decision on an appeal from an Agency’s final action shall be based on a de novo review . . .”); see also Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9, § VI.B. (Aug. 5, 2015) (providing that an administrative judge’s determination to issue a decision without a hearing, and the decision itself, will both be reviewed de novo). This essentially means that we should look at this case with fresh eyes. In other words, we are free to accept (if accurate) or reject (if erroneous) the AJ’s, and the Agency’s, factual conclusions and legal analysis – including on the ultimate fact of whether intentional discrimination occurred, and on the legal issue of whether any federal employment discrimination statute was violated. See id. at Chapter 9, § VI.A. (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). Decision without a hearing We determine whether the AJ appropriately issued the decision without a hearing. The Commission’s regulations allow an AJ to issue a decision without a hearing upon finding that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). EEOC’s decision without a hearing regulation follows the summary judgment procedure from federal court. Fed. R. Civ. P. 56. The U.S. Supreme Court held summary judgment is appropriate where a judge determines no genuine issue of material fact exists under the legal and evidentiary standards. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a summary judgment motion, the judge is to determine whether there are genuine issues for trial, as opposed to weighing the evidence. Id. at 249. At the summary judgment stage, the judge must believe the non-moving party’s evidence and must draw justifiable inferences in the non-moving party’s favor. Id. at 255. A “genuine issue of fact” is one that a reasonable judge could find in favor for the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A “material” fact has the potential to affect the outcome of a case. An AJ may issue a decision without a hearing only after determining that the record has been adequately developed. See Petty v. Dep’t of Def., EEOC Appeal No. 01A24206 (July 11, 2003). We carefully reviewed the record and find that it is adequately developed. To successfully oppose a decision without a hearing, Complainant must identify material facts of record that are in dispute or present further material evidence establishing facts in dispute. Here, Complainant only makes bare assertions that S1 was not truthful, but he did not provide any evidence to show a genuine dispute of any material facts.
2020000589 5 We note that mere allegations, speculations and conclusory statements, without more, are insufficient to create a genuine issue of material fact. See Lee v. Dep’t of Homeland Security, EEOC Appeal No 0520110581 (Jan. 12, 2012), citing to Baker v. U.S. Postal Serv., EEOC Appeal No. 01981962 (June 26, 2001), request for reconsideration denied, EEOC Request No. 05A10914 (Oct. 1, 2001). As such, we find that the AJ properly issued a decision without a hearing. Disparate Treatment Generally, claims of disparate treatment are examined under the analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Hochstadt v. Worcester Found. for Experimental Biology, Inc., 425 F. Supp. 318, 324 (D. Mass.), aff’d, 545 F.2d 222 (1st Cir. 1976). For Complainant to prevail, he must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. Furnco Constr. Corp. v. Waters, 438 U.S. 567 (1978); McDonnell Douglas, 411 U.S. at 802 n.13. Once Complainant has established a prima facie case, the burden then shifts to the Agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). If the Agency is successful, the burden reverts back to Complainant to demonstrate by a preponderance of the evidence that the Agency’s reason(s) for its action was a pretext for discrimination. At all times, Complainant retains the burden of persuasion, and it is his obligation to show by a preponderance of the evidence that the Agency acted on the basis of a prohibited reason. St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502 (1993); U.S. Postal Service v. Aikens, 460 U.S. 711, 715-716 (1983). Assuming, arguendo, that the claims are not moot, and that Complainant established a prima facie case of disability discrimination, we find that the Agency proffered legitimate, nondiscriminatory reasons for their actions. S1 stated that Complainant requested OWCP leave, which she denied because there was no supporting documentation for his claimed injury. S1 stated that she requested documentation to support the leave, but nothing was provided. ROI at 78-80. For claim 2, S2 stated that Complainant arrived at work on March 20, 2017, and stated that he could not do his route because of his restrictions from a previous injury. S2 stated that Complainant “ended his own time” when he stated that he could not work. S2 added that when a carrier states that he has restrictions, documentation is requested, and Complainant responded that he would go to his doctor. ROI at 136-7. We find that Complainant has not shown that the proffered reasons were pretext for discrimination. Pretext can be demonstrated by showing such weaknesses, inconsistencies, or contradictions in the Agency’s proffered legitimate reasons for its action that a reasonable fact finder could rationally find them unworthy of credence. See Opare-Addo v. U.S. Postal Serv., EEOC Appeal No. 0120060802 (Nov. 20, 2007) (finding that the agency’s explanations were confusing, contradictory, and lacking credibility, which were then successfully rebutted by the complainant), request for recon. denied, EEOC Request No. 0520080211 (May 30, 2008). On appeal, Complainant alleges that S1 was not truthful; however, he did not provide any evidence to prove that she made false statements.
2020000589 6 While Complainant alleges that S1 falsely stated that he did not provide medical documentation, we note that Complainant states that he provided medical documentation to the Family Medical Coordinator Specialist for his FMLA leave, and not to S1 for his request for OWCP leave. As such, we find that Complainant has not shown pretext for discrimination. In addition, Complainant alleged that S2 sent him home on March 20, 2017, while S2 stated that Complainant ended his own tour. Complainant bears the burden to prove, by a preponderance of the evidence, that the alleged discriminatory acts occurred, and when the evidence is at best equipoise, Complainant fails to meet that burden. See Lore v. Dep’t of Homeland Security, EEOC Appeal No. 0120113283 (Sept. 13, 2013) (complainant failed to establish that witnesses made false statements where he withdrew his request for a hearing and credibility determinations were unable to be made); Brand v. Dep’t of Agriculture, EEOC Appeal No. 0120102187 (Aug. 23, 2012) (complainant failed to establish that his coworker made offensive comments in a “he said, she said” situation where complainant requested a final decision and an Administrative Judge did not make credibility determinations). Complainant did not provide any other evidence to show that S2 instructed him to leave. Accordingly, we find that Complainant has not shown that he was discriminated against based on his disability when his request for annual leave was denied and he was charged LWOP; and he was allegedly sent home prior to the end of his tour. CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we AFFIRM the Agency’s final order adopting the AJ’s decision without a hearing finding that Complainant did not establish that the Agency discriminated against him based on disability. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0620) The Commission may, in its discretion, reconsider this appellate decision if the complainant or the agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015).
2020000589 7 Complainant should submit his or her request for reconsideration, and any statement or brief in support of his or her request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, complainant can submit his or her request and arguments to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, complainant’s request to reconsider shall be deemed timely filed if OFO receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless complainant files his or her request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests.
2020000589 8 Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations November 10, 2020 Date
Was bedeutet dieser Text für Ihre Situation?
Kostenlose und unverbindliche Beratung
Schildern Sie uns Ihre Situation. Unser Team meldet sich per E-Mail bei Ihnen für Ihre Beratung.
Setzen Sie Ihre Recherche in ChatGPT oder Claude fort
Verbinden Sie Omnilex, um den Rechtskorpus über Ihren KI-Assistenten zu durchsuchen.