2020000959•EEOC Appeal 2020000959
Gesamter Gesetzestext
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Alana W.,1 Complainant, v. Chad Wolf, Acting Secretary, Department of Homeland Security (Transportation Security Administration), Agency. Appeal No. 2020000959 Hearing No. 520-2019-00083X Agency No. HS-TSA-00019-2018 DECISION Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s September 20, 2019, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Federal Air Marshal (FAM) at the Agency’s New York Field Office in Woodside, New York. Complainant stated that on July 29, 2017, she was not feeling well and that since it was a non-mission status (NMS) day, she was able to flex her hours. Complainant stated that she reported to work around 12:00 p.m. and left for lunch around 2:00 p.m. Complainant stated that when she returned, she remained in her personal vehicle because her pants were affected by “female issues,” until she left at 5:00 p.m. Report of Investigation (ROI) at 59,63. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2020000959 2 On July 30, 2017, Complainant’s first-line supervisor (S1) texted Complainant to ask what time she reported to work on July 29, 2017. Complainant responded that she showed up “around noon” because she “had some stuff going on in the morning.” Complainant also informed S1 that she left “around 2” for lunch, and then “to actually head home around 5.” S1 stated that NMS days start between the hours of 6:00 a.m. and 9:30 a.m., and Complainant responded that she “should have called.” ROI at 68-71, 158. S1 also initiated an Incident Tracking Report on July 30, 2017. ROI at 141-3. On August 5, 2017, Complainant sent S1 her time sheet and requested leave for 9:00 a.m. to 12:00 p.m. on July 29, 2017. S1 denied Complainant’s request, and he noted that Complainant was absent without leave (AWOL) from 9:00 a.m.-12:00 p.m., and 2:00 p.m.-5:00 p.m. ROI at 164,170. On August 14, 2017, Complainant submitted a memo as part of the investigation stemming from the Incident Tracking Report. Complainant stated that she arrived to work around noon due to “personal female issues.” Complainant stated that she did not tell anyone that she remained in her personal vehicle in the afternoon because she was “not comfortable” talking about the situation. ROI at 152-3. On September 29, 2017, the Assistant Supervisory Air Marshal in Charge (ASAC) issued Complainant a Notice of Termination During Trial Period. ASAC stated that on July 29, 2017, Complainant failed to report to work at the established times, and she failed to notify her supervisor of the change. ASAC noted that Complainant initially claimed that she had worked from 2:00 p.m.-5:00 p.m., and she amended her time records only after she was “confronted.” Complainant was charged AWOL for six hours on July 29, 2017. ASAC stated that a review of the facility’s log-in records and video footage showed that Complainant arrived at 12:46 p.m. and exited at 1:27 p.m., which was contrary to Complainant’s statement that she arrived around 12 noon and left at approximately 2:00 p.m. ASAC concluded that Complainant’s failure to follow policy, and her demonstrated lack of truthfulness, adversely affected the Agency and its ability to perform its mission. ROI at 176-9. On January 24, 2018, Complainant filed an EEO complaint alleging that the Agency discriminated against her on the basis of sex (female) when: 1. on August 5, 2017, management denied her request for three hours of sick leave; and 2. on September 29, 2017, management terminated her employment. At the conclusion of the investigation, the Agency provided Complainant with a copy of the ROI and notice of her right to request a hearing before an EEOC Administrative Judge. Complainant requested a hearing but subsequently withdrew her request. Consequently, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b).
2020000959 3 The Agency did not include a prima facie case analysis because management officials had articulated legitimate, nondiscriminatory reasons for its actions. For claim 1, S1 stated that he denied Complainant’s request for sick leave because Complainant did not attempt to notify him of her late arrival, and she did not make the request until he questioned her about the inconsistent hours she recorded for July 29, 2017. Regarding claim 2, ASAC stated that he terminated Complainant’s employment for her failure to follow policy, and her lack of truthfulness regarding six hours, during which she was AWOL, on July 29, 2017. The Agency then found that Complainant failed to prove by a preponderance of the evidence that management’s legitimate, nondiscriminatory reasons were pretexts for discrimination. The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. CONTENTIONS ON APPEAL Complainant filed the instant appeal and provided a brief in support of her appeal. Complainant argues that she was treated differently than other FAMs due to her sex. For example, Complainant states that one FAM “called out” a few minutes prior to a flight, and missed a flight because he was distracted, but he was only suspended and not terminated. Complainant also argues that her removal was discriminatory because the issue of her AWOL was “due to a female medical condition.” Complainant states that she was embarrassed to explain why she was in her personal vehicle “due to the past management behavior towards women.” In addition, Complainant argues that while ASAC claimed that she changed her reason and that she was not forthcoming, there is nothing in the record that states that her reason changed, and that she was forthcoming to S1, who instructed her on how to complete her timesheet. Complainant states that S1 denied her sick leave request because she did not follow the proper procedures; however, she entered her time as instructed by S1. Complainant argues that she should not have been removed for changing her timesheet because she was following instructions, and she notes that S1 did not agree with the termination. The Agency opposed Complainant’s appeal. The Agency states that it provided legitimate, non- discriminatory reasons for its actions and Complainant did not prove that the Agency’s reasons were pretexts for discrimination based on sex. The Agency notes that while Complainant may believe that these decisions were motivated by discrimination, she has not identified, nor produced, any evidence to support her opinion or refute the Agency’s explanation for its decisions. The Agency requests that the Commission affirm its final decision.
2020000959 4 ANALYSIS AND FINDINGS Standard of Review As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chap. 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). Disparate Treatment Generally, claims of disparate treatment are examined under the analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Hochstadt v. Worcester Found. for Experimental Biology, Inc., 425 F. Supp. 318, 324 (D. Mass.), aff’d, 545 F.2d 222 (1st Cir. 1976). For Complainant to prevail, she must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. Furnco Constr. Corp. v. Waters, 438 U.S. 567 (1978); McDonnell Douglas, 411 U.S. at 802 n.13. Once Complainant has established a prima facie case, the burden then shifts to the Agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). If the Agency is successful, the burden reverts back to Complainant to demonstrate by a preponderance of the evidence that the Agency’s reason(s) for its action was a pretext for discrimination. At all times, Complainant retains the burden of persuasion, and it is her obligation to show by a preponderance of the evidence that the Agency acted on the basis of a prohibited reason. St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502 (1993); U.S. Postal Service v. Aikens, 460 U.S. 711, 715-716 (1983). Complainant may establish a prima facie case of discrimination by providing evidence that: (1) she is a member of a protected class; (2) she suffered an adverse employment action; and (3) either that similarly situated individuals outside her protected class were treated differently, or other circumstances surrounding the adverse employment action give rise to an inference of discrimination. McDonnell Douglas, 411 U.S. at 802 n.13; Reeves v. Sanderson Plumbing, 530 U.S. 133, 142 (2000); Bodett v. CoxCom, Inc., 366 F.3d 736, 743-44 (9th Cir.2004) (internal quotation marks omitted). In this case, Complainant is member of a protected class based on her sex, and she suffered adverse employment actions when her sick leave request was denied and when her employment was terminated. Complainant has not shown that similarly situated employees, outside of her protected class, were treated differently. In her appeal brief, Complainant names three FAMs that she alleges were treated more favorably because they were not removed. However, we note that two of the named
2020000959 5 FAMs are also female. Regarding the male FAM who “called out” a few minutes prior to a flight and missed a flight because he was distracted, we find that he was not similarly situated because there is no indication that he was not forthcoming with his supervisors regarding his actions. To be considered “similarly situated,” the comparator must be similar in substantially all aspects, so that it would be expected that they would be treated in the same manner. See Complainant v. Dep't of the Navy, EEOC No. 01A10667 (Sept. 7, 2001), reconsideration denied, EEOC Request No. 05A20020 (Jan. 28, 2002). In addition, we find that Complainant has not presented any evidence that raises an inference of sex discrimination; and as such, we find that Complainant has not established a prima facie case of sex discrimination. However, assuming, arguendo, that Complainant established a prima facie case of sex discrimination, we find that the Agency proffered legitimate, nondiscrimatory reasons for its actions. S1 stated that he did not approve Complainant’s request for sick leave on July 29, 2017, because she had not followed the established procedures. S1 stated that Complainant did not inform him in advance that she was going to be out on sick leave, and that he learned that Complainant was not in the office for the majority of the day from another employee. S1 then contacted Complainant via text message to obtain additional information. S1 stated that Complainant informed him that she reported to work around noon because “had some stuff going on in the morning.” S1 added that when he spoke to Complainant on August 2, 2017, she stated that she did not have an excuse. ROI at 97-8. Regarding Complainant’s removal, ASAC stated that he considered Complainant’s failure to follow established leave procedures and her failure to be forthcoming about her whereabouts on July 29, 2017. ASAC noted that he considered the fact that Complainant’s statement that she arrived at 12:00 p.m. and left at 2:00 p.m. was not supported by the Agency’s entry and exit logs and video footage, which showed that Complainant arrived at 12:46 p.m. and left at 1:27 p.m. ASAC added that he also considered the fact that Complainant initially attempted to claim that she worked from 2:00 p.m.- 5:00 p.m., but she did not re-enter the office after her lunch break. ROI at 88-9. Complainant has not shown that the proffered reasons were pretext for discrimination. Complainant can establish pretext in two ways: “(1) indirectly, by showing that the employer's proffered explanation is unworthy of credence because it is internally inconsistent or otherwise not believable, or (2) directly, by showing that unlawful discrimination more likely motivated the employer.” Chuang v. Univ. of Cal. Davis Bd. of Trs., 225 F.3d 1115, 1127 (9th Cir. 2000) (internal quotation marks omitted); see also McDonnell Douglas, 411 U.S. at 804-05. On appeal, Complainant states that S1 denied her sick leave request because she did not follow the proper procedures, but that she entered her time as instructed by S1. However, we note that S1 denied Complainant’s sick leave request because she did not follow proper procedures when she failed to inform S1 of her need for sick leave in advance. It is undisputed that Complainant did not contact S1 on the morning of July 29, 2017, to inform him of her need to take sick leave.
2020000959 6 For claim 2, Complainant argues that while ASAC claimed that Complainant changed her reason and that she was not forthcoming, there is nothing in the record that shows that her reason changed, and she asserts that she was forthcoming to S1. However, we find that there is evidence that shows that Complainant was not forthcoming with S1 regarding her work hours on July 29, 2019. S1 stated that he was not even aware that Complainant had not reported to work as scheduled until he informed by a different FAM. ROI at 97. S1 then followed up with Complainant, who replied that her late arrival was due to “some stuff going on in the morning,” and she did not disclose to S1 that she did not return to the office, and had she remained in her personal vehicle, when she returned from her lunch break. ROI at 68-71. S1 also stated that Complainant initially claimed 12:00 p.m.- 5:00 p.m. as regularly worked hours, which he knew to be untrue. After S1 called Complainant to discuss her submitted timesheet, she revised it. ROI at 96,100. In addition, ASAC noted that Complainant’s claimed arrival and departure times were not supported by the Agency’s records, which Complainant did not dispute. ROI at 88-9. As such, we find that the record supports ASAC’s determination that Complainant was not forthcoming regarding her work hours on July 29, 2017. While Complainant asserts that she was less than forthcoming about her issue because of “past management behavior towards women,” she makes this bare assertion, without providing any evidence that management officials acted improperly due to her sex. In looking at the evidence in the record, we find that Complainant has not shown that the reasons provided by S1 and ASAC are not worthy of credence, and she has not shown pretext for discrimination. The Commission has long held that an Agency has broad discretion to set policies and carry out personnel decisions, and it should not be second-guessed by the reviewing authority absent evidence of unlawful motivation. See Texas Dep't of Community Affairs v. Burdine, 450 U.S. 248, 259 (1981); Vanek v. Dep't of the Treasury, EEOC Request No. 05940906 (Jan. 16, 1997). In this case, we find that there is no evidence that the Agency’s actions were unlawfully motivated by Complainant’s sex. While Complainant argues that her AWOL was due to her “female medical condition,” we note that this only shows Complainant’s motivation for her actions, and she has not shown that this was the motivation of the Agency officials’ actions. In addition, we find that while S1 stated that he did not agree with the removal, there is no evidence that ASAC made his decision to remove Complainant based on her sex. As such, we find that Complainant did not establish that the Agency discriminated against her based on her sex when it denied her request for sick leave and terminated her employment during her trial period. CONCLUSION Accordingly, we AFFIRM the Agency’s final decision finding no discrimination.
2020000959 7 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint.
2020000959 8 RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations September 11, 2020 Date
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