Ruby Sheffey, on Appeal From the v. of Kentucky City of Covington

12-5109Court of Appeals for the Sixth Circuit28.04.2014

Gesamter Gesetzestext

*The Honorable Frederick P. Stamp, Jr., Senior United States District Judge for the Northern
District of West Virginia, sitting by designation.
NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 14a0330n.06
No. 12-5109
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
RUBY SHEFFEY, )
) ON APPEAL FROM THE
Plaintiff-Appellant, ) UNITED STATES DISTRICT COURT
) FOR THE EASTERN DISTRICT
v. ) OF KENTUCKY
)
CITY OF COVINGTON, )
)
Defendant, )
)
OFFICER RON ALLEN, )
OFFICER ROBERT BACON, )
OFFICER ERIC HIGGINS, ) O P I N I O N
OFFICER STEVE BOHMAN, )
OFFICER WILLIAM WEBSTER, )
and POLICE OFFICERS, )
NAMES UNKNOWN, )
)
Defendants-Appellees. )
BEFORE: BOGGS and DONALD, Circuit Judges, and STAMP, District Judge.*
FREDERICK P. STAMP, JR., Senior District Judge. Plaintiff-appellant, Ruby Sheffey
(“Sheffey”), appeals the opinion and judgment of the United States District Court for the Eastern
District of Kentucky (“district court”) granting summary judgment in favor of the
defendants/appellees Ron Allen (“Allen”), Robert Bacon (“Bacon”), Eric Higgins (“Higgins”), Steve
Bohman (“Bohman”), and Sergeant William Webster (“Webster”) (collectively “the responding
officers”) and dismissing Sheffey’s federal civil-rights claims against them, claims which she filed

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1The facts surrounding this case have been taken from, and are explained in more detail in, the
district court’s description of the same in its memorandum opinion and order granting summary judgment.
Sheffey has not challenged the district court’s determination of the facts below.
2The witness had described Mr. Hughes as an “African American male man with gray jogging
pants with a brown jacket with a hoodie on it.”
2
in her capacity as executor of the estate of her son, Leroy Hughes (“Mr. Hughes”). On appeal,
Sheffey argues that the district court erred in finding that the responding officers were entitled to
qualified immunity relating to her allegations against them. For the reasons stated below, we affirm.
I. Background
This civil action arises from an incident occurring on December 3, 2008, in Covington,
Kentucky, which resulted in the death of Leroy Hughes.1 On that Wednesday afternoon, Mr.
Hughes, who at the time was fifty-two years old, stood six feet six inches tall, and weighed 410
pounds, was walking down a residential street located in the vicinity of two elementary schools. A
witness who observed Mr. Hughes noticed him carrying a handgun and quickly placing the handgun
in one pocket and clips and ammunition in a separate pocket upon the approach of a bus. The
witness, believing that this behavior was abnormal and suspicious, called 911 to report a suspicious
subject. Police then responded to the call, but did not find anyone matching the description given
by the witness.2 The same witness subsequently called 911 a second time, after noticing officers
passing Mr. Hughes without stopping, to report that Mr. Hughes was now walking in the vicinity
of two local elementary schools, and that responding officers would find him on the sidewalk in the
school zone. At around 11:00 a.m., the responding officers arrived at the scene and, having received
a report that Mr. Hughes was armed with a concealed weapon and was acting suspiciously in a
school zone, attempted to stop Mr. Hughes.

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3Mr. Hughes was diagnosed with paranoid schizophrenia in 1979, but lived alone at the City
Heights housing complex in Covington for 25 years. The firearm in Mr. Hughes’s possession on the day
in question had been given to him by his sister Cynthia in anticipation of a friend retrieving it. When no
one came to pick up the firearm, Sheffey, the appellant and Mr. Hughes’s mother, claims that she requested
that Mr. Hughes return it to her, as she did not feel comfortable with Mr. Hughes continuing to possess
the firearm given his mental health condition. However, Sheffey further claims that, despite several
requests to return the firearm, Mr. Hughes failed to do so. She has stated that she believes he was walking
to her house to return it on the day of his death.
3
Officer Allen was the first responding officer to locate Mr. Hughes. Officer Allen stopped
his vehicle, opened his car door, and, standing behind the door for cover, drew his gun and ordered
Mr. Hughes to the ground. Mr. Hughes ignored Officer Allen’s orders, and instead shuffled back
and forth on his feet and moved his hands around the area of his waistband, repeating the word
“dynamite.” Based upon this reaction to his commands, Officer Allen informed the dispatcher that
Mr. Hughes was noncompliant, and that he was possibly a “Signal 2,” which means that he was
either intoxicated or mentally disturbed.3 Around this same time, Officer Bacon, who had arrived
at the scene contemporaneously to Officer Allen and had parked his vehicle behind Officer Allen’s,
drew his gun and also began to issue commands to Mr. Hughes.
Officers Bohman and Higgins then arrived at the scene and began to provide backup for
Officers Allen and Bacon and clear the crowd of individuals and vehicles that had formed. Officer
Allen then lowered his voice and began to approach Mr. Hughes, continuing to command him,
verbally and with hand signals, to show his hands and get onto the ground. Officer Bacon offered
backup to Officer Allen as he approached Mr. Hughes, who continued to react to the officers’
commands as he originally had, by rocking on his feet, moving his hands around the area of his
waistband, and repeating the word “dynamite.” At Officer Allen’s direction, Officer Bacon
reholstered his firearm and removed his taser in anticipation of a less-than-lethal-force

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4Successful deployment of a taser in probe mode results in temporary neuromuscular
incapacitation. As none of the probe deployments attempted on Mr. Hughes resulted in such
incapacitation, the officers all indicated that they did not believe the taser had successfully deployed.
Witnesses at the scene also testified that Mr. Hughes had no perceptible reaction to the tasers.
4
confrontation. As the officers approached, Mr. Hughes said, “fuck it, I’m out of here” and began
to walk toward Officer Bacon. Accounts differ as to whether or not Mr. Hughes had his hands
clenched as he approached Officer Bacon, but all accounts agree that he began to move to either
approach Officer Bacon or to attempt to flee. Officer Bacon then, at the same time that Officer
Allen directed him to do so, deployed his taser in probe mode, striking Mr. Hughes in the upper left
shoulder/chest area. Witnesses agree that Mr. Hughes did not react to the deployment of the taser,
except to say “ouch” and to reach to remove the probes.4 Id. at * 14. Mr. Hughes continued to
approach Officer Bacon and, upon instruction from Officer Allen, Officer Bacon cycled the taser
and attempted to utilize the device a second time through the prongs already deployed. After the
second attempt also failed, Officer Bacon dropped his taser, believing it to be ineffective against Mr.
Hughes.
Mr. Hughes next reached into his pocket and threw a box of ammunition at Officer Allen,
saying “fuck it, it’s not loaded.” Officer Higgins, at this time, fired his taser in probe mode twice
into Mr. Hughes’s back, which action, again, had little effect on Mr. Hughes, aside from causing him
to turn to look at Officer Higgins. However, even as Mr. Hughes turned to face Officer Higgins, he
continued to reach for his waistband, and Officer Higgins warned the other officers of this. As Mr.
Hughes turned to look at Officer Higgins, the other officers present decided to use the opportunity
of Mr. Hughes’s diverted attention to take him to the ground by force. After a struggle, the officers
successfully forced Mr. Hughes to the ground and ordered him to put his hands behind his back.

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5Unlike the intended result of utilizing a taser in probe mode, in drive stunning a suspect, the
intended result is pain compliance. Accordingly, rather than looking for neuromuscular incapacitation to
gauge success, success of a drive stun is gauged simply upon whether the suspect complies with officer
commands following the use of the taser due to the pain.
5
When Mr. Hughes refused to comply with this command, the officers on the scene began what
would prove to be a roughly five-minute struggle to gain control of Mr. Hughes and place him in
handcuffs.
After Mr. Hughes was taken to the ground and the struggle to place him in handcuffs
commenced, Sergeant Webster arrived on the scene and witnessed the officers’ continued verbal
commands, as well as the physical struggle, which included further attempts by Mr. Hughes to reach
for his waistband and attempts to push himself up to a standing position. During this struggle, Mr.
Hughes also attempted to bite Officer Bacon’s hand, prompting Officer Bacon to warn the other
officers, “He’s biting!” Sergeant Webster observed that Mr. Hughes was wearing particularly heavy
clothing which Webster believed may have caused the failure of the previous attempts to subdue him
by way of a taser. He accordingly lifted Mr. Hughes’s shirt and drive stunned Mr. Hughes in the
lower back. After this first attempt failed, he attempted to drive stun Mr. Hughes in the right hip,
but again failed to elicit a response from Mr. Hughes.5 Officer Higgins also attempted to use his
taser in drive-stun mode over Mr. Hughes’s clothing between his shoulder blades, but did not
receive a response. As the struggle between all five responding officers and Mr. Hughes continued,
Officer Higgins tased Mr. Hughes in drive-stun mode two more times above his clothing. Then,
seeing an exposed patch of skin on his lower back, Officer Higgins tased Mr. Hughes on this patch
of exposed skin. At that point, finding that Mr. Hughes continued to have no reaction to the repeated
tasings, Officer Higgins abandoned the use of his taser. As Officer Higgins was tasing Mr. Hughes,

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6
Sergeant Webster also utilized his taser in drive-stun mode two more times before he concluded that
the taser was ineffective, and ceased to use it. During the time that Mr. Hughes was on the ground,
Officer Higgins and Sergeant Webster utilized their tasers in drive-stun mode eight times over a
period of 47 seconds. During the entire incident, Mr. Hughes received an electrical current from the
responding officers’ tasers a total of twelve separate times.
At some point, the officers were finally able to bring Mr. Hughes under control and, through
the utilization of three pairs of handcuffs to secure his arms behind his back and a pair of shackles
to stop him from kicking his legs, fully restrained him on the ground. After this occurred, the
officers attempted to clean a laceration on Mr. Hughes’s hand, and Sergeant Webster performed a
pat-down. In Mr. Hughes’s pockets, the officers found a handgun with a live round in the chamber,
a speed loader, three magazines loaded with bullets, three boxes of ammunition, assorted loose
bullets, and a knife. Although Mr. Hughes would not respond to the officers’ questions, he was
conscious, breathing, and alert as he was rolled over, patted down, and attended to. However, a
short time later, Officer Allen noticed that Mr. Hughes began to exhibit signs of medical distress,
and the officers called for an ambulance. Despite attempts at cardiopulmonary resuscitation by both
the officers and the responding emergency medical technicians, Mr. Hughes stopped breathing in
the ambulance and was pronounced dead at 12:17 p.m. at St. Elizabeth Medical Center in Covington.
Charles L. Stephens, M.D. of the Northern Kentucky Regional Medical Examiner’s Office, indicated
in the autopsy report that Mr. Hughes’s cause of death was “a cardiac event, due to myocardial
hypertrophy and coronary atherosclerosis. The pattern of circumstances with contributing morbid

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7
obesity and hypertrophic heart disease, and the use of electrical stun devices suggests that this death
could be assigned to excited delirium syndrome.”
Sheffey, as the executor of Mr. Hughes’s estate, thereafter filed this civil action against the
responding officers, the City of Covington, and a number of unknown officers. Sheffey’s amended
complaint raised federal claims under 28 U.S.C. § 1983 that responding Officers Bacon, Higgins,
and Webster used excessive force against Mr. Hughes in violation of the Fourth Amendment, and
that responding Officers Allen and Bohman violated Mr. Hughes’s civil rights in failing to intervene
in the excessive force used by the other officers. The complaint also raised state-law tort claims
against the defendants. The district court, following discovery and the filing of motions for
summary judgment by all defendants except the unserved and unidentified “unknown officers”
defendants, dismissed the unknown officers pursuant to Federal Rule of Civil Procedure 4(m). The
district court also granted summary judgment in favor of the named responding officer defendants
on the grounds that it found that no constitutional violation had occurred and that, even if
constitutional violations occurred, the officers had all acted in an objectively reasonable manner
under the circumstances and thus were entitled to qualified immunity. Finally, the district court
granted summary judgment in favor of the City of Covington finding that, even if the responding
officers had violated Mr. Hughes’s constitutional rights, no genuine issue of material fact existed
as to municipal liability.
II. Standard of Review
Sheffey has appealed the district court’s decision to grant summary judgment in favor of the
responding officers. She has not, however, appealed its decision to dismiss the unidentified

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8
unknown officer defendants. This court previously dismissed her appeal of the district court’s grant
of summary judgment in favor of the City of Covington. This court reviews the district court’s grant
of summary judgment to the responding officers de novo. Stephenson v. Allstate Ins. Co., 328 F.3d
822, 826 (6th Cir. 2003).
Summary judgment is only appropriate when the moving party shows that “there is no
genuine issue as to any material fact, thereby entitling the moving party to judgment as a matter of
law.” Id. (citing Hunter v. Caliber Sys., Inc., 220 F.3d 702, 709 (6th Cir. 2000)). “The inquiry
performed is the threshold inquiry of determining whether there is the need for a trial–whether, in
other words, there are any genuine factual issues that properly can be resolved only by a finder of
fact because they may reasonably be resolved in favor of either party.” Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 250 (1986). In reviewing the supported underlying facts, all inferences must be
viewed in the light most favorable to the party opposing the motion. See Matsushita Elec. Indus.
Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986).
III. Discussion
Sheffey argues on appeal that the district court erred in finding that the responding officers
are entitled to qualified immunity for their actions with regard to the repeated tasings of Mr. Hughes
during the above-described incident on December 3, 2008. The responding officers have been sued
in their individual capacities in this case pursuant to 42 U.S.C. § 1983. Accordingly, in order to
state a claim, Sheffey must both show that the officers (1) acted under color of state law and (2) that
they deprived Mr. Hughes of a federal statutory or constitutional right. See Marvin v. City of Taylor,
509 F.3d 234, 243 (6th Cir. 2007) (internal citations omitted). Further, in order for these individual

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defendants to be held liable under § 1983, it is the plaintiff’s burden to show that they are not
entitled to the protection of qualified immunity. Ciminillo v. Streicher, 434 F.3d 461, 466 (6th Cir.
2006) (citing Gardenhire v. Schubert, 205 F.3d 303, 311 (6th Cir. 2000)). Qualified immunity
protects individual government officials from liability under § 1983 “insofar as their conduct does
not violate clearly established statutory or constitutional rights of which a reasonable person would
have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982) (internal citations omitted). It is a
broad grant of protection, and is “an immunity from suit rather than a mere defense to liability.”
Scott v. Harris, 550 U.S. 372, 376 n.2 (2007) (quoting Mitchell v. Forsyth, 472 U.S. 511, 526
(1985)) (emphasis in original).
Courts determine the application of qualified immunity in claims of excessive force through
the two-step analysis delineated in Morrison v. Bd. of Trs. of Green Twp., 583 F.3d 394 (6th Cir.
2009). This test requires the plaintiff to prove first, that “the defendant violated a constitutional
right,” and second, if the plaintiff proves the first element, that “the right was clearly established”
at the time of the alleged violation. Id. at 400.
Claims of excessive force arising out of investigatory stops or arrests are analyzed under the
Fourth Amendment’s objective-reasonableness test, which requires courts to analyze the entirety of
the circumstances to weigh “the nature and quality” of the force used “against the countervailing
governmental interests at stake.” Graham v. Connor, 490 U.S. 386, 396 (internal citations omitted).
In order to effectuate this inquiry, the court should pay special attention to “the severity of the crime
at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and
whether he is actively resisting arrest or attempting to evade arrest by flight.” Id. The underlying

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intent or motivation of the officer is not relevant to the inquiry, but rather only the objective
reasonableness of his actions. Dunigan v. Noble, 390 F.3d 486, 493 (6th Cir. 2004) (quoting
Graham, 490 U.S. at 397). All determinations regarding objective reasonableness must be
considered from the perspective of the officers at the time of the challenged incident, and cannot be
considered “with the 20/20 vision of hindsight.” Graham, 490 U.S. at 396 (citing Terry v. Ohio,
392 U.S. 1, 20-22 (1968)). The court must also consider the fact that in many circumstances “police
officers are often forced to make split-second judgments–in circumstances that are tense, uncertain,
and rapidly evolving–about the amount of force that is necessary in a particular situation.” Id. at
397.
Based upon its evaluation of the responding officers’ actions under Graham test, the district
court found that no evidence existed on the record to create a genuine issue of material fact with
regard to the objective reasonableness of the actions of Officers Bacon, Higgins, and Webster in
tasing Mr. Hughes during the incident on December 3, 2008. As such, the district court found that
no constitutional violation could be found. On appeal, Sheffey argues that a reasonable jury could
find that the actions of these officers were objectively unreasonable under the circumstances, due
to Mr. Hughes’s mental illness, because the illegal activity being investigated in the stop of Mr.
Hughes constituted a misdemeanor under Kentucky law, and because Mr. Hughes’s behavior was
not violent and did not present a high degree of risk. For the reasons that follow, we find that the
district court did not err in concluding that no genuine issue of material fact existed that would allow
a reasonable juror to conclude that a constitutional violation occurred.

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6The appellees also argue that Mr. Hughes was in violation of 18 U.S.C. § 922(q)(2)(A), which
makes illegal the possession of a firearm in a school zone. However, the district court found that no facts
were presented to support this assertion, and thus did not consider it.
11
A. The findings of the district court and analysis under Graham
In addressing the reasonableness of the responding officers’ actions as to each of the factors
delineated in Graham, the district court first considered the entire backdrop of the relevant situation.
It then, as is required under Dickerson v. McClellan, 101 F.3d 1151, 1161-62 (6th Cir. 1996),
considered the reasonableness of each of the officer’s conduct at each point in the encounter. First,
the district court considered the severity of the crime being investigated. As to this consideration,
the district court stated that the responding officers were called to investigate whether Mr. Hughes
was in violation of K.R.S. § 527.020, Kentucky’s concealed-carry law, which makes it a
misdemeanor to carry a concealed firearm without a permit.6 The district court then noted that,
while generally a violation of the concealed-carry law does not represent notably severe criminal
activity, the totality of the circumstances in this particular case resulted in a serious and immediate
threat and danger of violence. Sheffey argues on appeal that the district court erred as to this
consideration because, objectively, a violation of K.R.S. § 527.020 is a relatively minor crime, thus
cutting against the force used against Mr. Graham.
However, Sheffey’s argument in this regard ignores the specific facts of this case, noted by
the district court, which created a risk significantly more severe than usual in an investigation of a
violation of K.R.S. § 527.020. When the officers located Mr. Hughes, he was in a school zone
within a neighborhood containing many residential homes and local businesses. The investigatory
stop occurred at roughly 11:00 a.m. on a Wednesday, when the school children at the two

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surrounding elementary schools were present in the schools. While the officers were informed that
Mr. Hughes had removed the clip from the handgun in his possession, they were unaware of whether
or not the firearm was loaded. Accordingly, it is clear that, even if violations of K.R.S. § 527.020
cannot reasonably be described as severe criminal activity, the surrounding location, coupled with
the information received by the responding officers regarding Mr. Hughes’s suspicious behavior and
the very fact that he possessed both a firearm and ammunition, created at least the strong possibility
of a serious and immediate safety concern from the time that the officers first located Mr. Hughes.
The district court also noted additional considerations regarding the background of the
situation in question. Adding to the circumstances creating a reasonable concern regarding an
immediate and serious threat was the fact that, upon first contact with Mr. Hughes, it became clear
that he, an objectively large man at six feet six inches tall and roughly 410 pounds, was responding
to the police interaction in an abnormal way, and that he was not compliant with officer commands.
Additionally, in response to the officers’ commands, Mr. Hughes continually reached for his
waistband, where officers believed a firearm to be located, eventually attempted to flee, and also
violently resisted arrest.
1. The conduct of Officers Bacon, Higgins, and Webster
The district court then analyzed the conduct of each of the individual officers, beginning with
Officer Bacon. Officer Bacon twice tased Mr. Hughes as he either attempted to flee or walked
toward Officer Bacon in a menacing fashion. The court found, and we agree that, considering the
circumstances surrounding Officer Bacon’s initial deployment of his taser, he reasonably believed
himself and others to be in danger of an armed Mr. Hughes as he approached and attempted to evade

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arrest. Officer Bacon thus reasonably deployed the less-than-lethal taser in probe mode. Further,
based upon the officers’ taser training, which taught them that a taser successfully utilized in probe
mode would cause neuromuscular paralysis, Officer Bacon reasonably believed that his taser did not
have proper connectivity upon his first attempt because Mr. Hughes did not so react. Accordingly,
Officer Bacon’s second attempt to tase Mr. Hughes was also reasonable in nature. Sheffey does not
raise any particularized objections to the district court’s findings as to Officer Bacon’s actions, and
we believe these findings to be correct.
So, too, did the district court properly find that Officer Higgins acted reasonably when he
twice deployed his taser in probe mode into Mr. Hughes’s back following the failure of Officer
Bacon’s attempts to successfully tase Mr. Hughes. After viewing what, based upon his training,
appeared to be the failure of Officer Bacon’s taser, Officer Higgins observed Mr. Hughes continue
to ignore the other officers’ commands, move his hands around his waistband, and attempt to flee.
He also witnessed Mr. Hughes reach into his pocket, where the officer believed a weapon to be
located, and throw a white object toward Officer Allen. Only after observing all of these things, and
unaware at that point that Officer Bacon was cycling his taser in a second attempt to subdue Mr.
Hughes, did Officer Higgins fire his taser at Mr. Hughes. Then, again reasonably believing his taser
to have malfunctioned due to Mr. Hughes’s continued resistence and failure to exhibit signs of
neuromuscular paralysis, Officer Higgins attempted a second time to deploy his taser. As a result
of Mr. Hughes’s continued threatening behavior and the reasonable belief that the tasers had all
failed to connect properly, we find that the district court was correct in concluding that Officer

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7As with the actions of Officer Bacon, Sheffey fails to offer any particularized objections to these
findings.
14
Higgins had acted in an objectively reasonable manner as to his two attempts to utilize his taser in
probe mode.7
The district court then turned to the reasonableness of Officer Higgins’s use of his taser in
drive-stun mode a total of four times after Officers Allen, Bacon, and Bohman took Mr. Hughes to
the ground and as they struggled to subdue him. After Mr. Hughes had been forced to the ground
in an attempt by Officers Allen, Bacon, and Bohman to avoid what appeared to be escalating into
a lethal force situation, Officer Higgins witnessed Mr. Hughes physically and violently resist the
officers’ attempts to get his hands behind his back. Mr. Hughes even attempted to bite Officer
Bacon’s hand during the struggle. During the first forty-five seconds of this struggle, Officer
Higgins utilized his taser in drive-stun mode twice on top of Mr. Hughes’s clothing and twice below
the clothing. Again, the district court properly found that, based upon his taser training, Officer
Higgins reasonably believed that Mr. Hughes’s thick clothing was preventing the taser from making
contact with the skin when he used the device twice above the clothing. Then, seeing a chance to
get a better connection directly to Mr. Hughes’s skin, Officer Higgins reasonably attempted two
more times, in quick succession, to successfully utilize the taser to aid in subduing Mr. Hughes.
When this failed, Officer Higgins abandoned the use of the taser and moved on. As the district court
noted, there is no allegation that any officer used a taser after Mr. Hughes had been subdued.
Rather, Officer Higgins and all of the other officers tased Mr. Hughes only during the struggle to
bring him under control. Further, when Officer Higgins realized that, despite a proper connection,

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8On appeal, Sheffey argues that Sergeant Webster can also be held liable here under supervisor
liability because he failed to instruct Officer Higgins to stop using his taser. However, the district court
did not address this argument, and liability under this theory could only attach if Officer Higgins is found
to have violated Mr. Hughes’s rights.
15
Mr. Hughes was not reacting to the taser, he ceased its use. Accordingly, all of Officer Higgins’s
actions were objectively reasonable.
Finally, the district court considered Sergeant Webster’s deployment of his taser in drive-
stun mode a total of four times. Like the drive-stun tasings employed by Officer Higgins, Sergeant
Webster’s four attempts to tase Mr. Hughes took place in quick succession and were the result of
Sergeant Webster’s reasonable belief that his taser was failing to make a good connection with Mr.
Hughes’s body. Unlike Officer Higgins, Sergeant Webster immediately observed that the previous
attempts to tase Mr. Hughes were likely unsuccessful due to Mr. Hughes’s thick clothing.
Accordingly, he immediately lifted Mr. Hughes’s shirt and attempted to tase his lower back directly.
After that failed, he attempted a second time to tase Mr. Hughes in the hip, but lost connection when
Mr. Hughes grabbed Sergeant Webster’s hand. The third attempt to tase Mr. Hughes also lost
connection due to the movement during the struggle, and the final attempt succeeded at making a
connection with Mr. Hughes’s skin, but failed to elicit a response. At that time, Sergeant Webster
abandoned the use of his taser. Based upon these circumstances, and the ongoing violent resistence
of Mr. Hughes throughout all four of Sergeant Webster’s attempts to subdue him through the use
of the taser, it is clear that Sergeant Webster’s actions were also objectively reasonable.8
On appeal, Sheffey argues that the tasings that occurred when Mr. Hughes was on the ground
could be found to be unreasonable because, once all of the officers had arrived and Mr. Hughes was
on the ground, the threat, and thus the governmental interest at stake, lessened significantly. She

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asserts that the officers should have then considered less intrusive alternatives to tasing Mr. Hughes.
Sheffey cites Cyrus v. Town of Mukwonago, 624 F.3d 856 (7th Cir. 2010), and Bryan v.
MacPherson, 630 F.3d 805 (9th Cir. 2010), in support of this argument. However, Sheffey’s
argument in this regard ignores the unique facts of this case and is based upon general statements
of law made in factually dissimilar cases.
In Cyrus, the United States Court of Appeals for the Seventh Circuit found that, while the
subject arrestee would not allow his hands to be handcuffed when officers attempted to arrest him,
he had not violently resisted and that “once Cyrus was on the ground, unarmed, and apparently
unable to stand up on his own, the risk calculus changed.” 624 F.3d at 862-63. This is not the case
here, where Mr. Hughes violently resisted arrest, and continually attempted to stand up after being
taken to the ground. Mr. Hughes also remained armed when he was on the ground, and continued
to reach for his waistband throughout the struggle. Further, the simple fact that more officers had
arrived at the scene does not on its own demonstrate a lowered threat level–especially when
considering the size of Mr. Hughes and the level of resistance that he continued to offer throughout
the entire struggle, even when four officers were physically attempting to restrain him.
In Bryan, the United States Court of Appeals for the Ninth Circuit indicated that arresting
officers have a duty to consider all less intrusive alternatives prior to utilizing more intrusive ones.
630 F.3d 805. While Sheffey cites this case and argues generally that the officers failed to consider
such less intrusive alternatives, it seems that the officers did just that in choosing to take Mr. Hughes
to the ground and to tase him, rather than allowing the situation to reach a level that would have
required obviously lethal force. At oral argument, Sheffey argued that the officers could have

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simply wrestled with Mr. Hughes until they brought him into compliance rather than tasing him after
he was brought to the ground. However, Sheffey does not offer any evidence or argument regarding
the effectiveness of this option, nor does she respond to the aggravating circumstances present here,
including the level of Mr. Hughes’s resistance after he was taken to the ground, and the fact that he
was reasonably considered to be in possession of, and actively reaching for, a firearm.
2. The conduct of Officers Allen and Bohman
With regard to the failure of Officers Allen and Bohman to intervene, the district court noted
that, in order to make a claim for excessive force in failure to intervene, Sheffey must show that the
officers both (1) “observed or had reason to know that excessive force would be or was being used,
and (2) . . . had both the opportunity and the means to prevent the harm from occurring.” Turner
v. Scott, 119 F.3d 425, 429 (6th Cir. 1997). The district court did not consider Officer Bacon’s
deployment of his taser in its analysis as to the non-intervention of Officers Allen and Bohman
because Officer Bacon’s use of his taser at a time when Mr. Hughes was entirely unsecured,
noncompliant, and attempting to flee, was “certainly justified.” However, for purposes of its
analysis of the actions of Officers Allen and Bohman, the court assumed, for the sake of argument,
that Officer Higgins and Sergeant Webster’s actions constituted excessive force.
The district court then found that, due to the confusion, speed, and stress of the situation in
question, Sheffey had failed to present evidence to suggest that Officer Allen or Officer Bohman had
seen or had reason to know of the actions of Officer Higgins and Sergeant Webster, or that either
of the officers had an opportunity or the means to prevent the same. First, as to Officer Higgins’s
initial two probe tasings, the record shows that both Officers Allen and Bohman were in the process

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9During the struggle on the ground, Officer Bacon was tased either in the arm or in the hand.
18
of attempting to take Mr. Hughes to the ground at the time, and that Officer Higgins was located
behind Mr. Hughes when he shot his taser, while the other officers were in front of Mr. Hughes.
Even if Officers Allen and Bohman had seen Officer Higgins shoot his taser, they would not have
been able to stop him due to their location on the other side of Mr. Hughes. Sheffey has also failed
to show that Officers Allen and Bohman were aware of, or in the position to prevent, the tasings that
occurred while Mr. Hughes was on the ground. The record evidence clearly shows that both officers
were actively involved in the struggle to bring Mr. Hughes under control at that time and that their
solitary focus, at that time, was achieving that goal. Both Officers Allen and Bohman testified that
they did not see anyone tase Mr. Hughes while he was on the ground, and while Officer Allen
remembered Officer Bacon saying that Mr. Hughes had been tased, 9 Officer Allen was too focused
on the task at hand to notice what the other officers were doing. The physical struggle to bring Mr.
Hughes under control also would have kept Officers Allen and Bohman from preventing the tasings,
as they were otherwise engaged at the time.
On appeal, Sheffey argues generally that the officers were present for the tasings and that
they were located close to each of the tasing officers at the time that the tasings occurred. However,
she does not take into account the struggle taking place between the officers and Mr. Hughes at the
time, nor does she consider how quickly the tasings occurred. Accordingly, we will affirm the
district court as to the liability of Officers Allen and Bohman as well.

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19
B. Mr. Hughes’s mental illness
Rather than addressing the district court’s analysis of the Graham factors, Sheffey focuses
a substantial portion of her argument on appeal discussing her position that the reasonableness of
the responding officers’ actions in this case must be considered with an eye to Mr. Hughes’s mental
disability. She argues that, based upon the behavior of Mr. Hughes at the arrival of Officer Allen,
the testimony of the officers regarding their perception of Mr. Hughes’s behavior, and Officer
Allen’s radioing that Mr. Hughes may be mentally disturbed, “the record establishes that the officers
who came upon Leroy knew, prior to any use of force, that Leroy was experiencing some sort of
mental or emotional illness.” Appellant’s Br. *20. Sheffey maintains that, as a result of Mr.
Hughes’s mental disability, the responding officers handled the situation inappropriately.
Sheffey asserts that because Mr. Hughes was mentally disturbed, and because he was only
passively resisting, the officers erred in their commands to him. Sheffey claims that the officers
issued conflicting commands, both when Officers Bacon and Allen approached Mr. Hughes initially,
and again after Mr. Hughes was taken to the ground. Accordingly, she argues, the officers
misperceived Mr. Hughes’s level of resistence, when proper handling of the situation would have
allowed Mr. Hughes a better chance to comply. Sheffey presents two cases that suggest that officers
who use force to arrest mentally ill individuals who are only passively resisting arrest can be found
to have utilized excessive force. See Bryan, 630 F.3d 805; and Cyrus, 624 F.3d at 862-63.
However, Sheffey’s argument in this regard is without merit. Initially, while Sheffey argues
that the officers were issuing conflicting commands, the record belies this assertion. It is clear that
throughout the initial confrontation with Mr. Hughes, Officers Allen and Bacon commanded him

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20
to (1) raise his hands and (2) get onto the ground. R. 46, Allen Dep. *33-34 and R. 47, Bacon Dep.
*51, *54-55. Then, after Mr. Hughes had been taken to the ground, he was given commands to
(1) stop resisting and (2) give me your hands. R. 47, Bacon Dep. *64. While Sheffey states that
these commands are conflicting, she provides no support for this argument, and it seems that, in fact,
these commands are entirely consistent with one another, and are indeed routine commands given
by officers in attempting to take an individual into custody. Further, the record belies Sheffey’s
argument that Mr. Hughes was only passively resisting the responding officers’ commands. Beyond
the fact that Mr. Hughes continually moved his arms around his waistband, where officers correctly
believed him to have placed a firearm, he attempted to flee when approached by Officers Allen and
Bacon, and he also physically resisted arrest when he was taken to the ground after attempting to
flee. There is even unchallenged deposition testimony that Mr. Hughes attempted to bite Officer
Bacon in the struggle to handcuff Mr. Hughes.
It is also important to note that, while it is true that the officers perceived Mr. Hughes as
having an abnormal reaction to their commands, and that Officer Allen believed him to possibly be
mentally disturbed, Sheffey neglects to explain how any of the officers present could have been
aware of Mr. Hughes’s actual mental disability. It is undisputed that they received no report
positively identifying Mr. Hughes, or warning them of his mental disability. Further, while it was
perceived that Mr. Hughes may have been mentally disturbed based upon his behavior, the officers
testified that it was equally possible that he was intoxicated or, according to Officer Bacon, deaf.
As the reasonableness considerations mandated by Graham which require this court to determine
reasonableness from the perspective of the officers at the time of the arrest, it appears that the actual

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21
mental illness of Mr. Hughes cannot be considered except to the extent that it seemed that he could
have been mentally disturbed. Sheffey does not address this, and does not provide any citation to
cases which would aid this court in determining how Mr. Hughes’s possibly being mentally
disturbed should have affected the officers’ behavior.
Further, Sheffey offers no argument as to how the officers should have acted differently
given Mr. Hughes’s mental illness, or what a reasonable amount of force would have been as a result
of the same. Sheffey presents a number of case citations which represent situations where officers
have been found to have used excessive force against people with mental illness, but each of these
cases are factually dissimilar to this case, and are thus unpersuasive. Initially, in nearly all of the
cases cited, the arresting officer or officers knew of the arrestee’s mental disabilities with certainty
prior to the incident. Champion v. Outlook Nashville, Inc., 380 F.3d 893, 904 (6th Cir. 2004) (“It
cannot be forgotten that the police were confronting an individual whom they knew to be mentally
ill or retarded, even though the Officers may not have known the full extent of [his] autism and his
unresponsiveness.”); Drummond v. City of Anaheim, 343 F.3d 1052, 1054 (9th Cir. 2003)
(Detainee’s fiancé requested that police take detainee into custody for his own safety because he had
run out of medication for his bipolar disorder and schizophrenia “and was hallucinating and
paranoid.”); Deorle v. Rutherford, 272 F.3d 1272, 1276 (9th Cir. 2001) (Detainee’s wife called
police for help after suicidal husband had mixed medication, vodka, and Interferon, and was
behaving erratically, “screaming and banging on the walls” of his home.). Additionally, in most of
these cases, the courts stressed that the arrestee was known to be unarmed and, in each of the cases,
the arrestee had not physically resisted or attacked officers or others. Champion, 380 F.3d at 904

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10It is also helpful to note that the court in Drummond considered the fact that the arrestee
weighed 160 pounds at the time of the incident in question, and the arresting officer weighed roughly 220
pounds. In this case, as discussed above, Mr. Hughes was a six-foot-six-inch, 410-pound man on the day
of the incident in question.
11Sheffey recognizes that, in this case, the officers believed Mr. Hughes to be armed. However,
she argues that they had only received reports to this end, and had not actually seen the weapon. The
district court found this argument to be unpersuasive because reports of an armed individual create a
reasonable circumstance for officers to treat that individual as armed and dangerous.
22
(“The diminished capacity of an unarmed detainee must be taken into account when assessing the
amount of force exerted.”); Drummond, 343 F.3d at 1054 (Arrestee was known to be unarmed, and
did not physically resist when officers sat on him, restricting his breathing.);10 Deorle, 272 F.3d at
1282-83 (“The problems posed by, and thus the tactics to be employed against, an unarmed,
emotionally distraught individual . . . are ordinarily different from those involved in law enforcement
efforts to subdue an armed and dangerous criminal . . . .”); Rowland v. Perry, 41 F.3d 167 (4th Cir.
1994) (no evidence that arrestee physically resisted); McKinney v. DeKalb County, 997 F.2d 1440
(11th Cir. 1993) (question of fact as to whether arrestee, a disturbed teenager, was still armed with
a knife or had threatened the safety of others at the time that he was shot).11
Essentially, in each of the cited cases, while the reviewing court took the mental illness of
the arrestee into account, the totality of the circumstances was considered with regard to the
reasonableness of the force utilized by the arresting officers. We acknowledge that, pursuant to
Champion, the mental illness of Mr. Hughes should be considered to some extent, but it also appears
clear that the district court did consider this from the viewpoint of what the officers knew and could
perceive at that time of the incident. The officers’ actions cannot be said to be unreasonable based
upon the mental illness or perceived mental disturbance of Mr. Hughes, due to the fact that Mr.
Hughes was known to be armed in a school zone with children present, that he consistently acted

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23
as if he was reaching for his waistband, that he attempted to flee the area, and also that he violently
physically resisted arrest.
IV. Conclusion
For the foregoing reasons, the district court’s grant of summary judgment in favor of the
responding officers is AFFIRMED.

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No. 12-5109
1The officers’ expert, Michael Brave Bates, reported that “[t]he peak voltage delivered to the
body [by a single use of the tasers at issue] is about 1,200 volts[.]” (R. 54-1, Brave Report, Nov. 10, 2008,
at 11, Bates No. 000055.)
24
BERNICE BOUIE DONALD, Circuit Judge, dissenting. Let us recall, for a moment, that
a man is dead; that the cause of his death was the use of “electrical stun devices,” or tasers, by three
different officers, at twelve different times, in five undifferentiated minutes. Recall that eight of
those times occurred in less than one minute and that one officer alone used his taser on the man six
times. Neither the two officers who originally joined that officer, nor the two others who later
arrived, interceded on the man’s behalf. Recall further that the man was fifty-two years old.
Let us consider that the deceased was mentally ill; that he had lived alone in Covington,
Kentucky for twenty-five years with no arrests, indictments, or convictions. Consider that in
responding to a 911 call about his unusual behavior, police officers failed even to notice the
deceased, much less to register him as a threat, and drove benignly by him without stopping despite
his six-foot, six-inch, four-hundred-pound frame. Only after a second call did police officers finally
search out, repeatedly shock, and forcefully subdue Leroy Hughes. The suspected crime that
precipitated their conduct was a misdemeanor.
Let us bear in mind that when police officers encountered Leroy Hughes, he did not appear
armed—the misdemeanor at issue was, after all, concealment. Yet upon encountering him, the
officers asked no questions. Instead, the encounter that ended in a man’s death began with an order
to get on the ground, issued by an officer crouching behind a car door with his gun drawn. Bear in
mind that only after officers had delivered more than 14, 400 volts to his body,1 driven him to the

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25
ground, and shackled his arms and legs did they “sp[eak] to [Leroy] Hughes in an effort to find out
his name and other identifying information[.]” (Appellee Br. at 23.)
Let us acknowledge the obvious tension between the inference that Leroy Hughes sought to
flee and the fact that he “took several fast-paced steps” toward one of the officers. (Appellee Br.
at 16.) Even assuming that Leroy Hughes sought to flee, quickness was not likely a defining
characteristic of his six-foot, six-inch, four-hundred-pound frame. Acknowledge the irony in the
representation that Leroy Hughes “violently resisted arrest” when he had not fully turned to view
the second officer who shocked him before he was tackled by two or three others. Acknowledge
further that his lone attempt to use any of the ordnance later recovered from his pockets—a handgun,
a speed loader, four magazines, two boxes of ammunition, assorted loose bullets, and a knife—came
after the first two of the twelve taser shocks and consisted of his throwing a box of ammunition at
an officer as he stated that the handgun was not loaded.
As the majority recounts, we are charged by the Supreme Court to consider three factors in
assessing claims of excessive force that arise from investigatory stops or arrests: (1) the severity of
the crime at issue; (2) whether the claimant posed an immediate threat of safety to the officers or
others; and (3) whether the claimant actively resisted arrest or attempted to flee. Graham v. Connor,
490 U.S. 386, 396 (1969). The dispositive inquiry, however, is “whether the totality of the
circumstances justified [the] particular sort of search or seizure” that is alleged to have violated the
Fourth Amendment. Tennessee v. Garner, 471 U.S. 1, 8 (1985). If we recall, consider, bear in
mind, and acknowledge the totality of the circumstances that led to the death of Leroy Hughes, we

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No. 12-5109
2See Dan Frosch & Kirk Johnson, Gunman Kills 12 in Colorado, Reviving Gun Debate, N.Y.
Times, July 20, 2012, http://www.nytimes.com/2012/07/21/us/shooting-at-colorado-theater-showing-
batman-movie.html?pagewanted=all; Shailagh Murray & Sari Horwitz, Rep. Gabrielle Giffords Shot in
Tucson Rampage; Federal Judge Killed, Wash. Post, Jan. 9, 2011, http://washingtonpost.com/wp-
dyn/content/article/2011/01/08/AR2011010802422.html; James Barron, Nation Reels After Gunman
Massacres 20 Children at School in Connecticut, N.Y. Times, Dec. 14, 2012,
http://nytimes.com/2012/12/15/nyregion/shooting-reported-at-connecticut-elementary-
school.html?pagewanted=all.
3As the Supreme Court has explained, only after “the relevant set of facts is determined and all
reasonable inferences are drawn in favor of the plaintiff, to the extent supported by the record,” does
objective reasonableness become a question of law. Chappell v. City of Cleveland, 585 F.3d 901, 909 (6th
Cir. 2009) (quoting, inter alia, Scott v. Harris, 550 U.S. 372, 381 n. 8 (2007) (emphasis added)); cf.
Muehler v. Mena, 544 U.S. 93, 108 (2005) (Stevens, J., concurring) (“Under Graham [v. Connor, supra,
490 U.S. at 396], the trier of fact must balance ‘the nature and quality of the intrusion on the individual’s
Fourth Amendment interests’ [sic] against the countervailing governmental interest at stake.’” (Emphasis
added.)). Here, a number of inferences appear to have been drawn against Leroy Hughes.
26
cannot fail to recognize that it is error to affirm the grant of summary judgment in favor of the
officers who seized him.
We who sit in relative safety behind a bench, garbed in black robes and guarded by federal
marshals and county sheriffs sworn to protect us, must never forget “that police officers are often
forced to make split-second judgments—in circumstances that are tense, uncertain, and rapidly
evolving—about the amount of force necessary in a particular situation.” Graham, 490 U.S. at 397.
That Leroy Hughes was allegedly armed, mentally ill, and in the vicinity of two elementary schools
is a searing indictment in an age framed by horrific tragedies in Aurora and Columbine, Colorado;
Tucson, Arizona; and Newtown, Connecticut.2 And combined with his uncommonly large size and
continuous reaching toward his waistband, it is little wonder that police officers found it necessary
to intervene. Less clear, however, is whether the officers’ chosen intervention, which resulted in
the death of Leroy Hughes, was reasonable.3

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4See Michael Cooper, Officers in Bronx Fire 41 Shots, and an Unarmed Man Is Killed, N.Y.
Times, Feb. 5, 1999, http://www.nytimes.com/1999/02/05/nyregion/officers-in-bronx-fire-41-shots-and-an-
unarmed-man-is-killed.html.
5See Cop in 50-Shot Killing of Unarmed Sean Bell to Be Fired, N.Y. Post, Mar. 24, 2012,
http://nypost.com/2012/03/24/cop-in-50-shot-killing-of-unarmed-sean-bell-to-be-fired/; see also
David W. Chen & Al Baker, New York to Pay $7 Million for Sean Bell Shooting, N.Y. Times,
July 27, 2010, http://www.nytimes.com/2010/07/28/nyregion/28bell.html?ref=seanbell.
6See Jesse McKinley, Officer Guilty in Killing That Inflamed Oakland, N.Y. Times, July 8, 2010,
http://www.nytimes.com/2010/07/09/us/09verdict.html; see also Fruitvale Station (Significant Productions
& OG Project 2013) (film about Grant’s death).
7See Kim Severson, Asking for Help, Then Killed by an Officer’s Barrage, N.Y. Times, Sept. 16,
2013, http://www.nytimes.com/2013/09/17/us/asking-for-help-then-killed-by-an-officers-
barrage.html?_r=0.
8E.g., Lizette Alvarez & Cara Buckley, Zimmerman Is Acquitted in Trayvon Martin Killing, N.Y.
Times, July 13, 2014, http://www.nytimes.com/2013/07/14/us/george-zimmerman-verdict-trayvon-
martin.html?pagewanted=all; Mary C. Curtis, No Justice for Jordan Davis, More Worry for Parents of
Black Children, Wash. Post (Feb. 17, 2014, 12:33 PM), http://www.washingtonpost.com/blogs/she-the-
people/wp/2014/02/17/no-justice-for-jordan-davis-more-worry-for-parents-of-black-children/.
27
For as much as the deaths in Colorado, Arizona, and Connecticut thread the tapestry of
rapidly evolving circumstances that police officers must consider, so, too, do the deaths of Amadou
Diallo,4 Sean Bell,5 Oscar Grant,6 and Jonathan Ferrell.7 And while a hundred reasonable arrests
may go unmentioned for every egregious exception, we cannot ignore the seeds of systemic
inequalities sown in our Nation’s history and lain bare by diligent review. See, e.g., Floyd v. City
of New York, No. 08 Civ. 1034, 2013 U.S. Dist. LEXIS 113271 (S.D.N.Y. Aug. 12, 2013)
(Scheindlin, J.), stayed by Ligon v. City of New York, Nos. 13-3123 / 3088, 2013 U.S. App. LEXIS
22229 (2d Cir. Oct. 31, 2013). Nor can we fail to mourn the bitter fruit those seeds have spawned,8
even as we strive to root it out.
Leroy Hughes may have been confused, due to his schizophrenia, rather than resistant or
non-compliant. This is a factor that the trier of fact must weigh along with all the other evidence.
See Eldridge v. City of Warren, 533 F. App’x 529, 533 (6th Cir. 2013) (citing Hagans v. Franklin
Cnty. Sheriff’s Office, 695 F.3d 505, 509 (6th Cir. 2012)) (“[U]nder our precedent it is unreasonable

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to tase a nonresisting suspect.”). When confronted by police, Leroy Hughes, who moved toward,
rather than away from, an arresting officer, may or may not have attempted to flee. Although Leroy
Hughes carried considerable concealed ordnance, he neither threatened nor attempted to use it. And
any violence attributable to Leroy Hughes appears to have been precipitated by, rather than having
provided a reason for, the use of force against him. But Leroy Hughes is dead.
Whatever actually happened on December 3, 2008, the determination of the facts on which
the reasonableness of the police officers’ conduct in this case depends is reserved for the jury, as the
finder of fact. See, e.g., Vetters v. Berry, 575 F.3d 90, 95 (6th Cir. 1978) (“When the evidence is
in dispute it is singularly within the province of the jury to decide which version of the facts is to
be accepted.” (Citation and internal quotation marks omitted)). And even assuming a definite set
of facts, until all inferences have been drawn in favor of Leroy Hughes, whether the officers’
conduct was reasonable remains, itself, a material question of fact. See Chappell v. City of
Cleveland, 585 F.3d 901, 909 (6th Cir. 2009) (quoting, inter alia, Scott v. Harris, 550 U.S. 372, 381
n.8 (2007)). My colleagues in the majority fail to respect the role that the jury should play in this
matter and, consequently, endorse the usurpation of that role in the face of genuine issues of material
fact. Because I cannot reconcile such an endorsement with the distinct roles of the trial judge and
the jury, I respectfully dissent.

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