HENRY L. WOODING; PHOEBE G. WOODING, his wife v. UNITED STATES OF AMERICA Henry L. Wooding

074695np-pdfCourt of Appeals for the Third Circuit09.03.2010

Gesamter Gesetzestext

NOT PRECEDENTIAL
IN THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
NO. 07-4695
HENRY L. WOODING;
PHOEBE G. WOODING, his wife
v.
UNITED STATES OF AMERICA
Henry L. Wooding,
Appellant
On Appeal From the United States District Court
For the Western District of Pennsylvania
(D.C. Civil Action No. 05-cv-01681)
District Judge: Hon. Donetta W. Ambrose
Submitted Pursuant to Third Circuit LAR 34.1(a)
February 26, 2010
BEFORE: CHAGARES, STAPLETON and
LOURIE,* Circuit Judges
(Opinion Filed: March 9, 2010)
* Hon. Alan D. Lourie, United States Circuit Judge for the Federal Circuit, sitting by
designation.

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Dr. Dirksmeier completed his residency in orthopedic surgery in 2000.1
2
OPINION OF THE COURT
STAPLETON, Circuit Judge:
Appellant Henry Wooding filed this civil action against the United States under the
the Federal Tort Claims Act (“FTCA”), 28 U.S.C. § 2671, et seq., alleging that he was
injured during a surgical procedure at the Department of Veterans Affairs Medical Center
in Pittsburgh, Pennsylvania. Wooding appeals the order of the District Court granting
summary judgment to the United States.
Because we write only for the benefit of the parties, we assume familiarity with the
facts of this civil action and the proceedings in the District Court. We will affirm
essentially for the reasons stated by the District Court.
I.
In 2001, Wooding was referred to the orthopedic clinic at the Veterans Affairs
Medical Center in Pittsburgh, Pennsylvania. There, he was treated by Dr. Peter
Dirksmeier, an orthopedic surgeon. At all times relevant to this lawsuit, Dr. Dirksmeier
was an orthopedic spinal surgery fellow at the University of Pittsburgh Medical Center.1
As part of his medical treatment, Wooding and Dr. Dirksmeier discussed the possibility of

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Count Two alleged a cause of action based on “malpractice, negligence, and2
wrongful conduct.” The District Court granted summary judgment on Count Two in
favor of the United States, and Wooding has not appealed that order.
3
surgery, including the risks and benefits of undergoing spinal surgery. Wooding claims
that he inquired about Dr. Dirksmeier’s level of experience when he and Dr. Dirksmeier
were discussing the possibility of surgery. According to Wooding, Dr. Dirksmeier’s
answers gave him the impression that he had significant experience performing surgery.
Wooding also alleges that Dr. Dirksmeier did not inform him that he had only recently
completed his residency. Wooding claims he would not have allowed Dr. Dirksmeier to
operate on him, if he had been aware of his actual level of experience.
In July 2001, Wooding underwent surgery. He alleges that, during the surgery, “a
surgical bite was taken, which punctured the dura . . . resulting in the flow of
cerebrospinal fluid.” [A 11] As a result of the surgery, Wooding claims that he
experienced a loss of feeling from the chest to the feet and extreme pain in his neck and
shoulders, among other injuries. In 2003, Wooding filed an administrative claim,
claiming that he had been injured as a result of medical negligence and seeking
$1,500,000 in damages. Two years later, he wrote a letter requesting that his claim be
amended to add an informed consent claim and increase the damages sought to
$2,500,000. The United States denied his claim, and Wooding filed this civil action.
Wooding’s complaint included two counts, but only Count One is at issue in this
appeal. In Count One, Wooding alleged a cause of action under the doctrine of informed2

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4
consent, claiming that he would not have consented to the surgery if he had been
accurately informed of Dr. Dirksmeier’s experience and the risks of the surgery.
However, Wooding subsequently renounced any claim based on a failure to inform him of
the risks of the surgery in his response to a government motion for partial summary
judgment. The District Court then allowed Wooding to proceed with Count One solely
on a theory of misrepresentation.
Before the bench trial, the United States moved for summary judgment on the
misrepresentation claim, arguing that summary judgment was appropriate because
Wooding had not produced a medical expert who would testify that Wooding’s injuries
were proximately caused by Dr. Dirksmeier’s alleged lack of experience performing
surgeries. The District Court granted the Government’s motion, concluding that expert
testimony was required to establish that Wooding’s injuries were caused by Dr.
Dirksmeier’s alleged inexperience, not by the surgery itself. Wooding filed a timely
appeal of that order.
II.
Under Pennsylvania law, a plaintiff alleging intentional misrepresentation must
show “1) a representation, 2) which is material to the transaction at hand, 3) made falsely,
with knowledge of its falsity or recklessness as to whether it is true or false, 4) with the
intent of misleading another into relying on it, 5) justifiable reliance on the
misrepresentation, and 6) resulting injury proximately caused by the reliance.” Porreco v.

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The parties agree that Pennsylvania law applies to Wooding’s claim because all of3
the events relevant to the civil action occurred in the Commonwealth.
A plaintiff may now assert such a claim under Pennsylvania’s informed consent4
statute. See 40 Pa. Stat. Ann. § 1303.504(d)(2). The parties agree that this cause of
action was not available when Wooding’s injuries occurred.
5
Porreco, 811 A.2d 566, 570 (Pa. 2002); Bortz v. Noon, 729 A.2d 555, 560 (Pa. 1999).3
The Supreme Court of Pennsylvania has recognized the potential viability of a claim of
intentional misrepresentation in a case where a doctor misrepresents his qualifications to a
patient. See Duttry v. Patterson, 771 A.2d 1255, 1259 (Pa. 2001).4
Here, Wooding alleged that Dr. Dirksmeier and the Veterans Affairs Medical
Center misrepresented Dr. Dirksmeier’s level of experience and gave Wooding the
impression that he had more experience performing surgeries than he actually had.
Accordingly, to make out a claim for intentional misrepresentation, Wooding was
required to show that his injuries were proximately caused by his reliance on Dr.
Dirksmeier’s alleged misrepresentations. See Bortz v. Noon, 729 A.2d at 560. Thus, in
this case, Wooding must show that his injuries were caused by Dr. Dirksmeier’s alleged
lack of experience, and not simply a result of the surgery. This requires expert testimony,
because the causal link is not obvious to a lay person. Cf. Quinby v. Plumsteadville
Family Practice, Inc., 907 A.2d 1061, 1070–71 (Pa. 2006) (recognizing that a plaintiff
must produce a medical expert to testify as to causation in “all but the most self-evident
medical malpractice actions”). Wooding concedes that the expert he has retained will
only testify that the injuries were caused by the surgery, not by Dr. Dirksmeier’s alleged

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6
lack of experience. Accordingly, the District Court correctly granted summary judgment
on his misrepresentation claim.
On appeal, Wooding argues that expert testimony on the issue of whether Dr.
Dirksmeier’s alleged inexperience caused his injuries is unnecessary. Instead, he
contends that he is only required to show that he would not have consented to an
operation performed by Dr. Dirksmeier, if he were aware of his actual level of
experience. Essentially, he is making an argument under the doctrine of informed
consent. The Supreme Court of Pennsylvania foreclosed this possibility in Duttry, when
it held that a doctor’s misrepresentations about his experience was irrelevant to an
informed consent claim. See 771 A.2d at 1259. Therefore, Wooding’s argument fails,
and the grant of summary judgment was appropriate.
Because we affirm the District Court’s decision, we need not address the
Government’s alternative argument that Wooding’s amendment to his claim was untimely
or Wooding’s request that we provide guidance on the type of damages that are available
in this civil action.
III.
For these reasons, we will affirm the order of the District Court.

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