Der KI-Arbeitsbereich für Juristen
- Rechtsrecherche mit Zugriff auf über 1 Million Quellen
- Dokumentenautomatisierung
- Mandatsverwaltung
- Gehostet in der EU und der Schweiz
14 Tage kostenlos testen (10 Fragen/Tag während der Testphase)
Der KI-Arbeitsbereich für Juristen
14 Tage kostenlos testen (10 Fragen/Tag während der Testphase)
05-1556•DEBORAH JEAN INGLE, Administrator of the Estate of CHRISTOPHER JAMES BURT INGLE v. MIKE YELTON, in his official
05-1556Court of Appeals for the Fourth Circuit08.03.2006
PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
DEBORAH JEAN INGLE, Administrator
of the Estate of CHRISTOPHER JAMES
BURT INGLE,
Plaintiff-Appellant,
v.
No. 05-1556 MIKE YELTON, in his official and
individual capacities; CITY OF
ASHEVILLE; CHRIS YOUNG, in his
official and individual capacities;
JOE JOHNSON,
Defendants-Appellees.
Appeal from the United States District Court
for the Western District of North Carolina, at Asheville.
Lacy H. Thornburg, District Judge.
(CA-03-199-1)
Argued: February 1, 2006
Decided: March 8, 2006
Before WILLIAMS, MOTZ, and KING, Circuit Judges.
Affirmed in part, reversed in part, and remanded by published opin-
ion. Judge Motz wrote the opinion, in which Judge Williams and
Judge King joined.
COUNSEL
ARGUED: Kyle William King, Weaverville, North Carolina, for
Appellant. Frederick S. Barbour, MCGUIRE, WOOD & BISSETTE,
-- 1 of 10 --
P.A., Asheville, North Carolina, for Appellees. ON BRIEF: Rendi L.
Mann-Stadt, MCGUIRE, WOOD & BISSETTE, P.A., Asheville,
North Carolina; Curtis W. Euler, OFFICE OF CITY ATTORNEY
FOR THE CITY OF ASHEVILLE, Asheville, North Carolina, for
Appellees.
OPINION
DIANA GRIBBON MOTZ, Circuit Judge:
Deborah Ingle brought this 42 U.S.C. § 1983 (2000) excessive
force action against the Asheville, North Carolina, Police Department
and three of its officers after the officers fatally shot her son. Ingle
asserted, inter alia, that the district court could not rule on the defen-
dants’ summary judgment motion without providing her an opportu-
nity to discover whether cameras installed in police vehicles on the
scene recorded videotapes of the incident. In granting summary judg-
ment for the defendants without allowing that discovery, the district
court abused its discretion.
I.
Shortly after 3:00 a.m. on July 15, 2001, Christopher Ingle and his
father, Burt Ingle, had a physical altercation concerning Christopher’s
sister, Tina Ingle. Burt was restraining Tina, who had just run away
from a youth facility, while Christopher unsuccessfully tried to free
her. Christopher left and returned with his father’s 12-gauge shotgun.
He fired three rounds, striking both his father and sister with the final
shot. They were taken to the hospital in critical condition but sur-
vived.
Christopher then took the shotgun and fled in his father’s red
pickup truck. The Buncombe County Sheriff’s Department broadcast
a description of the vehicle Christopher was driving. At approxi-
mately 3:30 a.m., Asheville Police Department ("APD") Officer
Owen Jones spotted a vehicle matching that description. Officer Jones
chased Christopher at high speed in his police cruiser until Christo-
pher pulled into the parking lot of a Holiday Inn Sun Spree motel.
2 INGLE v. YELTON
-- 2 of 10 --
Several officers, including the defendants, submitted affidavits
about what happened next. Officer Jones, who is not a defendant,
stated that Christopher began to get out of the truck with his hands
raised in the air but then lunged back into the truck to get his shotgun,
which he pointed at Officer Jones. According to Officer Jones, as
backup units began arriving on the scene, Christopher jumped back
into his truck, put it in reverse, and drove under the breezeway and
past the motel’s main entrance. Officer Jones heard a shotgun blast
as Christopher passed by Officer Smith. Then, Officer Jones main-
tains, Christopher came to a stop and pointed the barrel of the gun out
the driver’s side window. When Christopher lowered the barrel to aim
the weapon at other officers, they shot him. Officer Jones did not fire.
The defendants offered consistent accounts. Officer Mike Yelton
stated that after he arrived on the scene in his vehicle, he heard a shot-
gun blast and turned to see the red pickup truck passing under the
breezeway. When the truck stopped, he observed the driver open the
door and step out holding the gun over his head, as if to surrender.
Officer Yelton then saw the driver climb back into the truck, lean
away from the driver’s side door, and point the barrel of the shotgun
out the window. He yelled for the driver to drop the gun, but Christo-
pher instead lowered the barrel until it was aimed at Officer Yelton.
The officer then fired at Christopher with his rifle.
Officer Christopher Young maintained that as he arrived on scene
in his police car he heard another officer say that shots had been fired.
Officer Young observed that the truck had come to a stop near the
motel’s front entrance and he heard Officer Yelton yelling at the
driver to drop his weapon. He saw Christopher lean sideways, away
from the driver’s door of his truck, and point the barrel of his gun at
Officer Yelton. Officer Young then fired at the truck.
Officer Joseph Johnson stated that he heard a shotgun blast as he
approached the scene in his police cruiser. He turned into the parking
lot and saw Christopher driving the truck toward him. After veering
to avoid a collision, Officer Johnson drove past the truck and stopped
his car next to Officer Jones’s vehicle. Officer Johnson got out of the
car with his K-9 unit. As he was reaching for the dog’s collar, he saw
the driver open the door and stick a leg outside. While attaching the
leash he heard another shotgun blast and looked up to see Christopher
3 INGLE v. YELTON
-- 3 of 10 --
aiming his shotgun at the officers. Officer Johnson drew his weapon
and, after hearing shots that he believed came from Christopher, fired
at the truck’s headrest.
The officers fired approximately thirty rounds at Christopher, six
of which struck and killed him. During the shooting, a total of eight
law enforcement vehicles were parked either in the motel’s driveway
or at the entrance to its paved parking lot. Two of those vehicles
belonged to the Buncombe County Sheriff’s Department, and the
remaining six vehicles were from the APD. In addition, three other
APD vehicles were located nearby on Holiday Inn Drive.
II.
On July 14, 2003, Deborah Ingle ("Ingle"), Christopher’s mother
and the administrator of his estate, filed this action under 42 U.S.C.
§ 1983 and N.C. Gen. Stat. § 28A-18-1 and -18-2 in North Carolina
state court. The defendants — the City of Asheville and APD Officers
Yelton, Young, and Johnson — removed the action to federal district
court on August 11, 2003, and then answered the complaint and
moved to dismiss the case on August 29, 2003. Two weeks later, on
September 12, 2003, defendants requested that the court impose Rule
11 sanctions against Ingle.
On October 1, 2003, Ingle moved to extend the time to respond to
both the motion to dismiss and the motion for Rule 11 sanctions. In
that motion she specifically requested discovery concerning "any vid-
eotapes taken during the pursuit of Chris Ingle or at the scene of the
shooting." Without addressing the request for videotapes evidence,
the magistrate judge denied the motion to extend time to respond to
the motion to dismiss. However, he did allow discovery regarding the
motion for Rule 11 sanctions, because it relied on information not
contained in the pleadings. As part of that discovery, Ingle requested,
and the magistrate judge ordered, production of the crime scene pho-
tographs.
On April 2, 2004, after the district court, in "an abundance of cau-
tion," denied the initial motion to dismiss and the motion for Rule 11
sanctions without prejudice, defendants filed a second motion to dis-
miss, or in the alternative for summary judgment. Two weeks later,
4 INGLE v. YELTON
-- 4 of 10 --
on April 16, 2004, Ingle responded by filing a Rule 56(f) motion to
delay consideration of the summary judgment motion until discovery
was complete, renewing her request for "production of videotape evi-
dence of the chase and the shooting." She also asserted that summary
judgment was inappropriate because the record contained material
factual disputes. Ingle posited that Christopher could not have pointed
his shotgun out the window, as the officers asserted, because the
physical evidence demonstrated that the window was closed when it
shattered.
The district court denied the Rule 56(f) motion, finding that the "re-
cord appears to be complete as to the perceptions of the officers," and
entered summary judgment for the defendants. The court held that
they were entitled to qualified immunity because, regardless of
whether Christopher’s truck window was open or closed, the officers
reasonably feared for their safety when Christopher aimed his weapon
at them.
Ingle then filed a Rule 59(e) motion to amend the judgment in light
of "new evidence." She submitted the affidavit of an investigator,
Cheryl King, who works for (and is the wife of) Ingle’s attorney.
King asserts that several unidentified men repeatedly approached her
about the Ingle case, and that she eventually accompanied them to an
unfamiliar location where she viewed a videotape of the incident. The
tape allegedly showed Christopher standing outside his truck with his
hands over his head. King heard what sounded like a shot and saw
Christopher moving back toward the truck. At the crucial moment
when the officers claim that Christopher pointed his shotgun at them,
however, King states that a man obscured her view by standing
between her and the television. King did not obtain a copy of the tape.
The district court denied the Rule 59(e) motion, finding that the evi-
dence had been available before summary judgment, and therefore
was not "new."
Ingle appeals both the district court’s grant of summary judgment
to the defendants and its denial of her Rule 59(e) motion.
III.
With respect to summary judgment, Ingle maintains that the district
court should have granted her Rule 56(f) motion to engage in addi-
5 INGLE v. YELTON
-- 5 of 10 --
tional discovery before considering the summary judgment motion.
Rule 56(f) requires that "summary judgment be refused where the
nonmoving party has not had the opportunity to discover information
that is essential to his opposition." Nguyen v. CNA Corp., 44 F.3d
234, 242 (4th Cir. 1995) (quoting Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 250 n.5 (1986)). Rule 56(f) motions may be denied,
however, if "the additional evidence sought for discovery would not
have by itself created a genuine issue of material fact sufficient to
defeat summary judgment." Strag v. Bd. of Trustees, 55 F.3d 943, 954
(4th Cir. 1995). We review the denial of a Rule 56(f) motion for
abuse of discretion. Nguyen, 44 F.3d at 242. We will not reverse a
denial "unless there is a clear abuse of discretion or, unless there is
a real possibility the party was prejudiced by the denial of the exten-
sion." Strag, 55 F.3d at 954.
In holding that the defendant officers were entitled to qualified
immunity, the district court relied almost exclusively on the officers’
assertions that Christopher aimed his weapon at them. Ingle, of
course, has no way to directly contradict the officers’ statements.
Because this is a deadly force case, "the witness most likely to contra-
dict [the officers’] story — the person shot dead — is unable to tes-
tify." Scott v. Henrich, 39 F.3d 912, 915 (9th Cir. 1994).
In such circumstances, "a court must undertake a fairly critical
assessment of the forensic evidence, the officer’s original reports or
statements and the opinions of experts to decide whether the officer’s
testimony could reasonably be rejected at a trial." Plakas v. Drinski,
19 F.3d 1143, 1147 (7th Cir. 1994). When there is contrary evidence,
a "court may not simply accept what may be a self-serving account
by the police officer." Scott, 39 F.3d at 915. Cf. Elliott v. Leavitt, 99
F.3d 640, 644-45 (4th Cir. 1996) (noting officers’ account in lethal
force case was consistent with the physical evidence). Indeed, several
courts have vacated the entry of summary judgment when the physi-
cal evidence undermined the officers’ assertions that they feared for
their safety before deploying lethal force, even when there was no
other witness to the shooting. See, e.g., Abraham v. Raso, 183 F.3d
279, 293-94 (3d Cir. 1999) (ballistic and videotape evidence contra-
dicted security guards’ assertions); Hopkins v. Andaya, 958 F.2d 881,
885 (9th Cir. 1992) ("[T]he medical evidence in the record under-
mines [the officer]’s story in numerous ways."); Ting v. United States,
6 INGLE v. YELTON
-- 6 of 10 --
927 F.2d 1504, 1510 (9th Cir. 1991) (ballistic evidence undermined
claim that decedent was advancing threateningly toward officer).
Given the facts of this case, the district court could not conduct a
thorough assessment of the officers’ statements without allowing dis-
covery as to whether videotapes exist and, if so, what they depict.
Ingle presented compelling reasons to allow the requested discovery.
She alleged that the officers’ account — that the decedent aimed the
gun at them through the open window of the truck — conflicts with
the physical evidence suggesting that the window was closed when
the officers shot it out. She even submitted an expert affidavit con-
cluding that the "shards of glass visible around the entire perimeter
of the driver’s side window" constitute "proof that the driver’s win-
dow was broken when the window was in a complete rolled-up posi-
tion." The State Bureau of Investigation echoed that view in its report
on the incident, noting that the window was "in an upward position"
when it was shot out.
Moreover, Ingle presented a plausible argument that such video-
tapes may actually exist. She asserted, and defendants’ counsel con-
firmed at oral argument, that the APD instituted a policy of installing
cameras in its vehicles in April 2001, several months before the
shooting. While it may be that at the time of the shooting no cameras
had yet been installed or were operative in any of the six APD vehi-
cles at the scene, or the three additional APD vehicles located along
Holiday Inn Drive, this policy clearly distinguishes Ingle’s Rule 56(f)
motion from cases where "the evidence sought was almost certainly
nonexistent or was the object of pure speculation." VISA Int’l Serv.
Ass’n v. Bankcard Holders of Am., 784 F.2d 1472, 1475 (9th Cir. 1986).1
Because there was a sufficient basis to believe such videos existed,
and because this evidence represented Ingle’s principal opportunity to
contradict the assertion that the district court found dispositive, the
court should have allowed discovery as to the videos. See VISA Int’l
Serv. Ass’n, 784 F.2d at 1475 ("[T]he denial of a Rule 56(f) applica-
tion is generally disfavored where the party opposing summary judg-
1We do not rely on Mrs. King’s affidavit as evidence that tapes exists,
for the affidavit was not before the district court at the time it denied the
Rule 56(f) motion.
7 INGLE v. YELTON
-- 7 of 10 --
ment makes (a) a timely application which (b) specifically identifies
(c) relevant information, (d) where there is some basis for believing
that the information sought actually exists.").
Two additional factors counsel in favor of finding the denial of the
Rule 56(f) motion an abuse of discretion in this case. First, denial of
a Rule 56(f) motion is particularly inappropriate when, as here, "the
materials sought are the object of outstanding discovery." Strag, 55
F.3d at 954. As noted above, Ingle first requested discovery regarding
the videotapes in October 2001, only two months after the defendants
removed the case to federal court and six months before she renewed
that request in her Rule 56(f) motion; the court seemingly ignored that
request in ruling on her earlier motion.
Additionally, courts should hesitate before denying Rule 56(f)
motions when the party opposing summary judgment is attempting to
obtain necessary discovery of information possessed only by her
opponent. See, e.g., Willis v. Town of Marshall, 426 F.3d 251, 264
(4th Cir. 2005). In Willis we held that the district court had wrongly
denied the Rule 56(f) motion of a plaintiff who had asserted a "class
of one" equal protection claim after a town banned her from dancing
at public functions because of her style of dancing. To rebut the
town’s summary judgment motion, the plaintiff needed to know
whether the town received any complaints about others’ dancing
styles. We held that because this fact was "wholly within the knowl-
edge of" the town and was essential to Willis’s claim, the denial of
the Rule 56(f) motion constituted an abuse of discretion. Id. at 263.
Similarly, here, whether tapes existed and what they showed were
entirely within the knowledge of the defendants.2
2The district court did not abuse its discretion in denying discovery of
the remaining items requested in the Rule 56(f) motion, however. Ingle
also sought, inter alia, to depose a witness concerning the location of
blood at the scene and an insurance adjuster about whether the truck door
was open when shot. While this evidence might become probative if the
videotapes show what Ingle claims they will, on its own, at present, this
evidence does not "create[ ] a genuine issue of material fact sufficient to
defeat summary judgment." Strag, 55 F.3d at 954. Nor, unlike the video-
tapes, was this evidence the subject of pending discovery requests or
wholly within the defendants’ possession.
8 INGLE v. YELTON
-- 8 of 10 --
Because we conclude that the district court prematurely granted
summary judgment, we do not address Ingle’s contention that sum-
mary judgment was inappropriate on the record before that court. See,
e.g., Resolution Trust Corp. v. N. Bridge Assocs., Inc., 22 F.3d 1198,
1209 n.14 (1st Cir. 1994); Wichita Falls Office Assocs. v. Banc One
Corp., 978 F.2d 915, 920 (5th Cir. 1992); First Chicago Int’l. v.
United Exch. Co., Ltd., 836 F.2d 1375, 1379 (D.C. Cir. 1988). Once
discovery related to the videotapes is completed, the district court
"may again consider [defendants’] motion for summary judgment" if
it deems that to be the appropriate course. Dean v. Barber, 951 F.2d
1210, 1214 (11th Cir. 1992) (quoting Snook v. Trust Co. of Ga., 859
F.2d 865, 870 (11th Cir. 1988)). We "do not prejudge the propriety
of summary judgment" at that point. Farmer v. Brennan, 81 F.3d
1444, 1453 (7th Cir. 1996).
IV.
Unlike claims related to the factual record at summary judgment,
Ingle’s claim that the district court erred in denying her Rule 59(e)
motion to amend the judgment is not in any way affected by our
remand. Cf. Willis, 426 F.3d at 257-67 (deciding other constitutional
and preliminary injunction issues despite remanding for additional
discovery on "class of one" equal protection claim). Accordingly, we
address it now.
Rule 59(e) motions will be granted in three circumstances: "(1) to
accommodate an intervening change in controlling law; (2) to account
for new evidence not available at trial; or (3) to correct a clear error
of law or prevent manifest injustice." Pac. Ins. Co. v. Am. Nat’l Fire
Ins. Co., 148 F.3d 396, 403 (4th Cir. 1988). If relying on new evi-
dence, "a party must produce a legitimate justification for not present-
ing the evidence during the earlier proceeding." Small v. Hunt, 98
F.3d 789, 798 (4th Cir. 1996) (internal quotation marks omitted). We
review the district court’s denial of a Rule 59(e) motion for abuse of
discretion. United States ex rel. Becker v. Westinghouse Savannah
River Co., 305 F.3d 284, 290 (4th Cir. 2002).
The only basis Ingle proffers for her Rule 59(e) motion is the sec-
ond; she maintains that the King affidavit recounts new evidence not
available at trial. But, as Ingle concedes, all of the events alleged in
9 INGLE v. YELTON
-- 9 of 10 --
the King affidavit occurred before the district court entered summary
judgment. Thus, this evidence, to the extent it was evidence, was
available at the time the district court ruled. Ingle contends that her
failure to make this information known at that time was justified
because (1) the "best evidence" rule would have prohibited the use of
the affidavit in lieu of the actual tape, and (2) she feared that the peo-
ple possessing the tape would not have surrendered it if the court were
made aware of its existence. The district court acted within its discre-
tion in denying the Rule 59(e) motion on the basis that the evidence
was not new and Ingle’s proffered justifications for not presenting it
sooner were "strategic decision[s] for which the Plaintiff bears
responsibility." Cf. Lostumbo v. Bethlehem Steel, Inc., 8 F.3d 569,
570 (7th Cir. 1993) ("The district court did not abuse its discretion in
determining that the affidavit Lostumbo sought to introduce was
available during the pendency of the summary judgment motion.").
Moreover, even if the district court had considered the King affida-
vit, that affidavit offered no reason for amending the judgment. As
noted above, the court relied almost exclusively on the fact that Chris-
topher aimed his gun at the officers. King conceded that she could not
see the television at the point in the tape where that is alleged to have
occurred. Thus her account does nothing to contradict the facts the
district court relied on as uncontested; indeed, Officer Yelton’s affida-
vit explicitly corroborates it.
V.
Therefore, we affirm the denial of Ingle’s Rule 59(e) motion,
reverse the denial of her Rule 56(f) motion, vacate the entry of sum-
mary judgment, and remand for further proceedings consistent with
this opinion.
AFFIRMED IN PART, REVERSED IN PART,
AND REMANDED
10 INGLE v. YELTON
-- 10 of 10 --
Verbinden Sie Omnilex, um den Rechtskorpus über Ihren KI-Assistenten zu durchsuchen.