United States of America v. Alberto Pena

*The Honorable Arthur L. Alarcón, Senior Judge, United States Court of Appeals
for the Ninth Circuit, sitting by designation.
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 05-3199
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UNITED STATES OF AMERICA
v.
ALBERTO PENA,
Appellant
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On Appeal from the United States District Court
for the District of New Jersey
D.C. Crim. Action No. 92-cr-00024-2
District Judge: Honorable John W. Bissell
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Submitted Under Third Circuit LAR 34.1(a)
April 28, 2006
Before: SCIRICA, Chief Judge, NYGAARD, and ALARCÓN, * Circuit Judges.
(Filed: May 1, 2006)
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OPINION OF THE COURT
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ALARCÓN, Circuit Judge.

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Alberto Pena was convicted of conspiracy to distribute and possess with intent to
distribute more than 100 grams of heroin in violation of 21 U.S.C. § 841(a)(1) and 21
U.S.C. § 846. The District Court sentenced him to 60 months imprisonment, based on an
advisory United States Sentencing Guidelines range. He seeks reversal of the District
Court’s sentencing decision on discrete grounds. He contends that the District Court
erred in basing its sentencing decision on facts he did not admit in his guilty plea. He
also maintains that his sentence is unreasonable because the District Court improperly
ignored Mr. Pena’s rehabilitative efforts and community service in fixing his sentence.
We affirm.
I
On January 21, 1992, Mr. Pena pled guilty to the crime of conspiracy to distribute
and possess with intent to distribute more than 100 grams of heroin. During the plea
proceedings, Mr. Pena testified that he was involved in the sale of 9.4 grams of heroin on
November 13, 1991 at MF Transmissions, his place of employment. He also testified that
he conspired with Julio Mota to supply Miguel Pena 50 grams of heroin which was
ultimately sold to Manny Mendez on January 3, 1992.
Mr. Pena absconded after the plea hearing and was not apprehended until 2004.
During his time as a fugitive, Mr. Pena was convicted under an assumed name of
possession of heroin with intent to distribute, and served time in a Maryland state prison.
He subsequently returned to the Newark area where he worked at a family restaurant. He
also became involved in numerous religious and community outreach activities.

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At Mr. Pena’s first sentencing hearing on May 13, 2004, the District Court
imposed a sentence of 60 months. Mr. Pena filed a notice of appeal from the sentencing
decision on May 24, 2004. On April 21, 2005, this Court vacated the sentence and
remanded for re-sentencing under United States v. Booker, 543 U.S. 220 (2005).
The District Court again sentenced Mr. Pena to serve 60 months on June 17, 2005.
This sentence was based on the 57-71 month range suggested by the now advisory
Sentencing Guidelines.
In calculating this range, the District Court attributed to Mr. Pena 79.3 grams of
heroin, including the 19.9 grams seized from MF Transmissions on November 15, 1991,
added two points for obstruction of justice, and found a Criminal History of II. Although
the District Court drew heavily on the Presentence Report (“PSR”), it rejected its
suggestion that Mr. Pena should be assessed additional points for his role in the
conspiracy, and did not attribute to Mr. Pena the 71.6 grams of cocaine also found in the
November 15, 1991 search.
The District Court considered each of the factors enumerated in 18 U.S.C. §
3553(a) in reaching the 60-month sentence. It discussed each factor individually. In
response to defense counsel’s requests that it should consider Mr Pena’s rehabilitative
efforts since he absconded in 1992, the District Court discussed this factor at length. The
District Court concluded that Mr. Pena’s good deeds did not entitle him to a lesser
sentence because of his eleven years as a fugitive, his failure to turn himself in, the

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seriousness of heroin-related crimes, and the need for deterrence. Mr. Pena filed a timely
notice of appeal on June 24, 2005. We have jurisdiction pursuant to 18 U.S.C. § 3742(a).
II
The Government argues that this Court lacks jurisdiction to review sentences
within the applicable Sentencing Guidelines range. This Court recently rejected this
argument in United States v. Cooper, 437 F.3d 324 (3d Cir. 2006). In Cooper, this Court
held that an appellate court has jurisdiction under § 3742(a)(1) to review the
unreasonableness of a sentence “whether within or outside the advisory guidelines range.”
Id. at 328 (quoting United States v. Martinez, 434 F.3d 1318, 1320 (11th Cir. 2006)).
III
Mr. Pena first argues that the District Court erred in basing its sentence on a
finding that the 19.9 gram heroin transaction of November 15, 1991 was attributable to
him. Mr. Pena cites Apprendi v. New Jersey, 530 U.S. 466 (2000), for the proposition
that “[o]ther than the fact of a prior conviction, any fact that increases the penalty for a
crime beyond the prescribed statutory maximum must be submitted to a jury, and proved
beyond a reasonable doubt.” Id. at 490. He contends that his sentence is beyond the
statutory maximum in that it is based on a guilty plea on an amount of heroin in excess of
the amount he admitted during the proceedings.
This argument completely ignores Justice Breyer’s remedial opinion in Booker. A
majority of the Court in Booker concluded that “when a trial judge exercises his
discretion to select a specific sentence within a defined range, the defendant has no right

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to a jury determination of the facts that the judge deems relevant.” 543 U.S.at 233. The
19.9 grams of heroin seized on November 15, 1991 were found in a search of Mr. Pena’s
workplace and the headquarters of the conspiracy in which he participated. Mr. Pena pled
guilty to participating in a conspiracy to distribute and possess with intent to distribute
more than 100 grams of heroin between November 1, 1991 and January 8, 1992. The
District Court did not err in concluding that the 19.9 grams of heroin were possessed in
furtherance of the conspiracy. Nor did it violate Booker in attributing 19.9 grams of
heroin to Mr. Pena. A district court may consider relevant conduct in determining a
Sentencing Guidelines range. U.S.S.G. § 1B1.3. The District Court did not deviate from
the Sentencing Guidelines range supported by his plea to conspiracy to distribute an
distribute and possess over 100 grams of heroin, and it treated the Sentencing Guidelines
as advisory.
IV
Mr. Pena also argues that his sentence is not reasonable under Booker
because the District Court did not thoroughly consider the factors enumerated in 18
U.S.C. § 3553(a). See Booker, 543 U.S. at 259-61. More specifically, he contends that
the trial court did not give adequate weight to Mr. Pena’s charitable efforts in recent years
and improperly focused on his time as a fugitive.
For a sentence to be reasonable under Booker, “[t]he record must demonstrate the
trial court gave meaningful consideration to the § 3553(a) factors,” which include the
range suggested in the Sentencing Guidelines. Cooper, 437 F.3d at 329. The

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reasonableness inquiry thus requires the trial court to “calculate the correct guidelines
range applicable to the defendant’s particular circumstances.” ld. at 330. As discussed
above, the District Court applied the proper Sentencing Guidelines range.
Next, the trial court must give “meaningful consideration” to the § 3553(a) factors
and to any arguments “properly raised by the parties which have recognized legal merit
and factual support in the record.” ld. at 329, 332 (internal citations omitted). Although
the trial court need not recite all the factors, the record must show that the court took them
into account and “reasonably applied [them] to the circumstances of the case.” ld. at 329-
30. This Court reviews the District Court’s application of § 3553(a) factors under a
“deferential” standard of review, and must affirm where the district judge imposed the
sentence “for reasons that are logical and consistent with the factors set forth in section
3553(a).” ld. at 330. The appellant bears the burden of proving unreasonableness. ld. at
332.
The District Court explicitly applied each factor enumerated in § 3553(a) to Mr.
Pena’s situation. In considering the nature and circumstances of the crime, the District
Court noted Mr. Pena’s flight and prior narcotics offense. As to the characteristics of
defendant, the Court acknowledged that Mr. Pena had made positive changes in his life
since his crime, but that these changes were not so extraordinary as to constitute a
mitigating factor. The District Court noted that drug crimes have become a “scorge [sic]
on our society, particularly here in urban areas of the northeast corridor,” and that the
Sentencing Guidelines range therefore properly addressed the seriousness of the crime

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and constituted just punishment for it. (Appellant’s Appendix 119). As to deterrence, the
Court found that while the need to deter Mr. Pena specifically was low, the need to deter
flight and drug crime generally was an operative consideration. The District Court found
no need to protect the public from Mr. Pena. Finally, the District Court found that the
educational and vocational needs of Mr. Pena would be served by the sentence,
particularly in light of his constructive activities in prison up to that point.
The District Court also gave due consideration to defense counsel’s arguments
regarding Mr. Pena’s personal transformation and community service. Defense counsel
presented evidence of Mr. Pena’s self-initiated rehabilitation and numerous community
outreach activities. She argued that much of what a prison sentence is meant to achieve
had already been accomplished through Mr. Pena’s own efforts. The District Court
reasonably responded that Mr. Pena’s self-rehabilitation was undermined by his eleven
years as a fugitive and failure to turn himself in. The Court further concluded that to
reward Mr. Pena for community service performed as a result of his fugitive status would
encourage flight. Mr. Pena has failed to demonstrate that his sentence was unreasonable.
The District Court applied the sentencing guidelines in an advisory capacity and
imposed a sentence that was reasonable.
For the foregoing reasons, we will affirm the judgment of the District Court.

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